The Trinidad and Tobago Securities and Exchange Commission (TTSEC) echoes the advice of the Trinidad and Tobago Police Service by reminding citizens to be on the alert for fraudsters, scam artists and illegitimate investment schemes.
The TTSEC with support from the United States Securities and Exchange Commission (USSEC) hosted a four day Inspections and Compliance Training Programme and a one day Inspections and Compliance Training Seminar from September 16-20 in Port of Spain.
In furtherance of its mandate for investor education, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) conducted a number of investor education sessions with the various formations of the Trinidad and Tobago Defence Force (TTDF) and the vacation youth camps organised by the Ministry of Gender Youth and Child Development.
The office of the Trinidad and Tobago Securities and Exchange Commission will be closed on the following days to facilitate a staff exercise.
The Trinidad and Tobago Securities and Exchange Commission advises the public and all Market Actors that The Securities Act, 2012
was proclaimed by His Excellency, The President of the Republic of Trinidad and Tobago on December 28, 2012
It is with great concern and dismay that the Trinidad and Tobago Securities and Exchange Commission (TTSEC) has learnt of statements allegedly attributed to the Chairman of the CLICO Commission of Enquiry (COE) and to Counsel representing the COE, published in the press on Tuesday 11th December 2012.
The Trinidad and Tobago Securities and Exchange Commission (“the TTSEC”) wishes to advise investors, and in particular policyholders of CLICO and British American Insurance Company (Trinidad) Limited, who have acquired Government 11-20 Bonds and are eligible to subscribe for CLICO Investment Fund units, to be aware of the risks of accepting investment advice from persons who are unregistered or unqualified to provide same
“Regulatory reform is a never ending process as the market being regulated is one that is dynamic; and as situations change, so too must the regulatory framework”. It is against this backdrop that the TTSEC hosted a series of public consultations.
At a recently concluded meeting of regional and international securities regulators in Buenos Aires – Argentina, Trinidad and Tobago, through the Trinidad and Tobago Securities and Exchange Commission (TTSEC), was elected as the third representative of the Inter-American Regional Committee of the International Organisation of Securities Commissions (IOSCO) for the period 2012-2014.
In accordance with the Securities Industry Act (SIA 95), the Trinidad and Tobago Securities and Exchange Commission (TTSEC) advises the public that the list of persons and entities registered with the Commission to conduct business in the securities market, has been updated as at March 30, 2012.
