In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws 2015 By Capital Markets Elite Group Limited Contravention Order re Capital Markets Elite Group – $23,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 48(1) of the Securities (General) By-Laws, 2015 by RBC Royal Bank (Trinidad and Tobago) Limited Contravention Order re RBC Royal Bank (Trinidad and Tobago) Limited – …
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 47(c) of the Securities (General) By-Laws, 2015 by RBC Royal Bank (Trinidad and Tobago) Limited Contravention Order re RBC Royal Bank (Trinidad and Tobago) Limited – $32,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 48(1) of the Securities (General) By-Laws, 2015 By RBC Merchant Bank (Caribbean) Limited Contravention Order re RBC Merchant Bank (Caribbean) Limited – $62,000.00
In the Matter of the Contravention of Section 64(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by The Port Authority of Trinidad And Tobago Contravention Order re Port Authority of Trinidad and Tobago – $9,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 48(1) of the Securities (General) By-Laws, 2015 by One Caribbean Media Limited Contravention Order re One Caribbean Media Limited – $10,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 48(1) of the Securities (General) By-Laws By MPC Caribbean Clean Energy Limited Contravention Order re MPC Caribbean Clean Energy Limited – $4,000.00
In The Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Renee-Ann Kowlessar Contravention Order re Renee-Ann Kowlessar – $40,800.00
In The Matter of the Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Riah Dass-Mungal Contravention Order re Riah Dass-Mungal – $4,000.00
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By RBTT Finance Limited Contravention Order re RBTT Finance Limited – $42,000.00
