On May 12, 2014 the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) through its Pre Hearing Conference Panel constituted under Rules made in accordance with section 21 of the Securities Act 2012 made the following order.
In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.
The Commission granted an Order authorizing the TTSE to de-list the shares of BCB Holdings from its official list pursuant to S 45 (1) of the Act
The Trinidad and Tobago Stock Exchange is granted an order authorizing the de-listing of the TT$250M GOTT Bond pursuant to S 45(1) of the Act
The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014
In the Matter of Section 21 of the Securities Act 2012 and in the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements
In the Matter of an Exemption from Initial Registration Fees in respect of Applications by Foreign Securities Companies, Brokers and Traders that wish to Trade on the Trinidad and Tobago Stock Exchange via the Caribbean Exchanges Network Arrangement.
In The Matter of a Contravention of
Section 64(3) of the Securities Industry Act, No.32 of 1995
In the Matter of an Application by Grace Kennedy Limited for an Exemption from Take Over By-Laws 11, 12, 13, 14 and 16 pursuant to an applicant under Take Over By-Law 5 of the Security Industries Take Over By-Laws 2005
In the matter of contraventions of Section 64(3)of the Securities Industry Act, 1995 by BCB Holdings Ltd.
