Order for settlement re UDECOTT June 2012
In The Matter of Contraventions of
Section 65 (1) of the Securities Industry Act, 1995
By the Urban Development Corporation
of Trinidad and Tobago Limited
Tag Archives: settlement
Order for settlement re Scotia Investments Jamaica Ltd
In the matter of Contraventions of Section 66 (3)of the Securities Industry Act 1995,by Scotia Investments Jamaica Ltd.
Order for settlement re Capital and Credit Merchant Bank Ltd.
In the matter of contraventions of Section 66 (3) of the Securities Industry Act 1995, by Capital and Credit Merchant Bank Ltd.
Order for settlement re Capital and Credit Financial Group Ltd.
In the matter of contraventions of the Securities Industry Act 1995,by Capital and Credit Financial Group Ltd.
Order for settlement re Jamaica Public Service Company Limited
In the Matter of the Contraventions of Section 64 (3) of the Securities Industry Act, 1995
By Jamaica Public Service Company Limited
And
In The Matter of A Proposed
Settlement Agreement Pursuant To
Part VIII of
Securities Industry (Hearings And Settlements)
Practice Rules, 2008 (“the Rules”)
Order for settlement re TIDCO
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
By Tourism and Industrial Development Corporation of Trinidad and Tobago Limited
Order for settlement re CARONI
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)of The Securities Industry By-Laws, 1997 By Caroni (1975) Limited
Order for settlement re WASA SI 116 and 117
In the Matter of the Contraventions of Sections 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995
And By-Law 55 (1) of The Securities Industry By-Laws, 1997
By the Water and Sewerage Authority
Order for settlement re WASA SI 47 and 48
In the Matter of the Contraventions of By-Law 56 (1) of The Securities Industry By-Laws, 1997
And Section 64 (3) of the Securities Industry Act, 1995
By the Water and Sewerage Authority
Order for settlement re Trinidad and Tobago Housing Development Corporation
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995
And By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997