Advisory to the Public – Online Scams
Advisory to the Public – Online_Investment_Scams_Final
Tag Archives: TTSEC
Contravention Order -GAMISL – $2000.00
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Asset Management and Investment Services Limited Contravention Order -GAMISL – $2000.00
Contravention Order – WISE – $3,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 53(2) of the Securities (General) By-Laws 2015 By West Indies Stockbrokers Limited Contravention Order – WISE – $3,000.00
Contravention Order – PHL- $1,000.00
In The Matter of a Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Prestige Holdings Limited Contravention Order – PHL- $1,000.00
TTPS Joins Inquiry into GetGXL
Trinidad and Tobago Police Service (TTPS) joins the Trinidad and Tobago Securities and Exchange Commission (TTSEC) in its inquiry into the operations of GetGXL in Trinidad and Tobago. This follows growing allegations of persons being defrauded of large sums of money by the operators of a suspected prohibited scheme. TTSEC …
Delegation Order – Powers to CEO
In the Matter of Section 8 of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer/Acting Chief Executive Officer. Delegation Order – …
Contravention Order re Nestle Trinidad and Tobago Limited – $14,000
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $14,000
Contravention Order re Nestle Trinidad and Tobago Limited – $3,000
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republics of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $3,000
Contravention Order re Maritime Capital Limited – $6,000
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Maritime Capital Limited Contravention Order re Maritime Capital Limited – $6,000
Contravention Order re WASA – $1,472,800.00
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago & By-Law 47(c) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re WASA – $1,472,800.00