The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) recently hosted its first Facebook Live Panel Discussion and Q&A event, ‘Ask the TTSEC’, where members of the public had the opportunity to ask questions in relation to the theme, ‘Know Your Investor Rights’ (in case you missed it, visit our …
The COVID-19 pandemic has increased financial challenges faced by a number of companies. It is therefore important that entrepreneurs understand all of their available options to ensure their funding/capital requirements are met as cost-effectively as possible. In previous articles, we focused on the requirements for the registration of securities such …
In last week’s article, we focussed on the registration process for securities prior to distribution in the Trinidad and Tobago securities market. The process involves the registration of the entity issuing the security as a Reporting Issuer and the registration of the securities. While registering securities, there are different firms …
In last week’s article, we explained the options available in the securities market to raise capital/funds. These included the issuance and distribution of securities (Equities/Bonds) to the public as well as the issuance of securities via Limited Offerings. Generally, the distribution of any security within Trinidad and Tobago will trigger …
Trinidad and Tobago Securities and Exchange Commission has been faced with certain challenges to the application of the Securities Act, 2012 (the SA 2012) and the Securities (General) By-laws, 2015, as they relate to the registration of Collective Investment Schemes (CISs) constituted via trust. These challenges are based on the …
‘Disclosure’ and ‘Registration’ are two of the ways in which the Commission strives to nurture a fair, efficient and transparent securities market. Transparency is vital for an active and successful securities market. Read more here—>Importance of Disclosure
TTSEC’s Market Newsletter. Issue #21 – The Importance of Disclosure, Registration and Corporate Governance SEC 21 Market Newsletter Final
Market Outreach Series- Material Change Seminar
Market Outreach Series- Material Change Seminar
The TTSEC regulates the market by registering all securities issued to the public
