In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $56,800.00
In The Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago. By Water and Sewerage Authority Contravention Order re Water and Sewerage Authority – $5,000.00
In the Matter of the Contravention of Section 67(2)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotia Caribbean Income Fund Inc. Contravention Order re Scotia Caribbean Income Fund Inc – $85,000.00
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Trinidad and Tobago Housing Development Corporation Contravention Order re The Trinidad and Tobago Housing Development Corporation – $340,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 By The Trinidad and Tobago Housing Development Corporation Contravention Order re The Trinidad and Tobago Housing Development Corporation – $641,200.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Trinidad and Tobago Housing Development Corporation Contravention Order re The Trinidad and Tobago Housing Development Corporation – $20,900.00
In The Matter of the Contravention of Section 63(a) of the Securities Act 2012 and By-Law 47(c) of the Securities (General) By-Laws 2015. By The Trinidad and Tobago Housing Development Corporation Contravention Order re National Insurance Property Development Company Ltd – $558,000.00
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotiabank Trinidad and Tobago Fixed Income Fund Inc. Contravention Order re Scotiabank Trinidad and Tobago Fixed Income Fund Inc – $6,300.00
In The Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotiabank Trinidad and Tobago Fixed Income Fund Inc. Contravention Order re Scotiabank Trinidad and Tobago Fixed Income Fund Inc – $1,000.00
In The Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotiabank Short-Term Income Fund Inc. Contravention Order re Scotiabank Short-Term Income Fund Inc – $1,000.00
