Order re extension of transitional period
The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014
The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014
Members of the public are advised that the commission will be varying its hours of operation on December 12, 2013
In the Matter of Section 21 of the Securities Act 2012 and in the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) echoes the advice of the Trinidad and Tobago Police Service by reminding citizens to be on the alert for fraudsters, scam artists and illegitimate investment schemes.
The TTSEC with support from the United States Securities and Exchange Commission (USSEC) hosted a four day Inspections and Compliance Training Programme and a one day Inspections and Compliance Training Seminar from September 16-20 in Port of Spain.
This document contains proposed amendments to the Securities Act 2012.
The office of the Trinidad and Tobago Securities and Exchange Commission will be closed on the following days to facilitate a staff exercise.
AMCHAM T&T’s Securities Legislation Conference
On Wednesday March 27, at the Trinidad Hilton and Conference Centre, six young people were presented with their prizes for winning the TTSEC’s 2013 Investor Education Competition. This competition, which is the TTSEC’s second competition of this nature, was held in partnership with the Trinidad and Tobago Stock Exchange Limited (TTSE) and targeted the youth of Trinidad and Tobago between the ages of 18 to 25 years.
For the past three years, Consumers International (CI), the world federation of consumer groups, has been focusing its annual commemorations on the financial services sector.