Given recent amendments to the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“Securities Act”), the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) issues this Circular Letter to reporting entities to provide key points for determining beneficial ownership. Read more –Circular …
The TTSEC has amended the Clients Assets Managed fields of the Micro and Macro-Prudential Reporting Framework (MMRF) forms. These changes were necessary to provide a clear distinction between Clients Assets managed on behalf of Collective Investment Schemes, Private Wealth Clients and Other Clients in the securities market. See Circular …
CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 PERIOD OF REVIEW FOR INTERNAL/EXTERNAL AUDIT REVIEWS PURSUANT TO SECTIONS 8.1 and 8.3 OF THE GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS, 2017 (“TIEAA GUIDELINES”) Circular Letter re TIEAA Guidelines – Period Of …
Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers
Mkt Advisory Cir Ltr Re CIS By-Laws CIS presentation for the Stakeholders 20 Feb 19
Implementation of the Micro-Macro Prudential Reporting Framework (MMRF) Circular Letter Implementation of MMRF
Circular Letter 1 – Implementation of the Micro Macro Reporting Prudential Framework Circular Letter MMRF September 13 2016
