Order for settlement re WASA SI 47 and 48
In the Matter of the Contraventions of By-Law 56 (1) of The Securities Industry By-Laws, 1997
And Section 64 (3) of the Securities Industry Act, 1995
By the Water and Sewerage Authority
In the Matter of the Contraventions of By-Law 56 (1) of The Securities Industry By-Laws, 1997
And Section 64 (3) of the Securities Industry Act, 1995
By the Water and Sewerage Authority
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995
And By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
In The Matter of a Contravention of Section 64 (3) of the Securities Industry Act, 1995
By Cool Petroleum (St. Lucia) Limited
In The Matter of a Contravention of Section 66 (3) of the Securities Industry Act, 1995
By Point Lisas Industrial Port Development
Corporation Limited
In the Matter of Contraventions of Sections 64 (3), 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1) of the Securities Industry By-Laws, 1997 By Urban Development Corporation of Trinidad and Tobago
In the Matter of Contraventions of Section 66 (3) of the Securities Industry Act, 1995
By Dynamic Equity Venture Fund Limited
In The Matter of a Contravention of Section 66(1) (a) of the Securities Industry Act Chap. 83:02 (“the Act”)By First Citizens Asset Management Limited
In The Matter of a Contravention of
Section 64 (3) of the Securities Industry Act, 1995 By Scotia DBG Investments Limited
In The Matter of a Contravention of
Section 66 (1) (a) of the Securities Industry Act, 1995 By Scotia DBG Caribbean Income Fund Inc.
In The Matter of a Contravention of
Section 66 (2) of the Securities Industry Act, 1995 And By-Law 55 (1) of the Securities Industry By-Laws, 1997
By Scotia DBG Investments Limited