In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 by The Sports Company of Trinidad and Tobago Limited Contravention Order re The Sports Company of …
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by One Caribbean Media Limited Contravention Order re One Caribbean Media Limited – $3,600.00
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Home Mortgage Bank Contravention Order re Home Mortgage Bank – $4,500.00
In The Matters of the Contraventions of Section 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Infrastructure Development Company Limited Contravention Order re National Infrastructure Development Company Limited – $250,200.00
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 by Eppley Caribbean Property Fund Limited SCC Contravention Order re Eppley Caribbean Property Fund Limited SCC …
Public Notice re Administrative Fines THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant to sections 156 and 156A of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”)for contraventions …
Mkt Advisory Cir Ltr Re CIS By-Laws CIS presentation for the Stakeholders 20 Feb 19
Statement of Substance Purpose to accompany Draft CIS By-Laws 2019
As the regulator of the CIS market which includes closed ended and open ended CISs (mutual funds) as well as certain kinds of annuity schemes, the Commission presently regulates this market, in accordance with the Commission’s Collective Investment Scheme Guidelines (the Guidelines), dated July 2nd, 2008. The Commission has drafted the Collective Investment Scheme (CIS) …
Joint Public Advisory on Virtual Currency by the Central Bank of Trinidad and Tobago, the Trinidad and Tobago Securities and Exchange Commission and the Financial Intelligence Unit of Trinidad and Tobago. Joint_Public_Statement_Virtual_Currency
