Regulatory Compliance

The Cost of Regulatory Compliance

In last week’s article we discussed the differences between equity and debt financing for Small and Medium Enterprises (SMEs). A major factor to consider when considering debt or equity financing is the overall cost of regulatory compliance. This refers to all the expenses a Registrant incurs to adhere to industry …

Building a Culture of Regulatory Compliance (Part 1)

Regulatory compliance is essential to the orderly functioning of the securities market. Registrants registered with the Commission should establish effective policies, operational procedures and controls in relation to their day-to-day business activities in order to ensure compliance with all relevant regulatory and legal requirements. The Commission is of the view …

Tag Archives: Regulatory Compliance

The Cost of Regulatory Compliance

Building a Culture of Regulatory Compliance (Part 1)

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