RE: Commission’s Temporary Operational Arrangements – Reminder Notice (003)

Trinidad and Tobago Securities and Exchange Commission Notice of Temporary Operational Arrangements The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has taken note of the provisions of, the Emergency Powers Regulations, 2021, Legal Notice 142 of 2021, made by the President of the Republic of Trinidad and Tobago …

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Compliance Reviews of Registrants – Another Way Investors are Protected

The conduct of compliance reviews (also known as inspections) is one of the mechanisms used by the Trinidad and Tobago Securities and Exchange Commission (TTSEC) for investors to maintain confidence in the local securities market. The Compliance and Inspections Division, of the TTSEC, is responsible for conducting compliance reviews to …

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