The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue Amendments to the Draft Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”). The Draft CIS By-Laws seek to establish a framework for the regulation of Collective Investment Schemes to provide a greater level of surveillance for the …
Draft Collective Investment Schemes By -Laws CIS NOTICE of April 2021 CIS Draft By-laws – April 9th 2021 – FINAL TTSEC Responses to Comments on the SEC’s draft CIS By-Laws May 29th 2020 – FINAL DRAFT CIS By-Laws – May 29th 2020 Table summarizing significant changes to …
The Commission proposes to issue these Amendments to the draft Trinidad and Tobago Securities and Exchange Commission (“the Commission”) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) which are intended to replace the Collective Investment Scheme Guidelines issued by the Commission in 2008. The Draft CIS By-Laws issued in August …
Statement of Substance and Purpose – on Draft CIS By-Laws
The Commission hereby provides notice that a draft of the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) and a Statement of Substance and Purpose are now available for comment. These Draft CIS By-Laws are being proposed under section 148 (1) (aa) …
As the regulator of the CIS market which includes closed ended and open ended CISs (mutual funds) as well as certain kinds of annuity schemes, the Commission presently regulates this market, in accordance with the Commission’s Collective Investment Scheme Guidelines (the Guidelines), dated July 2nd, 2008. The Commission has drafted the Collective Investment Scheme (CIS) …
