Contravention Order: JMMB Bank T&T Limited
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By JMMB BANK (T&T) Limited JMMBTT – $3000
Tag Archives: TTSEC
Contravention Order re: ANSA Securities Limited
In the Matter of Contravention of By-Law 28 of the Securities (General) By-Laws 2015 by ANSA Securities Limited Order re Ansa Securities Ltd – $11,900
Contravention Order re: Ansa Merchant Bank Limited
In the Matter of Contravention of By-Law 28 of the Securities (General) By-Laws 2015 by Ansa Merchant Bank Limited Order re Ansa Merchant Bank – $28,900
Collective Investment Schemes/Mutual Funds – Fixed NAV and Floating NAV
Collective Investment Schemes (“CIS”), commonly known as mutual funds are investment vehicles, which allow the pooling of investor resources to create a more diversified portfolio and take advantage of the benefits of large-scale investment opportunities. Investors effectively own portions of the overall pool through units/shares, which are proportional to their …
Robo-Advisers Are Here: What should you know?
With the emergence and phenomenal growth of financial technology (FinTech) globally, has been the rise of Automated Advice Tools or what is otherwise referred to as ‘Robo-Advisers’. These are digital platforms that provide automated, algorithm-driven financial planning services with little to no human supervision. Essentially, this involves a computer programmer creating software …
TTSEC – Improving the Way We Do Business
Every day securities markets globally are evolving and changing to meet the financial and investment needs of a digitized era. Regulators worldwide often seek to improve operational efficiency and effectiveness within this environment and in so doing must consider changing the way they do business and adapt processes that will …
Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 22-Sept-2019
In The Matter Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the TT$300m Government of the Republic of Trinidad and Tobago (“GORTT”) 15-year …
Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 3-Aug-2019
In The Matter Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the TT$300M Government of the Republic of Trinidad and Tobago (“GORTT”) 15-year …
Contravention Order re: Port Authority of Trinidad and Tobago – $1,000.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By PORT AUTHORITY OF TRINIDAD AND TOBAGO Contravention Order re Port Authority of Trinidad and Tobago – $1,000.00
Contravention Order re: National Enterprises Limited – $14,000.000
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By National Enterprises Limited Contravention Order re National Enterprises Limited – $14,000.000