In The Matter of Sections 61(1) 62(1), 155(1A) (c) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) And In The Matter of an Application by First Citizens Bank Limited for an Exemption from the Registration of Caribbean Airlines …
In the Matter Sections 62(1)(a) and 62(9)(a)(i) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Application for Registration of Ansa Merchant Bank Limited’s Certificates of Participation in Government of the Republic of Trinidad and Tobago (“GORTT”) …
In the Matter of Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list the Praetorian Property Mutual Fund from its Official List Read …
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws 2015 By Prestige Holdings Limited Read more -> Contravention Order re Prestige Holdings Limited – $55,300.00 …
In the Matter of the Contravention of Section 64(1)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By One Caribbean Media Limited Read more -> Contravention Order re One Caribbean Media Limited – $10,500.00 – 11th October 2021
In the Matter of the Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Noel Wood Read more -> Contravention Order re Noel Wood – $5,000.00 – 11th October 2021
In the Matter of the Contravention of Section 136(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nicholas Lok Jack Read more -> Contravention Order re Nicholas Lok Jack – $52,000.00 – 11th October 2021
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by National Investment Fund Holding Company Limited Read more -> Contravention Order re National Investment Fund Holding Company Limited – $1,000.00 – 11th October …
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Insurance Property Development Company Limited Read more -> Contravention Order re National Infrastructure Development Company Limited – $125,400.00 – …
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By National Insurance Property Development Company Limited Read more -> Contravention Order re National Infrastructure …
