JOINT REGULATORY GUIDANCE ON COMPLYING WITH AML/CFT VERIFICATION REQUIREMENTS IN LIGHT OF COVID-19 MEASURES Trinidad and Tobago and the world in general, have faced an unprecedented set of circumstances linked to the coronavirus (COVID-19) pandemic, particularly during this period of social distancing, self-isolation and other disruptions to everyday business. …
Effectively implemented AML-CFT regimes are essential to protect the integrity and stability of capital markets and protect the sector from financial abuse and criminal economic activity. Being cognizant of the negative impact of money laundering and terrorist financing on the country’s financial sector, the Commission has developed guidelines which supports both the current domestic legislative framework and international best practice
The proposed amendments to the AML/CFT Guidelines of November, 2011 (the “proposed amended Guidelines”) are being made pursuant to Section 146 of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Securities Act”). These Guidelines outline the TTSEC’s updated framework for the supervision and enforcement of the national AML/CFT …
Sale and Repurchase Agreements Guidelines-July 2018
The proposed amendments to the Repurchase Agreement Guidelines of April, 2012 (the “proposed amended Guidelines”) are being made pursuant to Section 146 of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Securities Act”) to provide further operational guidance for the purpose of …
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
As the designated ‘Supervisory Authority’ under the Financial Obligations Regulations 2010, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) reminds all securities dealers and investment advisors
of their obligations
On April 23rd 2012, the Trinidad & Tobago Securities & Exchange Commission launched the Repurchase Agreement Guidelines to participants in the securities market.
The Commission wishes to advise that the effective implementation date of the Repurchase Agreement Guidelines is July 23rd 2012.
Launch of the Repo and AML-CFT guidelines
Launch of the Repo and AML-CFT guidelines
