Contravention Order re: Republic TT$ Fixed Income Securities Fund – Revised Registration – $52,000

In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Republic TT$ Fixed Income Securities Fund   Republic TT$ Fixed Income Securities Fund – Revised Registration – $52,000

Contravention Order re: CIBC Private Client Fund Limited – Revised Registration Statements

In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 25(1) of the Securities (General) By-Laws 2015 by CIBC Private Client Fund Limited   CIBC Private Client Fund Limited – Revised Registration Statements