In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Citibank Trinidad and Tobago Limited WHEREAS Citibank Trinidad and Tobago Limited (“the Respondent”) failed to file its Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the …
In The Matter of the Contravention of By-Law 40(2) of the Securities (General) By-Laws, 2015 by Bourse Securities Limited WHEREAS Bourse Securities Limited (“the Respondent”) failed to file its Half Yearly Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) on …
In The Matter of the Contravention of By-Law 40(2) of the Securities (General) By-Laws, 2015 by Bourse Brokers Limited WHEREAS Bourse Brokers Limited (“the Respondent”) failed to file its Half Yearly Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the …
In The Matter of the Contravention of section 56(4) of the Securities Act 2012 and By-Law 53 of the Securities (General) By-laws, 2015 by RBC Investment Management (Caribbean) Limited Order – RBC Administrative Fine – $29,000
In the Matter of an Application by National Commercial Bank Jamaica Limited for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 Order for the de-listing of NCBJ from the TTSE
In The Matter of the Contravention of Section 66(1) of the Securities Act 2012 by Trinidad and Tobago Housing Development Corporation Contravention Order -HDC- Interim Financial – $1,000
In The Matter of the Contravention of Section 66(1) of the Securities Act 2012 by Trinidad and Tobago Housing Development Corporation Contravention Order -HDC- Section 64 – $99,000
In The Matter of the Contravention of Section 66(1) of the Securities Act 2012 by Trinidad and Tobago Housing Development Corporation Contraventio Order -HDC- Interim Financial – $92,000
On Thursday October 19, 2017, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) hosted the semi-final rounds of the Clash of the Debate Titans, Tertiary Level Debate competition at the Arthur Lok Jack Graduate School of Business. Four schools took the stage yesterday evening, two of which advanced to …
In The Matter of the Contravention of By-law 67(1) of the Securities (General) By-Laws, 2015 by Guardian Group Trust Limited WHEREAS Guardian Group Trust Limited (“the Respondent”) failed to file its Conflict Of Interest Rules Statement with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) on or before March 31, 2016, …
