The Trinidad and Tobago Stock Exchange Limited filed a copy of proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 and a concise statement of the substance and purpose for the amendments pursuant to section 40(1) of the SIA for approval by the Trinidad and Tobago Securities and Exchange Commission (“the Commission”);
The T&T Stock Exchange proposes to amend the Stock Exchange Rule 405 (1) and the Horizon Trading Rule 12.8 with respect to the price band
that the Commission issued a temporary order dated the 4th day of December 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (“SIA”) in respect of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2
The Trinidad and Tobago Central Depository Limited (“the TTCD”) filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal to amend its Service Rules pursuant to section 40(1) of the Securities Industry Act, 1995 (“the Act”). The purpose of the amendment is to provide for the introduction of a registration and transfer agent service.
