Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and the Securities (General) By-laws 2015 (the “By-laws”), Registrants of the Trinidad and Tobago Securities and Exchange Commission (the “Commission”) and some non-Registrants are required to make various types …
Trinidad and Tobago Securities and Exchange Commission Notice of Temporary Operational Arrangements The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has taken note of the provisions of, the Emergency Powers Regulations, 2021, Legal Notice 142 of 2021, made by the President of the Republic of Trinidad and Tobago …
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue Amendments to the Draft Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”). The Draft CIS By-Laws seek to establish a framework for the regulation of Collective Investment Schemes to provide a greater level of surveillance for the …
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) announces that on Monday 8th June, 2020, its Office located at Tower D, Wrightson Road, Port of Spain, will be re-opened to the public. Regular office hours will be maintained i.e. Monday to Friday, 8:00am to 4:00pm. Read the …
Further to the updated Public Health Regulations 2020 (2019 n-CoV) No. 12, published by the Government of the Republic of Trinidad and Tobago on Sunday 26th April, 2020, and which shall have effect from 27th April – 15th May, 2020; the temporary closure of the offices of the Trinidad and …
Further to Public Health [2019 Novel Coronavirus (2019-nCoV)] (No.8) Regulations,2020, otherwise referred to as the ‘Stay at Home Order’, published by the Government of the Republic of Trinidad and Tobago on Monday 6th April, 2020, the temporary closure of the offices of the Trinidad and Tobago Securities and Exchange Commission …
NOTICE TO STAKEHOLDERS Effective Tuesday 31st March to Wednesday 15th April, 2020, the offices of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”), located at Levels 22 and 23, Tower D, International Waterfront Centre, will be temporarily closed to the public in accordance with the guidelines for non-essential …
• Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and the Securities (General) By-Laws 2015 (the “By-Laws”), Registrants of the Trinidad and Tobago Securities and Exchange Commission (the “Commission”) and some non-Registrants are required to make various …
In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”) and the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Hearings Rules”) And In the Matter of an Investigation pursuant to section 150 (6) of the Act …
NOTICE OF DIRECTIONS HEARING In the Matter of Sections 71(1) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) and in the Matter of the Securities Industry (Hearings and Settlements) Practice Rules, 2008 And In the Matter of an …
