The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is currently monitoring the impact of COVID-19 on the securities market of Trinidad and Tobago (T&T) and in particular, its impact on the Collective Investment Schemes. Read more here–>Analysing Impact of COVID-19 0n Mutual Funds The Impact of …
SECOND NOTICE TO REGISTRANTS LIMITED COVID-19 FILING MORATORIUM AND EXTENSION OF CERTAIN REGISTRATIONS Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and the Securities (General) By-Laws 2015 (the “By-Laws”), Registrants of the Trinidad and Tobago Securities and …
In the Matter of Section 155(1A)(e) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and In the Matter of the Impact of the Novel Coronavirus Disease 2019 (“COVID-19”) pandemic on the Submission of Any Statutory Filing Obligation by …
IN THE MATTER OF CONTRAVENTION OF SECTION 136(1) OF THE SECURITIES ACT CHAPTER 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO BETWEEN TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION (The Commission) AND LARRY HOWAI Order – Howai Contravention s. 136
In the Matter of an Application for the de-registration of the Scotia Short-Term Fund Inc. as a Reporting Issuer and Collective Investment Scheme pursuant to Section 71(1) (b) and 155 (1A) (e) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) …
In the Matter of an Application for De-registration under Section 71(1) (b) and 159 (10) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) and In the Matter of an Application for Declaration that Fortress Mutual Fund Limited-Fortress Global Growth Fund, …
In The Matter of Sections 71(1)(b) and 159(10) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Securities Act”) and In the Matter of an Application for a Declaration that Caroni (1975) Limited is no longer a Reporting Issuer De registration …
In the Matter of an Application by Berger Paints Trinidad Limited for de-registration as a Reporting Issuer pursuant to Section 71(1)(b) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) Berger Paints Trinidad Limited Order to De-register – 2020.04.24
In The Matter of Sections 51(1) (a), 155(1A) (c) and 159(10) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In The Matter of an Application by Mondial (Trinidad) Limited, a Registered Investment Adviser, for Exemption from Registering as a Broker-Dealer …
THE REPUBLIC OF TRINIDAD AND TOBAGO IN THE MATTER OF AN APPLICATION FOR DE-REGISTRATION UNDER SECTIONS 155(1A) (e) AND 159 OF THE SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO Between THE STAFF OF THE TRINIDAD AND TOBAGO SECURITIES EXCHANGE COMMISSION Applicant And FURNESS …
