TTSEC Launches Investor Protection Mobile Application

Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) has become the first securities regulator, within the financial sector in the region, to introduce a mobile application to facilitate the submission of investor complaints and tips on alleged investments scams. The TTSEC Investor Protection Mobile Application (IPA) was launched today, Wednesday …

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Compliance Reviews of Registrants – Another Way Investors are Protected

The conduct of compliance reviews (also known as inspections) is one of the mechanisms used by the Trinidad and Tobago Securities and Exchange Commission (TTSEC) for investors to maintain confidence in the local securities market. The Compliance and Inspections Division, of the TTSEC, is responsible for conducting compliance reviews to …

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