In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago; and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $34,200.00
In The Matter of the Contravention of Section 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $82,200.00
In The Matter of the Contravention of Section 64 (1)(a), (b) and (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Education Facilities Company Limited Contravention Order re EFCL $971,750.00
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago Mortgage Finance Company Limited Contravention Order re: Trinidad and Tobago Mortgage Finance Company Limited fineTT$12,300.00
In The Matter of the Contravention of Section 64(1)(a) of the Securities Act, 2012 By Sagicor Financial Corporation Limited Contravention Order re Sagicor Financial Corporation Limited fine $16,400.00
In The Matter of the Contravention of Section 56(4) of the Securities Act, 2012 and By-Law 53(3) of the Securities (General) By-Laws 2015 By Sagicor Financial Corporation Limited Contravention Order re: Sagicor Financial Corporation Limited fine $13,400.00
In the Matter of the Contravention of Section 64(1) (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by RBC Royal Bank (Trinidad and Tobago) Limited Contravention Order re: RBC Royal Bank (Trinidad and Tobago) Limited
In the Matter of the Contravention of Section 64(1)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by RBC Merchant Bank (Caribbean) Limited Contravention Order re: RBC Merchant Bank (Caribbean) Limited
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By Port Authority of Trinidad and Tobago Contravention Order re Port Authority of Trinidad and Tobago fine TT$438,600.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By The Port Authority of Trinidad and Tobago Contravention Order re Port Authority of Trinidad and …
