In The Matter of the Contravention of Section 63(a) of the Securities Act 2012 and By-Law 47(c) of the Securities (General) By-Laws 2015 By Urban Development Corporation of Trinidad and Tobago Limited Contravention Order re UDeCoTT – $171,500.00
In the Matter of Section 8 of the Securities Act, 2012 and In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Deputy Chief Executive Officer. Order re Delegation of CEO’s Authority to DCEO
In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Infrastructure Development Company Limited Contravention Order re NIDCO – $304,300.00
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 By Sagicor Life Incorporated Contravention Order re Sagicor Life Incorporated – $3,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Point Lisas Industrial Port Development Corporation Limited Contravention Order re PLIPDECO – $10,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Point Lisas Industrial Port Development Corporation Limited Contravention Order re PLIPDECO – $2,000.00
In The Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Kathryn Abdulla Contravention Order re Kathryn Abdulla – $24,600.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $2,700.00
In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By One Caribbean Media Limited Contravention Order re One Caribbean Media Limited – $2,700.00
In The Matter of the Contravention of By-Law 28 of the Securities (General)By-Laws 2015 By Capital Markets Elite Group Limited Contravention Order re Capital Markets Elite Group – $25,000.00
