Citicorp Merchant Bank Limited

12 Queen's Park East
Port of Spain
Country: Trinidad and Tobago

Tel. 623-3344

Registration Type(s)
  • Registration Type:
    Broker-Dealer
  • Registration Date:
    12-Jun-97
  • Date of Regularization:
    21-Oct-15
  • Authorized Activities:
    Broker-Dealer as Agent, Broker-Dealer as Principal, and Underwriter
  • Registration Type:
    Reporting Issuer
  • Registration Date:
    29-Jul-99
Registered Representatives
Securities Issued
Debt
  • 14 April 1998: US$3,440,000 Certificates of Interest in US$2,000,000 Government of Trinidad and Tobago Eurobonds due 2006
  • 17 April 1998: US$3,440,000 Certificates of Interest in Government of Trinidad and Tobago Eurobonds US$2,000,000 8% Fixed Rate Bonds due 2006
  • 29 July 1999: TT$598,487,119 Certificates of Participation in TCL Leasing Limited TT$247,597,282 Secured Fixed Rate Bonds due 2024
  • 9 September 1999: EC$147,875,000 Certificates of Participation in EC$45,500,000 Government of the Commonwealth of Dominica 9% Fixed Rate Bonds due 2024
  • 30 September 1999: US$103,334,000 Certificates of Participation in US$67,600,000 TCL Service Limited Secured Fixed Rate Bonds due 2009
  • 24 February 2000: TT$240,169,345 Certificates of Participation in TT$152,225,000 Government of Trinidad and Tobago 11% Fixed Rate Bonds due 2014
  • 16 March 2000: EC$61,911,500 Certificates of Participation in EC$26.6 Million Government of Grenada Fixed Rate Bonds due 2015
  • 28 September 2000: US$27,844,837.33 Certificates of Participation in Angostura Limited US$17,500,000 11.25% Secured Fixed Rate Bonds due 2010
  • 23 November 2000: US$7,196,875 Certificates of Participation in US$5,000,000 Government of Belize Fixed Rate Notes due 2005
  • 15 March 2001: EC$38,315,000 Certificates of Participation in EC$20 Million Government of St. Lucia 9.9% Fixed Rate Bonds due 2016
  • 21 June 2001: EC$44,448,750 Certificates of Participation in St. Christopher Air and Sea Ports Authority $21,950,000 Guaranteed Fixed Rate Bonds due 2016
  • 20 September 2001: TT$175,000,000 Certificates of Participation in TT$40 Million 13.50% Nestle Trinidad and Tobago Limited Fixed Rate Bonds due 2026
  • 20 September 2001: TT$409,775,573.77 Certificates of Participation in TT$99,327,000 11.75% Government Guaranteed Water and Sewerage Authority Fixed Rate Bonds due 2026
  • 20 September 2001: TT$1,310,116,497.40 Certificates of Participation in TT$314,315,513 11.90% Government Guaranteed Water and Sewerage Authority Fixed Rate Bonds due 2026
  • 24 January 2002: TT$352,432,143.84 Certificates of Participation in TT$100 Million Water and Sewerage Authority Government Guaranteed 11.75% Fixed Rate Bonds due 2021
  • 26 February 2002: TT$392,400,000 Certificates of Participation in TT$240 Million BP Trinidad and Tobago LLC 11.75% Guaranteed Fixed Rate bonds 2001-2021
  • 7 March 2002: US$19,435,000 Certificates of Interest in US$13 Million Government of St. Christopher and Nevis 9% Fixed Rate Bonds 2012 (Prospectus receipted)
  • 23 May 2002: TT$76,583,754.64 Certificates of Interest in National Maintenance Training and Security Company Limited 10.25% TT$175 Million Fixed Rate Bonds due 2022
  • 6 June 2002: US$12,740,000 Certificates of Interest in the Government of Barbados 7.25% US$5.2 Million Fixed Rate Bonds due 2021
  • 30 July 2002: US$18,896,874.96 Certificates of Participation in Government of Turks and Caicos Islands US$10 Million 9.75% Fixed Rate Bonds due 2017
  • 15 August 2002: BDS$16,706,250.00 Certificates of Interest in BDS$10 Million 7.25% Government of St. Lucia Fixed Rate Bonds due 2017 (Prospectus receipted)
  • 15 August 2002: US$37,109,375.04 Certificates of Interest in US$25 Million 7.75% Government of St. Lucia Fixed Rate Bonds due 2012 (Prospectus receipted)
  • 29 August 2002: US$30,566,667.67 Certificates of Interest in US$20 Million Phoenix Park Gas Processors Limited 7.50% Fixed Rate Bonds due 2015
  • 19 September 2002: US$7,578,125.04 Certificates of Interest in US$5 Million Phoenix Park Gas Processors Limited 7.50% Fixed Rate Bonds due 2015
  • 7 November 2002: TT$592,497,000 Certificates of Participation in Angostura Limited TT$354 Million 10.50% Fixed Rate Bonds due 2012
  • 19 December 2002: US$7,484,375.04 Certificates of Interest in US$5,000,000 Phoenix Park Gas Processors Limited 7.50% Fixed rate Bonds due 2015
  • 23 January 2003: US$22,265,625.04 Certificates of Interest in US$15 Million 7.75%Government of St. Lucia Fixed Rate Bonds due 2013 (Prospectus Receipted)
  • 20 February 2003: TT$11 Million Port Authority of Trinidad and Tobago 5.45% Fixed Rate Bonds Medium Term Note due 2003-2006
  • 22 May 2003: EC$32,364,743.76 Certificates of Interest in Nevis Island Administration EC$18,650,000 7.95% Fixed Rate Bond due 2018 (Prospectus Receipted)
  • 22 May 2003: EC$57,020,000 Certificates of Interest in Government of St. Vincent & the Grenadines EC$40 Million 7.40% Fixed Rate Bond due 2013 (Prospectus Receipted)
  • 22 May 2003: EC$57,020,000 Certificates of Interest in Government of St. Vincent & The Grenadines EC$40,000,000 7.4% Fixed Rate Bonds due 2013
  • 5 June 2003: US$31,187,500 Certificates of Interest in Government of Belize US$20,000,000 8.95% Fixed Rate Bond due 2013
  • 16 June 2003: TT$492,051,712.33 Certificates of Interest in Government of the Republic of Trinidad and Tobago TT$250 Million 6.45% Fixed Rate Bond due 2018 (Series 2)
  • 16 June 2003: TT$328,828,082.19 Certificates of Interest in Government of the Republic of Trinidad and Tobago TT$250 Million 6.00% Fixed Rate Bond due 2013 (Series 1)
  • 26 June 2003: TT$654,697,553.18 Certificates of Interest in Water and Sewerage Authority TT$413 Million 6.75% Fixed Rate Bond due 2013
  • 27 November 2003: EC$32,364,743.76 Certificates of Interest in Nevis Island Administration EC$18,650,000 7.95% Fixed Rate Bond due 2018 (Supplementary Prospectus Receipted)
  • 7 May 2004: TT$218,754,937.37 Certificates of Interest in Water and Sewerage Authority TT$145,000,000 5.85% Fixed Rate Bond due 2019
  • 21 June 2004: TT$169,170,125.00 Certificates of Participation in Caroni (1975) Limited TT$131,000,000.00 5.55% Fixed Rated Bond due 2014
  • 19 August 2004: TT$471,473,887.50 Certificates of Interest in Trinidad Cement Limited TT$346,500,000 6.87% Fixed Rate Bond due 2014
  • 28 September 2004: TT$491,854,050 Certificates of Participation in Port Authority of Trinidad and Tobago TT$340,000,000 Fixed Rate Bond due 2019, Tranche 1 $228 M 5.775%, Tranche 2 $112.4 M 6.05%
  • 2 November 2004: TT$56,330,308.64 ( Face Value) Certificate of Interest in Government of St. Vincent and the Grenadines EC$40,000,000 7% Fixed Rate Bond due 2014
  • 7 December 2004: TT$84,719,231.39 Certificates of Participation in La Brea Industrial Development Company Limited 6.05% Fixed Rate Bond due 2014
  • 7 December 2004: TT$1,083,547,500.00 Certificates of Interest in Guardian Holdings Limited Fixed Rate Bond Issue due 2014 Series 1 & Series 2
  • 29 December 2004: TT$309,131,666.67 Certificates of Particiapation in bpTT TT$240 million 11.75% Fixed Rate Bond due 2021
  • 24 June 2005: TT$1,326,812,500 Certificates of Interest in Telecommunications Services of Trinidad & Tobago Limited 6.2250% Fixed Rate Bond due 2015
  • 29 June 2005: TT$880,645,672.57 (face value) Certificates of Interest in CLICO Investment Bank Limited Tranche 2 – 7.675% Fixed Rate Bond due 2015
  • 31 October 2006: TT$227,500,000 TT$227,500,000 (Face Value) Certificates of Interest in the Trinidad and Tobago Housing Development Corporation Limited TT$1,381,000,000.00 Fixed Rate Bond – Tranche III TT$475,000,000 8.5% Fixed Rate Bond Issue due 2021
  • 22 November 2007: US$30,541,902.40 Citicorp Merchant Bank Limited US$30,541,902.40 Certificates of Interest in Tranche B of the Cool Petroleum (St. Lucia) Limited Fixed Rate Bonds due 2017
  • 15 February 2008: TT$144,625,000 (face value) Certificates of Participation in Trinidad Cement Limited TT$100,000,000 8.50% Fixed Rate Bond due 2018
  • 25 April 2008: TT$350,400,000 (Face Value) Certificates of Participation in TT$200,000,000 of a Guardian Holdings Limited TT$300,000,000 Fixed Rate Bond due 2016
  • 12 August 2009: TT$523,235,317.43 Citicorp Merchant Bank Limited TT$523,235,317.43 (Face Value) Certificates of Participation in the National Infrastructure Development Company Limited TT $344,750,000 Fixed Rate Bond due 2024
  • 10 December 2009: US$59,675,460 Citicorp Merchant Bank Limited US$59,675,460.00 (Face Value) COPs in the NIDCO US$52,000,000 Fixed Rate Bond due 2014
  • 18 January 2011: $1,458,469,166.66 Citicorp Merchant Bank Limited TT$1,458,469,166.66 (Face Value) Certificates of Participation in Series 1 of the Guardian Holdings Limited TT$1 Billion 7.975% Secured Fixed Rate Bonds due 2023
  • 24 March 2011: $3,192,801,000.00 Citicorp Merchant Bank Limited TT$3,192,801,000.00 (Face Value) Certificates of Participation in the Water and Sewerage Authority TT$1,335,900,000 6.95% Fixed Rate Bond due 2031
  • 5 August 2011: US$17,250,000.00 Citicorp Merchant Bank Limited US$17,250,000 (Face Value) Certificates of Participation in the BBD$161,000,000 Barbados Agricultural Management Company Limited Bond
  • 9 November 2011: US$11,420,868.63 Citicorp Merchant Bank Limited US$11,420,868.63 (Face Value) Certificates of Participation in the BBD$161,000,000 Barbados Agricultural Management Company Limited Fixed Rate Bond
  • 9 November 2011: TT$286,470,706.55 Citicorp Merchant Bank Limited TT$286,470,706.55 (Face Value) Certificates of Participation in TT$150,338,000.00 of the National Insurance Property Development Company Limited TT$500,000,000.00 6.05% Fixed Rate Bond due 2026
  • 29 March 2012: US$7,078,576.50 Citicorp Merchant Bank Limited US$7,078,576.50 (Face Value) Certificates of Participation in the Government of the Cayman Islands US$312 Million 5.95% Notes due 2019
  • 11 September 2012: TT$100,000,000 Citicorp Merchant Bank Limited Certificates of Participation in the Citigroup Funding Inc. TT$100 Million Medium Term Note due 2019
  • 11 October 2012: TT$335,226,431.51 Citicorp Merchant Bank Limited TT$335,226,431.51 (Face Value) Certificates of Participation in the Government of Trinidad and Tobago Treasury Notes due 2017
  • 16 November 2012: TT$2,047,491,506.83 Citicorp Merchant Bank Limited TT$2,047,491,506.83 (Face Value) Certificates of Participation in the TT$2,500,000,000.00 Government of Trinidad and Tobago 5.20% Fixed Rate Bond due 2027
  • 26 March 2013: TT$402,751,871.12 Citicorp Merchant Bank Limited TT$402,751,871.12 (Face Value) Certificates of Participation in Government of Trinidad and Tobago TT$1,500,000,000 6.00% Fixed Rate Bond due 2031
  • 18 July 2013: TT$709,285,479.46 Citicorp Merchant Bank Limited TT$709,285,479.46 (Face Value) Certificates of Participation in Government of Trinidad and Tobago TT$1,000,000,000 2.60% Fixed Rate Bond due 2020
  • 2 June 2020: TT$100,000,000 Certificates of Participation in Citigroup Global Markets Holdings Inc. TT$100M Equity Linked Notes