The fourth issue of the Commission’s Securities Market Bulletin encapsulates the data collected for the first two quarters of 2019 (as at March and June 2019). At the onset of 2019, geopolitical tensions stoked market volatility and heightened the anxiety of many investors globally. However, the Commission remained steadfast in …
In The Matter of the Contravention of Section 64(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $110,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015 By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $31,000.00
In The Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $3,000.00
In the Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 By Sagicor Life Incorporated Order re Sagicor Life Incorporated – $72000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015 By RBC Royal Bank (Trinidad and Tobago) Limited Contravention Order re RBC Royal Bank (T&T) …
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015 By RBC Merchant Bank (Caribbean) Limited Contravention Order re RBC Merchant Bank (Caribbean) Limited – …
In the Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Proven Investments Limited Contravention Order re Proven Investments Limited – $21,000.00
In The Matter of the Contravention of Section 136 (2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Marc Anatol Contravention Order re Marc Anatol – $24,000.00
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers Limited Contravention Order re KCL Capital Market Brokers Limited – $77,000.00
