We conclude our discussion on Repo Guidelines by highlighting Sections XIV to XX of the Sales and Repurchase Agreement Guidelines. We will also provide data on the current size of the local repo market, as at June 30th, 2020. After a repo transaction takes place, a written or electronic confirmation …
Over the years market actors have been evolving their products and services to keep abreast of changes in the securities market. This is necessary to meet the increasing demands of investors for various types of securities. In this article, we will explain what is a security and also discuss the …
As Financial Technology (“Fintech”) alters the attributes of financial services and market structures, financial regulation is also adapting. Among other things, Fintech products and service providers are streamlining business processes, which allow customers the opportunity to fulfil their financial service requirements through non-traditional online channels which are generally considered to …
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) recently hosted its first Facebook Live Panel Discussion and Q&A event, ‘Ask the TTSEC’, where members of the public had the opportunity to ask questions in relation to the theme, ‘Know Your Investor Rights’ (in case you missed it, visit our …
In last week’s article, we focussed on the registration process for securities prior to distribution in the Trinidad and Tobago securities market. The process involves the registration of the entity issuing the security as a Reporting Issuer and the registration of the securities. While registering securities, there are different firms …
In last week’s article, we explained the options available in the securities market to raise capital/funds. These included the issuance and distribution of securities (Equities/Bonds) to the public as well as the issuance of securities via Limited Offerings. Generally, the distribution of any security within Trinidad and Tobago will trigger …
The Commission has provided a listing of companies and individuals registered to sell securities as at March 31st 2011
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