In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Unit Trust Corporation (Cayman) SPC Limited Read More >>> Contravention Order re UTC (Cayman) SPC Limited – $54,400.00 – 17th August 2021
In the Matter of the Contravention of Section 67(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By JMMB Group Limited Read more -> Contravention Order re JMMB Group Limited – $45,000.00 …
In the Matter of the Contravention of By-Law 97(b) of the Securities (General) By-Laws 2015 By The Home Mortgage Bank Read More >>> Contravention Order re The Home Mortgage Bank – $42,500.00 – 17th August 2021
In the Matter of the Contravention of Section 136(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Elliot G. Warner Read more -> Contravention Order re Elliot G. Warner – $23,400.00 – 17th August 2021
In the Matter of the Contravention of Section 67(2)(c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By CinemaOne Limited Read more-> Contravention Order re CinemaOne Limited – $25,000.00 – 17th August 2021
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws 2015 By Caribbean Stockbrokers Limited Read more->Contravention Order re Caribbean Stockbrokers Limited – $3,600.00 – 17th August 2021
In the Matter of the Contravention of Section 136(1) and (2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Adrian Lee-Chin. Read more -> Contravention Order re Adrian Lee-Chin – $104,500.00 – 17th August 2021
In the Matter of an Application by Angostura Limited for de-registration as a Reporting Issuer pursuant to Section 71(1)(b) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago Read More >>> De-Registration Order re Angostura Limited – 11th August 2021
The Securities Act, Chapter 83:02 (SA), endows the Trinidad and Tobago Securities and Exchange Commission (TTSEC) with various powers to oversee and foster a fair, orderly and efficient securities market in Trinidad and Tobago. Read more >>>>> Disclosure Requirements for Substantial Shareholders
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) has become the first securities regulator, within the financial sector in the region, to introduce a mobile application to facilitate the submission of investor complaints and tips on alleged investments scams. The TTSEC Investor Protection Mobile Application (IPA) was launched today, Wednesday …
