AML/CFT Guidelines

Importance of Anti-Money Laundering and Terrorist Financing within the Securities Industry

The International Organization of Securities Commissions (IOSCO) states that there is an international consensus that money laundering, which has as a direct relationship to serious crimes, must be treated as a regulatory and enforcement priority. As such, regulators responsible for various sectors of the economy that could be abused by …

Draft Amended AML/CFT Guidelines for Public Consultation

The proposed amendments to the AML/CFT Guidelines of November, 2011 (the “proposed amended Guidelines”) are being made pursuant to Section 146 of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Securities Act”). These Guidelines outline the TTSEC’s updated framework for the supervision and enforcement of the national AML/CFT …