In The Matter of the Contravention of Section 64(1)(a), (b) and (c) and Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Public Transport Service Corporation Contravention Order re Public Transport Services Corporation – $369,900.00
In The Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By First Citizens Brokerage and Advisory Services Limited Contravention Order re First Citizens Brokerage and Advisory Services Limited …
In The Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotiabank Trinidad and Tobago Growth Fund Inc. Contravention Order re Scotiabank Trinidad and Tobago Growth Fund Inc. – $1,000.00
In The Matter of the Contravention of Section 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean limited Contravention Order re Unilever Caribbean Limited – $32,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago; and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $34,200.00 Contravention Order re Caroni (1975) Limited …
In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago; and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $34,200.00
In The Matter of the Contravention of Section 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $82,200.00
The proposed amendments to the AML/CFT Guidelines of November, 2011 (the “proposed amended Guidelines”) are being made pursuant to Section 146 of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Securities Act”). These Guidelines outline the TTSEC’s updated framework for the supervision and enforcement of the national AML/CFT …
In the Matter of Sections 63(a) and 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Laws 47(c) and 48(1) of the Securities (General) By-Laws, 2015 (“The Matter”) And In the Matter of Section 159(1) of the Securities Act, Chapter 83:02 of the Laws …
In the Matter of Sections 45 (1), (1A) and 159 (1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to de-list the ordinary shares of Readymix (West …
