It is important as an investor to understand all aspects of the securities industry. Investors can consist of individuals, corporations, governments, pension plans or other entities. Individuals generally invest to obtain a financial return, save for retirement or achieve other financial goals. Despite the purpose, investors may share the same …
Collective Investment Schemes (“CIS”), commonly known as mutual funds are investment vehicles, which allow the pooling of investor resources to create a more diversified portfolio and take advantage of the benefits of large-scale investment opportunities. Investors effectively own portions of the overall pool through units/shares, which are proportional to their …
Trinidad and Tobago Securities and Exchange Commission has been faced with certain challenges to the application of the Securities Act, 2012 (the SA 2012) and the Securities (General) By-laws, 2015, as they relate to the registration of Collective Investment Schemes (CISs) constituted via trust. These challenges are based on the …
With the Christmas season upon us and the anticipated increases in the levels of consumer spending, persons are at this time weighing options for financing new purchases whether it be a car, travel or renovations to their home. An assessment of investors’ withdrawals from the Collective Investment Schemes/Mutual Funds from …
In light of the phenomenal growth of the Collective Investment Scheme industry , and the evidence that has been emerging from our survey of the market, it is clear that guidance is needed regarding issues of fund governance, risk management practices, marketing and promotional practices, and reporting by fund managers and trustees.
The Collective Investment Schemes Guidelines were launched on April 12, 2006.
Launch of Collective Investment Scheme Baseline Study
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