Tag Bourse Securities

Tag Archives: Bourse Securities

Contravention Order re Bourse Securities Limited – $6,400.00

In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General), By-Laws 2015 By Bourse Securities Limited   Read more->Contravention Order re Bourse Securities Limited – $6,400.00 – 31st …

Continue reading

Contravention Order re Bourse Securities Ltd

In The Matter of the Contravention of By-Law 40(2) of the Securities (General) By-Laws, 2015 by Bourse Securities Limited WHEREAS Bourse Securities Limited (“the Respondent”) failed to file its Half Yearly Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) on …

Continue reading