Voluntary Compliance and Enforcement
TTSEC’s market newsletter. Issue #19 – Voluntary Compliance and Enforcement SEC 19th Quarterly Newsletter Final
Tag Archives: TTSEC
The TTSEC Welcomes New CEO
The Board of Commissioners of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) is pleased to announce that Mr. Hadyn Gittens assumed duties as Chief Executive Officer of the Commission on August 2nd 2017. TTSEC Welcomes New CEO
Order Re: TTSE to De-List GORTT $29.5M Floating Rate Bond
In the Matter of Section 45 (1) of the Securities Act 2012 and In the Matter of Section 159 (10) of the Securities Act 2012, and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and …
Contravention Order re One Caribbean Media
In The Matter of the Contravention of section 63 (a) of the Securities Act, 2015 and By-Law 47 (c) of the Securities (General) By-laws, 2015 by One Caribbean Media Limited. Contravention Order re One Caribbean Media Limited
Contravention Order re Readymix Limited
In The Matter of the Contravention of section 63 (a) of the Securities Act 2012 and By-Law 47 (c) of the Securities (General) By-laws, 2015 by Readymix (West Indies) Limited. TTSEC Order re Readymix
Contravention Order re Sagicor Life Incorporated
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 by Sagicor Life Incorporated. TTSEC Order re Sagicor Life Incorporated
Contravention Order re National Flour Mills
In The Matter of the Contravention of Section 65 (1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015. TTSEC Order re National Flour Mills
Order Re: Exemptions to NCBJ and NCBFG
In the Matter of Section 155(1A)(c) of the Securities Act 2012 and An Application by the National Commercial Bank Jamaica Limited for exemptions from the requirement to register shares and the payment of a market access fee Order granting exemptions to NCBJ and NCBFG
Order Re: TTSE – Rescission of Rule 200(3)
In the Matter of Section 40 of the Securities Act, 2012 And In the Matter of By-Law 61 (2) of the Securities (General) By-Laws, 2015 And In the matter of an application by the Trinidad and Tobago Stock Exchange Limited for the Rescission of Rule 200 (3) of the Trading …
De-registration Order re RBC Financial (Caribbean) Limited
In the Matter of an Application by RBC Financial (Caribbean) Limited for de-registration as a Reporting Issuer pursuant to Section 71(1) (b) of the Securities Act, 2012 (“the Act”). RBC Caribbean De-registration Order