An English poet, John Donne famously wrote that “no man is an island.” An old adage which can also speak to the interconnectedness of financial markets and how their actions impact the global economy. The global financial crisis of 2007 – 2008 (“the financial crisis”) serves as a stark reminder …
As per Section 6 of the Securities Act, Chapter 83:02, of the Laws of the Republic of Trinidad and Tobago (SA), one of the critical functions of the Trinidad and Tobago Securities and Exchange Commission (TTSEC), is to “assess, measure and evaluate risk exposure in the securities industry”. The Micro …
This week’s article looks at how debt plays an important part in wealth creation. More specifically, we shall look at two (2) key concepts within the capital markets: Margin Trading and Leverage. They are interconnected concepts that utilise debt for the purpose of wealth creation. It should be noted that …
In the Matter of Section 8 and 16 of the Securities Act, Chapter 83:02 AND In the matter of the delegation of specific responsibilities, powers and functions of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) to a member of the Board of Commissioners (“the Board”) Read …
Every new year, many individuals embark on a journey to increase their investment portfolio. The securities market provides individuals with many different options to achieve this goal with products such as equities, bonds and Collective Investment Schemes (CISs). With this in mind, this article focuses on CISs. Read More …
In the Matter of Section 21 of the Securities Act, 2012 And In the Matter of the Appointment of a Hearing Panel and a Pre-Hearing Conference Panel and in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008. Read more >>>> Order re Appointment of Settlement Pre-Hearing …
The New Year is still in its infancy and this week’s article focuses on an area that can be categorised as being in a similar state: Smart Contracts. More specifically, what exactly are Smart Contracts and do they have any place in the global securities markets? This is a burgeoning …
Happy New Year, Trinidad and Tobago! This week’s article focuses on market manipulation, insider trading and front running. The information provided is intended to increase the level of awareness among investors and the general public to certain practices which are prohibited in the local securities market. Read More >>> …
It is the end of the year, and you’ve saved just enough to make an investment and support a new saving goal, as you enter the New Year 2022. You’re about to explore the potential of investing in the local securities industry. Read More >>> Guidelines for Investing Wisely …
With Christmas just around the corner, and with the attendant high levels of consumerism associated with the season, many individuals are looking at ways to stretch their income or make their money grow. Read More >>> 10 ways to tell if you’re being scammed this Christmas
