Order re Barclays Wealth and Investment Management
In the Matter of an Application by Barclays Wealth and Investment Management for the removal of Barclays Investment Funds (Luxembourg) from the Commission’s Register of Mutual Funds
In the Matter of an Application by Barclays Wealth and Investment Management for the removal of Barclays Investment Funds (Luxembourg) from the Commission’s Register of Mutual Funds
In the Matter of an Application by JMMB Securities Limited for the de-registration of Trinidad Select Index Fund Limited as a Reporting Issuer and a Collective Investment Scheme
In the Matter of an Application by JMMB Securities Limited for the de-registration of Jamaica Select Index Fund Limited as a Reporting Issuer and a Collective Investment Scheme
On October 22, the TTSEC signed an MOU with the TTSE to solidify the relationship of the regulator (TTSEC) and the self-regulatory organisation (TTSE). This is the fifth agreement signed and formalised by the TTSEC over the past eighteen months.
RBCMB Changes to the Board of Directors – Mr Roger Packer
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) has been re-elected to sit on the Board of the International Organization of Securities Commissions (“IOSCO”), until 2016
TTSEC Website Survey 2014
Please be advised that the updated draft of the proposed Securities (General) By-laws, 2014 are now available for comment.
The TTSEC will be conducting a series of free Investor Education sessions across Trinidad and Tobago beginning with a session at the San Fernando City Hall on October 8th at 5 p.m.
Securities (General) By-Laws 2014 LRC approved