You Invest. We protect. Everyone Benefits!
About EASi
FINTECH
Home
About Us
Vision and Mission
Powers and Functions
Board of Commissioners
Past Board Members
Divisional Profiles
Investor Complaints
Career Opportunities
Current Vacancies
Factsheets
Contact Us
Cooperation
International
Domestic
Close
Close
Registration
Registered Companies, Individuals
Manual Registration and Renewal
Checklists for Registration and Renewal of Registration
Close
Filings
Material Change
Documents Filed-Securities Registrations
Registrants’ Financial Statements
Close
MMRF Forms
CBTT
SRO
Close
Legal Framework
By-Laws
Contraventions
Decisions / Settlements
Guidelines
Legislation
Notices
Notices of Hearing
Orders
Proposed By-Laws
Proposed Guidelines
Proposed Legislation
Rules
Draft Policies
CIS Bye-Laws
Procurement
Close
AML-CFT
Beneficial Ownership
Checklist for the approval of Compliance Officers
Fit & Proper Criteria for Approval of Compliance Officers
AML-CFT FAQs
Compliance Officer Application Form
Public Statements
AML-CFT Updates
Draft Policies
Close
Investor Protection
Complaints Procedure
Complaints Online Form
Brochure – How to Complain
Fraud Awareness
Glossary of Terms
Investor Alerts
Close
Publications and Research
Annual Reports
Published Articles
Circular Letters
COVID-19
Market Newsletter
Securities Market Bulletin
Weekly Bulletin
CIS Data and Statistics
Reports
Guidance
List of Registrants
Brochures/Calendar
Approved Designated Foreign Jurisdictions
FOIA Statement
Research
Close
Media Room
Media Releases
Events
Speeches/Presentations
Audio
Photos
Videos
Close
Registration
Registrants of type:
Registered Representative
583 results found
Registrant Name
Registration Date
Associated Entity
Abdool, Amani
3-Sep-20
First Citizens Portfolio and Investment Management Services Limited
Abraham, Jasmin
3-Jan-2025
West Indies Stockbrokers Limited
Achong, Sean
24-Dec-2019
Ansa Merchant Bank Limited
Adam, Karen
16-Sep-2020
Sagicor Investments Trinidad & Tobago Limited
Akan, Myrnelle
10-Aug-15
SHBL Investments Company Limited
Albert, Joanne
7-Mar-2018
First Citizens Investment Services Limited
Alexander, Liesel
14-Sep-15
KCL Capital Market Brokers Limited
Alexander, Liesel+
3-Oct-17
Aspire Fund Management Company Limited
Alexander, Ria
20-May-2021
Scotiabank Trinidad and Tobago Limited
Alfred-Pierre, Annissa
23-Jan-2020
Trinidad and Tobago Unit Trust Corporation
Ali, Christopher
4-Oct-17
First Citizens Bank Limited
Ali, Salahudeen
31-Jul-17
Maritime Capital Limited
Ali, Salma
11-Dec-2015
West Indies Stockbrokers Limited
Ali, Sarfraz
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Ali-Manoo, Anisha
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Alleyne, Candice
3-Apr-2018
Scotiabank Trinidad and Tobago Limited
Alleyne, Harold
21-Sep-16
Caribbean Stockbrokers Limited
Alleyne, Joshua
3-Jan-2023
Sheppard Securities Limited
Alleyne, Joshua+
3-Jan-2023
Sheppard Stockbrokers Limited
Alleyne, Tevaughn
31-Jul-2024
Firstline Securities Limited
Alli, Tariq
9-May-2024
Massy Finance GFC Ltd.
Andrews Kent, Susan
7-Jun-2024
Guardian Asset Management and Investment Services Limited
Andrews, Schubert
23-Jan-2020
Trinidad and Tobago Unit Trust Corporation
Aparicio-Owen, Talia
8-May-17
Scotiabank Trinidad and Tobago Limited
Assing, Ryan
20-Jul-2023
Scotiabank Trinidad and Tobago Limited
Atwell, Amrika
8-Jun-2022
First Citizens Bank Limited
Atwell, Gabrielle
8-Jun-2022
First Citizens Bank Limited
Austin, Kirby
24-Jan-2020
JMMB Investments (Trinidad and Tobago) Limited
Austin, Marsha
8-May-17
Scotiabank Trinidad and Tobago Limited
Awai, Gary
14-Sep-15
Development Finance Limited
Baal, Rima
8-Jun-2022
First Citizens Bank Limited
Badall, Kavita
20-Nov-2024
Scotiabank Trinidad and Tobago Limited
Baiju, Kirsten
19-Jul-2022
Sheppard Securities Limited
Baiju, Kirsten+
19-Jul-2022
Sheppard Stockbrokers Limited
Balgobin, Robert
14-Sep-15
KSBM Asset Management Limited
Balkissoon, Renuka
5-Mar-2025
First Citizens Investment Services Limited
Ballantyne-Pascall, Keisha
8-Oct-2024
RBC Investment Management (Caribbean) Limited
Balliram-Harripersad, Sharda
23-Mar-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Balraj, Ronnie
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Bando-Collins, Judith
29-Sep-2021
Republic Bank Limited
Baptiste, Jason
30-Oct-2024
Scotiabank Trinidad and Tobago Limited
Baptiste, Tamara
27-Jan-2020
RBC Merchant Bank (Caribbean) Limited
Basdeo, Anderson
21-Oct-15
Citicorp Merchant Bank Limited
Basdeo, Roshan
3-May-24
JMMB Securities (T&T) Limited
Bassant, Terrence
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Bayne, Ryan
2-Sep-2022
Sheppard Securities Limited
Beachoo, Dana
4-Oct-2023
Waterloo Capital Advisors Limited
Beharrylal, Roshni
3-Apr-2018
Scotiabank Trinidad and Tobago Limited
Belmontes, Jesse
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Bernard, Rachel
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Bertete-Roberts, Dennisha
28-Mar-2025
The Home Mortgage Bank
Bhagan, Candice
19-Aug-2022
West Indies Stockbrokers Limited
Bhagwandeen-Ramdhanie, Samantha
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Bhagwandin, Chrysse
11-Nov-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Bharat, Renata
01-Sept-22
Bourse Brokers Limited
Bhattan-Jones, Susan
13-Nov-2024
First Citizens Bank Limited
Bisnath, Julia
30-Oct-2024
The Home Mortgage Bank
Bissessar, Avinash
1-Nov-2024
First Citizens Investment Services Limited
Bissessar, Avinash+
1-Nov-2024
First Citizens Brokerage and Advisory Services Limited
Bissessar, Avinash++
1-Nov-2024
First Citizens Portfolio and Investment Management Services Limited
Blackman, Javan
22-Jun-2022
First Citizens Bank Limited
Blake, Lee-Ann
8-Jun-2022
First Citizens Bank Limited
Bleasdell, Erica
23-Jan-2020
Trinidad and Tobago Unit Trust Corporation
Bleasdell, Jason
18-May-17
KCL Capital Market Brokers Limited
Bobb, Sheldon
8-May-17
Scotiabank Trinidad and Tobago Limited
Boisselle, Caroline
2-May-2025
RBC Royal Bank (Trinidad and Tobago) Limited
Boodram, Bheeshma
23-Jul-2024
Republic Wealth Management Limited
Boodram, Rodney Ajit
27-Jan-2021
Trinidad and Tobago Unit Trust Corporation
Boodram, Sheryl
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Boodram, Winston
21-Nov-2022
CIBC Caribbean Bank (Trinidad & Tobago) Limited
Borde-Ferreira, Sabrina
5-Dec-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Bose, Olivia
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Bosland, Dirk
4-Jul-17
First Citizens Depository Services Limited
Bourne, Talibah
8-Jun-2022
First Citizens Bank Limited
Bovell, Khadine
18-Mar-2021
Firstline Securities Limited
Bowen, Garth
7-Jun-2024
Guardian Asset Management and Investment Services Limited
Bowen, Wendell
8-Jun-2022
First Citizens Bank Limited
Bridgelal, Judy
16-Sep-2020
Sagicor Investments Trinidad & Tobago Limited
Bridglal, Alvin
17-Dec-2021
B3V Holdings Limited
Bridglal, Bradley
20-Sep-2023
Republic Bank Limited
Brown, Ryan
7-Jun-2024
Guardian Asset Management and Investment Services Limited
Budrie, Leanna
20-Jun-2023
Bourse Securities Limited
Cabral, Kassann
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Campbell, Brent
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Cedenio, Claude
6-Jun-2023
Firstline Securities Limited
Chamely, Anna
16-Jan-2023
Murphy Clarke Financial Limited
Charles Jnr, Andrew
16-Jan-2023
Murphy Clarke Financial Limited
Charles, Latoya
13-Sep-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Charles, Leosha
7-May-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Charles, Ray
20-Jul-2023
Scotiabank Trinidad and Tobago Limited
Chen, Nicholas
2-Apr-2024
First Citizens Bank Limited
Chester, Ryan
11-Nov-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Chin, Ian
14-Nov-24
Ansa Merchant Bank Limited
Chin, Ian+
10-Feb-17
ANSA Wealth Management Limited
Clarke, John Peter
19-Jul-2023
Republic Bank Limited
Clarke, Leslie
27-Jan-16
Murphy Clarke Financial Limited
Clarke-Mohan, Narda
15-Dec-2020
First Citizens Depository Services Limited
Clifton, Emile
9-Aug-2023
Guardian Asset Management and Investment Services Limited
Coonai, Ryan
30-Jun-2020
Capital Markets Elite Group (Trinidad and Tobago) Limited
Cooper, Michael
9-Oct-2023
Firstline Securities Limited
Crawford, Shaun
24-Oct-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Creese, Marli
23-Feb-2021
NCB Merchant Bank (Trinidad and Tobago) Limited
Crooks, Victoria Marie
26-Oct-15
Sheppard Securities Limited
Crooks, Victoria Marie+
14-Feb-2022
Sheppard Stockbrokers Limited
Cruickshank-Hosam, Candice
25-Aug-2022
KSBM Asset Management Limited
Cruickshank-Simon, Lesa
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Cudjoe-Bowen, Nadine
18-Mar-2024
Scotiabank Trinidad and Tobago Limited
Cunningham, Kareem
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Da Silva, Michael
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Daniel, Adrian
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Darbasie, Karen
03-Feb-21
First Citizens Bank Limited
Darbasie, Karen+
29-May-2023
First Citizens Brokerage and Advisory Services Limited
Dasrathsingh, Jamie
3-Feb-16
JMMB Bank (T&T) Limited
Davis, Christie
25-Jan-2024
First Citizens Investment Services Limited
De Boulet, Krysel
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
De Castro, Marlon
10-Sep-2024
Republic Bank Limited
De Graff, Dunovan
30-Apr-2020
Sagicor Investments Trinidad & Tobago Limited
De Nobriga, Lisa
8-Jun-2022
First Citizens Bank Limited
De Sormeaux, Candice
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
De Souza, Javan
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Deonarine, Dravid
18-Sep-2024
Republic Wealth Management Limited
Dillon, Genevieve
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Dindial, Leanna
13-Oct-16
Guardian Asset Management and Investment Services Limited
Donaldson, Graham Duff
20-Dec-21
Mondial (Trinidad) Limited
Donaldson-Jeffrey, Amril
29-Jun-20
First Citizens Portfolio and Investment Management Services Limited
Dookie, Dave
8-Apr-20
Waterloo Capital Advisors Limited
Douglas, Alana
9-Apr-2020
West Indies Stockbrokers Limited
Drakes, Candice
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Drayton, Amichai
15-Jan-2020
The Home Mortgage Bank
Dukharan, Nirvana
23-Feb-2021
NCB Merchant Bank (Trinidad and Tobago) Limited
Edoo, Richard
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Edwards, Belinda
8-Jun-2022
First Citizens Bank Limited
Edwards, Stacyann
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Eligon, Michelle
8-May-17
Scotiabank Trinidad and Tobago Limited
Ellis, Rory
15-Feb-2023
Capital Markets Elite Group (Trinidad and Tobago) Limited
Evans, Richard
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Fadahunsi, Lai
10-Aug-15
SHBL Investments Company Limited
Farmer, Karen
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ferdinand, Jean-Maurice
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ferdinand, Jean-Maurice+
29-Jan-2025
RBC Investment Management (Caribbean) Limited
Ferguson, Andrew
31-Jul-17
Maritime Capital Limited
Ferreira, Greg
16-Sept-21
First Citizens Investment Services Limited
Ferreira, Shauna
29-Jul-2020
Bourse Securities Limited
Forde, Maria
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Francis, Sparkle Sally
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Francis, Ulyn-Ann
24-Oct-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Frank-Baboolal, Adelaine
30-Oct-2024
The Home Mortgage Bank
Frederick, Nina
24-Mar-2025
Guardian Asset Management and Investment Services Limited
Gabriel, Norlann
10-Sep-2024
First Citizens Investment Services Limited
Gabriel, Norlann+
23-Sep-2024
First Citizens Brokerage and Advisory Services Limited
Gabriel, Norlann++
25-Sep-2024
First Citizens Portfolio and Investment Management Services Limited
Gadraj-Baboolal, Neena
8-Jun-2022
First Citizens Bank Limited
Gajadhar, Kerry
21-Sep-16
Caribbean Stockbrokers Limited
Gajadhar, Usha
2-Aug-16
The Home Mortgage Bank
Gangaram, Radica
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Garcia, Edmund
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Garcia-David, Apphia
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Gatt, Gordon Anthony
29-Sep-23
Sheppard Securities Limited
Gayapersad, Camille
12-Oct-15
First Citizens Investment Services Limited
George, Alicia
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
George, Carlene
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
George, Jahmai
19-Feb-2025
RBC Royal Bank (Trinidad and Tobago) Limited
George, Trevelon
8-Jun-2022
First Citizens Bank Limited
Gill, Sherwin M.
11-Mar-19
Trinidad and Tobago Unit Trust Corporation
Girod, Renata
17-May-2019
JMMB Investments (Trinidad and Tobago) Limited
Gittens, Richard
13-Jul-2022
Sagicor Investments Trinidad & Tobago Limited
Goberdhan, Sita
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Gokool, Kavita
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Gonzales, Adesha
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Gonzales, Alloysius
7-May-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Goolcharan, Viveka
14-Oct-2024
Guardian Life of the Caribbean Limited
Gooptar, Jerome
19-Jul-2021
Guardian Asset Management and Investment Services Limited
Gopaul, Teneil
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Gosine, Ishan
25-Apr-2022
NCB Merchant Bank (Trinidad and Tobago) Limited
Gregory, Christopher Andre
24-Aug-2022
FigTree Financial (T&T) Limited
Guevara, Joshua
2-Mar-2020
Capital Markets Elite Group (Trinidad and Tobago) Limited
Guyadeen-Gosine, Karen
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Hackett-Murray, Desiree
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Hagley, Simone
22-Mar-2024
Guardian Asset Management and Investment Services Limited
Hamel-Smith, Shane
11-Mar-2019
Sheppard Securities Limited
Hanooman, Rodney
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Hardeo, Avin
16-Nov-2021
Republic Bank Limited
Harrilal, Tanelle
8-Jun-2022
First Citizens Bank Limited
Hector-Orr, Kamala
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Henry, Lester
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Hernandez, Alicia
15-Aug-18
Firstline Securities Limited
Hernandez, Jody
2-May-2025
RBC Royal Bank (Trinidad and Tobago) Limited
Herrera, Mikael
2-Apr-2024
First Citizens Bank Limited
Hills, Nikesha
3-Mar-2021
RBC Royal Bank (Trinidad and Tobago) Limited
Holder, Omar
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Hosein, Ahamad
27-Jan-2025
Firstline Securities Limited
Hosein, Areo
16-Jan-2025
Guardian Asset Management and Investment Services Limited
Hosein, Narisa
13-Oct-16
Guardian Asset Management and Investment Services Limited
Hosein, Sean
12-Aug-2021
Bourse Brokers Limited
Hosein, Sean+
20-Jun-2023
Bourse Securities Limited
Hosten, Farrah
7-May-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Howell, Brendon
29-Nov-2024
Guardian Asset Management and Investment Services Limited
Ible, Isabelle
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Inglefield, Geoffrey
4-Oct-2023
Ansa Merchant Bank Limited
Inglefield, Geoffrey+
29-Nov-2024
ANSA Wealth Management Limited
Isahack-Paul, Naadira
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Israel, Stacy
3-Oct-17
First Citizens Investment Services Limited
Jackman, Ihsan
30-Aug-2019
Guardian Group Trust Limited
Jackman, Janice
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Jackson, Mikkel
9-Oct-2020
First Citizens Bank Limited
Jackson, Mikkel+
14-Jun-2024
First Citizens Investment Services Limited
Jacobie, Natalie
20-May-2021
Scotiabank Trinidad and Tobago Limited
Jagbirsingh, Candace
13-Sep-18
RBC Merchant Bank (Caribbean) Limited
Jagdeosingh, Veronica
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Jagroop, Subash
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
James, Kerron
1-Feb-2023
Republic Bank Limited
James, Michael
12-Sep-2024
Guardian Asset Management and Investment Services Limited
Jan, Nizea
20-May-2021
Scotiabank Trinidad and Tobago Limited
Jasper, Jodé
25-Jul-2024
Scotiabank Trinidad and Tobago Limited
Jenkins, Paul
21-Nov-2022
CIBC Caribbean Bank (Trinidad & Tobago) Limited
Joefield-Victor, Camille
13-Nov-2024
First Citizens Bank Limited
John, Marisa Elisabeth
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
John, Trever
24-Jan-20
Guardian Asset Management and Investment Services Limited
Johnson, Carolyn
25-Jul-2019
Caribbean Stockbrokers Limited
Jones, Brithney
7-May-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Joseph, Davina
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Joseph, Kyle
3-Apr-2018
Scotiabank Trinidad and Tobago Limited
Joseph, Nikeisha
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Joseph, Ru-Ann
10-Oct-16
First Citizens Investment Services Limited
Joseph, Terri-Ann
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Joseph-Seerattan, Carlene
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Julien, Jason
03-Feb-21
First Citizens Bank Limited
Julien-Jack, Maxime
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Juman, Neil
8-Jun-2022
First Citizens Bank Limited
Juman, Rachael
8-Jun-2022
First Citizens Bank Limited
Kadir, Amanda
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Kalicharan, Ramcharan
14-Sep-15
KSBM Asset Management Limited
Kerr, Candace
9-Aug-2022
Guardian Asset Management and Investment Services Limited
Kesar, Curley
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Khafra, Jeremy
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Khan, Christa
18-Mar-2024
Scotiabank Trinidad and Tobago Limited
Khan, Marsha
6-Oct-2021
Republic Wealth Management Limited
Khan, Marsha+
18-Nov-2024
Republic Bank Limited
Khan, Meera
8-May-17
Scotiabank Trinidad and Tobago Limited
Khan, Michael Vaughn
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Khan, Tishara
23-Aug-2021
Guardian Asset Management and Investment Services Limited
Khan-Abdool, Amirah
13-Sep-2021
Guardian Group Trust Limited
King, Dalia Patrice
19-Aug-15
Firstline Securities Limited
King, Keith Michael
13-Sept-23
Firstline Securities Limited
King, Mary
20-Dec-21
Mondial (Trinidad) Limited
King, Maxine Cheryl
13-Sept-23
Firstline Securities Limited
Kirpaul-Mohammed, Natasha
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Kishore, Rory
8-Jun-2022
First Citizens Bank Limited
Kissoon, Tricia
8-Oct-2024
RBC Investment Management (Caribbean) Limited
Kissoondath Singh, Lollita
29-Nov-2024
ANSA Wealth Management Limited
La Borde, Kevin
15-Dec-2021
Trinidad and Tobago Unit Trust Corporation
La Motte, Allicia
19-Feb-2025
RBC Royal Bank (Trinidad and Tobago) Limited
Lackan, Rajesh
20-Dec-2024
Guardian Asset Management and Investment Services Limited
Lakhan, Jagdesh
8-Apr-2020
Waterloo Capital Advisors Limited
Lal Maharaj, Avindra
14-Dec-2022
Ansa Merchant Bank Limited
Lal Maharaj, Avindra+
29-Nov-2024
ANSA Wealth Management Limited
Lala, Salisha
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Lall, Sarah
24-Oct-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Lalla Maharajh, Rianna
7-May-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Lalla, Jeremy
17-May-2024
JMMB Securities (T&T) Limited
Lalla, Jeremy+
17-May-2024
JMMB Investments (Trinidad and Tobago) Limited
Lawrence, Melanie
16-Sep-2024
West Indies Stockbrokers Limited
Le Gendre-Thompson, Chala
30-Jan-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Leach, Keron
15-Jan-2020
The Home Mortgage Bank
Leggard, Kaffi
1-Oct-2021
Sheppard Securities Limited
Leggard, Kaffi+
14-Feb-2022
Sheppard Stockbrokers Limited
Leong Poi, Lezanne
14-Apr-2023
Murphy Clarke Financial Limited
Leons, Keron
12-Oct-15
First Citizens Investment Services Limited
Lequay, Marc
15-Mar-2024
Republic Bank Limited
Lewis, Lumecha
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Lewis-Best, Leah
24-Oct-19
KCL Capital Market Brokers Limited
Logan, Nigel
9-Apr-2025
Bourse Brokers Limited
London, Terrence
16-Feb-2023
Scotiabank Trinidad and Tobago Limited
Loney, Tineal
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Lucie-Smith, Kristina
8-Aug-2023
Sagicor Investments Trinidad & Tobago Limited
Lum Sang-De Silva, Gina
18-Jul-2019
West Indies Stockbrokers Limited
Lum Sang-De Silva, Gina+
3-Nov-2021
RBC Royal Bank (Trinidad and Tobago) Limited
Lum Sang-De Silva, Gina++
29-Jan-2025
RBC Investment Management (Caribbean) Limited
Lutchman, Khadeen
20-May-2021
Scotiabank Trinidad and Tobago Limited
Ma Kuan, Christopher
17-Jul-2023
Republic Wealth Management Limited
Ma Kuan, Christopher+
18-Nov-2024
Republic Bank Limited
Mac Quan, Keisha
12-Oct-15
First Citizens Investment Services Limited
Mahabir, Keshala
24-Jan-2024
Maritime Capital Limited
Mahabir, Shival
10-Sep-2024
Ansa Merchant Bank Limited
Mahabir, Shival+
29-Nov-2024
ANSA Wealth Management Limited
Mahaboob-Selvon, Afiesha
7-Jun-24
First Citizens Bank Limited
Maharaj, Geerevan
20-Nov-2023
Republic Bank Limited
Maharaj, Nadya
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Maharaj, Sally
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Maharaj, Varun
24-Jan-2024
Maritime Capital Limited
Maharaj-Ramnarine, Laura
8-May-17
Scotiabank Trinidad and Tobago Limited
Maingot, Danielle
16-Jan-23
Murphy Clarke Financial Limited
Majid, Fareesha
27-Jan-16
Murphy Clarke Financial Limited
Manbodh-Piggot, Marisa
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Manmohan, Adrian
11-Dec-2015
West Indies Stockbrokers Limited
Mannah, Shivanand
24-Jan-2020
JMMB Investments (Trinidad and Tobago) Limited
Mansoor, Natalie
16-Apr-2024
Ansa Merchant Bank Limited
Mansoor, Natalie+
29-Nov-2024
ANSA Wealth Management Limited
Marcano, Annalee
5-Apr-2022
KCL Capital Market Brokers Limited
Mark, Terrel
21-Nov-2024
The Home Mortgage Bank
Marlow, Marissa
28-Dec-2020
Ansa Merchant Bank Limited
Marlow, Marissa+
29-Nov-2024
ANSA Wealth Management Limited
Martinez, Miguel
7-Jul-2023
Guardian Asset Management and Investment Services Limited
Martinez, Miguel+
7-Jul-2023
Guardian Group Trust Limited
Matthews, Christopher
30-Oct-2024
The Home Mortgage Bank
Mc Donald Kalloo, Candice
25-Apr-2024
Guardian Asset Management and Investment Services Limited
Mc Donald, Anika
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Mc Dougall, Kalifa
12-Feb-2021
RBC Royal Bank (Trinidad and Tobago) Limited
Mc Kenzie, Racine
4-Jul-2023
Scotia Investments (Trinidad and Tobago) Limited
Mc Quilkin, Michael
9-Jun-2021
Republic Bank Limited
McKell, Romesh
12-Oct-15
First Citizens Investment Services Limited
Melville, Adalene
13-Sep-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Merritt, Thandi
6-Oct-2020
Guardian Group Trust Limited
Minwah-Mohammed, Balmatie
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Mitchell, Aalyssa
16-Apr-2024
The Home Mortgage Bank
Mitchell, Myles
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Mohamed, Christine
7-Jun-24
First Citizens Bank Limited
Mohammed, Denika
19-Dec-2023
Guardian Asset Management and Investment Services Limited
Mohammed, Faye
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Mohammed, Jeannine
12-Jun-2024
Republic Wealth Management Limited
Mohammed, Nicholas
24-Jul-2020
Firstline Securities Limited
Mohammed, Reshard
05-Apr-16
Scotia Investments (Trinidad and Tobago) Limited
Mohammed, Ronald
4-Aug-16
Bourse Securities Limited
Mohammed, Salisha
13-Oct-16
Guardian Asset Management and Investment Services Limited
Mohammed, Shaun
28-Nov-18
First Citizens Brokerage and Advisory Services Limited
Mohammed, Shyam
8-Jun-2022
First Citizens Bank Limited
Mohammed, Xoceketzal
29-Jun-2020
First Citizens Portfolio and Investment Management Services Limited
Mohammed, Xoceketzal+
13-Dec-2024
First Citizens Brokerage and Advisory Services Limited
Mohammed, Xoceketzal++
13-Dec-2024
First Citizens Investment Services Limited
Mohammed, Zinora
18-May-17
KCL Capital Market Brokers Limited
Mohammed-Dass, Shazeema
27-Jan-21
Trinidad and Tobago Unit Trust Corporation
Mohan, Justin
30-Aug-2023
Republic Bank Limited
Mohan, Justin+
14-Mar-2025
Republic Wealth Management Limited
Mohess, Stephanie
21-Jun-2024
Guardian Asset Management and Investment Services Limited
Moonan, Videsh
17-Dec-2021
B3V Holdings Limited
Moonsammy, Vishwadai
15-Jan-2020
The Home Mortgage Bank
Moses, Shawn
17-May-2024
JMMB Securities (T&T) Limited
Moses, Shawn+
17-May-2024
JMMB Investments (Trinidad and Tobago) Limited
Moses, Shawn++
12-Sep-2024
JMMB Bank (T&T) Limited
Moses-Rodriguez, Geneil
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Mungal, Denise
7-Nov-2024
Guardian Asset Management and Investment Services Limited
Murray, Otis
11-Oct-2024
KCL Capital Market Brokers Limited
Murrell, Cherise
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Murrell-Richardson, Neisha
12-Feb-2021
RBC Royal Bank (Trinidad and Tobago) Limited
Nagassar, Nigel
10-Feb-2020
Guardian Asset Management and Investment Services Limited
Narine, Estelle
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Nelson, Avalon
20-May-2021
Scotiabank Trinidad and Tobago Limited
Newallo, Melanie
24-Oct-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Nuzum, Adrian
7-Feb-2019
Sheppard Securities Limited
Nuzum, Adrian+
14-Feb-2022
Sheppard Stockbrokers Limited
Ochoa, Rhea
7-May-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Ollivierra, David
16-Feb-2023
First Citizens Bank Limited
O’Neill, Shiloh K.
3-Jun-2024
Republic Wealth Management Limited
O’Neill, Shiloh K.+
18-Nov-2024
Republic Bank Limited
Pagee, Gillian
12-Oct-15
First Citizens Investment Services Limited
Pardais, Maria
7-Mar-18
First Citizens Portfolio and Investment Management Services Limited
Parker, Michael
7-Nov-2024
Guardian Life of the Caribbean Limited
Parrage, Ryan
16-Mar-2021
Waterloo Capital Advisors Limited
Pasea, Christian
15-Jan-16
Sagicor Life Incorporated
Passee, Ashia
31-Jul-2024
Firstline Securities Limited
Passee, Johann
18-Mar-2021
Firstline Securities Limited
Patrick, Cole
13-Sep-2023
Firstline Securities Limited
Patrovani, Mikhail
2-Apr-2024
First Citizens Bank Limited
Patterson, Denese
8-Jun-2022
First Citizens Bank Limited
Patterson, Rodney
12-Feb-2021
RBC Royal Bank (Trinidad and Tobago) Limited
Pemberton, Tiffany
21-Aug-2023
Development Finance Limited
Pereira, Marc Richard
29-Sept-23
Sheppard Securities Limited
Perez, Adrian
11-Oct-2024
KCL Capital Market Brokers Limited
Perryman, Jarod
11-Dec-2020
Scotiabank Trinidad and Tobago Limited
Persad, Anuradha
28-Nov-16
First Citizens Bank Limited
Persad, Darius
16-Feb-2023
First Citizens Bank Limited
Persad-Joseph, Aneisha
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Persad-Lewis, Cherry-Ann
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Persadie, Ginelle
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Phelps, Alesha
15-Jan-16
Sagicor Life Incorporated
Phelps, Alesha+
30-Apr-2020
Sagicor Investments Trinidad & Tobago Limited
Phillips, Myles
9-Sep-2022
Citicorp Merchant Bank Limited
Pierre, Jabari
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Pilgrim, Jonathan
6-Oct-2021
Republic Wealth Management Limited
Pirali, Aamir
7-Aug-2020
Scotiabank Trinidad and Tobago Limited
Piralli, Charles
5-May-2021
JMMB Investments (Trinidad and Tobago) Limited
Piralli, Charles+
28-Jan-2022
JMMB Securities (T&T) Limited
Pollard Jnr., Duke
11-Feb-16
Capital Markets Elite Group (Trinidad and Tobago) Limited
Pollidore, Jaeden
14-Nov-2023
Guardian Asset Management and Investment Services Limited
Pounder, Giselle
31-May-17
Republic Wealth Management Limited
Prince, Jamila
13-Oct-16
Guardian Asset Management and Investment Services Limited
Racha, Delano
20-May-2021
Scotiabank Trinidad and Tobago Limited
Rackal, Cindy
4-Apr-2023
First Citizens Bank Limited
Ragbirsingh, Diandra
29-Sep-2021
Republic Bank Limited
Raghunanansingh, Laura
16-Sep-2020
Sagicor Investments Trinidad & Tobago Limited
Ragoonath, Randy
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Rajkumar, Keisha
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Rajmoolie, Cathy
29-May-2024
First Citizens Brokerage and Advisory Services Limited
Rambharack, Kerryann
18-Mar-2024
Scotiabank Trinidad and Tobago Limited
Ramcharan, Diana
30-Jan-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Ramcharitar, Amar
16-Apr-2024
Trinidad and Tobago Unit Trust Corporation
Ramdass, Pamela
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Ramdeen, Avinash
20-Mar-2024
Republic Wealth Management Limited
Ramdewar, Russel
24-Mar-2025
Guardian Asset Management and Investment Services Limited
Ramdhanie, Timmel
8-Jun-2022
First Citizens Bank Limited
Ramdhanie-Sultan, Sita
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ramgoolie, Videsh
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ramirez, Roberto
8-May-17
Scotiabank Trinidad and Tobago Limited
Ramjattan, Stacey
18-Apr-2024
Guardian Asset Management and Investment Services Limited
Ramjit, Shivani
6-May-2019
Scotiabank Trinidad and Tobago Limited
Ramkhelawan, Sarodh
20-Jun-2023
Bourse Securities Limited
Ramkhelawan, Sarodh+
20-Jun-2023
Bourse Brokers Limited
Ramkhelawan, Subhas
12-Aug-2021
Bourse Securities Limited
Ramkhelawan, Subhas+
12-Aug-2021
Bourse Brokers Limited
Ramkissoon, Baldath
01-Feb-17
Republic Bank Limited
Ramkissoon, Dana
25-Oct-2018
First Citizens Investment Services Limited
Ramkissoon, Fahreena
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ramkissoon-Joseph, Shivana
29-Sep-2021
Republic Bank Limited
Ramkripaul, Rachel
12-Jul-2023
KCL Capital Market Brokers Limited
Ramlal, Charanjit
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ramlal, Dereck
5-Jun-2024
First Citizens Bank Limited
Ramlal, Dereck+
10-Mar-2025
First Citizens Brokerage and Advisory Services Limited
Ramlal, Dereck++
10-Mar-2025
First Citizens Investment Services Limited
Ramlal, Dereck+++
10-Mar-2025
First Citizens Portfolio and Investment Management Services Limited
Ramlochan, Gideon
8-May-17
Scotiabank Trinidad and Tobago Limited
Ramlogan, Riad
20-Jul-2023
Scotiabank Trinidad and Tobago Limited
Ramlogan, Tamara
13-Nov-2024
First Citizens Bank Limited
Ramnarine, Sasha
23-Mar-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Ramnath, Christian
4-Sep-2023
Sheppard Securities Limited
Ramnath, Daniel
13-Nov-2024
First Citizens Bank Limited
Ramnath, Rachel
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Ramnath-Singh, Gail
21-Sep-16
Caribbean Stockbrokers Limited
Ramoutar, Emily
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ramoutar, Rush
20-Mar-2024
Republic Wealth Management Limited
Ramoutar, Rush+
18-Nov-2024
Republic Bank Limited
Rampartap, Rondel
24-Jul-2018
JMMB Investments (Trinidad and Tobago) Limited
Rampersad, Reshma
8-Sep-2023
Scotiabank Trinidad and Tobago Limited
Rampersad, Travis
19-Oct-2021
First Citizens Investment Services Limited
Rampersad-Sookah, Annecia
3-Apr-2018
Scotiabank Trinidad and Tobago Limited
Ramroop, Rajesh
9-May-2023
First Citizens Investment Services Limited
Ramsamooj, Giselle
7-Jun-24
First Citizens Bank Limited
Ramsaran, Anrika
20-Oct-22
West Indies Stockbrokers Limited
Ramsaroop, Onilla
20-May-2021
Scotiabank Trinidad and Tobago Limited
Ramsaroop, Veeresh
18-Mar-2024
Sheppard Securities Limited
Ramsingh, Chanelle
5-Dec-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Ramsumair-Mahabir, Nadia
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Ramsumair-Mohammed, Shivana
17-Aug-17
First Citizens Investment Services Limited
Ramsundarsingh-Gopaul, Rhonda
16-Apr-2024
Ansa Merchant Bank Limited
Ramsundarsingh-Gopaul, Rhonda+
29-Nov-2024
ANSA Wealth Management Limited
Ransome, Diann
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Rattan, Basdai
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Rattan, Kimberly
7-Jun-24
First Citizens Bank Limited
Rattansingh, Prasanna
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Redhead, Eric
22-Dec-2021
Murphy Clarke Financial Limited
Reid, Stefan
27-Feb-2025
Guardian Asset Management and Investment Services Limited
Remy, Crystal
8-Jun-2022
First Citizens Bank Limited
Reyes, Erfan
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Richards, Annastacia
24-Oct-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Roberts, Pernel
13-Oct-2023
Republic Wealth Management Limited
Robinson, David
29-Sep-2021
Republic Bank Limited
Rodrigues, Herman
20-Dec-21
Mondial (Trinidad) Limited
Rodrigues, Matthew
31-Jul-2024
Firstline Securities Limited
Rodriguez-Greaves, Crystal
16-Apr-2024
Trinidad and Tobago Unit Trust Corporation
Romain, Germeel-Amir
24-Oct-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Romilly-Raymah, Selene
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Roopchand, Alicia
26-Jul-16
JMMB Investments (Trinidad and Tobago) Limited
Ruiz, Carol-Ann
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Sa Gomes, Chip
11-Jan-2019
Admiral Limited
Sabga, Nigel Anthony
24-Dec-19
Ansa Merchant Bank Limited
Sadoo, Mark
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Salandy, Crystal-Marie
16-Apr-2024
The Home Mortgage Bank
Salazar, Krystal
15-Jul-16
Scotia Investments (Trinidad and Tobago) Limited
Salloum Clarke, Christiane Michelle
24-Aug-2022
FigTree Financial (T&T) Limited
Salvary, Brent
14-Sep-15
KSBM Asset Management Limited
Samaroo, Lawrence
16-Feb-2023
Scotiabank Trinidad and Tobago Limited
Samodee, Keisha
6-Jun-2022
Guardian Asset Management and Investment Services Limited
Samuel-James, Natasha
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Sanasie-Ali, Renee
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Sanderson, Daniell
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Sandy, Dexter
15-Dec-2021
Trinidad and Tobago Unit Trust Corporation
Sankar, Shane
23-Jul-2024
Republic Wealth Management Limited
Sankar-Cassie, Liandra
30-Apr-2020
Sagicor Investments Trinidad & Tobago Limited
Santoo, Barry
8-Jun-2022
First Citizens Bank Limited
Saugh, Samanta
29-May-2024
Guardian Life of the Caribbean Limited
Scott, Deyson
13-Jan-2023
Trinidad and Tobago Unit Trust Corporation
Sealey, Garette
31-Jul-2024
Firstline Securities Limited
Seebaran, Madree
12-Aug-2021
Bourse Brokers Limited
Seedhan, Annette
23-Feb-2022
Citicorp Merchant Bank Limited
Seedial, Yuri
21-Dec-2023
First Citizens Brokerage and Advisory Services Limited
Seenath, Liz
7-Aug-20
Scotiabank Trinidad and Tobago Limited
Seenath, Shushilla
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Seepaul, Diana
28-Nov-16
First Citizens Bank Limited
Seepersad Singh, Ornella
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Seepersad, Shane
16-Nov-2021
Republic Bank Limited
Seepersad, Shani
2-Nov-2023
Republic Wealth Management Limited
Seepersad-Valdez, Stacey
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Seepersadsingh, Sheldon
8-May-17
Scotiabank Trinidad and Tobago Limited
Sharma-Kamaludin, Adita
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Sheppard, Alan Michael
26-Oct-15
Sheppard Securities Limited
Sheppard, George David
26-Oct-15
Sheppard Securities Limited
Silva, Loise
13-Oct-16
Guardian Asset Management and Investment Services Limited
Simeon, Simone
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Simmons, Dhaana
8-Oct-2021
Scotiabank Trinidad and Tobago Limited
Sinanan-Seepersad, Sally
6-Oct-2021
Republic Wealth Management Limited
Sinanan-Seepersad, Sally+
18-Nov-2024
Republic Bank Limited
Singh, Amrit
3-Jan-2025
West Indies Stockbrokers Limited
Singh, Dianne
8-May-17
Scotiabank Trinidad and Tobago Limited
Singh, Gia
3-Nov-2023
Ansa Merchant Bank Limited
Singh, Lillian
8-May-17
Scotiabank Trinidad and Tobago Limited
Singh, Mario
9-Jan-2025
KSBM Asset Management Limited
Singh, Roshnie
23-Mar-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Singh, Shyermarlene
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Singh, Vishana
28-Jan-2022
JMMB Investments (Trinidad and Tobago) Limited
Slater, Sue-Ann
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Smith, Cortlyn
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Smith, Kamlis
20-Apr-2023
RBC Royal Bank (Trinidad and Tobago) Limited
Somair, Sean Gregory
10-May-18
RBC Investment Management (Caribbean) Limited
Sookdeo, Avind
25-Feb-2025
JMMB Investments (Trinidad and Tobago) Limited
Sookdeo, Natasha
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Sookdeo, Shivanand
1-Feb-2023
Republic Bank Limited
Sookhan, Sheba
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Sookoo, Anganie
17-Feb-16
JMMB Investments (Trinidad and Tobago) Limited
Sookoo, Anganie+
18-Sep-2018
JMMB Securities (T&T) Limited
Sookoo, Jennifer
26-Jul-16
JMMB Investments (Trinidad and Tobago) Limited
Sookram-Bridgelal, Nadia
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
St. Clair, Dirk
23-Jul-2024
Scotiabank Trinidad and Tobago Limited
Stafford, Terri
7-May-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Stanford, Dahlia
12-Feb-2021
RBC Royal Bank (Trinidad and Tobago) Limited
Stephen, Chrissie
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Stone, Frank
16-Jan-2023
Murphy Clarke Financial Limited
Sudama, Neeta
27-Mar-2025
RBC Royal Bank (Trinidad and Tobago) Limited
Sui, Peter
4-Jun-2024
Guardian Asset Management and Investment Services Limited
Sukhu, Rochelle
28-Nov-16
First Citizens Bank Limited
Sund-Olton, Angelique
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Sutherland, Damian
4-Apr-2023
First Citizens Bank Limited
Sylvester, Kristopher
16-Dec-2019
Capital Markets Elite Group (Trinidad and Tobago) Limited
Syne, Sacha
4-Apr-2023
First Citizens Bank Limited
Tannis, Rudy-Ann
7-Jun-24
First Citizens Bank Limited
Telesford-Pierre, Trudie
14-Sept-15
KCL Capital Market Brokers Limited
Thomas, Alvin
23-Mar-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Thomas, Gary
12-Aug-2021
Bourse Securities Limited
Thomas, Marquis
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Thomas, Rowland Marc
13-Oct-16
Guardian Asset Management and Investment Services Limited
Thompson, Cedric
2-Sep-2019
Trinidad and Tobago Unit Trust Corporation
Tirbany, Lena
8-Jun-2022
First Citizens Bank Limited
Tittil, Daniel
5-Nov-2020
Admiral Limited
Titus, Heather
4-Aug-21
CIBC Caribbean Bank (Trinidad & Tobago) Limited
Tom Yew, Brad
6-Oct-2021
Republic Wealth Management Limited
Tom Yew, Brad+
18-Nov-2024
Republic Bank Limited
Tom Yew, Katrine
13-Oct-16
Guardian Asset Management and Investment Services Limited
Toney-Gooding, Marcia
10-Apr-2019
First Citizens Depository Services Limited
Toolsee, Jayde
13-May-2024
Bourse Brokers Limited
Trestrail, Robert
15-Jan-16
Sagicor Life Incorporated
Valentine, Selene
2-Aug-2024
RBC Royal Bank (Trinidad and Tobago) Limited
Valley, Kerwyn
14-Sept-15
KCL Capital Market Brokers Limited
Valley, Kerwyn+
3-Oct-17
Aspire Fund Management Company Limited
van der Vaart, Hubertus Jan
27-Nov-18
SEAF Caribbean Management LLC
Vieira, Lisa
10-Aug-19
SHBL Investments Company Limited
Vincent, Trisha
7-Mar-18
First Citizens Investment Services Limited
Walcott, Chelsey
23-Aug-2024
CIBC Caribbean Bank (Trinidad & Tobago) Limited
Walker-Huggins, Tricia
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Wallace, Wilfred Gregory
20-Dec-21
Mondial (Trinidad) Limited
Webster, Natalie
10-Sep-2024
Republic Bank Limited
Webster-Villafana, Akisha
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Welch, Luke
11-Mar-2021
Sheppard Securities Limited
Wells-Fraser, Bernadette
20-May-18
JMMB Securities (T&T) Limited
Westfield, Vanessa
8-May-17
Scotiabank Trinidad and Tobago Limited
Whiskey, Tennille
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
White, Darryl
13-Sep-18
RBC Merchant Bank (Caribbean) Limited
White, Darryl+
5-Mar-2024
RBC Investment Management (Caribbean) Limited
White, Marlon
20-May-2021
Scotiabank Trinidad and Tobago Limited
Whiteman, Sharon
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Wickham, La Toya
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Williams, Beverly
15-Feb-2022
RBC Royal Bank (Trinidad and Tobago) Limited
Williams, Leo
16-Jun-2020
SEAF Caribbean Management LLC
Williams, Marlon
8-Jun-2022
First Citizens Bank Limited
Williams, Rawlena
16-Feb-2023
Scotiabank Trinidad and Tobago Limited
Williams, Reynold
4-Oct-2023
Ansa Merchant Bank Limited
Williams, Reynold+
4-Oct-2023
ANSA Wealth Management Limited
Williams-Samlal, Kerry Ann
28-Aug-2020
RBC Royal Bank (Trinidad and Tobago) Limited
Wilson-Mano, Linda
1-Feb-17
Trinidad and Tobago Unit Trust Corporation
Wright, Christopher
14-Dec-2022
Ansa Merchant Bank Limited
Wright, Christopher+
29-Nov-2024
ANSA Wealth Management Limited
Wynter, Paul
13-Oct-16
Guardian Asset Management and Investment Services Limited
Yearwood, Patricia
13-Nov-2024
First Citizens Bank Limited
Young, Angus Peter
7-Jan-16
NCB Merchant Bank (Trinidad and Tobago) Limited
Youseff, Daniel
16-Jul-19
First Citizens Investment Services Limited
Zakour, Georgina
25-Apr-2022
NCB Merchant Bank (Trinidad and Tobago) Limited
Investor Education
Get Answers and Tools
Lodge a Complaint
Useful Links
TTSEC
Home
About Us
Vision and Mission
Powers and Functions
Board of Commissioners
Past Board Members
Divisional Profiles
Investor Complaints
Career Opportunities
Current Vacancies
Factsheets
Contact Us
Cooperation
International
Domestic
Back
Back
Registration
Registered Companies, Individuals
Manual Registration and Renewal
Checklists for Registration and Renewal of Registration
Back
Filings
Material Change
Documents Filed-Securities Registrations
Registrants’ Financial Statements
Back
MMRF Forms
CBTT
SRO
Back
Legal Framework
By-Laws
Contraventions
Decisions / Settlements
Guidelines
Legislation
Notices
Notices of Hearing
Orders
Proposed By-Laws
Proposed Guidelines
Proposed Legislation
Rules
Draft Policies
CIS Bye-Laws
Procurement
Back
AML-CFT
Beneficial Ownership
Checklist for the approval of Compliance Officers
Fit & Proper Criteria for Approval of Compliance Officers
AML-CFT FAQs
Compliance Officer Application Form
Public Statements
AML-CFT Updates
Draft Policies
Back
Investor Protection
Complaints Procedure
Complaints Online Form
Brochure – How to Complain
Fraud Awareness
Glossary of Terms
Investor Alerts
Back
Publications and Research
Annual Reports
Published Articles
Circular Letters
COVID-19
Market Newsletter
Securities Market Bulletin
Weekly Bulletin
CIS Data and Statistics
Reports
Guidance
List of Registrants
Brochures/Calendar
Approved Designated Foreign Jurisdictions
FOIA Statement
Research
Back
Media Room
Media Releases
Events
Speeches/Presentations
Audio
Photos
Videos
Back
× Close Panel