Concise Statement of Substance and Purpose & Securities (General) By-Laws 2014
Please be advised that the updated draft of the proposed Securities (General) By-laws, 2014 are now available for comment.
Tag Archives: TTSEC
Summary of Order
On May 12, 2014 the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) through its Pre Hearing Conference Panel constituted under Rules made in accordance with section 21 of the Securities Act 2012 made the following order.
Notice of Hearing – Re de-listing FNCU Venture Capital Company Limited
TAKE NOTICE that the Trinidad and Tobago Securities And Exchange Commission will convene a hearing to consider an application by the Trinidad and Tobago Stock Exchange for de-listing FNCU Venture Capital Company Limited in accordance with section 45 (1) of the Securities Act 2012.
Media Release – TTSEC to conduct second Webinar
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) will host its second free investment webinar on Wednesday July 02 at 12 noon.
TTSEC signs MOU with FIU
On May 21, the three regulators in the financial sector, the TTSEC, FIU and the CBTT, formalised an agreement concerning cooperation and information sharing.
Media Release – Re-election to IARC
On Thursday May 08, at a meeting of regional and international securities regulators in Mexico City, Mexico, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) was re-elected as the third rep-resentative of the Inter-American Regional Committee of the International Organization of Securities Commissions (IOSCO) for the period 2014-2016.
Order for appointment of Panels under the Hearing and Settlement rules
In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.
The Registration Process
Market Outreach Series- Material Change Seminar
Material Change Guidance
Market Outreach Series- Material Change Seminar
SEC signs MMoU with regional securities group
On Wednesday April 09, at the offices of the Financial Services Commission in Barbados, SEC Chairman, Professor Patrick Watson signed the Caribbean Group of Securities Regulators’ (CGSR) Multilateral Memorandum of Understanding (MMoU) for the Exchange of Information and Cooperation and Consultation.