The TTSEC has amended the Clients Assets Managed fields of the Micro and Macro-Prudential Reporting Framework (MMRF) forms. These changes were necessary to provide a clear distinction between Clients Assets managed on behalf of Collective Investment Schemes, Private Wealth Clients and Other Clients in the securities market. See Circular …
CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 PERIOD OF REVIEW FOR INTERNAL/EXTERNAL AUDIT REVIEWS PURSUANT TO SECTIONS 8.1 and 8.3 OF THE GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS, 2017 (“TIEAA GUIDELINES”) Circular Letter re TIEAA Guidelines – Period Of …
Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers
Mkt Advisory Cir Ltr Re CIS By-Laws CIS presentation for the Stakeholders 20 Feb 19
Implementation of the Micro-Macro Prudential Reporting Framework (MMRF) Circular Letter Implementation of MMRF
Circular Letter 1 – Implementation of the Micro Macro Reporting Prudential Framework Circular Letter MMRF September 13 2016
