Post Test

Post Test

TitleDate PublishedDate Last EditedCategoriesAttachmentsComments
15th Anniversary Publication2012-05-232012-05-23
2ND Annual Conference of the Association of Caribbean Securities Regulators2005-10-262005-10-26
6th Annual Meeting of the Caribbean Group of Securities Regulators (CGSR)2009-10-222009-10-22
9th US SEC Technical Assistance Programme for Regional Securities Regulators Ends2020-11-172020-11-17MEDIA RELEASE -9th USSEC Technical Assistance Programme Ends
A Celebration of Life- Anand Seewah2021-07-222021-07-22Memoriam – Anand Seewah Final | TTSEC Memoriam- Anand Seewah
A Guide To Achieving Financial Stability2007-07-232007-07-23
A Guide To Achieving Financial Stability2007-07-232007-07-23
A guide to financial planning2007-07-232007-07-23
AATT – Change to Senior Officer – N. James-Reyes Tineo2018-03-012018-03-07AATT – Change to Senior Officer – N. James-Reyes Tineo
AATT – Change to Senior Officer – Nadia James-Reyes Tineo2018-03-012018-03-07AATT – Change to Senior Officer – Nadia James-Reyes Tineo
AATT – Change to Senior Officer – Vishnu Dhanpaul2021-08-032021-08-03AATT – Change to Senior Officer – Vishnu Dhanpaul
AATT – Change to Senior Officer- Robert Tang Yuk2017-10-312017-10-31AATT – Change to Senior Officer- Robert Tang Yuk
AATT – Change to Senior Officers – K. Thomas, Colonel L. Alexander, E. Wilson, J. Granville, D. Callender and R. Maharaj2018-01-302018-01-30AATT – Change to Senior Officers – K. Thomas, Colonel L. Alexander, E. Wilson, J. Granville, D. Callender and R. Maharaj
AATT – Re-appointment of Board of Directors2023-02-142023-02-14AATT – Re-appointment of Board of Directors
AATT – Resignation of Board of Directors2021-01-222021-01-22AATT – Resignation of Board of Directors
AATT – Appointment of Board of Directors2016-02-242016-02-24AATT – Appointment of Board of Directors
AATT – Change to Senior Officer – Christopher Alcazar2022-02-022022-02-02AATT – Change to Senior Officer – Christopher Alcazar
AATT – Change to Senior Officer – Nigel Ferguson, Joseph Granville, Ramesh Lutchman, Navene Maharaj and Captain (N) Kent Moore2017-12-152017-12-15AATT – Change to Senior Officer – Nigel Ferguson, Joseph Granville, Ramesh Lutchman, Navene Maharaj and Captain (N) Kent Moore
AATT – Change to Senior Officer – Sean Quong Sing2021-03-122021-03-12AATT – Change to Senior Officer – Sean Quong Sing
AATT – Change to Senior Officer – Thomas, Alexander, Wilson, Granville, Callender and Maharaj2020-02-182020-02-18AATT- Change to Senior Officer – Thomas, Alexander, Wilson, Granville, Callender and Maharaj
AATT- Appointment of Board of Directors2021-02-042021-02-04AATT- Appointment of Board of Directors
AATT- Change to Senior Officer – Shannon Rudd2023-01-232023-01-23AATT- Change to Senior Officer – Shannon Rudd
AATT- Change to Senior Officer – Thomas, Alexander, Wilson, James-Reyes Tineo, Granville, Callender and Maharaj2020-01-292020-01-29AATT- Change to Senior Officer – Thomas, Alexander, Wilson, James-Reyes Tineo, Granville, Callender and Maharaj
AATT- Changes to Board of Directors- Expiration of Term2023-01-252023-01-25AATT- Changes to Board of Directors- Expiration of Term
Act No 4 of 2024 – Amendment to Act No 1 of 20242024-10-162024-10-16, Act No 4 of 2024 – Amendment to Act No 1 of 2024
Act No. 1 of 2024-The Miscellaneous Provisions (Trustees…. Mutual Administrative Act 20242024-03-042024-03-04Act No. 1 of 2024-The Miscellaneous Provisions (Trustees…. Mutual Administrative Act 2024
Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap. 83:02 and the Insurance, Act No. 4 of 20182019-07-082019-07-11Securities amendment 12 of 2019
Act No. 15 of 2024-The Miscellaneous Provisions (Global Forum) Act 20242024-10-162024-10-16, Act No. 15 of 2024-The Miscellaneous Provisions (Global Forum) Act 2024
Act No. 16 of 2021 – (Finance (No. 2) Act, 2021)2022-06-222022-06-22Act No. 16 of 2021
Address to South Trinidad Chamber of Industry and Commerce2008-05-082008-05-08
Advisory to the Public – Online Scams2024-07-182024-07-18ADV_002_2024_Online_Investment_Scams_Final
Affinity Fraud – Scams that Target Relationships2019-12-182020-01-07Affinity Fraud – Scams that Target Relationships | Affinity Fraud Article | Affinity Fraud – Scams that Target Relationships | Affinity Fraud – Scams that Target Relationships | Affinity Fraud Image
AGL – Absorption of Vembev2019-08-202019-08-20AGL – Absorption of Vembev
AGL – Acquisition of 58 percent shareholding of MiaTrin by Smith Robertson2017-06-292017-06-29AGL – Acquisition of 58% shareholding of MiaTrin by Smith Robertson
AGL – Acquisition of Collins Ltd and Carlisle Laboratories Ltd2022-12-082022-12-08AGL – Acquisition of Collins Ltd and Carlisle Laboratories Ltd
AGL – Acquisition of Companies2024-07-052024-07-05AGL – Acquisition of Companies
AGL – Acquisition of Company – Desinco Ltd2015-01-132015-01-13
AGL – Acquisition of Company – Facey Trading Limited2015-03-252015-03-25
AGL – Acquisition of Company – Pepsi-Cola Trinidad Bottling Company Limited2016-10-192016-10-19AGL-Acquisition-of-company-Pepsi-Cola-Trinidad-Bottling-Company-Limited
AGL – Acquisition of Company – Vemco Limited2016-09-122016-09-12AGL – Acquisition-of-company-VEMCO Limited
AGL – Acquisition of four (4) beverage brands2017-12-202017-12-20AGL – Acquisition of four (4) beverage brands
AGL – Acquisition of Health Brands Limited2023-08-072023-08-07AGL – Acquisition of Health Brands Limited
AGL – Acquisition of remaining 42 percent shareholding in Curis Technologies Limited by Smith Robertson2018-03-092018-03-09AGL – Acquisition of remaining 42 percent shareholding in Curis Technologies Limited by Smith Robertson
AGL – Acquisition of stake in Chinook Trading Canada Ltd by AGL’s subsidiary2023-05-082023-05-08AGL – Acquisition of stake in Chinook Trading Canada Ltd by AGL’s subsidiary
AGL – Change in Capital Structure – Loan Refinancing2014-09-072014-09-07
AGL – Change to Board of Directors – Wayne A. I. Frederick2023-03-072023-03-07AGL – Change to Board of Directors – Wayne A. I. Frederick
AGL – Change to Senior Officer – Anthony Agostini2024-02-012024-02-01AGL – Change to Senior Officer – Anthony Agostini
AGL – Change to Senior Officer – B.Davis2024-02-012024-02-01AGL – Change to Senior Officer – B.Davis
AGL – Change to Senior Officer – Barry Davis2020-01-212020-01-21AGL – Change to Senior Officer – Barry Davis
AGL – Change to Senior Officer – Barry Davis2023-08-212023-08-21AGL – Change to Senior Officer – Barry Davis
AGL – Change to Senior Officer – Dino Besomi Zubieta2024-08-162024-08-16AGL – Change to Senior Officer – Dino Besomi Zubieta
AGL – Change to Senior Officer – James Walker2022-09-082022-09-08AGL – Change to Senior Officer – James Walker
AGL – Change to Senior Officer – N Campbell2023-12-182023-12-18AGL-Change to Senior Officer – N.Campbell
AGL – Change to Senior Officer – Rajesh Rajkumarsingh and Nadia James-Reyes Tineo2019-01-112019-01-11AGL – Change to Senior Officer – Rajesh Rajkumarsingh and Nadia James-Reyes Tineo
AGL – Change to Senior Officer – Trudy Ramdath2023-06-012023-06-01AGL – Change to Senior Officer – Trudy Ramdath
AGL – Change to the Board of Driectors – Esau Mouttet2017-02-022017-02-02AGL – Change to the Board of Driectors – Esau Mouttet
AGL – Changes to the Board of Directors (Mouttet Rajkumarsingh)2016-10-052016-10-05agl-changes-to-the-board-of-directors-mouttet_rajkumarsingh
AGL – Completion of acquisition of Oscar Francois and Intersol2021-05-032021-05-03AGL – Completion of acquisition of Oscar Francois and Intersol
AGL – Execution of letter of intent to acquire Process Components Ltd2021-06-012021-06-01AGL – Execution of letter of intent to acquire Process Components Ltd
AGL – Joint venture – Caribbean Distribution Partners Limited2015-05-292015-12-22
AGL – Sale and Purchase Agreement with Health Brands Limited2023-05-172023-05-17AGL – Sale and Purchase Agreement with Health Brands Limited
AGL – Share Purchase Agreement – Collins Ltd and Carlisle Laboratories Ltd2022-04-112022-04-11AGL – Share Purchase Agreement – Collins Ltd and Carlisle Laboratories Ltd
AGL – Shareholders’ Approval to acquire company (Vemco)2016-09-302016-09-30agl-shareholders-approval-to-acquire-company-vemco
AGL – Signing of a Sale and Purchase Agreement2024-06-212024-06-21AGL – Signing of a Sale and Purchase Agreement
AGL – Acquisition of Process Components Limited2021-10-112021-10-11AGL – Acquisition of Process Components Limited
AGL – Agreement to purchase Oscar Francois and Intersol2021-03-112021-03-11AGL – Agreement to acquire Oscar Francois and Intersol
AGL – Amalgamation of Oscar Francois with Smith Robertson2021-09-212021-09-21AGL – Amalgamation of Oscar Francois with Smith Robertson
AGL – Amalgamation of Rosco Petroavance and Process Components2021-10-112021-10-11AGL – Amalgamation of Rosco Petroavance and Process Components
AGL – Amalgamation of Smith Robertson and Oscar Francois2021-10-112021-10-11AGL – Amalgamation of Smith Robertson and Oscar Francois
AGL – Change to Board of Directors – Caroline Toni Sirju-Ramnarine2024-11-042024-11-04AGL – Change to Board of Directors – Caroline Toni Sirju-Ramnarine
AGL – Change to Senior Officer – Gillian Warner-Hudson2022-02-022022-02-02AGL – Change to Senior Officer – Gillian Warner-Hudson
AGL- Amendment to Company By-Law2021-02-042021-02-04AGL- Amendment to Company By-Law
AGL- Change of Senior Officer – Joanna Banks2021-03-172021-03-17AGL- Change of Senior Officer – Joanna Banks
AGL- Change to Senior Officer – Barry Davis2020-03-092020-03-09AGL- Change to Senior Officer – Barry Davis
AGL- Change to Senior Officer – Gerard Thomas2020-03-062020-03-06AGL- Change to Senior Officer – Gerard Thomas
AGL- Change to Senior Officer – Nicholas Gomez2019-09-052019-09-05AGL- Change to Senior Officer – Nicholas Gomez
AGL- Change to Senior Officer – Rajesh Rajkumarsingh2020-02-042020-02-04AGL- Change to Senior Officer – Rajesh Rajkumarsingh
AHL – Appointment of Assistant Secretary – B. Sammy2016-05-202016-05-20AHL – Appointment of Assistant Secretary – B. Sammy
AHL – Change in Working Arrangements2024-08-262024-08-26AHL – Change in Working Arrangements
AHL – Change of Senior Officer – Trevor Marshall and Albert Tom Yew2018-06-272018-06-27AHL – Change of Senior Officer – Trevor Marshall and Albert Tom Yew
AHL – Change to Board of Directors – Ms Carolyn John2015-09-082015-09-08
AHL – Change to Board of Directors – Alana Beaubrun2023-07-072023-07-07AHL – Change to Board of Directors – Alana Beaubrun
AHL – Change to Board of Directors – Fabio Di Giammarco2023-01-232023-01-23AHL – Change to Board of Directors – Fabio Di Giammarco
AHL – Change to Board of Directors – Frederick Gilkes2016-06-242016-06-24AHL – Change to Board of Directors – Frederick Gilkes | AHL – CHnage to Board of Directors – Frederick Gilkes
AHL – Change to Board of Directors – Gerard Cooper2024-05-222024-05-22AHL – Change to Board of Directors – Gerard Cooper
AHL – Change to Board of Directors – Ingrid Lashley2016-06-242016-06-24AHL – Change to Board of Directors – Ingrid Lashley
AHL – Change to Board of Directors – Ingrid Lashley2024-07-222024-07-22AHL – Change to Board of Directors – Ingrid Lashley
AHL – Change to Board of Directors – J. Teixeira2016-04-082016-04-08AHL – Change to Board of Directors – J. Teixeira
AHL – Change to Board of Directors – K. Hosang2016-05-202016-05-20AHL – Change to Board of Directors – K. Hosang
AHL – Change to Board of Directors – Laurent Schun2023-01-232023-01-23AHL – Change to Board of Directors – Laurent Schun
AHL – Change to Board of Directors – Michal Andrews2022-02-072022-02-07AHL – Change to Board of Directors – Michal Andrews
AHL – Change to Board of Directors – Mr Albert George Tom Yew2015-09-082015-09-08
AHL – Change to Board of Directors – Mr Robert Ramchand2015-09-082015-09-08
AHL – Change to Board of Directors – MSuite2016-04-182016-04-18AHL – Change to Board of Directors – MSuite
AHL – Change to Board of Directors – R. Balgobin2016-05-202016-05-20AHL – Change to Board of Directors – R. Balgobin
AHL – Change to Board of Directors – Terrence Bharath2016-06-242016-06-24AHL – Change to Board of Directors – Terrence Bharath
AHL – Change to Board of Directors – Trevor Marshall2016-06-242016-06-24AHL – Change to Board of Directors – Trevor Marshall
AHL – Change to Board of Directors – Tricia Coosal2024-09-262024-09-26AHL – Change to Board of Directors – Tricia Coosal
AHL – Change to Board of Directors – Ulric Miller2016-06-242016-06-24AHL – Change to Board of Directors – Ulric Miller
AHL – Change to Senior Officer – A. Santiago2023-10-052023-10-05AHL – Change to Senior Officer – A.Santiago
AHL – Change to Senior Officer – Alana Beaubrun2019-11-292019-11-29AHL – Change to Senior Officer – Alana Beaubrun
AHL – Change to Senior Officer – Amar Seechan2023-04-062023-04-06AHL – Change to Senior Officer – Amar Seechan
AHL – Change to Senior Officer – Bernadette Sammy2017-05-292017-05-29AHL – Change to Senior Officer – Bernadette Sammy
AHL – Change to Senior Officer – Bernadette Sammy2017-12-052017-12-05AHL – Change to Senior Officer – Bernadette Sammy
AHL – Change to Senior Officer – Carol Homer-Caesar2020-11-202020-11-20AHL – Change to Senior Officer – Carol Homer-Caesar
AHL – Change to Senior Officer – Cindy Wilson2024-10-152024-10-15AHL – Change to Senior Officer – Cindy Wilson
AHL – Change to Senior Officer – Curtis Durity2024-06-272024-06-27AHL – Change to Senior Officer – Curtis Durity
AHL – Change to Senior Officer – Frederick Gilkes2018-06-272018-06-27AHL – Change to Senior Officer – Frederick Gilkes
AHL – Change to Senior Officer – Genevieve Jodhan2019-04-252019-04-25AHL – Change to Senior Officer – Genevieve Jodhan
AHL – Change to Senior Officer – Ginelle Lambie2017-12-192017-12-19AHL – Change to Senior Officer – Ginelle Lambie
AHL – Change to Senior Officer – Hema Ramkissoon2022-05-102022-05-10AHL – Change to Senior Officer – Hema Ramkissoon
AHL – Change to Senior Officer – Hema Ramkissoon2020-07-312020-07-31AHL – Change to Senior Officer – Hema Ramkissoon
AHL – Change to Senior Officer – Ian Forbes2017-07-042017-07-04AHL – Change to Senior Officer – Ian Forbes
AHL – Change to Senior Officer – Ian Forbes2019-04-252019-04-25AHL – Change to Senior Officer – Ian Forbes
AHL – Change to Senior Officer – Ian Forbes2020-01-212020-01-21AHL – Change to Senior Officer – Ian Forbes
AHL – Change to Senior Officer – J. Frederick and K. Baptiste Assee2019-04-062019-04-06AHL – Change to Senior Officer – J. Frederick and K. Baptiste Assee
AHL – Change to Senior Officer – M. Andrews and R. Johncilla2018-10-242018-10-24AHL – Change to Senior Officer – M. Andrews and R. Johncilla
AHL – Change to Senior Officer – Marlon Holder2017-12-062017-12-06AHL – Change to Senior Officer – Marlon Holder
AHL – Change to Senior Officer – Mr. Robert Wong2017-01-052017-01-05AHL – Change-to-Senior-Officer-Mr-Robert-Wong
AHL – Change to Senior Officer – Mr. Romesh Singh2017-01-052017-01-05AHL – Change-to-Senior-Officer-Mr-Romesh-Singh
AHL – Change to Senior Officer – Mrs Genevieve Jodhan2017-02-172017-02-17AHL – Change to Senior Officer – Mrs Genevieve Jodhan
AHL – Change to Senior Officer – Natasha Mustapha-Scott2017-07-042017-07-04, AHL – Change to Senior Officer – Natasha Mustapha-Scott
AHL – Change to Senior Officer – Nigel Balkaran2024-09-092024-09-09AHL – Change to Senior Officer – Nigel Balkaran
AHL – Change to Senior Officer – Peter Sandstrom2020-01-152020-01-15AHL – Change to Senior Officer – Peter Sandstrom
AHL – Change to Senior Officer – R Mohammed and C Wilson2023-10-042023-10-04AHL – Change to Senior Officer – R.Mohammed and C.Wilson
AHL – Change to Senior Officer – Rahim Mohammed2017-12-052017-12-05AHL – Change to Senior Officer – Rahim Mohammed
AHL – Change to Senior Officer – Renee Johncilla2018-10-262018-10-26AHL – Change to Senior Officer – Renee Johncilla
AHL – Change to Senior Officer – Rolph Balgobin2018-06-272018-06-27AHL – Change to Senior Officer – Rolph Balgobin
AHL – Change to Senior Officer – Sandstrom and Forbes2020-09-232020-09-23AHL – Change to Senior Officer – Sandstrom and Forbes
AHL – Change to Senior Officer – Shashi Seecharan2024-07-262024-07-26AHL – Change to Senior Officer – Shashi Seecharan
AHL – Change to Senior Officer – T. Abdool and R. Johncilla2020-12-082020-12-08AHL – Change to Senior Officer – T. Abdool and R. Johncilla
AHL – Change to Senior Officer – Terrence Bharath2018-06-272018-06-27AHL – Change to Senior Officer – Terrence Bharath
AHL – Change to Senior Officer – Ulric Miller2019-09-162019-09-16AHL – Change to Senior Officer – Ulric Miller
AHL – Change to senior officer- Melissa Sophia Charles-Barber2024-03-012024-03-01AHL- Change to senior officer- Melissa Sophia Charles-Barber
AHL – Change to Senior Officers – Ginelle Lambie2023-02-082023-02-08AHL – Change to Senior Officers – Ginelle Lambie
AHL – Change to Senior Officers – L. Lopez and S. Ram2017-09-072017-09-07AHL – Change to Senior Officers – L. Lopez and S. Ram
AHL – Change to Senior Officers – Melissa Sophia Charles-Barber2023-03-072023-03-07AHL – Change to Senior Officers – Melissa Sophia Charles-Barber
AHL – Changes to Senior Officers – Lyn Lopez and Jennifer Frederick2017-03-172017-03-17AHL – Changes to Senior Officers – Lyn Lopez and Jennifer Frederick
AHL – Changes to Senior Officers – Mr. Robert Wong and Ms. Genevieve Jodhan2016-12-122016-12-12AHL – Changes-to-Senior-Officers-Mr-Robert-Wong-and-Ms-Genevieve-Jodhan
AHL – Changes to the Board of Directors – G Yetming2015-11-022015-11-02
AHL – Genevieve Jodhan on Administrative Leave2018-11-302018-11-30AHL – Genevieve Jodhan on Administrative Leave
AHL – Judgement in matter of Wayne Yip Choy v Angostura Holdings Limited2016-07-192016-07-19AHL – Judgement in matter of Wayne Yip Choy v Angostura Holdings Limited
AHL – Reduction of issued share capital2022-02-072022-02-07AHL – Reduction of Issued Share Capital
AHL – Change to Board of Directors – Krishna Boodhai2017-05-022017-05-02AHL – Change to Board of Directors – Krishna Boodhai
AHL – Change to Senior Officer – Ann-Marie O’Brien2022-01-312022-01-31AHL – Change to Senior Officer – Ann-Marie O’Brien
AHL – Change to Senior Officer – Fabio Di Giammarco2021-12-012021-12-01AHL – Change to Senior Officer – Fabio Di Giammarco
AHL – Change to Senior Officer – M. Richards and F. Costelloe2021-11-232021-11-23AHL – Change to Senior Officer – M. Richards and F. Costelloe
AHL – Change to Senior Officer – Renee Johncilla2021-11-172021-11-17AHL – Change to Senior Officer – Renee Johncilla
AHL – Change to Senior Officer – Sterling Frost2022-02-022022-02-02AHL – Change to Senior Officer – Sterling Frost
AHL- Change to Senior Officer – Kathryna Baptiste Assee2020-03-062020-03-06AHL- Change to Senior Officer – Kathryna Baptiste Assee
AHL- Change to Senior Officers- Cindy Wilson and Curtis Durity2024-02-062024-02-06AHL- Change to Senior Officers- Cindy Wilson, Curtis Durity
AHL- Change to the Board of Directors – M Suite2015-11-062015-11-06
AL – Appointment of Assistant Secretary – B.Sammy2016-05-202016-05-20AL – Appointment of Assistant Secretary – B.Sammy
AL – Change of Senior Officer – Frederick Gilkes2018-06-272018-06-27AL – Change of Senior Officer – Frederick Gilkes
AL – Change of Senior Officer – Trevor Marshall and Albert Tom Yew2018-06-272018-06-27AL – Change of Senior Officer – Trevor Marshall and Albert Tom Yew
AL – Change to Board of Directors – Frederick A. Gilkes2016-07-282016-07-28AL – Change to Board of Directors – Frederick A. Gilkes
AL – Change to Board of Directors – Ingrid Lashley2016-07-282016-07-28AL – Change to Board of Directors – Ingrid Lashley
AL – Change to Board of Directors – J. Teixeira2016-04-082016-04-08AL – Change to Board of Directors – J. Teixeira
AL – Change to Board of Directors – K. Hosang2016-05-202016-05-20AL – Change to Board of Directors – K. Hosang
AL – Change to Board of Directors – Mr. Robert Wong2017-01-052017-01-05AL – Change-to-Board-of-Directors-Mr-Robert-Wong
AL – Change to Board of Directors – Mr. Romesh Singh2017-01-052017-01-05al-change-to-board-of-directors-mr-romesh-singh
AL – Change to Board of Directors – MSuite2016-04-182016-04-18AL – Change to Board of Directors – MSuite
AL – Change to Board of Directors – R. Balgobin2016-05-202016-05-20AL – Change to Board of Directors – R. Balgobin
AL – Change to Board of Directors – Terrence Bharath2016-07-282016-07-28AL – Change to Board of Directors – Terrence Bharath
AL – Change to Board of Directors – Trevor Marhsall2016-07-282016-07-28AL – Change to Board of Directors – Trevor Marhsall
AL – Change to Board of Directors – Ulric Miller2016-07-282016-07-28AL – Change to Board of Directors – Ulric Miller
AL – Change to Senior Officer – Alana Beaubrun2019-11-292019-11-29AL – Change to Senior Officer – Alana Beaubrun
AL – Change to Senior Officer – Bernadette Sammy2017-05-292017-05-29AL – Change to Senior Officer – Bernadette Sammy
AL – Change to Senior Officer – Bernadette Sammy2017-12-052017-12-05AL – Change to Senior Officer – Bernadette Sammy
AL – Change to Senior Officer – Carol Homer-Caesar2020-11-202020-11-20AL – Change to Senior Officer – Carol Homer-Caesar
AL – Change to Senior Officer – Genevieve Jodhan2019-04-252019-04-25AL – Change to Senior Officer – Genevieve Jodhan
AL – Change to Senior Officer – Ginelle Lambie2017-12-192017-12-19AL – Change to Senior Officer – Ginelle Lambie
AL – Change to Senior Officer – Hema Ramkissoon2020-07-312020-07-31AL – Change to Senior Officer – Hema Ramkissoon
AL – Change to Senior Officer – Ian Forbes2017-07-042017-07-04AL – Change to Senior Officer – Ian Forbes
AL – Change to Senior Officer – Ian Forbes2019-04-252019-04-25AL – Change to Senior Officer – Ian Forbes
AL – Change to Senior Officer – Ian Forbes2020-01-212020-01-21AL – Change to Senior Officer – Ian Forbes
AL – Change to Senior Officer – J. Frederick and K. Baptiste Assee2019-04-062019-04-06AL – Change to Senior Officer – J. Frederick and K. Baptiste Assee
AL – Change to Senior Officer – Kathryna Baptiste Assee2020-03-062020-03-06AL – Change to Senior Officer – Kathryna Baptiste Assee
AL – Change to Senior Officer – M. Andrews and R. Johncilla2018-10-242018-10-24AL – Change to Senior Officer – M. Andrews and R. Johncilla
AL – Change to Senior Officer – Marlon Holder2017-12-062017-12-06AL – Change to Senior Officer – Marlon Holder
AL – Change to Senior Officer – Natasha Mustapha-Scott2017-07-042017-07-04AL – Change to Senior Officer – Natasha Mustapha-Scott
AL – Change to Senior Officer – Peter Sandstrom2020-01-152020-01-15AL – Change to Senior Officer – Peter Sandstrom
AL – Change to Senior Officer – Rahim Mohammed2017-12-052017-12-05AL – Change to Senior Officer – Rahim Mohammed
AL – Change to Senior Officer – Renee Johncilla2018-10-262018-10-26AL – Change to Senior Officer – Renee Johncilla
AL – Change to Senior Officer – Rolph Balgobin2018-06-272018-06-27AL – Change to Senior Officer – Rolph Balgobin
AL – Change to Senior Officer – Sandstrom and Forbes2020-09-252020-09-25AL – Change to Senior Officer – Sandstrom and Forbes
AL – Change to Senior Officer – T. Abdool and R. Johncilla2020-12-082020-12-08AL – Change to Senior Officer – T. Abdool and R. Johncilla
AL – Change to Senior Officer – Terrence Bharath2018-06-272018-06-27AL – Change to Senior Officer – Terrence Bharath
AL – Change to Senior Officer – Ulric Miller2019-09-162019-09-16AL – Change to Senior Officer – Ulric Miller
AL – Change to Senior Officers – L. Lopez and S. Ram2017-09-072017-09-07AL – Change to Senior Officers – L. Lopez and S. Ram
AL – Changes to the Board of Directors – G. Yetming2015-11-022015-11-02
AL – Genevieve Jodhan on Administrative Leave2018-11-302018-11-30AL – Genevieve Jodhan on Administrative Leave
AL- Change to Board of Directors – Mr Albert George Tom Yew2015-09-082015-09-08
AL- Change to the Board of Directors – M Suite2015-11-062015-11-06
AL-Change to Board of Directors – Mr Robert Ramchand2015-09-082015-09-08
AL-Change to Board of Directors – Ms Carolyn John2015-09-082015-09-08
AMBL – Share Purchase Agreement with Bank of Baroda India2019-12-162020-01-10AMBL – Share Purchase Agreement with Bank of Baroda India | AMCL – AMBL, a subsidiary of AMCL, entered into a Share Purchase Agreement with Bank of Baroda India
AMBL – Acquisition of Bank of Baroda (TandT) Limited2021-03-022021-03-02AMBL – Acquisition of Bank of Baroda (TandT) Limited
AMBL – Change to Board of Directors – Larry Howai2017-08-022017-09-07AMBL – Change to Board of Directors – Larry Howai | AMBL – Change to Board of Directors – Larry Howai
AMBL – Change to Board of Directors – M. Musa Ibrahim2018-07-062018-07-06AMBL – Change to Board of Directors – M. Musa Ibrahim
AMBL – Change to Board of Directors – Nicholas Owen, Anton Gopaulsingh, David Dulal-Whiteway, Nigel Romano2020-10-012020-10-01AMBL – Change to Board of Directors – Nicholas Owen, Anton Gopaulsingh, David Dulal-Whiteway, Nigel Romano
AMBL – Change to Board of Directors – A Norman Sabga and Alan Sadler2014-06-162014-06-16
AMBL – Change to Board of Directors – A. Norman Sabga2017-06-062017-06-06AMBL – Change to Board of Directors – A. Norman Sabga
AMBL – Change to Board of Directors – Kathleen Galy2018-01-052018-01-05AMBL – Change to Board of Directors – Kathleen Galy
AMBL – Change to Senior Officer – Carolyn Fifi2021-05-252021-05-25AMBL – Change to Senior Officer – Carolyn Fifi
AMBL – Change to Senior Officer – Darrin Ramdeen2019-07-082019-07-08AMBL – Change to Senior Officer – Darrin Ramdeen
AMBL – Change to Senior Officer – Glenn Cheong2020-02-192020-02-19AMBL – Change to Senior Officer – Glenn Cheong
AMBL – Change to Senior Officer – Rachel Welch-Phillips2024-10-102024-10-10AMBL – Change to Senior Officer – Rachel Welch-Phillips
AMBL – Change to Senior Officer – Yudister Ramsarran2021-03-242021-03-24AMBL – Change to Senior Officer – Yudister Ramsarran
AMBL – Change to the Board of Directors – Anton Gopaulsingh2016-06-062016-06-06AMBL – Change to the Board of Directors – Anton Gopaulsingh
AMBL – Change to the Board of Directors – Chip Sa Gomes2017-07-312017-07-31AMBL – Change to the Board of Directors – Chip Sa Gomes
AMBL – Changes to the Board of Directors – J. Chang2016-04-112016-04-11AMBL – Changes to the Board of Directors – J. Chang
AMBL – Company entered into a lock-up agreement with CL Financial Limited2021-12-222021-12-22AMBL – Company entered into a lock-up agreement with CL Financial Limited
AMBL – Receipt of regulatory approvals for acquisition of Colfire by TATIL2022-11-082022-11-08AMBL- Receipt of regulatory approvals for acquisition of Colfire by TATIL
AMBL – The Central Bank has approved the company’s Share Purchase Agreement to acquire Bank of Baroda India2020-11-242020-11-24AMBL – The Central Bank has approved the company’s Share Purchase Agreement to acquire Bank of Baroda India
AMBL – Update on TATIL’s Take-Over Bid2023-02-092023-02-09AMBL – Update on TATIL’s Take-Over Bid
AMBL- Change to Board of Directors – A. Nigel Sabga2024-05-082024-05-08AMBL- Change to Board of Directors – A. Nigel Sabga
AMBL- Change to Senior Officer – Fareeda Bala2024-10-022024-10-02AMBL- Change to Senior Officer – Fareeda Bala
AMBL- Change to Senior Officer – Natalie Mansoor2024-02-152024-02-15AMBL- Change to Senior Officer – Natalie Mansoor
AMBL- Change to Senior Officer- Alaistair Paton2024-10-022024-10-02AMBL- Change to Senior Officer- Alaistair Paton
AMBL- Change to Senior Officer- Carolyn Fifi2024-03-062024-03-06AMBL- Change to Senior Officer- Carolyn Fifi
AMBL- Change to Senior Officer- David Maraj2024-05-082024-05-08AMBL- Change to Senior Officer- David Maraj
AMBL- Change to Senior Officer- Fareeda Bala2023-03-132023-03-13AMBL- Change to Senior Officer- Fareeda Bala
AMBL- Change to Senior Officer- Ian De Souza2024-02-062024-02-06AMBL- Change to Senior Officer- Ian De Souza
AMBL- Change to Senior Officer- Rachel Welch-Phillips2024-03-062024-03-06AMBL- Change to Senior Officer- Rachel Welch-Phillips
AMBL- Changes to Board of Directors – Mr Alan Sadler and Trevor Edwards – stamped2015-02-022015-02-02
AMBL- Changes to Board of Directors – Resignation of Mr Alan Sadler and Appointment of Mr Trevor Edwards2015-01-082015-01-08
AMBL- Changes to senior officers- G. Hill, D. Dulal-Whiteway, K. Kong2023-10-032023-10-03AMBL- Changes to senior officers- G. Hill, D. Dulal-Whiteway, K. Kong
AMBL- Completion of TATIL’s acquisition of Colfire2023-04-132023-04-13AMBL- Completion of TATIL’s acquisition of Colfire
AMBL- Resignation of Managing Director of ANSA Bank Limited2022-06-202022-06-20AMBL- Resignation of Managing Director of ANSA Bank Limited
AMCL – Acquisition of 25% stake in BBBCL2023-05-052023-05-05AMCL – Acquisition of 25% stake in BBBCL
AMCL – Acquisition of Bank of Baroda (TandT) Limited through subsidiary, Change to Board of Directors2021-03-022021-03-02AMCL – Acquisition of Bank of Baroda (TandT) Limited through subsidiary, Change to Board of Directors
AMCL – Acquisition of Berger Trinidad Limited shares from Chan Ramlal2017-08-072017-08-07AMCL – Acquisition of Berger Trinidad Limited shares from Chan Ramlal
AMCL – Acquisition of Tilawind wind farm2019-05-072019-05-07AMCL – Acquisition of Tilawind wind farm
AMCL – AMBL, a subsidiary of AMCL, entered into a lock-up agreement with CL Financial Limited2021-12-222021-12-22AMCL – AMBL, a subsidiary of AMCL, entered into a lock-up agreement with CL Financial Limited
AMCL – AMBL, a subsidiary of AMCL, entered into a Share Purchase Agreement with Bank of Baroda India2020-01-102020-01-10AMCL – AMBL, a subsidiary of AMCL, entered into a Share Purchase Agreement with Bank of Baroda India
AMCL – ANSA McAL becomes a substaintial shareholder of Berger Paints Trinidad Ltd.2017-07-282017-07-28AMCL – ANSA McAL becomes a substaintial shareholder of Berger Paints Trinidad Ltd.
AMCL – ANSA McAl Limited now holds 100% beneficial ownership of Berger Paints Trinidad Limited Shareholdings2018-05-232018-05-23AMCL – ANSA McAl Limited now holds 100% beneficial ownership of Berger Paints Trinidad Limited Shareholdings
AMCL – Change to Executive Management – Alan Sadler2015-12-082015-12-08
AMCL – Change to Senior Officer – A. Maharaj, R. Sumairsingh2020-01-102020-01-10AMCL – Change to Senior Officer – A. Maharaj, R. Sumairsingh
AMCL – Change to Senior Officer – Alaistair Paton, Sahendra Mahabir2024-10-102024-10-10AMCL- Change to Senior Officer- Alaistair Paton, Sahendra Mahabir
AMCL – Change to Senior Officer – Alastair Paton2021-04-142021-04-14AMCL – Change to Senior Officer – Alastair Paton
AMCL – Change to Senior Officer – Andrew N. Sabga2020-01-142020-01-14AMCL – Change to Senior Officer – Andrew N. Sabga
AMCL – Change to Senior Officer – Andrew Sabga2017-08-142017-08-14AMCL – Change to Senior Officer – Andrew Sabga
AMCL – Change to Senior Officer – Anthony N. Sabga III2020-01-142020-01-14AMCL – Change to Senior Officer – Anthony N. Sabga III
AMCL – Change to Senior Officer – Bernadine Sammy-Fuentes2020-11-042020-11-04AMCL – Change to Senior Officer – Bernadine Sammy-Fuentes
AMCL – Change to Senior Officer – K. Sonnylal, W. Keith2019-12-162019-12-16AMCL – Change to Senior Officer – K. Sonnylal, W. Keith
AMCL – Change to Senior Officer – Keith Welch2019-06-212019-06-21AMCL – Change to Senior Officer – Keith Welch
AMCL – Change to Senior Officer – Kelly Sonnylal2019-06-212019-06-21AMCL – Change to Senior Officer – Kelly Sonnylal
AMCL – Change to Senior Officer – Nicholas Jackman2020-04-162020-04-16AMCL – Change to Senior Officer – Nicholas Jackman
AMCL – Change to Senior Officer – Nicholas Jackman2020-01-132020-01-13AMCL – Change to Senior Officer – Nicholas Jackman
AMCL – Change to Senior Officer – Ray Sumairsingh2020-06-292020-06-29AMCL – Change to Senior Officer – Ray Sumairsingh
AMCL – Change to Senior Officer – Trevor Edwards2018-04-032018-04-03AMCL – Change to Senior Officer – Trevor Edwards
AMCL – Change to Senior Officer- M. Baker2023-06-072023-06-07AMCL- Change to Senior Officer- M. Baker
AMCL – Change to Senior Officers – Tisha Teelucksingh, Walter Welch2020-06-242020-06-24AMCL – Change to Senior Officers – Tisha Teelucksingh, Walter Welch
AMCL – Change to the Board of Directors – Andrew Sabga2015-12-162015-12-16
AMCL – Change to the Board of Directors – Winston Singh2020-05-272020-05-27AMCL – Change to the Board of Directors – Winston Singh
AMCL – Changes to Board of Directors – A. Sabga, W.D. Clarke2018-06-042018-06-04AMCL – Changes to Board of Directors – A. Sabga, W.D. Clarke
AMCL – Changes to Board of Directors – Anthony Sabga2017-05-162017-05-16AMCL – Changes to Board of Directors – Anthony Sabga
AMCL – Changes to Board of Directors – Gerry Brooks2015-04-012015-04-01
AMCL – Changes to Board of Directors – Imtiaz Rahaman, Steve Bideshi, Michael Mansoor and Mark Morgan2014-08-042014-08-04
AMCL – Changes to Board of Directors – Nicholas V. Mouttet.2020-10-062020-10-06AMCL – Changes to Board of Directors – Nicholas V. Mouttet
AMCL – Changes to Board of Directors – Norman Christie, Krysta De Lima, Vicki-Ann Assevero2021-06-072021-06-07AMCL – Changes to Board of Directors – Norman Christie, Krysta De Lima, Vicki-Ann Assevero
AMCL – Changes to the Board of Directors – L. Howai, D. Dulal-Whiteway2016-06-092016-06-09AMCL – Changes to the Board of Directors – L. Howai, D. Dulal-Whiteway
AMCL – Company entered into Share Purchase Agreement with shareholders of Trinidad Aggregate Products Limited2019-04-012019-04-01AMCL – Company entered into Share Purchase Agreement with shareholders of Trinidad Aggregate Products Limited
AMCL – Execution of Loan Agreement2024-09-252024-09-25AMCL – Execution of Loan Agreement
AMCL – Offer and Take Over Bid to acquire the remaining shares of Berger Paints Trinidad Limited2018-05-232018-05-23AMCL – Offer and Take Over Bid to acquire the remaining shares of Berger Paints Trinidad Limited
AMCL – Receipt of regulatory approvals for acquisition of Colfire by TATIL2022-11-082022-11-08AMCL- Receipt of regulatory approvals for acquisition of Colfire by TATIL
AMCL – Share Purchase Agreement2017-06-222017-06-22AMCL – Share Purchase Agreement
AMCL – Special Resolutions passed at Trinidad Aggregate Product Limited’s shareholder meeting2019-04-032019-04-03AMCL – Special Resolutions passed at Trinidad Aggregate Product Limited’s shareholder meeting
AMCL – The Central Bank has approved AMBL’s (a subsidiary of AMCL) Share Purchase Agreement to acquire Bank of Baroda India2020-11-242020-11-24AMCL – The Central Bank has approved AMBL’s (a subsidiary of AMCL) Share Purchase Agreement to acquire Bank of Baroda India
AMCL Change to Board of Directors – Gerry Brooks2015-04-022015-04-02
AMCL Changes to Board of Directors – Mr Alan Sadler and Trevor Edwards – stamped2015-02-022015-02-02
AMCL – Change to Senior Officer – T. Edwards2017-03-312017-03-31AMCL – Change to Senior Officer – T. Edwards
AMCL- Acquisition of BleachTech and real estate companies2024-11-072024-11-07AMCL- Acquisition of BleachTech and Real Estate Companies
AMCL- Acquisition of shares in BBBCL2023-07-132023-07-13AMCL- Acquisition of shares in BBBCL
AMCL- Changes to Board of Director – Appointment of Mr Alan Sadler2015-01-082015-01-08
AMCL- Changes to Board of Directors – Michael Mansoor2014-11-182014-11-18
AMCL- Changes to Board of Directors- Tonya Villafana, Anthony Phillip2022-06-012022-06-01AMCL- Changes to Board of Directors- Tonya Villafana, Anthony Phillip
AMCL- Completion of TATIL’s acquisition of Colfire2023-04-132023-04-13AMCL- Completion of TATIL’s acquisition of Colfire
AMCL- Entry into joint venture agreement with Globus Spirits Limited2024-04-112024-04-11AMCL- Entry into joint venture agreement with Globus Spirits Limited
AMCL- Intra-group Transfer of CFC2016-11-222016-11-25AMCL – Intra-Group-Transfer-of-CFC
AMCL- Update on TATIL’s Take-Over Bid2023-02-092023-02-09AMCL- Update on TATIL’s Take-Over Bid
Amended Repurchase Agreements Guidelines – July 20182018-07-312018-07-31Sale and Repurchase Agreements Guidelines-July 2018
Amendment to Order re NCB Financial Group Limited Exemption2021-10-112021-12-01Amendment to Order re NCB Financial Group Limited Exemption – 11th October 2021
Amendment to Policy Guideline 11.12007-10-312007-10-31
Amendment to Stock Exchange Rules2009-01-292009-01-29
Amendment: Mutual Administrative Assistance in Tax Matters Act 7 of 20202024-03-112024-03-11Mutual Administrative Assistance in Tax Matters Act_Act 7 of 2020
AML Circular letter2012-09-282012-09-28
AML-CFT and the Securities Sector2015-01-072015-01-07
AML-CFT Guidelines2018-11-282018-12-24TTSEC- AML-CFT GUIDELINES November 2018 | TTSEC- AMLCFT GUIDELINES November 2018 | TTSEC- AMLCFT GUIDELINES November 2018 | AMLCFT GUIDELINES November 2018
AML-CFT guidelines2012-04-232012-04-23
AML-CFT regulation in the securities sector- the way forward2015-01-072015-01-07
AMMF – Notice of Resignation of Trustee2024-12-132024-12-13AMMF- Notice of Resignation of Trustee
An Introduction to the Trinidad and Tobago Securities and Exchange Commission2016-06-272016-06-27, An Introduction to the Trinidad and Tobago Securities and Exchange Commission
Analysing the Impact of COVID-19 on Mutual Funds2020-04-292020-05-01Analysing Impact of COVID-19 0n Mutual Funds | Impact of COVID-19 on Mutual Funds | The Impact of COVID-19 on Mutual Funds – Published article | Published article
Annual Meeting of the Council of Securities Regulators of the Americas (COSRA)2002-02-192002-02-19
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Annual Report 20002000-01-312000-01-31
Annual Report 20012002-01-312002-01-31
Annual Report 20022003-01-312003-01-31
Annual Report 20032004-01-312004-01-31
Annual Report 20042004-12-312004-12-31
Annual report 20062007-07-182007-07-18
Annual Report 20102011-06-102011-06-10
Annual Report 20112012-05-012017-04-25
Annual Report 20142015-05-192015-10-22TTSEC%20Annual%20Report%202014[1]
Annual Report 20152016-04-082021-12-15Annual Report 2015
Annual Report 20162017-05-232018-01-23AR 2016 Cover | SEC Annual Report 2016
Annual Report 20172018-06-142018-06-14AR 2017 Cover | SEC 2017 Annual Report
Annual Report 20182020-02-072020-02-07Cover | TTSEC AR 2018
Annual Report 20192020-06-102020-06-102019 AR | TTSEC Annual Report 2019
Annual Report 20202022-05-162022-10-04COver
Annual Report 20212023-10-032023-10-03Cover | Annual Report 2021
Annual Report 20222024-01-082024-01-08cover | TTSEC Annual Report 2022
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Anti Money Laundering and Combating the Financing of Terrorism2018-12-212018-12-21SEC Newsletter Issue #22 | Cover #22
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ASBH – Issuance of Shares – Farmshare2024-12-132024-12-13ASBH – Issuance of Shares – Farmshare
ASBH – Issuance of Shares – Saravai2024-12-132024-12-13ASBH – Issuance of Shares – Saravai
Avoiding Investment Pitfalls2006-12-082006-12-08
Avoiding investment scams2010-12-082010-12-08
Avoiding Scams2007-07-102007-07-10
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Baseline Study2007-08-302007-08-30
Baseline Study of Collective Investment Schemes Industry of Trinidad and Tobago: About the Study2003-12-192003-12-19
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BER – ANSA Coatings International Limited’s acquisition of all outstanding shares in BER2018-02-232018-02-23BER – ANSA Coatings International Limited’s acquisition of all outstanding shares in BER
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BER – Change to Board of Directors – C. Llanos, J. Andrews, W. McDonald2018-07-312018-08-27BER – Change to Board of Directors – C. Llanos, J. Andrews, W. McDonald v
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BER – Change to Board of Directors – Andy Mahadeo, Adam Sabga2018-05-102018-05-10BER – Change to Board of Directors – Andy Mahadeo, Adam Sabga
BER – Change to Board of Directors – Aneal Maharaj2019-12-162019-12-16BER – Change to Board of Directors – Aneal Maharaj
BER – Change to Senior Officer – Omawatie Birbal2018-06-202018-06-20BER – Change to Senior Officer – Omawatie Birbal
BER – Change to the Financial Year End2017-11-132017-11-13BER – Change to the Financial Year End
BER – Delisting of shares from the Trinidad and Tobago Stock Exchange Limited2019-10-172019-10-17BER – Delisting of shares from the Trinidad and Tobago Stock Exchange Limited
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BER – Share Purchase Agreement2017-06-222017-06-22BER – Share Purchase Agreemet
BER – Termination of BER branded products Trademark License2019-06-072019-06-07BER – Termination of BER branded products Trademark License
BER- Change to Senior Officer – Sheena Balkaran2018-07-062018-07-06BER- Change to Senior Officer – Sheena Balkaran
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BER- Change to the Board of Directors-Aneal Maharaj2017-07-282017-07-28BER- Change to the Board of Directors-Aneal Maharaj
BER- Change to the Board of Directors-William Aguiton2016-10-042016-10-04ber-change-to-the-board-of-directors-william-aguiton
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Berger Paints Trinidad Limited Order to De-register2020-04-242020-06-08Berger Paints Trinidad Limited Order to De-register – 2020.04.24
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Bond Trading rules2007-09-212007-09-21
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Capital Market Development Breakfast Meeting2008-05-132015-10-08
Capital Market Development Seminar2008-03-122015-10-08
Capital Market Development Workshop2008-03-192008-03-19
Capital Market Development Workshop2008-03-132008-03-13
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CIF – Update on distribution of securities2023-01-312023-01-31CIF – Update on distribution of securities
CIF – Update on termination of Fund2023-03-032023-03-03CIF – Update on termination of Fund
CIF- Final Distribution of Income2023-09-132023-09-13CIF- Final Distribution of Income
CIF- Termination of Fund2022-12-052022-12-05CIF- Termination of Fund
CINE1 – Execution of a loan agreement with GGTL2020-01-162020-01-16CINE1 – Execution of a loan agreement with GGTL
CINE1 – Impact of restrictions on business operations due to COVID-192020-05-142020-05-14CINE1 – Impact of restrictions on business operations due to COVID-19
CINE1 – Lease involving EHL and CINECentral Limited2022-10-182022-10-18CINE1 – Lease involving EHL and CINECentral Limited
CINE1- Change to Board of Directors- M. Quamina, A. Bharath, N. Darmanie, K. McQuilkin, K. Valley2021-07-222021-07-22CINE1- Change to Board of Directors- M. Quamina, A. Bharath, N. Darmanie, K. McQuilkin, K. Valley
Circular Letter – Beneficial Ownership Reporting Entities2024-11-272024-11-27Circular Letter-Beneficial Ownership Reporting Entities -25-Nov-24
Circular Letter – Implementation of the TTSEC Enhanced RBS Framework2024-05-212024-05-21Circular Letter re Implementation of the TTSEC Enhanced RBS Framework (1)
Circular Letter – Notification of Prescribed form for Transmission of Sensitive Personal Info2022-12-012022-12-01Circular Letter – Notification of Prescribed form for Transmission of Sensitive Personal Info
Circular Letter – Process of Approval of Compliance Officer-Dual Entities2024-11-272024-11-27Circular Letter – Process of Approval of Compliance Officer -Dual Entities 25-Nov-24 | Circular Letter – Process of Approval of Compliance Office-Dual Entities 25-Nov-24
Circular Letter – Revised CIS Volume Report2023-09-062023-09-0620230905 Circular Letter – Revised CIS Volume Report
Circular Letter – TTSEC Fee Revision2024-12-172024-12-17Circular-Letter-re-TTSEC Fee Revision (1)
Circular Letter 1 – Implementation of the Micro Macro Prudential Reporting Framework (MMRF)2016-09-132016-11-22circular-letter-mmrf-september-13-2016
Circular Letter 2 – Implementation of Micro-Macro Prudential Reporting Framework (MMRF)2016-11-182016-11-22circular-letter-implementation-of-mmrf
Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers2019-03-122019-03-12Circular Letter Continuous Disclosure and Filing Obligations of Reportin…
Circular Letter re TIEAA Guidelines – Period Of Review For Internal/External Audit Reviews Pursuant To Sections 8.1 And 8.3 Of The Guidelines On The Implementation Of The Tax Information Exchange Agreements, 20172023-01-162023-02-14Circular Letter re TIEAA Guidelines – Period Of Review For Internal External Audit Reviews Pursuant To Sections 8.1 And 8.3 | Circular Letter re TIEAA Guidelines – Period of Review for Internal and External Audit Reports
Circular Letter Re: Enhanced Risk-Based Supervision (RBS) Framework2023-07-072023-07-0720230704 Circular Letter – RBS
Circular Letter Securities (Amendment)Act 20142014-04-242015-10-22
Circular Letter to Companies Solicitation of Expressions of Interest2014-04-282015-10-22Circular letter-to Companies Solicitations of Expressions of Interest
Circular Letter to Registrants – AML External Audit Reports2024-01-242024-01-242024January17Circular Letter to Registrants – AML External Audit Reports
Circular letter – Extension in transitional period2015-10-022015-10-22Circular letter – Extension in transitional period
Circular Letter – FATCA2015-10-022017-04-25Circular Letter – FATCA | Circular Letter – FATCA
Circular Letter- Amendments to the MMRF Forms2023-07-102023-07-1020230607 MMRF Circular Letter
Circular letter- Revised Registration Statements2015-10-022015-10-22Circular letter- Revised Registation Statements
Circular letter-Obligations of Reporting Issuers Re Securities (General) By-Laws 20152015-10-022015-10-22Circular%20letter-Obligations%20of%20Reporting%20Issuers%20Re%20Securities%20(General)%20By-Laws%202015[1]
Circular Re: Securities (Collective Investment Schemes) Bye-Laws, 20232023-06-232023-06-23Ref#21069- SG- 2262023-Circular Letter to Stakeholders re CIS-Bye-laws – general_Final
CIS Notice April 20212021-04-132021-04-13
Citicorp Merchant Bank Limited Audited Financial Statements for the year ended 31 December 20232024-06-252024-06-25Citicorp Merchant Bank Limited Audited Financial Statements for the year ended 31 December 2023
Clash of the Debate Titans 2017 Tertiary Competition- Semi-finals2017-10-202017-10-23TTSEC Clash of the Debate Titans Tertiary Competition- Semi Finals Round & Results | TTSEC Clash of the Debate Titans Tertiary Competition- Semi Finals Round & Results
CLICO Order for exemption from CIS guidelines2013-01-182013-01-18
Closing Remarks – Bankers Association Tertiary Debate Competition2018-11-202018-11-20Debate Closing Remarks by BATT
Closure of offices2013-12-112013-12-11
CMBL – Change of Board of Directors – Mitchell de Silva2018-06-182018-06-18CMBL – Change of Board of Directors – Mitchell de Silva
CMBL – Change of Senior Officer – Rozette Maharaj2020-06-242020-06-24, CMBL – Change of Senior Officer – Rozette Maharaj
CMBL – Change of Senior Officer – Anderson Basdeo2020-11-202020-11-20CMBL – Change of Senior Officer – Anderson Basdeo
CMBL – Change of Senior Officer – James Ollivierre2020-10-142020-10-14CMBL – Change of Senior Officer – James Ollivierre
CMBL – Change to Board of Directors – C. Herrera2018-03-122018-03-12CMBL – Change to Board of Directors – C. Herrera
CMBL – Change to Board of Directors – Danielle Rampersad2017-05-242017-05-24CMBL – Change to Board of Directors – Danielle Rampersad
CMBL – Change to Board of Directors – Gervase Warner2024-11-052024-11-05CMBL – Change to Board of Directors – Gervase Warner
CMBL – Change to Board of Directors – James Ollivierre2016-11-022016-11-02CMBL-Change-to-Board-of-Directors – James Ollivierre
CMBL – Change to Board of Directors – Josef Baptiste2016-08-032016-08-03CMBL – Change to Board of Directors – Mr. Josef Baptiste
CMBL – Change to Board of Directors – Michael Toney2015-12-092015-12-09
CMBL – Change to Board of Directors – Ms. Karen Darbasie2015-04-072015-04-07
CMBL – Change to Board of Directors – Paul Anthony Buxo2015-12-092015-12-09
CMBL – Change to Board of Directors – Raymond Gatcliffe, Marcelo Gorinni2019-07-172019-07-17CMBL – Change to Board of Directors – Raymond Gatcliffe, Marcelo Gorinni
CMBL – Change to Board of Directors – Suresh Maharaj, Fernando Ynigo-Peralta2022-01-202022-01-20CMBL – Change to Board of Directors – Suresh Maharaj, Fernando Ynigo-Peralta
CMBL – Change to Board of Directors – Winston Thompson2017-10-162017-10-16CMBL – Change to Board of Directors – Winston Thompson
CMBL – Change to Board of Directors- Michael Toney, Rajiv Krishnan2023-08-222023-08-22CMBL- Change to Board of Directors- Michael Toney, Rajiv Krishnan
CMBL – Change to Senior Officer – Dawn Seepersad2016-12-052016-12-05cmbl-change-to-senior-officer-dawn-seepersad
CMBL – Change to Senior Officer – James Ollivierre2016-11-302016-11-30CMBL -Change-to-Senior-Officer-James-Ollivierre
CMBL – Change to Senior Officer – Sasha Ali2019-12-162019-12-16CMBL – Change to Senior Officer – Sasha Ali
CMBL – Changes to Board of Directors and Executive Management – Mr. Raymond Gatcliffe and Mr. Josef Baptiste2015-04-092015-04-09
CMBL- Change to Board of Directors- Raul A. Anaya2022-08-172022-08-17CMBL – Change to Board of Directors- Raul A. Anaya
CMBL- Changes to the Board of Directors- Pablo Del Valle Matamoros, Marcelo Gorrini2024-02-232024-02-23CMBL- Changes to the Board of Directors- Pablo Del Valle Matamoros, Marcelo Gorrini
CMEGTTL – Amendment to fees charged to clients2023-03-032023-03-03CMEGTTL – Amendment to fees charged to clients
CMEGTTL – Amendment to trade fees charged to clients2023-03-032023-03-03CMEGTTL – Amendment to trade fees charged to clients
CMEGTTL – Appointment of MISC as Service Provider2021-05-192021-05-19CMEGTTL – Appointment of MISC as Service Provider
CMEGTTL – Change of Senior Officer – Morton-Campbell and Johncilla2020-07-312020-07-31CMEGTTL – Change of Senior Officer – Morton-Campbell and Johncilla
CMEGTTL – Change to Senior Officer – Alicia Richards2022-05-272022-05-27CMEGTTL – Change to Senior Officer – Alicia Richards
CMEGTTL – Change to Senior Officer – Celeste Seales-Moses2023-03-032023-03-03CMEGTTL – Change to Senior Officer – Celeste Seales-Moses
CMEGTTL – Change to Senior Officer – Clement Iton2022-05-272022-05-27CMEGTTL – Change to Senior Officer – Clement Iton
CMEGTTL – Change to Senior Officer – Rachel Noel2023-03-032023-03-03CMEGTTL – Change to Senior Officer – Rachel Noel
CMEGTTL – Change to Senior Officer – Roz Mark2022-05-272022-05-27CMEGTTL – Change to Senior Officer – Roz Mark
CMEGTTL – Decrease in fees charged for securities transactions2023-03-032023-03-03CMEGTTL – Decrease in fees charged for securities transactions
CMEGTTL – Increase in Sterling Platform fees charged to clients2023-09-072023-09-07CMEGTTL – Increase in Sterling Platform fees charged to clients
CMEGTTL – Increase in trading activity fees for equity trades2023-03-032023-03-03CMEGTTL – Increase in trading activity fees for equity trades
CMEGTTL – Removal of FX Product Offering2024-03-052024-03-05CMEGTTL – Removal of FX Product Offering
CMEGTTL Audited Financial Statements for the year ended 31 May 20232024-07-012024-07-01CMEGTTL Audited Financial Statements for the year ended 31 May 2023
CMEGTTL – Change of company name2020-08-122020-08-12CMEGTTL – Change of company name
Collective Investment Schemes Guidelines2006-04-122006-04-12
Collective Investment Schemes-A Guide for Investors2021-06-162021-06-16Capture | Collective Investment Schemes- A guide for Investors
Collective Investment Schemes/Mutual Funds – Fixed NAV and Floating NAV2020-01-292020-01-29Express Business 29 Jan 2020 | Fixed NAV v Floating NAV
Combating Money Laundering and Terrorist Financing2020-05-132020-05-20Published Article | 3 stages of Money Laundering | Combating Money Laundering and Terrorist Financing
Comments on the Securities Bill 12Dec20122012-12-122012-12-12
Commission’s Temporary Closure- September 14, 20212021-09-142021-09-14, Public Notice Temporary Office Closure – Sept 14 2021 | Public Notice Temporary Office Closure – Sept 14 2021
Commission’s Temporary Operational Arrangements2021-05-052021-05-05, Commission’s Temporary Operational Arrangements | Commission’s Temporary Operational Arrangements
Compliance Programmes for the Securities Market2020-05-272020-05-27Published Article | Compliance Programmes for the Securities Market
Compliance Reviews of Registrants – Another Way Investors are Protected2020-01-072020-01-07Compliance Review of Registrants | Compliance reviews of registrants | Compliance Review of Registrants
Concise Statement of Substance and Purpose & Securities (General) By-Law2014-09-292015-05-25Concise-Statement-of-Substance-and-Purpose-&-Securities-(General)-By-Law
Concise Statement of Substance and Purpose & Securities (General) By-Laws 20142014-09-122017-04-10Concise-Statement-of-Substance-and-Purpose-&-Securities-(General)-By-Laws-2014 | Concise-Statement-of-Substance-and-Purpose-&-Securities-(General)-By-Laws-2014
Concise Statement of Substance and Purpose RE: Repurchase Agreement Guidelines of April, 20122017-04-202017-05-22Concise Statement of Substance and Purpose – Amendment of 2012 Repo Guidelines | Concise Statement of Substance and Purpose – Amendment of 2012 Repo Guidelines | Concise Statement of Substance and Purpose – Amendment of 2012 Repo Guidelines – Final
CONCISE STATEMENT OF SUBSTANCE AND PURPOSE RE: The Proposed Amendments to the Repurchase Agreement Guidelines (April 2012)2017-04-192017-05-22Concise Statement of Substance and Purpose – Amendment of 2012 Repo Guidelines
Conference of Association of Caribbean Securities Regulators, Kingston, Jamaica – November 20052005-11-072005-11-07
Consideration in Crypto Asset Regulation – Panel Discussion Presentations2023-09-052023-10-06TTSEC – Regulating Crypto Assets Sep 5th | TTSEC – Regulating Crypto Assets – Final version Sep 5th
Consultation on Employee Stock Compensation plans2009-07-072009-07-07
Consultation On Employee Stock Compensation Plans2009-07-072015-10-22
Consultation on the regulation of Employee Stock Compensation Plans2009-07-072015-10-22
Contravention Order – Capital Markets Elite Group TT Limited – $16,000.002023-12-182024-01-03, , Contravention Order – Capital Markets Elite Group TT Limited – $16,000.00
Contravention Order – CMEGTTL – $1000.002024-10-282024-10-28, , Contravention Order – CMEGTTL – $1000.00
Contravention Order – Endeavour Holdings Limited – $1,000.002023-12-182024-01-03, Contravention Order – Endeavour Holdings Limited – $1,000.00
Contravention Order – Endeavour Holdings Limited – $45,000.002023-12-182024-01-03, , Contravention Order – Endeavour Holdings Limited – $45,000.00 | Contravention Order – Endeavour Holdings Limited – $45,000.00
Contravention Order – Firstline Securities Limited- $154,000.002024-10-042024-10-04, , Order – Firstline Securities Limited- $154,000.00
Contravention Order – GGTL – $2000.002024-05-272024-05-28, , Contravention Order -GGTL – $2000.00
Contravention Order – JMMBBTT – $1000.002024-10-282024-10-28, Contravention Order – JMMBBTT – $1000.00
Contravention Order – JMMBGL – $14450.002024-10-282024-10-28Contravention Order – JMMBGL – $14450.00
Contravention Order – JMMBGL – $32,000.002023-12-182024-01-03, , Contravention Order – JMMBGL – $32,000.00
Contravention Order – L.J. Williams- $14,000.002023-07-272023-10-02, , Contravention Order – L.J. Williams- $14,000.00
Contravention Order – LJ Williams – $9,900.002023-12-182024-01-03, , Contravention Order – LJ Williams – $9,900.00
Contravention Order – Mr. Avinash Bissessar – $23,800.002024-04-182024-05-03, Contravention Order – Mr. Avinash Bissessar – $23,800.00
Contravention Order – Mr. Imtiaz Azard Rahaman2020-02-032020-02-03, ,
Contravention Order – NCB Merchant Bank (Trinidad and Tobago) Limited – $3,000.002024-10-042024-10-04, , Order – NCB Merchant Bank (Trinidad and Tobago) Limited – $3,000.00
Contravention Order – Nestle Trinidad and Tobago Limited – $2,000.002024-10-042024-10-04, , Order – Nestle Trinidad and Tobago Limited – $2,000.00
Contravention Order – PHL- $1,000.002024-05-272024-05-28, , Contravention Order – PHL- $1,000.00
Contravention Order – Samaan Tree Fund – $1,000.002024-10-042024-10-04, , Order – Samaan Tree Fund – $1,000.00
Contravention Order – The Sports Company of Trinidad and Tobago – $26,000.002024-10-042024-10-04, , Order – The Sports Company of Trinidad and Tobago – $26,000.00
Contravention Order – TIDCO2017-01-232017-02-03, , Contravention Order – TIDCO
Contravention Order – Trinidad and Tobago NGL Limited- $19,500.002024-10-042024-10-04, , Order – Trinidad and Tobago NGL Limited- $19,500.00
Contravention Order – Trinidad and Tobago NGL Limited- $28,500.002024-10-042024-10-04, , Order – Trinidad and Tobago NGL Limited – $28,500.00
Contravention Order – TTNGL – $63,750.002023-12-182024-01-03, , Contravention Order – TTNGL – $63,750.00
Contravention Order – TTNGL – AACFS – $113,050.002023-12-192024-02-08, , Contravention Order – TTNGL – AACFS – $113050.00 | Contravention Order – TTNGL – AACFS – $113,050.00
Contravention Order – TTNGL – AR – $96,900.002023-12-192024-02-08, , Contravention Order – TTNGL – AR – $96900.00 | Contravention Order – TTNGL – AR – $96,900.00
Contravention Order – WISE – $3,000.002024-05-272024-05-28, , Contravention Order – WISE – $3,000.00
Contravention Order -GAMISL – $2000.002024-05-272024-05-28, , Contravention Order -GAMISL – $2000.00
Contravention Order FCL Financial Limited – $1,000.002024-02-292024-02-29, , Order – FCL Financial $1000.00
Contravention Order Fig Tree Financial Limited – $1,000.002024-02-292024-02-29, , Order – Fig Tree Financial – $1000.00
Contravention Order JMMBGL – $11,000.002024-02-292024-02-29, , Order – JMMB Group Limited – $11,000.00
Contravention Order MTS – $ 1,000.002024-02-292024-02-29, , Order – MTS – $1,000.00
Contravention Order Nestle – $25,000.002024-02-292024-02-29, , Order – NTTL – $25,000.00
Contravention Order re Endeavour Holdings Limited – $1,5002023-07-272023-10-05, Contravention Order re Endeavour Holdings Limited – $4,400.00 dd 27.7.2023 gaz | Contravention Order re Endeavour Holdings Limited – $1,500
Contravention Order re L.J. Williams Limited – $1,0002022-11-162022-11-22, , Contravention Order re L.J. Williams Limited – $1,000
Contravention Order re Maritime Capital Limited – $6,0002023-04-212023-05-05, , Contravention Order re Maritime Capital Limited – $6,000
Contravention Order re Nestle Trinidad and Tobago Limited – $14,0002023-04-212023-05-05, Contravention Order re Nestle Trinidad and Tobago Limited – $14,000
Contravention Order re Nestle Trinidad and Tobago Limited – $3,0002023-04-212023-05-05, Contravention Order re Nestle Trinidad and Tobago Limited – $3,000
Contravention Order re Adrian Lee-Chin – $104,500.002021-08-172021-12-02, , Contravention Order re Adrian Lee Chin – $104,500.00 – 17th August 2021
Contravention Order re Agostini’s Limited – $19,200.002021-09-162021-12-02, , Contravention Order re Agostini’s Limited – $19,200.00 – 16th September 2021
Contravention Order re Allison Mais – $14,7002022-11-162022-11-22, , Contravention Order re Allison Mais – $14,700
Contravention Order Re Annual Report Breach – Nestle T&T2017-09-212017-10-09, , Nestle Order – Annual Report Breach – $6,0000
Contravention Order Re Annual Report Breach Sagicor Funds2017-09-212017-10-09, , Order – Sagicor Funds Inc – $1,000
Contravention Order re Ayanna Miguel – $6,5002022-08-022022-08-05, Contravention Order re Ayanna Miguel – $6,500 | Contravention Order re Ayanna Miguel – $6,500 gaz
Contravention Order re B3V Holdings – $6,400.002022-12-192022-12-21, , Contravention Order re B3V Holdings – $6,400.00
Contravention Order re Berger Paints Trinidad Limited2017-06-062017-06-22, , Berger Paints Trinidad Ltd.
Contravention Order re Bourse Brokers Ltd2017-11-102017-11-20, , Contravention Order re Bourse Brokers Ltd
Contravention Order re Bourse Securities Limited – $6,400.002021-08-312021-12-01, , Contravention Order re Bourse Securities Limited – $6,400.00 – 31st August 2021
Contravention Order re Bourse Securities Ltd2017-11-102017-11-20, , Contravention Order re Bourse Securities Ltd
Contravention Order re Brent Mc Fee – $12,750.002021-08-312021-12-01, , Contravention Order re Brent Mc Fee – $12,750.00 – 31st August 2021
Contravention Order re Capital Markets Elite Group (T&T) Limited – $30,100.002021-08-312021-12-02, , Contravention Order re Capital Markets Elite Group (T&T) Limited – $30,100.00 – 31st August 2021
Contravention Order re Capital Markets Elite Group (T&T) Limited – $30,100.00 – 31st August 20212021-08-312021-11-26Contravention Order re Capital Markets Elite Group (T&T) Limited – $30,100.00 – 31st August 2021
Contravention Order re Caribbean Stockbrokers Limited – $3,600.002021-08-172021-12-01, , Contravention Order re Caribbean Stockbrokers Limited – $3,600.00 – 17th August 2021
Contravention Order re Caroni (1975) Limited – $34,200.002018-11-012018-11-12, , Contravention Order re Caroni (1975) Limited – $34,200.00
Contravention Order re Caroni (1975) Limited – $82,200.002018-11-012018-11-12, , Contravention Order re Caroni (1975) Limited – $82,200.00
Contravention Order re CIBC Private Client Fund Limited2017-06-132017-06-22, , CIBC Private Client Fund Ltd.
Contravention Order re CinemaOne Limited – $25,000.002021-08-172021-12-01, , Contravention Order re CinemaOne Limited – $25,000.00 – 17th August 2021
Contravention Order re Citibank Trinidad and Tobago Ltd2017-11-102017-11-20, , Contravention Order re Citibank Trinidad and Tobago Ltd
Contravention Order re Citicorp Trinidad and Tobago Ltd2017-11-102017-11-20, , Contravention Order re Citicorp Trinidad and Tobago Ltd
Contravention Order re Development Finance Limited – $15,000.002022-03-012022-03-10, , Contravention Order re Development Finance Limited – $15,000.00
Contravention Order re Douglas Fridrik Parkhill – $18,200.002021-10-112021-12-01, , Contravention Order re Douglas Fridrik Parkhill – $18,200.00 – 11th October 2021
Contravention Order re Education Facilities Company Limited2017-06-292017-07-19, , Education Facilities Company Ltd. – 1
Contravention Order re Education Facilities Company Limited (2)2017-06-292017-07-19, , Education Facilities Company Ltd. – 2
Contravention Order re EHL- $41,400.002023-06-062023-06-05, , Contravention Order re EHL- $41,400.00
Contravention Order re Elliot G. Warner – $23,400.002021-08-172021-12-01, , Contravention Order re Elliot G. Warner – $23,400.00 – 17th August 2021
Contravention Order re Endeavour Holdings Limited – $4,400.002023-07-272023-10-02, , Contravention Order re Endeavour Holdings Limited – $4,400.00
Contravention Order re Eppley Caribbean Property Fund Limited SCC – $9,900.002021-08-172021-12-01, , Contravention Order re Eppley Caribbean Property Fund Limited SCC – $9,900.00 – 17th August 2021
Contravention Order re FCL Financial Limited – $1,000.002022-09-232022-11-15, , Contravention Order re FCL Financial Limited – $1,000.00
Contravention Order re FCL Financial Ltd2017-11-102017-11-20, , Contravention Order re FCL Financial Ltd
Contravention Order re First Citizens Investment Services Limited – $1,0002022-08-022022-08-05, Contravention Order re First Citizens Investment Services Limited – $1,000
Contravention Order re Firstline Securities Limited – $3,000.002021-10-112021-12-01, , Contravention Order re Firstline Securities Limited – $3,000.00 – 11th October 2021
Contravention Order re Fortress Caribbean High Interest Fund Limited2017-04-032017-04-18, , Contravention Order-Fortress Caribbean High Interest Fund Limited
Contravention Order re Fortress Caribbean Property Fund Limited SCC2017-04-032017-04-18, , Contravention Order Fortress Caribbean Property Fund Limited SCC
Contravention Order re Fortress Mutual Fund2017-04-032017-04-18, , Contravention Order Fortress Mutual Fund Limited
Contravention Order re Fortress OAM Overseas Fund Limited2017-04-032017-04-18, , Contravention Order Fortress OAM Overseas Fund Limited
Contravention Order re Fortress OAM Overseas Fund Limited2017-06-132017-06-22, , Fortress OAM Overseas Fund Ltd.
Contravention Order re Funds International Limited – $150,000.002021-10-112021-12-01, , Contravention Order re Funds International Limited – $150,000.00 – 11th October 2021
Contravention Order re GAMISL – $6,000.002021-08-172021-12-01, , Contravention Order re GAMISL – $6,000.00 – 17th August 2021
Contravention Order re GraceKennedy Limited – $62,600.002021-08-172021-12-01, , Contravention Order re GraceKennedy Limited – $62,600.00 – 17th August 2021
Contravention Order re Guardian Asset Management & Investment Service s Limited – Filing2017-10-102017-11-01, , Contravention Order – (GAMISL)
Contravention Order re Guardian Group Trust Limited filing – Conflict Of Interest Rules Statement2017-10-102017-11-01, , Contravention Order Guardian Group Trust Limited
Contravention Order re Guardian Holdings Limited – $1,000.002022-09-232022-11-15, , Contravention Order re Guardian Holdings Limited – $1,000.00
Contravention Order re Guardian Holdings Limited – $22,000.002022-09-232022-11-15, , Contravention Order re Guardian Holdings Limited – $22,000.00
Contravention Order re Guardian Media Limited – $28,800.002021-08-172021-12-01, , Contravention Order re Guardian Media Limited – $28,800.00 – 17th August 2021
Contravention Order re Guardian Media Limited – $9,600.002021-08-172021-12-01, , Contravention Order re Guardian Media Limited – $9,600.00 – 17th August 2021
Contravention Order re HDC filing Interim Financial Statements2017-10-302017-11-30, , Contraventio Order -HDC- Interim Financial – $92,000 | Contravention Order -HDC- Section 64 – $99,000
Contravention Order re HDC filing Interim Financial Statements2017-10-302017-11-08, , Contravention Order -HDC- Section 64 – $99,000
Contravention Order re HDC filing Interim Financial Statements2017-10-302017-11-08, , Contravention Order -HDC- Interim Financial – $1,000
Contravention Order re HDC filing material change2017-10-302017-11-08, , Contravention Order -HDC-Section 64 Admin Fine
Contravention Order re Henry Peter Gantueme – $16,050.002021-10-112021-12-01, , Contravention Order re Henry Peter Gantueme – $16,050.00 – 11th October 2021
Contravention Order re Infinity Financial Engineering Limited2017-01-232017-02-03, , Contravention Order IFEL
Contravention Order re Ingrid Jahra – $6,000.002023-06-062023-06-05, , Contravention Order re Ingrid Jahra – $6,000.00
Contravention Order re Jean-Pierre du Coudray – $2,400.002021-10-112021-12-01, , Contravention Order re Jean-Pierre du Coudray – $2,400.00 – 11th October 2021
Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.002022-09-232022-11-15, , Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.00
Contravention Order re JMMB Bank Trinidad and Tobago Limited – $2,9002022-08-022022-08-05, Contravention Order re JMMB Bank Trinidad and Tobago Limited – $2,900
Contravention Order re JMMB Group Limited – $1,5002022-08-022022-08-05, Contravention Order re JMMB Group Limited – $1,500
Contravention Order re JMMB Group Limited – $2,8002022-08-052022-08-05, Contravention Order re JMMB Group Limited – $2,800
Contravention Order re JMMB Group Limited – $45,000.002021-08-172021-12-01, , Contravention Order re JMMB Group Limited – $45,000.00 – 17th August 2021
Contravention Order re JMMB Investments (Trinidad and Tobago) Limited – $3,1002022-08-022022-08-11, , Contravention Order re JMMB Investments (Trinidad and Tobago) Limited – $3,100
Contravention Order re JMMB Investments I(Trinidad and Tobago) Limited – $28,5002022-08-022022-08-11, , Contravention Order re JMMB Investments I(Trinidad and Tobago) Limited – $28,500
Contravention Order re JMMB Securities (T&T) – $3,1002022-08-022022-08-11, , Contravention Order re JMMB Securities (T&T) – $3,100
Contravention Order re JMMB Securities (T&T) Limited $28,5002022-08-022022-08-11, , Contravention Order re JMMB Securities (T&T) Limited $28,500
Contravention Order re Karen Kelshall Lee – $20,500.002021-10-112021-12-01, , Contravention Order re Karen Kelshall Lee – $20,500.00 – 11th October 2021
Contravention Order re KCL Capital Market Brokers Limited2017-04-032017-04-18, , Contravention Order – KCL
Contravention Order re Keston Nancoo – $86,700.002021-08-312021-12-01, , Contravention Order re Keston Nancoo – $86,700.00 – 31st August 2021
Contravention Order re L.J. Williams – $46,7502022-08-022022-08-11, , Contravention Order re L.J. Williams – $46,750
Contravention Order re Massy Finance – $1,000.002023-06-062023-06-05, , Contravention Order re Massy Finance – $1,000.00
Contravention Order re Mondial (Trinidad) Limited – $12,000.002021-08-172021-12-01, , Contravention Order re Mondial (Trinidad) Limited – $12,000.00 – 17th August 2021
Contravention Order re Mora Ven Holdings Limited2017-06-292017-07-19, , Mora Ven Holdings Ltd.
Contravention Order re Mora Ven Holdings Limited – $462,500.002021-10-112023-01-12, , Contravention Order re Mora Ven Holdings Limited – $462,500.00
Contravention Order re MPC Caribbean Clean Energy Limited – $10,000.002021-08-312021-12-01, , Contravention Order re MPC Caribbean Clean Energy Limited – $10,000.00 – 31st August 2021
Contravention Order re MPC Caribbean Clean Energy Limited – $169,900.002021-08-172021-12-01, , Contravention Order re MPC Caribbean Clean Energy Limited – $169,900.00 – 17th August 2021
Contravention Order re MPC Caribbean Clean Energy Limited – $45,000.002021-08-172021-12-01, , Contravention Order re MPC Caribbean Clean Energy Limited – $45,000.00 – 17th August 2021
Contravention Order re MPC- $124,000.002023-07-272023-10-02, , Contravention Order re MPC- $124,000.00
Contravention Order re Mr. Wayne Yip Choy2017-06-292017-07-19, , Wayne Yip Choy
Contravention Order re Murphy Clarke Financial Limited – $1,000.002022-03-012022-03-10, , Contravention Order re Murphy Clarke Financial Limited – $1,000.00
Contravention Order re Murphy Clarke Financial Limited – $11,000.002023-06-062023-06-05, , Contravention Order re Murphy Clarke Financial Limited – $11,000.00
Contravention Order re National Enterprises Limited – $105,000.002022-03-012022-03-10, , Contravention Order re National Enterprises Limited – $105,000.00
Contravention Order re National Enterprises Limited – $14,500.002021-08-172021-12-01, , Contravention Order re National Enterprises Limited – $14,500.00 – 17th August 2021
Contravention Order re National Enterprises Limited – $180,000.002021-08-312021-12-01, , Contravention Order re National Enterprises Limited – $180,000.00 – 31st August 2021
Contravention Order re National Enterprises Limited – $183,600.002021-08-312021-12-01, , Contravention Order re National Enterprises Limited – $183,600.00 – 31st August 2021
Contravention Order re National Enterprises Limited – $210,800.002021-08-312021-12-01, , Contravention Order re National Enterprises Limited – $210,800.00 – 31st August 2021
Contravention Order re National Enterprises Limited – $6,000.002022-03-012022-03-10, , Contravention Order re National Enterprises Limited – $6,000.00
Contravention Order re National Enterprises Limited – $61,000.002022-02-282022-03-10, , Contravention Order re National Enterprises Limited – $61,000.00
Contravention Order re National Flour Mills2017-08-022017-08-02, , TTSEC Order re National Flour Mills
Contravention Order re National Flour Mills Limited – $1,0002022-11-222022-11-22, , Contravention Order re National Flour Mills Limited – $1,000
Contravention Order re National Flour Mills Limited – $11,6002022-11-162022-11-22, , Contravention Order re National Flour Mills Limited – $11,600
Contravention Order re National Infrastructure Development Company Limited – $120,800.002021-10-112021-12-01, , Contravention Order re National Infrastructure Development Company Limited – $120,800.00 – 11th October 2021
Contravention Order re National Infrastructure Development Company Limited – $125,400.002021-10-112021-12-01, , Contravention Order re National Infrastructure Development Company Limited – $125,400.00 – 11th October 2021
Contravention Order re National Infrastructure Development Company Limited – $933,300.002021-10-112021-12-01, , Contravention Order re National Infrastructure Development Company Limited – $933,300.00 – 11th October 2021
Contravention Order re National Infrastructure Development Company Limited – $960,300.002021-10-112021-12-01, , Contravention Order re National Infrastructure Development Company Limited – $960,300.00 – 11th October 2021
Contravention Order re National Insurance Property Development Co Ltd2017-04-032017-04-18, , Contravention Order – NIPDEC (late filing MCR and copy of published Notice)
Contravention Order re National Insurance Property Development Company Limited – $5,500.002021-08-172021-12-01, , Contravention Order re National Insurance Property Development Company Limited – $5,500.00 – 17th August 2021
Contravention Order re National Insurance Property Development Company Limited – $6,500.002021-08-172021-12-02, , Contravention Order re National Insurance Property Development Company Limited – $6,500.00 – 17th August 2021 order
Contravention Order re National Insurance Property Development Company Limited’s Revised Registration Statement2017-04-032017-04-18, , Contravention Order NIPDEC – Rev Reg
Contravention Order re National Investment Fund Holding Company Limited – $1,000.002021-10-112021-12-01, , Contravention Order re National Investment Fund Holding Company Limited – $1,000.00 – 11th October 2021
Contravention Order re National Investment Fund Holding Company Limited – $1,000.002022-02-282022-03-10, , Contravention Order re National Investment Fund Holding Company Limited – $1,000.00
Contravention Order re National Maintenance Training and Security Company Limited2017-04-032017-04-18, , , Contravention Order – MTS
Contravention Order re NCB Financial Group Limited – $3,400.002021-08-172021-12-01, , Contravention Order re NCB Financial Group Limited – $3,400.00 – 17th August 2021
Contravention Order re NCBCMBL – $91,200.002023-07-272023-10-02, , Contravention Order re NCBCMBL – $91,200.00
Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.002022-09-232022-11-15, , Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.00
Contravention Order re Nestle Trinidad and Tobago Limited – $101,400.002023-06-062023-06-05, , Contravention Order re Nestle Trinidad and Tobago Limited – $101,400.00
Contravention Order re Nestle Trinidad and Tobago Limited – $28,000.002023-06-062023-06-05, , Contravention Order re Nestle Trinidad and Tobago Limited – $28,000.00
Contravention Order re Nestle Trinidad and Tobago Limited – $35,750.002023-06-062023-06-05, ,
Contravention Order re Nestle Trinidad and Tobago Limited – $61,000.002023-06-062023-06-05, , Contravention Order re Nestle Trinidad and Tobago Limited – $61,000.00
Contravention Order re Nicholas Lok Jack – $52,000.002021-10-112021-12-01, , Contravention Order re Nicholas Lok Jack – $52,000.00 – 11th October 2021
Contravention Order re NIDCO – $1,663,200.002023-07-272023-10-02, , Contravention Order re NIDCO – $1,663,200.00.docx
Contravention Order re NIDCO – $1,720,800.002023-07-272023-10-02, , Contravention Order re NIDCO – $1,720,800.00
Contravention Order re NIPDEC – $14,5002022-08-022022-08-11, , Contravention Order re NIPDEC – $14,500
Contravention Order re NIPDEC – $14,5002022-08-022022-08-11, , Contravention Order re NIPDEC – $14,500
Contravention Order re NIPDEC- $46,5002022-08-022022-08-11, , Contravention Order re NIPDEC- $46,500
Contravention Order Re Notice of Material Change -Trinidad and Tobago Housing Development Corporation2017-09-212017-10-09, , HDC Order – Material Change contravention $6,000
Contravention Order re Notice of Material Change JMMB Group Limited2017-09-212017-10-09, , JMMB Group Order – Material Change Notice Breach – $1,000
Contravention Order re One Caribbean Media2017-08-022017-12-06, , Contravention Order re One Caribbean Media Limited | TTSEC Order re One Caribbean Media
Contravention Order re One Caribbean Media Limited2017-01-302017-02-03, Contravention Order -OCM
Contravention Order re One Caribbean Media Limited2017-06-292017-07-19, , One Caribbean Media
Contravention Order re One Caribbean Media Limited2018-07-062018-07-10, , Contravention Order re One Caribbean Media Limited
Contravention Order re One Caribbean Media Limited – $10,500.002021-10-112021-12-01, , Contravention Order re One Caribbean Media Limited – $10,500.00 – 11th October 2021
Contravention Order re Osmond Prevatt – $11,700.002021-08-172021-12-01, , Contravention Order re Osmond Prevatt – $11,700.00 – 17th August 2021
Contravention Order re PLIPDECO – $19,6002022-08-022022-08-11, ,
Contravention Order re Point Lisas Industrial Development – $50,000.002022-09-232022-11-17, , Contravention Order re Point Lisas Industrial Development – $50,000.00 | Contravention Order re Point Lisas Industrial Development – $50,000.00
Contravention Order re Port Authority of Trinidad and Tobago – $1,0002022-08-022022-08-11, , Contravention Order re Port Authority of Trinidad and Tobago – $1,000
Contravention Order re Prestige Holdings Limited – $55,300.002021-10-112021-12-01, , Contravention Order re Prestige Holdings Limited – $55,300.00 – 11th October 2021
Contravention Order re RBC Investment Management Limited filing Form 62017-10-302017-11-08, , Order – RBC Administrative Fine – $29,000
Contravention Order re Readymix Limited2017-08-022017-08-02, , TTSEC Order re Readymix
Contravention Order re Richard Avey – $1,500.002021-10-112021-12-02, , Contravention Order re Richard Avey – $1,500.00 – 11th October 2021
Contravention Order re Sagicor Financial Company Limited – $25,200.002021-08-172021-12-02, , Contravention Order re Sagicor Financial Company Limited – $25,200.00 – 17th August 2021 | Contravention Order re Sagicor Finacial Company Limited – $25,200.00 – 17th August 2021
Contravention Order re Sagicor Financial Corporation Limited2018-07-062018-07-10, , Contravention Order re Sagicor Financial Corporation Limited
Contravention Order re Sagicor Life Incorporated2017-08-022017-08-02, , TTSEC Order re Sagicor Life Incorporated
Contravention Order re Sandra Glasgow – $3,500.002021-10-112021-12-02, , Contravention Order re Sandra Glasgow – $3,500.00 – 11th October 2021
Contravention Order re Scotia Canadian Equity Fund – $145,0002022-08-022022-08-11, , Contravention Order re Scotia Canadian Equity Fund – $145,000
Contravention Order re Scotia Canadian Equity Fund – $145,0002022-08-112022-08-11,
Contravention Order re Scotia Caribbean Income Fund Inc.2017-04-282017-12-06, , Contravention Order re Scotia Caribbean Income Fund Inc | Order – Scotia Caribbean Income Fund Inc
Contravention Order re Scotia Caribbean Income Fund Inc. – $10,800.002021-08-312021-12-01, , Contravention Order re Scotia Caribbean Income Fund Inc. – $10,800.00 – 31st August 2021
Contravention Order re Scotia Caribbean Income Fund Inc. – $150,350.002021-08-312021-12-01, , Contravention Order re Scotia Caribbean Income Fund Inc. – $150,350.00 – 31st August 2021
Contravention Order re Scotia Money Market Fund- $145,0002022-08-022022-08-11, , Contravention Order re Scotia Money Market Fund- $145,000
Contravention Order re Scotia Trinidad and Tobago Limited – $29,800.002021-08-312021-12-02, , Contravention Order re Scotia Trinidad and Tobago Limited – $29,800.00 – 31st August 2021
Contravention Order re Scotia Trinidad and Tobago Limited – $9,400.002021-08-312021-12-01, , Contravention Order re Scotia Trinidad and Tobago Limited – $9,400.00 – 31st August 2021
Contravention Order re Scotia US Dollar Fund – $145,0002022-08-022022-08-11, , Contravention Order re Scotia US Dollar Fund – $145,000
Contravention Order re Scotia US Equity Fund – $145,0002022-08-022022-08-11, , Contravention Order re Scotia US Equity Fund – $145,000
Contravention Order re SHBL Investments Limited2017-06-292017-07-19, , SHBL Investments Limited
Contravention Order re The Home Mortgage Bank – $42,500.002021-08-172021-12-01, , Contravention Order re The Home Mortgage Bank – $42,500.00 – 17th August 2021
Contravention Order re The Sports Company of Trinidad and Tobago Limited – $17,000.002022-03-012022-03-10, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $17,000.00
Contravention Order re The Sports Company of Trinidad and Tobago Limited – $10,800.002021-08-312021-12-01, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $10,800.00 – 31st August 2021
Contravention Order re The Water and Sewerage Authority – $13,000.002022-03-012022-03-10, , Contravention Order re The Water and Sewerage Authority – $13,000.00 | Contravention Order re The Sports Company of Trinidad and Tobago Limited – $17,000.00
Contravention Order Re Trinidad and Tobago Mortgage Finance Company Limited2017-09-212017-10-09, , Order – TTMF – $2,000
Contravention Order re Trinidad and Tobago NGL Limited – $1,000.002021-10-112021-12-02, , Contravention Order re Trinidad and Tobago NGL Limited – $1,000.00 – 11th October 2021
Contravention Order re Trinidad Cement Limited $3,500.002021-10-112021-12-02, , Contravention Order re Trinidad Cement Limited – $3,500.00 – 11th October 2021
Contravention Order re Trinidad Cement Limited – $1,000.002021-10-112021-12-02, , Contravention Order re Trinidad Cement Limited – $1,000.00 – 11th October 2021
Contravention Order re TSTT – $24,8002022-08-022022-08-11, , Contravention Order re TSTT – $24,800
Contravention Order re TSTT – $5,0002022-11-162022-11-22, , Contravention Order re TSTT – $5,000
Contravention Order re TSTT – $5,1002022-08-022022-08-11, , Contravention Order re TSTT – $5,100
Contravention Order Re UDECOTT Late Filing2017-04-032017-04-18, , Contravention Order UDECOTT
Contravention Order re UDECOTT’s filing of its interim financial statements2017-12-012017-12-04, , Contravention Order re UDECOTT
Contravention Order re Unilever Caribbean Limited – $1,000.002022-02-282022-03-10, , Contravention Order re Unilever Caribbean Limited – $1,000.00
Contravention Order re UTC (Cayman) SPC Limited – $54,400.002021-08-172021-12-01, , Contravention Order re UTC (Cayman) SPC Limited – $54,400.00 – 17th August 2021
Contravention Order re UTC (Cayman) SPC Limited – $56,000.002021-08-172021-12-02, , Contravention Order re UTC (Cayman) SPC Limited – $56,000.00 – 17th August 2021
Contravention Order re UTC (Cayman) SPC Limited – $61,400.002021-08-172021-12-01, , Contravention Order re UTC (Cayman) SPC Limited – $61,400.00 – 17th August 2021
Contravention Order re UTC Cayman – $41,700.002022-09-232022-11-15, , Contravention Order re UTC Cayman – $41,700.00
Contravention Order re UTC Cayman – $7,200.002022-09-232022-11-15, , Contravention Order re UTC Cayman – $7,200.00
Contravention Order re WASA – $1,139,600.002022-12-192022-12-21, , Contravention Order re WASA – $1,139,600.00
Contravention Order re WASA – $1,472,800.002022-12-212022-12-21, , Contravention Order re WASA – $1,472,800.00
Contravention Order re WASA – $256,800.002022-12-192022-12-21, Contravention Order re WASA – $256,800.00
Contravention Order re WASA – $40,200.002022-12-192022-12-21, , Contravention Order re WASA – $40,200.00
Contravention Order re Water and Sewerage Company of Trinidad and Tobago2018-04-202018-04-20Contravention Order re Water and Sewerage Company of Trinidad and Tobago
Contravention Order re: Citicorp Merchant Bank – $3,4002022-05-202022-06-01, , Contravention Order re Citicorp Merchant Bank – $3,400 | Contravention Order re Citibank – $3,400
Contravention Order re: Agostini Limited $13,800.002018-09-192018-09-25, , Contravention Order re Agostini Limited Fine $13,800.00
Contravention Order re: Agostini Limited $28,6002018-09-192018-09-25, Contravention Order re Agostini Limited fine $28,600
Contravention Order re: Airports Authority – Section 64 (1) (a) and (b)2018-07-252018-07-26, , Contravention Order re AATT Sect 64 (1)
Contravention Order re: Airports Authority of T&T2018-05-212018-06-14, , Contravention Order re AATT
Contravention Order re: Airports Authority of Trinidad and Tobago $2,0002022-05-202022-06-01, , Contravention Order re Airports Authority of Trinidad and Tobago $2,000
Contravention Order re: Airports Authority of Trinidad and Tobago – $1,0002021-03-262021-04-13, , Contravention Order re Airports Authority of Trinidad and Tobago – $1,000.00
Contravention Order re: Airports Authority T&T – Section 61(2)2018-07-252018-07-26, , Contravention Order AATT Sect 61 (2)
Contravention Order re: Aliyah Jaggassar2019-10-072019-10-11, , Contravention Order re Aliyah Jaggassar – $15,000.00
Contravention Order re: Andrew Aleong2019-10-072019-10-11, , Contravention Order re Andrew Aleong – $4,000.00
Contravention Order re: Andrew Leo-Rhynie – $36,0502022-05-202022-06-01, , Contravention Order re Andrew Leo-Rhynie – $36,050
Contravention Order Re: Angostura Holdings Limited Sect 642018-02-062018-02-27, , Contravention Order re Angostura Holdings Limited Sect 64
Contravention Order Re: Angostura Limited – Interim Financial Statements2021-03-022021-03-05, , Angostura Limited – Interim Financial Statements 1
Contravention Order re: Angostura Limited Section 662018-02-062018-02-27, , Contravention Order re Angostura Limited Sect 66
Contravention Order re: Ansa Merchant Bank Limited2020-01-312020-01-31, , Order re Ansa Merchant Bank – $28,900
Contravention Order re: ANSA Securities Limited2020-01-312020-01-31, , Order re Ansa Securities Ltd – $11,900
Contravention Order Re: Anthony Subero2019-04-262019-05-02, , Contravention Order re Anthony Subero – $3,000.00
Contravention Order re: Berger Paints Trinidad Limited TT$3,000.002018-09-192018-09-25, , Contravention Order re Berger Paints Trinidad Limited – fine TT$3,000.00
Contravention Order re: Capital Markets Elite Group – $23,000.002019-06-272019-06-27, , Contravention Order re Capital Markets Elite Group – $23,000.00
Contravention Order re: Capital Markets Elite Group – $25,000.002019-06-272019-06-27, , Contravention Order re Capital Markets Elite Group – $25,000.00
Contravention Order re: Capital Markets Elite Group Limited TT$52,200.002018-09-192018-09-25, , Contravention Order re Capital Markets Elite Group Limited – fineTT$52,200.00
Contravention Order re: Capital Markets Elite Group Ltd. – $2,0002022-05-202022-06-01, , Contravention Order re Capital Markets Elite Group Ltd. – $2,000
Contravention Order re: Caroni (1975) Limited – $28,200.002018-11-012018-11-12, , Contravention Order re Caroni (1975) Limited – $28,200.00 | Contravention Order re Caroni (1975) Limited – $34,200.00
Contravention Order re: Charles Pashley – $148,000.002021-03-262021-04-13, , Contravention Order re Charles Pashley – $148,000.00
Contravention Order re: CIBC Private Client Fund Limited – Revised Registration Statements2021-03-022021-03-05, , CIBC Private Client Fund Limited – Revised Registration Statements
Contravention Order Re: CinemaOne Limited $8,0002019-04-262019-05-02, , , Contravention Order re CinemaOne Limited – $8,000.00
Contravention Order re: Citibank – $3,4002022-05-202022-06-01, , , Contravention Order re Citibank – $3,400
Contravention Order re: Colonial Life Insurance Company (Trinidad) Limited2018-02-232018-02-27, , Contravention Order re Colonial Life Insurance Company (Trinidad) Limited
Contravention Order re: Courtenay Williams – $18,750.002021-03-262021-04-13, , Contravention Order re Courtenay Williams – $18,750.00
Contravention Order re: Education Facilities Company Limited2018-01-312018-02-27, Contravention Order re Education Facilities Company Limited
Contravention Order re: EFCL $20K2018-04-242019-10-03, , Contravention Order re EFCL
Contravention Order re: EFCL $971,750.002018-09-262018-09-26, Contravention Order re EFCL $971,750.00
Contravention Order re: Eppley Caribbean Property Fund Limited SCC – $3,000.002019-03-132019-03-19, , Contravention Order re Eppley Caribbean Property Fund Limited SCC – $3,000.00
Contravention Order re: Farid Antar2018-09-192018-09-21, Contravention Order re Farid Antar
Contravention Order Re: FCL Financial Limited By Law 272018-04-202018-04-20, , Contravention Order re FCL Financial Limited By Law 27
Contravention Order re: First Caribbean International Bank (Trinidad & Tobago) Limited2021-03-022021-03-05, , First Caribbean International Bank (Trinidad & Tobago) Limited
Contravention Order re: First Citizens Bank Limited2018-07-252018-07-26, , Contravention Order re FCB
Contravention Order re: First Citizens Brokerage and Advisory Services Limited – $20,000.002018-11-012018-11-12, , Contravention Order re First Citizens Brokerage and Advisory Services Limited – $20,000.00
Contravention Order re: First Citizens Holdings Limited2018-07-252018-07-26, , Contravention Order re FCHL
Contravention Order re: Fortress Caribbean High Interest Fund Limited – $3,000.002018-12-122019-01-15, , Contravention Order re Fortress Caribbean High Interest Fund Limited – $3,000.00
Contravention Order re: Fortress Mutual Fund Limited – $3,000.002018-12-122019-01-15, , Contravention Order re Fortress Mutual Fund Limited – $3,000.00
Contravention Order re: Fortress OAM Overseas Fund Limited – $3,000.002018-12-122019-01-15, , Contravention Order re Fortress OAM Overseas Fund Limited – $3,000.00
Contravention Order re: GAMISL – $2,000.002020-01-072020-01-07, , Contravention Order re GAMISL – $2,000.00
Contravention Order re: Guardian Asset Management and Investment Services Limited – $15,0002021-05-172021-07-06, , Contravention Order re Guardian Asset Management and Investment Services Limited – $15,000
Contravention Order re: Guardian Group Trust Limited – $15,000.002021-05-172021-07-06, , Contravention Order re Guardian Group Trust Limited – $15,000.00
Contravention Order re: Guardian Group Trust Limited – $6,000.002021-03-262021-04-13, , Contravention Order re Guardian Group Trust Limited – $6,000.00
Contravention Order re: Guardian Group Trust Limited- $62,050.002019-12-312019-12-31, Contravention Order re Guardian Group Trust – $62,050.00
Contravention Order re: Guardian Holdings Limited – Material change2021-03-022021-03-05, , Guardian Holdings Limited – Material change
Contravention Order re: Haroon Husain Section 87 (1)(a)2018-02-062018-02-27, , Contravention Order re Haroon Husain
Contravention Order re: Home Mortgage Bank – $4,500.002019-03-132019-03-19, , Contravention Order re Home Mortgage Bank – $4,500.00
Contravention Order re: Housing Development Corporation – $2,188,000.002022-05-202022-06-01, , Contravention Order re Housing Development Corporation – $2,188,000.00
Contravention Order re: Housing Development Corporation – $2,657,2002022-05-202022-06-01, , Contravention Order re Housing Development Corporation – $2,657,200
Contravention Order re: JMMB Group Limited – $78002020-02-182020-02-18, , Order re JMMB Group Limited – $7800
Contravention Order re: Kathryn Abdulla – $24,600.002019-07-182019-08-20, , Contravention Order re Kathryn Abdulla – $24,600.00
Contravention Order re: KCL Capital Market Broker Limited – $77,0002019-10-072019-10-11, , Contravention Order re KCL Capital Market Brokers Limited – $77,000.00 | Contravention Order re KCL Capital Market Brokers Limited – $9,000.00 | Contravention Order re KCL Capital Market Brokers Limited – $9,000.00
Contravention Order Re: KCL Capital Market Brokers Limited2018-04-202018-04-20, , Contravention Order re KCL Capital Market Brokers Limited | Contravention Order re FCL Financial Limited By Law 27
Contravention Order re: KCL Capital Market Brokers Limited $9,0002019-10-072019-10-11Contravention Order re KCL Capital Market Brokers Limited – $9,000.00
Contravention Order re: KCL Capital Market Brokers Limited – $24,000.002018-12-122019-01-15, , Contravention Order re KCL Capital Market Brokers Limited – $24,000.00
Contravention Order re: KCL Capital Market Brokers Limited – $49,000.002018-12-122019-01-15, , Contravention Order re KCL Capital Market Brokers Limited – $49,000.00
Contravention Order re: KCL Capital Market Brokers Limited – $9,000.002019-10-072019-10-11, , Contravention Order re KCL Capital Market Brokers Limited – $9,000.00
Contravention Order Re: L.J. Williams Limited2018-04-202018-04-20Contravention Order re L.J. Williams Limited
Contravention Order re: L.J. Williams Limited2018-04-182019-10-03, , Contravention Order re L.J. Williams Limited
Contravention Order re: L.J. Williams Limited – $11,200.002022-04-052022-04-05, , Contravention Order re L.J. Williams Limited – $11,200.00
Contravention Order re: LJ Williams – $6,0002022-05-202022-06-01, , Contravention Order re LJ Williams – $6,000
Contravention Order re: LJ Williams – Interim Financial Statements2021-03-022021-03-05, , LJ williams – Interim Financial Statements
Contravention Order re: LJ Williams Limited – $4,0002022-05-202022-06-01, , Contravention Order re LJ Williams Limited – $4,000
Contravention Order re: Marc Anatol2019-10-072019-10-11, , Contravention Order re Marc Anatol – $24,000.00
Contravention Order re: Mondial Trinidad Ltd – $1,000.002018-11-012018-11-12, , Contravention Order re Mondial Trinidad Ltd – $1,000.00
Contravention Order re: MPC Caribbean Clean Energy Limited – $10,0002022-06-062022-06-13, , Contravention Order re MPC Caribbean Clean Energy Limited – $10,000
Contravention Order re: MPC Caribbean Clean Energy Limited – $4,000.002019-06-102019-06-12, , Contravention Order re MPC Caribbean Clean Energy Limited – $4,000.00
Contravention Order re: MPC Caribbean Clean Energy Limited – $7,0002022-05-202022-06-01, , Contravention Order re MPC Caribbean Clean Energy Limited – $7,000
Contravention Order re: MPC Caribbean Clean Energy Limited – $81,200.002022-04-052022-04-05, , Contravention Order re MPC Caribbean Clean Energy Limited – $81,200.00
Contravention Order re: MPC Caribbean Clean Energy Limited- $37,0002022-05-202022-06-01, , Contravention Order re MPC Caribbean Clean Energy Limited- $37,000
Contravention Order re: Murphy Clarke Financial Limited2021-03-052021-03-05, , Murphy Clarke Financial Limited
Contravention Order re: MVHL Summary Order2022-10-112023-04-17, , Summary of MVHL Order dated 11th October 2022
Contravention Order re: National Enterprises Limited2018-07-252018-07-26, , Contravention Order re NEL
Contravention Order re: National Enterprises Limited – $14,000.0002020-01-072020-01-07, , Contravention Order re National Enterprises Limited – $14,000.000
Contravention Order re: National Flour Mills Limited -$6,0002022-05-202022-06-01, , Contravention Order re National Flour Mills Limited -$6,000
Contravention Order re: National Flour Mills Limited- $16,800.002019-12-312019-12-31, Contravention Order re National Flour Mills – $16,800.00
Contravention Order re: National Infrastructure Development Company Limited2018-07-252018-07-26, , Contravention Order re NIDCO
Contravention Order Re: National Infrastructure Development Company Limited2019-04-262019-05-02, , Contravention Order re National Infrastructure Development Company Limited – $1,000.00
Contravention Order re: National Infrastructure Development Company Limited TT$12,800.002018-09-192018-09-21, Contravention Order re National Infrastructure Development Company Limited TT$12,800.00
Contravention Order re: National Infrastructure Development Company Limited TT$284,800.002018-09-192018-09-21, Contravention Order re National Infrastructure Development Company Limited TT$284,800.00 | Contravention Order re National Infrastructure Development Company Limited TT$12,800.00
Contravention Order re: National Infrastructure Development Company Limited TT$320,000.002018-09-192018-09-21, Contravention Order re National Infrastructure Development Company Limited TT$320,000.00
Contravention Order re: National Infrastructure Development Company Limited TT$872,000.002018-09-192018-09-21, Contravention Order re National Infrastructure Development Company Limited TT$872,000.00
Contravention Order re: National Insurance Property Development Company Limited – $2,000.002019-01-282019-02-05, , Contravention Order re National Insurance Property Development Company Limited – $2,000.00
Contravention Order re: National Insurance Property Development Company Limited – $54,000.002018-11-012018-11-12, , Contravention Order re National Insurance Property Development Company Limited – $54,000.00
Contravention Order re: National Insurance Property Development Company Limited- $158,250.002019-12-312019-12-31, Contravention Order re National Insurance Property Development Company – $158,250.00
Contravention Order re: National Insurance Property Development Company Ltd – $167,250.002018-11-222019-01-09, , Contravention Order re National Insurance Property Development Company Ltd – $167,250.00
Contravention Order re: National Insurance Property Development Company Ltd – $558,000.002018-12-062019-01-09, , Contravention Order re National Insurance Property Development Company Ltd – $558,000.00
Contravention Order re: NCB Financial Group – $16,000.002018-11-012018-11-12, , Contravention Order re NCB Financial Group – $16,000.00
Contravention Order re: NCB Merchant Bank (Trinidad and Tobago) Limited – $5,1002022-05-202022-06-01, , Contravention Order re NCB Merchant Bank (Trinidad and Tobago) Limited – $5,100
Contravention Order re: NIDCO – $304,300.002019-08-072019-08-20, , Contravention Order re NIDCO – $304,300.00
Contravention Order re: Nigel Edwards – $20,000.002021-03-262021-04-13, , Contravention Order re Nigel Edwards – $20,000.00
Contravention Order re: NIPDEC – $25,0002022-06-062022-06-13, , Contravention Order re NIPDEC – $25,000
Contravention Order re: NIPDEC – $26,3502022-05-202022-06-01, , Contravention Order re NIPDEC – $26,350
Contravention Order re: NIPDEC – $6,8002022-05-202022-06-01, , Contravention Order re NIPDEC – $6,800
Contravention Order re: One Caribbean Media Limited – $10,000.002019-06-102019-06-12, , Contravention Order re One Caribbean Media Limited – $10,000.00
Contravention Order re: One Caribbean Media Limited – $2,700.002019-06-272019-06-27, , Contravention Order re One Caribbean Media Limited – $2,700.00
Contravention Order re: One Caribbean Media Limited – $3,600.002019-03-132019-03-19, , Contravention Order re One Caribbean Media Limited – $3,600.00
Contravention Order re: PLIPDECO – $10,000.002019-07-182019-08-20, , , Contravention Order re PLIPDECO – $10,000.00
Contravention Order re: PLIPDECO – $2,000.002019-07-182019-08-20, , Contravention Order re PLIPDECO – $2,000.00
Contravention Order re: Point Lisas Industrial Port Development Corporation Limited – $21,0002022-05-202022-06-01, , Contravention Order re Point Lisas Industrial Port Development Corporation Limited – $21,000
Contravention Order re: Port Authority of Trinidad and Tobago – $1,000.002020-01-072020-01-07, , Contravention Order re Port Authority of Trinidad and Tobago – $1,000.00
Contravention Order re: Port Authority of Trinidad and Tobago – $9,000.002019-06-102019-06-12, , Contravention Order re Port Authority of Trinidad and Tobago – $9,000.00
Contravention Order re: Port Authority of Trinidad and Tobago TT$438,600.002018-09-192018-09-25, Contravention Order re Port Authority of Trinidad and Tobago fine TT$438,600.00 | Contravention Order re Port Authority of Trinidad and Tobago fine TT$931,200.00
Contravention Order re: Port Authority of Trinidad and Tobago TT$931,200.002018-09-192018-09-25, Contravention Order re Port Authority of Trinidad and Tobago fine TT$931,200.00
Contravention Order re: Prestige Holdings Limited – $4,000.002022-04-052022-04-05, , Contravention Order re Prestige Holdings Limited – $4,000.00
Contravention Order re: Proven Investments Limited $21,000.002019-10-072019-10-11, , Contravention Order re Proven Investments Limited – $21,000.00
Contravention Order re: Public Transport Service Corporation2020-01-312020-01-31, , Order re PTSC – $103,000
Contravention Order re: Public Transport Services Corporation – $11,000.002019-01-282019-02-05, , Contravention Order re Public Transport Services Corporation – $11,000.00
Contravention Order re: Public Transport Services Corporation – $369,900.002018-11-012018-11-12, , Contravention Order re Public Transport Services Corporation – $369,900.00
Contravention Order re: Public Transport Services Corporation – $72,800.002018-11-012018-11-12, , Contravention Order re Public Transport Services Corporation – $72,800.00
Contravention Order re: Quilter International Isle of Man Limited – $6,0002022-05-202022-06-01, , Contravention Order re Quilter International Isle of Man Limited – $6,000
Contravention Order re: RBC Merchant Bank (Caribbean) Limited2018-09-192018-09-21, Contravention Order re RBC Merchant Bank (Caribbean) Limited
Contravention Order re: RBC Merchant Bank (Caribbean) Limited – $32,000.002019-06-102019-06-12, , Contravention Order re RBC Merchant Bank (Caribbean) Limited – $32,000.00
Contravention Order re: RBC Merchant Bank (Caribbean) Limited – $62,000.002019-06-102019-06-12, , Contravention Order re RBC Merchant Bank (Caribbean) Limited – $62,000.00
Contravention Order re: RBC Merchant Bank Caribbean Limited2019-10-072019-10-11, , Contravention Order re RBC Merchant Bank (Caribbean) Limited – $4,000.00
Contravention Order re: RBC Royal Bank (T&T) Limited – $4,000.002019-10-072019-10-11, , Contravention Order re RBC Royal Bank (T&T) Limited – $4,000.00
Contravention Order re: RBC Royal Bank (Trinidad & Tobago) Limited – $18,000.002019-01-282019-02-05, , Contravention Order re RBC Royal Bank (Trinidad & Tobago) Limited – $18,000.00
Contravention Order re: RBC Royal Bank (Trinidad and Tobago) Limited2018-09-192018-09-21, Contravention Order re RBC Royal Bank (Trinidad and Tobago) Limited
Contravention Order re: RBC Royal Bank (Trinidad and Tobago) Limited – $32,000.002019-06-102019-06-12, , Contravention Order re RBC Royal Bank (Trinidad and Tobago) Limited – $32,000.00
Contravention Order re: RBC Royal Bank (Trinidad and Tobago) Limited – $62,000.002019-06-102019-06-12, , Contravention Order re RBC Royal Bank (Trinidad and Tobago) Limited – $62,000.00
Contravention Order Re: RBTT Finance Limited2019-04-262019-05-02, , Contravention Order re RBTT Finance Limited – $42,000.00
Contravention Order re: RBTT Finance Limited 2018-05-292018-06-14, , Contravention Order re RBTT Finance Limited
Contravention Order re: Renee-Ann Kowlessar2019-05-032019-05-07, , Contravention Order re Renee-Ann Kowlessar – $40,800.00
Contravention Order re: Republic TT$ Fixed Income Securities Fund – Revised Registration – $52,0002021-03-022021-03-05, , Republic TT$ Fixed Income Securities Fund – Revised Registration – $52,000
Contravention Order re: Republic Wealth Management Limited – $1,000.002021-03-262021-04-13, , Contravention Order re Republic Wealth Management Limited – $1,000.00
Contravention Order Re: Riah Dass-Mungal2019-04-262019-05-02, , Contravention Order re Riah Dass-Mungal – $4,000.00
Contravention Order Re: Royal Bank of Canada – $22,0002019-04-262019-05-02, , Contravention Order re Royal Bank of Canada – $22,000.00
Contravention Order re: Sagicor Financial Corporation – $36,800.002021-03-262021-04-13, , Contravention Order re Sagicor Financial Corporation – $36,800.00
Contravention Order re: Sagicor Financial Corporation Limited $13,400.002018-09-192018-09-25, Contravention Order re Sagicor Financial Corporation Limited fine $13,400.00
Contravention Order re: Sagicor Financial Corporation Limited $16,400.002018-09-192018-09-25, Contravention Order re Sagicor Financial Corporation Limited fine $16,400.00
Contravention Order re: Sagicor Funds Incorporated – $1,000.002022-04-052022-04-05, , Contravention Order re Sagicor Funds Incorporated – $1,000.00
Contravention Order re: Sagicor Funds Incorporated – $2,700.002019-06-272019-06-27, , Contravention Order re Sagicor Funds Incorporated – $2,700.00
Contravention Order re: Sagicor Funds Incorporated – $26,000.002022-04-052022-04-05, , Contravention Order re Sagicor Funds Incorporated – $26,000.00
Contravention Order re: Sagicor Funds Incorporated – $41,0002022-05-202022-06-01, , Contravention Order re Sagicor Funds Incorporated – $41,000
Contravention Order re: Sagicor Funds Incorporated – $48,000.002021-03-262021-04-13, , Contravention Order re Sagicor Funds Incorporated – $48,000.00
Contravention Order re: Sagicor Funds Incorporated – $56,800.002018-11-222019-01-09, , Contravention Order re Sagicor Funds Incorporated – $56,800.00
Contravention Order re: Sagicor Go-Mutual Funds – $16,0002022-05-202022-06-01, , Contravention Order re Sagicor Go-Mutual Funds – $16,000
Contravention Order re: Sagicor Life Incorporated – $1,0002021-05-172021-07-06, , Contravention Order re Sagicor Life Incorporated – $1,000
Contravention Order re: Sagicor Life Incorporated – $28,8002022-05-202022-06-01, , Contravention Order re Sagicor Life Incorporated – $28,800
Contravention Order re: Sagicor Life Incorporated – $3,000.002019-07-182019-08-20, , Contravention Order re Sagicor Life Incorporated – $3,000.00
Contravention Order re: Sagicor Life Incorporated – $72,000.002019-10-072019-10-11, , Order re Sagicor Life Incorporated – $72000.00
Contravention Order re: Scotia Caribbean Income Fund – $3,000.002022-04-052022-04-05, , Contravention Order re Scotia Caribbean Income Fund – $3,000.00
Contravention Order re: Scotia Caribbean Income Fund Inc – $85,000.002018-11-222019-01-09, , Contravention Order re Scotia Caribbean Income Fund Inc – $85,000.00
Contravention Order re: Scotiabank Short-Term Income Fund Inc – $1,000.002018-11-012018-11-20, , Contravention Order re Scotiabank Short-Term Income Fund Inc – $1,000.00
Contravention Order re: Scotiabank Trinidad and Tobago Fixed Income Fund Inc – $1,000.002018-11-012018-11-20, , Contravention Order re Scotiabank Trinidad and Tobago Fixed Income Fund Inc – $1,000.00
Contravention Order re: Scotiabank Trinidad and Tobago Fixed Income Fund Inc – $6,300.002018-11-012018-11-20, , Contravention Order re Scotiabank Trinidad and Tobago Fixed Income Fund Inc – $6,300.00
Contravention Order re: Scotiabank Trinidad and Tobago Growth Fund Inc – $6,300.002018-11-012018-11-20, , Contravention Order re Scotiabank Trinidad and Tobago Growth Fund Inc – $6,300.00
Contravention Order re: Scotiabank Trinidad and Tobago Growth Fund Inc. – $1,000.002018-11-012018-11-12, , Contravention Order re Scotiabank Trinidad and Tobago Growth Fund Inc. – $1,000.00
Contravention Order Re: SHBL Investments Company Limited2018-04-202018-04-20, , Contravention Order re SHBL Investments Company Limited
Contravention Order re: Sheppard Securities Ltd – $175,0002022-06-062022-06-13, , Contravention Order re Sheppard Securities Ltd – $175,000
Contravention Order re: Stephen Burris By-Law 67(2)2018-02-062018-02-27, , Contravention Order re Stephen Burris
Contravention Order Re: Telecommunications Services of Trinidad and Tobago2018-04-202018-04-20, , Contravention Order re Telecommunications Services of Trinidad and Tobago
Contravention Order re: The Education Facilities Company Limited TT$1,008,800.002018-09-192018-09-25, Contravention Order re Capital Markets Elite Group Limited – fineTT$52,200.00
Contravention Order re: The Education Facilities Company Limited TT$475,150.002018-09-192018-09-25, Contravention Order re The Education Facilities Company Limited fine TT$475,150.00
Contravention Order re: The National Football Stadium Company Limited Admin Fine2018-02-162018-02-27, , Contravention Order re The National Football Stadium Company Limited Sect 64 Admin Fine
Contravention Order re: The National Football Stadium Company Limited Admin Fine TT$30,900.002018-02-162018-02-27, , Contravention Order re The National Football Stadium Company Limited Admin Fine
Contravention Order re: The National Football Stadium Company Limited SA TT$1,500.002018-02-162018-02-27, , Contravention Order re The National Football Stadium Company Limited Sect 64 SA
Contravention Order re: The Sports Company of Trinidad and Tobago Limited – $1,000.002019-01-282019-02-05, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $1,000.00
Contravention Order re: The Sports Company of Trinidad and Tobago Limited – $1,864,0002019-03-132019-03-19, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $1,864,000
Contravention Order re: The Sports Company of Trinidad and Tobago Limited – $155,400.002019-03-132019-03-19, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $155,400.00
Contravention Order re: The Sports Company of Trinidad and Tobago Limited – $201,000.002019-03-132019-03-19, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $201,000.00
Contravention Order re: The Sports Company of Trinidad and Tobago Limited – $41,400.002019-03-132019-03-19, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $41,400.00
Contravention Order re: The Sports Company of Trinidad and Tobago Limited – $64,800.002019-03-132019-03-19, , Contravention Order re The Sports Company of Trinidad and Tobago Limited – $64,800.00
Contravention Order re: The Trinidad and Tobago Housing Development Corporation – $1,279,400.002018-11-222019-01-09, , Contravention Order re National Insurance Property Development Company Ltd – $558,000.00
Contravention Order re: The Trinidad and Tobago Housing Development Corporation – $20,900.002018-11-222019-01-09, , Contravention Order re The Trinidad and Tobago Housing Development Corporation – $20,900.00
Contravention Order re: The Trinidad and Tobago Housing Development Corporation – $340,000.002018-11-222019-01-09, , Contravention Order re The Trinidad and Tobago Housing Development Corporation – $340,000.00
Contravention Order re: The Trinidad and Tobago Housing Development Corporation – $641,200.002018-11-222019-01-09, , Contravention Order re The Trinidad and Tobago Housing Development Corporation – $641,200.00
Contravention Order re: Trinidad and Tobago Housing Development Corporation – $2,000.002019-01-282019-02-05, , Contravention Order re Trinidad and Tobago Housing Development Corporation – $2,000.00
Contravention Order re: Trinidad and Tobago Mortgage Finance Company Limited -$1,000.002022-04-052022-04-05, , Contravention Order re Trinidad and Tobago Mortgage Finance Company Limited -$1,000.00
Contravention Order re: Trinidad and Tobago Mortgage Finance Company Limited TT$12,300.002018-09-192018-09-25, Contravention Order re Trinidad and Tobago Mortgage Finance Company Limited fineTT$12,300.00 | Contravention Order re Sagicor Financial Corporation Limited fine $13,400.00 | Contravention Order re Sagicor Financial Corporation Limited fine $16,400.00
Contravention Order re: Trinidad and Tobago NGL Limited – $5,0002022-05-202022-06-01, , Contravention Order re Trinidad and Tobago NGL Limited – $5,000 (1)
Contravention Order re: Trinidad and Tobago NGL Limited – $5,0002022-05-202022-06-01, , Contravention Order re Trinidad and Tobago NGL Limited – $5,000 (2)
Contravention Order re: Trinidad Cement Limited – $2,0002022-05-202022-06-01, , Contravention Order re Trinidad Cement Limited – $2,000
Contravention Order re: TSTT – $1000.002021-05-172021-07-06, , Contravention Order re TSTT – $1000.00
Contravention Order re: TSTT – $48,000.002021-05-172021-07-06, , Contravention Order re TSTT – $48,000.00
Contravention Order re: TSTT – Audited Financials2021-03-022021-03-05, , TSTT – Audited Financials
Contravention Order re: TSTT Annual Report2021-03-022021-03-05, , TSTT – Annual Report
Contravention Order re: UDeCoTT – $110,000.002019-10-072019-10-11, , Contravention Order re UDeCoTT – $110,000.00
Contravention Order re: UDeCoTT – $171,500.002019-10-072019-10-14, , Contravention Order re UDeCoTT – $171,500.00
Contravention Order re: UDeCoTT – $190,400.002019-10-072019-10-14, , Contravention Order re UDeCoTT – $190,400.00
Contravention Order re: UDeCoTT – $3,000.002019-10-072019-10-11, , Contravention Order re UDeCoTT – $3,000.00
Contravention Order re: UDeCoTT – $31,000.002019-10-072019-10-11, , Contravention Order re UDeCoTT – $31,000.00
Contravention Order re: Unilever Caribbean Limited – $3,000.002019-01-282019-02-05, , Contravention Order re Unilever Caribbean Limited – $3,000.00
Contravention Order re: Unilever Caribbean Limited – $3000.002021-05-172021-07-06, , Contravention Order re Unilever Caribbean Limited – $3000.00
Contravention Order re: Unilever Caribbean Limited – $32,000.002018-11-012018-11-12, , Contravention Order re Unilever Caribbean Limited – $32,000.00
Contravention Order re: Unilever Caribbean Limited – $7,000.002019-01-282019-02-05, , Contravention Order re Unilever Caribbean Limited – $7,000.00
Contravention Order re: Water and Sewerage Authority – $5,000.002018-11-222019-01-09, , Contravention Order re Water and Sewerage Authority – $5,000.00
Contravention Order re: Water and Sewerage Authority – Section 61(2)2018-07-252018-07-26, , Contravention Order re WASA
Contravention Order re: Water and Sewerage Authority Filing Revised Registration Statement2018-02-222018-02-27, , Contravention Order re WASA
Contravention Order re: Water and Sewerage Company of Trinidad and Tobago2018-03-282019-10-03, , Contravention Order re Water and Sewerage Company of Trinidad and Tobago
Contravention Order re: Waterloo Capital Advisors Ltd. – $1,0002022-05-202022-06-01, , Contravention Order re Waterloo Capital Advisors Ltd. – $1,000
Contravention Order re; Marquis Portfolio Managers Limited – Quarterly Calculation of Capital2021-03-022021-03-05, , Marquis Portfolio Managers Limited – Quatrly Calculation of Capital
Contravention Order WASA2017-01-132017-01-13, , Contravention Order WASA | Order de-registration Life Settlements Funds Limited
Contravention Order- AMBL- $1,000.002024-07-312024-07-31, , TTSEC Order – AMBL- $1000.00
Contravention Order- DFL- $1,000.002024-07-312024-07-31, , TTSEC Order – DFL- $1000.00
Contravention Order- Furness Trinidad Limited – $16,250.002024-10-042024-10-04, , Order- Furness Trinidad Limited – $16,250.00..pdf
Contravention Order- MPF – $1,000.002024-07-312024-07-31, , TTSEC Order – MPF – $1000.00
Contravention Order- PLIPDECO- $1,000.002024-07-312024-07-31, , TTSEC Order – PLIPDECO- $1000.00
Contravention Order- SPORTT $21,450.002024-06-262024-06-26, ,
Contravention Order- TCL $24,200.002024-06-262024-06-26, , TTSEC Order – TCL – Section 63(a) and By-law 47(c) | TTSEC Order – SPORTT – Section 63(a) and By-law 47(c)
Contravention Order- TCL $25,300.002024-06-262024-06-26, , TTSEC Order – TCL – Section 65(1) and By-law 47(c)
Contravention Order- TSTT – $39,150.002024-07-312024-07-31, , TTSEC Order – TSTT – $39,150.00
Contravention Order- TTHDC- $17000.002024-04-182024-05-03, , Contravention Order- TTHDC- $17000.00
Contravention Order-TTMBL- $1,000.002024-07-312024-07-31, , TTSEC Order – TTMBL- $1000.00
Contravention Order: CinemaOne Limited $29, 7502019-04-262019-05-02, , Contravention Order re CinemaOne Limited – $29,750.00
Contravention Order: Development Finance Limited2019-04-262019-05-02, , Contravention Order re Development Finance Limited $1,000.00
Contravention Order: Hassan Philip Rahaman2020-02-032020-02-03,
Contravention Order: Howai Contravention s. 1362020-04-242020-09-29, , Order – Howai Contravention s. 136
Contravention Order: JMMB Bank T&T Limited2020-01-312020-01-31, , JMMBTT – $3000
Contravention Order: Subhas Ramkhelawan2020-02-032020-02-03, , ,
Contravention Re National Enterprises Limited2017-09-212017-10-09, , , Order – NEL – $1,000 (LB)
Corporate Governance and the Securities Market2020-03-042020-03-04Registrant Activities | Corporate governance and the securities market | Corporate Governance and the Securities Market
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Corporate Governance in Issuing companies of Argentina2012-10-292012-10-29
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Council of Securities Regulators of the Americas (COSRA) Meeting2012-10-292015-10-08
COVID -19 and the T&T Securities Industry2020-03-192020-03-19COVID-19 and the Trinidad and Tobago Securities Industry | COVID-19 and the Trinidad and Tobago Securities Industry
COVID 19 Order June 23, 2021 on the Submission of Audited Financial Statements and Annual Reports by Registrants2021-06-242021-06-25Covid 19 Order 23rd June 2021 | Covid 19 Order 23rd June 2021
COVID-19 and the Local Securities Industry2022-04-062022-04-06, Trinidad-Express | COVID 19 and the Local Securities Industry
CPF – Acquisition of property on Spanish Town Road, Jamaica2022-12-192022-12-19CPF- Acquisition of property on Spanish Town Road, Jamaica
CPF – Acquisition of two properties in Trinidad and Tobago2021-05-062021-05-06CPF – Acquisition of two properties in Trinidad & Tobago
CPFD – Closure of Offer2023-03-312023-03-31CPFD – Closure of Offer
CPFV – Acquisition of shares by Fund Manager2024-10-022024-10-02CPFV – Acquisition of shares by Fund Manager
CPFV – Change in dividend policy2022-06-102022-06-10CPFV- Change in dividend policy
CPFV – Sale of BET Building in Wildey – Barbados2016-12-052016-12-05cpfv-sale-of-bet-building-in-wildey-barbados
Cryptocurrencies2019-03-122019-03-12CRYPTOCURRENCIES (PSC Article – FINAL)
CTS College Wins TTSEC’s Tertiary Level Debate Competition2017-11-032017-11-03CTS College Wins TTSEC’s Tertiary Level Debate Competition | TTSEC Clash of the Debate Titans Tertiary Competition-Final Round | CTS College Wins TTSEC’s Tertiary Level Debate Competition
CTTL – Change of Board of Directors – Miguel Martinez2021-01-222021-01-22CTTL – Change of Board of Directors – Miguel Martinez
CTTL – Change of Board of Directors – Mitchell de Silva2018-03-202018-03-20CTTL – Change of Board of Directors – Mitchell de Silva
CTTL – Change of Board of Directors – Mitchell de Silva2018-06-182018-06-18CTTL – Change of Board of Directors – Mitchell de Silva
CTTL – Change of Board of Directors – Mr. Miguel Martinez2016-11-092016-11-09cttl-change-of-board-of-directors-mr-miguel-martinez
CTTL – Change of Board of Directors – Winston Thompson2017-10-162017-10-16CTTL – Change of Board of Directors – Winston Thompson
CTTL – Change of Senior Officer – Danielle Rampersad2017-05-242017-05-24CTTL – Change of Senior Officer – Danielle Rampersad
CTTL – Change of Senior Officer – Dawn Seepersad2016-12-052016-12-05cttl-change-of-senior-officer-dawn-seepersad
CTTL – Change of Senior Officer – Miguel Martinez2021-02-092021-02-09CTTL – Change of Senior Officer – Miguel Martinez
CTTL – Change of Senior Officer – Mr. Denis Gray2016-11-242016-11-24CTTL – Change-of-Senior-Officer-Mr-Denis-Gray
CTTL – Change of Senior Officer – Mr. Miguel Martinez2016-11-172016-11-17CTTL – Change-of-Senior-Officer-MR. – Miguel-Martinez
CTTL – Change of Senior Officer – Rozette Maharaj2020-06-242020-06-24CTTL – Change of Senior Officer – Rozette Maharaj
CTTL – Change to Board of Directors – C. Herrera2018-03-122018-03-12CTTL – Change to Board of Directors – C. Herrera
CTTL – Change to Board of Directors – Mr. Raymond Gatcliffe2015-04-092015-04-09
CTTL – Change to Board of Directors – Ms. Karen Darbasie2015-04-072015-04-07
CTTL – Change to Board of Directors – Raymond Gatcliffe , Marcelo Gorinni2019-07-172019-07-17CTTL – Change to Board of Directors – Raymond Gatcliffe, Marcelo Gorinni
CTTL – Change to Board of Directors – Suresh Maharaj, Fernando Ynigo-Peralta2022-01-202022-01-20CTTL – Change to Board of Directors – Suresh Maharaj, Fernando Ynigo-Peralta
CTTL – Change to Board of Directors- Michael Toney, Rajiv Krishnan2023-08-222023-08-22CTTL- Change to Board of Directors- Michael Toney, Rajiv Krishnan
CTTL – Change to Senior Officer – Nicole Daniel2024-10-162024-10-16CTTL – Change to Senior Officer – Nicole Daniel
CTTL – Change to Senior Officer – Sasha Ali;2019-12-162019-12-16CTTL – Change of Senior Officer – Sasha Ali
CTTL – Change to the Board of Directors – Luis Mejia2016-07-012016-07-01CTTL – Change to the Board of Directors – Luis Mejia
CTTL – Change to the Board of Directors – Michael Toney2015-12-092015-12-09
CTTL – Change to the Board of Directors – Paul Anthony Buxo2015-12-092015-12-09
CTTL – Change to Senior Officer – Mr. Josef Baptiste2016-11-242016-11-24CTTL – Change-of-Senior-Officer-Mr-Josef-Baptiste
CTTL- Change to Board of Directors – Raul A. Anaya2022-08-172022-08-17CTTL- Change to Board of Directors – Raul A. Anaya
CTTL- Change to Board of Directors- James Ollivierre2023-11-242023-11-24CTTL- Change to Board of Directors- James Ollivierre
CTTL- Changes to the Board of Directors- Pablo Del Valle Matamoros, Marcelo Gorrini2024-02-232024-02-23CTTL- Changes to the Board of Directors- Pablo Del Valle Matamoros, Marcelo Gorrini
Customer Due Diligence2020-06-032020-06-03cdd | CDD Published Article | Customer Due Dillgence
De-Listing Order re First Citizens Bank Limited2021-10-112021-12-02De-Listing Order re First Citizens Bank Limited – 11th October 2021
De-Listing Order re GORTT $1,000M 7 Year Bond2021-10-112021-12-02De-Listing Order re GORTT $1,000M 7 Year Bond due June 27 2021 – 11th October 2021
De-Listing Order re Praetorian Property Mutual Fund2021-10-112021-12-02De-Listing Order re Praetorian Property Mutual Fund – 11th October 2021
De-listing Order re: Berger Paints Trinidad Limited Shares2019-10-072019-10-14De-listing Order re Berger Paints Trinidad Limited Shares
De-Listing Order re: GORTT $250M Bond due September 5, 20182018-12-122019-01-09De-Listing Order re GORTT $250M Bond due September 5, 2018
De-Listing Order re: GORTT TT$420.616M Floating Rate Bond Due April 25, 20182018-11-012018-11-12De-Listing Order re GORTT TT$420.616M Floating Rate Bond Due April 25, 2018 | De-Listing Order re GORTT TT$420.616M Floating Rate Bond Due April 25, 2018
De-Listing Order re: Readymix (West Indies) Limited2018-12-062019-01-09De-Listing Order re Readymix (West Indies) Limited
De-registration Order – Fortress2020-04-242020-06-08FORTRESS De-registration Order | FORTRESS De-registration Order – 2020.04.24
De-registration Order Caroni 19752020-04-242020-06-08De registration Order Caroni 1975
De-Registration Order re Angostura Limited2021-08-112021-12-01De-Registration Order re Angostura Limited – 11th August 2021
De-Registration Order re CIBC Private Client Fund2021-10-112021-12-02De-Registration Order re CIBC Private Client Fund – 11th October 2021
De-registration Order re RBC Financial (Caribbean) Limited2017-06-292017-07-19RBC Caribbean De-registration Order
De-registration Order re SBTT Growth Fund Income Fund2022-05-202022-06-01De-registration Order re SBTT Growth Fund Income Fund
De-Registration Order re UTC North American Fund2021-10-112021-12-01De-Registration Order re UTC North American Fund – 11th October 2021
De-Registration Order re: Savinvest US$ Capital Growth Fund2018-12-122019-01-09De-Registration Order re Savinvest US$ Capital Growth Fund
De-registration Order re: Scotia Investments Jamaica Limited2019-01-282019-02-05De-registration Order re Scotia Investments Jamaica Limited
Deceptive Email and Misuse of TTSEC’s Name2022-07-122022-07-12, Media Release- Deceptive Email and Misuse of TTSEC’s Name- 12.07.22
Decision in High Court matter re TTSEC vs Lawrence Cole et al2011-04-272011-04-27
Decision in regard to the delisting of BWIA2006-12-272006-12-27
Decision of Hearing2009-05-282009-05-28
Decision of the Commission from the Hearing of December 4, 2008 on the implementation of the Board Lots2008-12-192008-12-19
Decision re Bond trading rules2007-10-122007-10-12
Delegation of powers2014-04-302017-03-22
Delegation Order – Powers to CEO2023-05-312023-06-05Delegation Order – Powers to CEO – May 2023
Delegation Order re Standing Committee2022-01-192022-03-10Delegation Order re Standing Committee | Contravention Order re Unilever Caribbean Limited – $1,000.00
Delegation Order re Standing Committee – December 20232023-12-282024-02-06Delegation Order re Standing Committee – December 2023
Delegation Order re: Staff Securities Declarations under By-Law 122018-12-062018-12-14Delegation Order re Staff Securities Declarations under By-Law 12
Delisting Order re: GORTT Bond – $1000M2018-09-192018-09-21Delisting Order re GORTT Bond – $1000M
Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 22-Sept-20192020-01-072020-01-07Delisting Order re TT$300M GORTT Fixed Rate Bond Due 22-Sept-2019
Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 3-Aug-20192020-01-072020-01-07Delisting Order re TT$300M GORTT Fixed Rate Bond Due 3-Aug-2019
Deregistration Order re: Furness Trinidad Limited2020-04-242022-07-26Deregistration Order re Furness Trinidad Limited
Developer Test2010-10-182010-10-18
Developing a Fintech Policy – A case of the TTSEC2024-10-072024-10-07Developing a Fintech Policy – A case of the TTSEC
Developing the Retail Investor base2011-10-192011-10-19
Development Finance Limited Audited Financial Statement for the year ended 31 December 20232024-06-242024-06-24Development Finance Limited Audited Financial Statement for the year ended 31 December 2023
Development of the Securities Market in Trinidad and Tobago, 1997 to 2003, with Prospects for the Future2005-07-212005-07-21
DEVFL – Change to Board of Directors – Mr Francisco Guzman and Mr. Francisco Olivares2015-07-202015-07-20
DEVFL – Change to Board of Directors – Mr. Stephen Bayne2015-07-202015-07-20
DFL – Amendment of Articles of Continuance2021-04-142021-04-14DFL – Amendment of Articles of Continuance
DFL – Change in ownership structure2023-11-062023-11-06DFL – Change in ownership structure
DFL – Change to Board of Directors – Ryan Maharaj, Errol Pilgrim, Kaisha Ince, Lionel Seunarine2017-06-072017-06-07DFL – Change to Board of Directors – Ryan Maharaj, Errol Pilgrim, Kaisha Ince, Lionel Seunarine
DFL – Change to Senior Officer – C. Medina2023-03-062023-03-06DFL – Change to Senior Officer – C. Medina
DFL – Change to Senior Officer – Cindy Manson2022-06-202022-06-20DFL – Change to Senior Officer – Cindy Manson
DFL – Change to Senior Officer – Duane Hinkson2019-12-162019-12-16DFL – Change to Senior Officer – Duane Hinkson
DFL – Change to Senior Officer – Gary Awai2015-04-092015-04-09
DFL – Change to Senior Officer – Kriss Marcus2015-04-092015-04-09
DFL – Change to Senior Officer – Kriss Marcus2019-01-082019-01-08DFL – Change to Senior Officer – Kriss Marcus
DFL – Change to Senior Officer – Roger Gomes and Varun Maharaj2020-06-042020-06-04DFL – Change to Senior Officer – Roger Gomes and Varun Maharaj
DFL – Change to Senior Officer – Siew Paltoo2023-02-022023-02-02DFL – Change to Senior Officer – Siew Paltoo
DFL – Change to Senior Officer – Suresh Dutta2021-06-292021-06-29DFL – Change to Senior Officer – Suresh Dutta
DFL – Change to Senior Officer – T. Pemberton and C. Medina2021-05-112021-05-11DFL – Change to Senior Officer – T. Pemberton and C. Medina
DFL – Change to Senior Officer – Wendell Mottley2018-05-112018-05-11DFL – Change to Senior Officer – Wendell Mottley
DFL – Changes to Board – Lionel Seunarine, Ryan Maharaj2015-02-272015-02-27
DFL – DFL Caribbean – Change in Share Ownership2022-09-082022-09-08DFL – DFL Caribbean – Change in Share Ownership
DFL – New Branch Office2022-02-182022-02-18DFL – New Branch Office
DFL – Opening of new branch2024-07-042024-07-04DFL – Opening of new branch
DFL Changes to Executive Management – Duane Hinkson2015-02-272015-02-27
DFL – Change to Senior Officer – Errol Pilgrim2022-05-092022-05-09DFL – Change to Senior Officer – Errol Pilgrim
DFL – Change to Senior Officer – Gary Awai2021-12-012021-12-01DFL – Change to Senior Officer – Gary Awai
DFL- Changes to Senior Officer – Elizabeth Darwish2015-06-092015-06-09
DRAFT COLLECTIVE INVESTMENT SCHEMES BY-LAWS, 20192019-02-062019-02-22Draft CIS By-Laws_8 Feb 2019 | Draft CIS By-Laws_24 Jan 2019
Draft Amended AML/CFT Guidelines for Public Consultation2018-10-122018-10-12Draft AMLCFT GUIDELINES 2018 for public consultation
Draft Amended Repo Guidelines – March 2017 – For Market Comment2017-04-192017-04-19Draft Amended Repo Guidelines – March 2017 – For Market Comment
Draft CIS By-Laws – August 20192019-08-222019-08-22DRAFT CIS By-Laws – August 2019
Draft Collective Investment Schemes By-Laws 20212021-04-092021-04-13CIS NOTICE of April 2021 | TTSEC Responses to Comments on the SEC’s draft CIS By-Laws May 29th 2020 – FINAL | CIS Draft By-laws – April 9th 2021 – FINAL | FINAL DRAFT CIS By-Laws – May 29th 2020 | Table summarizing significant changes to the Draft CIS By-Laws since August 2019 | Table summarizing significant changes to the Draft CIS By-Laws since August 2019 | Remote operations | DRAFT CIS By-Laws 2020
Draft Policy framework for T&T Depositary Receipts Regime2008-04-042008-04-04
Draft Policy Paper – Introduction of Administrative Fines for AML Breaches2021-12-172021-12-17Cover – Introduction of Admin Fines | Draft Policy Paper – Introduction of Administrative Fines for AML Breaches
Draft Repurchase Transaction Agreement2010-05-052010-05-05
Draft Risk Based Capital and Liquidity Requirements Bye-Laws 20232023-08-102023-08-10Statement of Substance and Purpose – Risk-Based Capital and Liquidity Requirements Bye-laws 2023 | Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023
Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023 – Second Round2024-05-062024-05-08RBCAL Forms Workbook- May 2024 | RBCAL Consolidated Instructions for Forms | Public Comments and Responses (1st Round Consultations) | Notice- RBCAL Bye-laws Second round of Public Consultation | Feedback Template | Draft RBCAL Bye-laws 2023 (May 2024)
Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2024- (Third Round Public Consultations)2024-12-032024-12-18, Notice- RBCAL Bye-laws Third Round of Public Consultation | RBCAL Forms Workbook | Feedback-Template | RBCAL Form Instructions | TTSEC responses and significant changes (Second Round of Consultations) | Draft RBCAL Bye-laws 2024 (Third Round)
EASi Online Business Solution Launched2020-09-222020-10-05, Media Release – EASi Online Business Solution Launched
ECPF – Acquisition of a BPO facility in Jamaica2022-03-172022-03-17ECPF – Acquisition of a BPO facility in Jamaica
ECPF – Change to Board of Directors- Damian Duncan2023-06-012023-06-01ECPF – Change to Board of Directors- Damian Duncan
ECPF – Notice of Takeover Bid2023-01-272023-01-27ECPF- Notice of Takeover Bid
ECPFL – Change to Senior Officers – D. Duncan, R. Luck, S. Donaldson2018-12-142018-12-21ECPFL – Change to Senior Officers – D. Duncan, R. Luck, S. Donaldson
ECPFLSCC – Acquisition of property2020-09-212020-09-21ECPFLSCC – Acquisition of property
ECPFLSCC – Acquisition of Hastings Business Centre2019-12-162019-12-16ECPFLSCC – Acquisition of Hastings Business Centre
ECPFLSCC – The Board has approved the cross-listing of its Value Fund shares on the Jamaican Stock Exchange2019-03-142019-03-14ECPFLSCC – The Board has approved the cross-listing of its Value Fund shares on the Jamaican Stock Exchange
ECPFLSCC – The prospectus for the Value Fund shares was posted on the Jamaican Stock Exchange2019-07-052019-07-05ECPFLSCC – The prospectus for the Value Fund shares was posted on the Jamaican Stock Exchange
EFCL – Change to Board of Directors – L. Applewhite2016-07-012016-07-01EFCL – Change to Board of Directors – L. Applewhite
EFCL – Change to Board of Directors – Soo Hon, Anderson, Nelson, Gonzales and Neptune2019-03-292019-03-29EFCL – Change to Board of Directors – Soo Hon, Anderson, Nelson, Gonzales and Neptune
EFCL – Change to Senior Officer – Yvette Hall2017-09-182017-09-18EFCL – Change to Senior Officer – Yvette Hall
EFCL – Change to Senior Officer – A. Rahim2016-07-012016-07-01EFCL – Change to Senior Officer – A. Rahim
EFCL – Change to Senior Officer – Danielle Campbell2018-04-232018-04-23EFCL – Change to Senior Officer – Danielle Campbell
EFCL – Change to Senior Officer – Danielle S Campbell2018-07-172018-07-17EFCL – Change to Senior Officer – Danielle S Campbell
EFCL – Change to Senior Officer – David Mark2019-08-222019-08-22EFCL – Change to Senior Officer – David Mark
EFCL – Change to Senior Officer – Denis Cox2016-10-062016-10-06efcl-change-to-senior-officer-denis-cox
EFCL – Change to Senior Officer – Denis Cox2019-08-222019-08-22EFCL – Change to Senior Officer – Denis Cox
EFCL – Change to Senior Officer – Jerome Mc Carthy2016-10-062016-10-06efcl-change-to-senior-officer-jerome-mc-carthy
EFCL – Change to Senior Officer – L. Frederick (Appointment)2016-07-012016-07-01EFCL – Change to Senior Officer – L. Frederick (Appointment)
EFCL – Change to Senior Officer – L. Frederick (Resignation)2016-07-012016-07-01EFCL – Change to Senior Officer – L. Frederick (Resignation)
EFCL – Change to Senior Officer – Ms. Danielle Campbell2017-11-212017-11-21EFCL – Change to Senior Officer – Ms. Danielle Campbell
EFCL – Change to Senior Officer – Ms. Yvette Hall2017-11-212017-11-21EFCL – Change to Senior Officer – Ms. Yvette Hall
EFCL – Change to Senior Officer – Rhonda Joy Earle2019-11-082019-11-08EFCL – Change to Senior Officer – Rhonda Joy Earle
EFCL – Change to Senior Officer – Ria Narinesingh2016-10-062016-10-06efcl-change-to-senior-officer-ria-narinesingh
EFCL – Change to Senior Officer – V. Bynoe2016-07-012016-07-01EFCL – Change to Senior Officer – V. Bynoe
EFCL – Change to Senior Officers – D Cox2017-08-112017-08-11EFCL – Change to Senior Officers – D. Cox
EFCL – Change to Senior Officers – David Mark and Marisa Maraj2020-05-142020-05-14EFCL – Change to Senior Officers – David Mark and Marisa Maraj
EFCL – Change to Senior Officers – Denis Cox and Kelwyn Hernandez2018-04-232018-04-23EFCL – Change to Senior Officers – Denis Cox and Kelwyn Hernandez
EFCL – Change to Senior Officers – K. Hernandez2017-08-112017-08-11EFCL – Change to Senior Officers – K. Hernandez
EFCL – Change to Senior Officers – Philip Knaggs and David Mark2020-05-142020-05-14EFCL – Change to Senior Officers – Philip Knaggs and David Mark
EFCL – Changes to Board of Directors – C. Brathwaite and A. Bisnath2016-07-012016-07-01EFCL – Changes to Board of Directors – C. Brathwaite and A. Bisnath
EFCL – Changes to Board of Directors – C. Mahabir, R. Batchasingh and S. Ramkissoon2016-07-012016-07-01EFCL – Changes to Board of Directors – C. Mahabir, R. Batchasingh and S. Ramkissoon
EFCL – Changes to Board of Directors – C. Rodriguez-Stewart and R. Sebastian2016-07-012016-07-01EFCL – Changes to Board of Directors – C. Rodriguez-Stewart and R. Sebastian
EFCL – Changes to Board of Directors – J. Francis, I. Sharma and A. Piggott2016-07-012016-07-01EFCL – Changes to Board of Directors – J. Francis, I. Sharma and A. Piggott
EFCL – Changes to Board of Directors – P. Ramgoolam and A. Samaroo2016-07-012016-07-01EFCL – Changes to Board of Directors – P. Ramgoolam and A. Samaroo
EFCL – Changes to Board of Directors – R. Vasquez C. Permell D. Burgen S. Samlalsingh2017-03-142017-03-14EFCL – Changes to Board of Directors – R. Vasquez, C. Permell, D. Burgen. S. Samlalsingh
EFCL – Changes to Board of Directors and Senior Officers – J. Mc Carthy and A. Piggott2017-07-212017-07-21EFCL – Changes to Board of Directors and Senior Officers – J. Mc Carthy and A. Piggott
EFCL – Changes to Senior Officers – S. Maharaj and K. Shah2016-07-012016-07-01EFCL – Changes to Senior Officers – S. Maharaj and K. Shah
EFCL – Change to Senior Officer – Marisa Maraj2019-10-072019-10-07EFCL – Change to Senior Officer – Marisa Maraj
EFCL- Change to Senior Officer – Danielle Campbell2019-01-242019-01-24EFCL- Change to Senior Officer – Danielle Campbell
EFCL- Change to Senior Officer – Danielle S. Campbell2019-07-152019-07-15EFCL- Change to Senior Officer – Danielle S. Campbell
EFCL- Change to Senior Officer – Ronnie Bissessar2019-08-082019-08-08EFCL- Change to Senior Officer – Ronnie Bissessar
EHL – Approval of Dividend for the year ended April 30 20242024-06-252024-06-25EHL – Approval of Dividend for the year ended April 30 2024
EHL – Approval of interim dividend2022-12-022022-12-02EHL – Approval of interim dividend
EHL – Approval of interim dividend2022-06-202022-06-20EHL- Approval of interim dividend
EHL – Approval of Interim Dividend2024-12-022024-12-02EHL – Approval of Interim Dividend
EHL – Leasing of property to CINECentral2022-10-142022-10-14EHL – Leasing of property to CINECentral
EHL – Repayment of Tranche A Fixed Rate Bond2023-03-312023-03-31EHL- Repayment of Tranche A Fixed Rate Bond
EHL – The operators of MovieTowne intend to vacate premises at Price Plaza, Chaguanas2020-10-192020-10-19EHL – The operators of MovieTowne intend to vacate premises at Price Plaza, Chaguanas
EHL- Amalgamation of EHL and EHL POS2024-02-062024-02-06EHL- Amalgamation of EHL and EHL POS
EHL- Amalgamation of EHL and Endeavour POS Properties Ltd2023-09-272023-09-27EHL- Amalgamation of EHL and Endeavour POS Properties Ltd
EHL- Completion of acquisition of Massy Properties (Trinidad) Limited2022-07-132022-07-13EHL- Completion of acquisition of Massy Properties (Trinidad) Limited
EHL- Declaration of Final Dividend2023-06-272023-06-27EHL- Declaration of Final Dividend
EHL- Notice of Dividend Payment2023-11-302023-11-30EHL- Notice of Dividend Payment
EHL- Share purchase agreement with Massy Properties2022-06-032022-06-03EHL- Share purchase agreement with Massy Properties
Employee and Management Stock Option Plans2007-11-162007-11-16
Ensuring Compliance with AML/CFT2020-05-202020-05-20TTSEC Risk Mitigation Measures | published article | Ensuring Compliance with AMLCFT Measures | Ensuring Compliance with AML CFT
Enterprise Risk Management Process2022-04-202022-04-20Trinidad-Express | Enterprise Risk Management Process
Equity Valuations2022-05-112022-05-11Untitled design (8) | Equity Valuations
Executed GHL Settlement Agreement2018-11-232020-01-31Executed GHL Settlement Agreement
Exemption Order – Aspire Fund Management Limited2022-08-022022-08-11, , Exemption Order – Aspire Fund Management Limited (June 2022)
Exemption Order Mondial (Trinidad) Limited2022-08-022022-08-11, , Exemption Order Mondial (Trinidad) Limited – June 2022
Exemption Order re Aspire Fund Management2021-08-272021-12-01Exemption Order re Aspire Fund Management – 27th August 2021
Exemption Order re Bourse Securities Limited2021-10-112021-12-02Exemption Order re Bourse Securities Limited – 11th October 2021
Exemption Order re FCB and CAL Bond2021-10-112021-12-02Exemption Order re FCB and CAL Bond – 11th October 2021
Exemption Order re Mondial (Trinidad) Limited2021-08-272021-12-02Exemption Order re Mondial (Trinidad) Limited – 27th August 2021
Exemption Order re Nigel Clewett2021-08-272021-12-02Exemption Order re Nigel Clewett – 27th August 2021
Exemption Order re Nigel Clewett – June 20222022-08-022022-08-12, , Exemption Order re Nigel Clewett – June 2022
Exemption Order re Sagicor Financial Corporation – 30th July 20212021-07-302021-11-25Exemption Order re Sagicor Financial Corporation – 30th July 2021
Exemption Order re T&T Insurance Limited – June 20222022-08-022022-08-11, , Exemption Order re T&T Insurance Limited – June 2022
Exemption Order re Takeover By-Laws – JMMB 20232023-07-142023-08-28Exemption Order re Takeover By-Laws – JMMB 2023 | Summary of MVHL Order dated 11th October 2022
Exemption Order re: Aspire Fund Management Company Limited – 26th March 20212021-03-262021-04-13Exemption Order re Aspire Fund Management Company Limited – 26th March 2021
Extension of the deadline for submission of comments on the proposed take-over By-laws2003-07-022015-10-22
FATCA- Imperical Outreach or Hidden opportunity2012-10-292012-10-29
FCAM – Change to Board of Directors – Anil Seeterram2014-09-072014-09-07
FCAM – Change to Board of Directors – J. Pemberton2016-06-212016-06-21FCAM – Change to Board of Directors – J. Pemberton
FCAM – Change to Board of Directors – Jason Julien2015-04-152015-04-15
FCAM – Change to Board of Directors – Joseph Toney2015-06-232015-06-23
FCAM – Change to Board of Directors – Karen Darbasie2015-06-032015-12-22
FCAM – Change to Board of Directors – Larry Nath and Jel Pemberton2014-09-072014-09-07
FCAM – Change to Board of Directors – Marlene Juman2014-05-292014-05-29
FCAM – Change to Board of Directors – Rishi Baddaloo2014-05-292014-05-29
FCAM – Change to Board of Directors – Robin Lewis2017-03-062017-03-06FCAM – Change to Board of Directors – Robin Lewis
FCAM – Change to Board of Directors – Sharon Christopher2016-08-292016-08-29FCAM – Change to Board of Directors – Ms. Sharon Christopher
FCAM – Change to Name & Board of Directors2018-12-132018-12-19FCAM – Change to Name & Board of Directors
FCAM – Change to Senior Officer – Lindi Ballah-Tull2016-08-292016-08-29FCAM – Change to Senior Officer – Ms. Ballah-Tull
FCAM – Change to Senior Officers – A. Golikeri2017-07-282017-07-28FCAM – Change to Senior Officers – A. Golikeri
FCAM – Changes to Board of Directors – C. Williams, J. Mc Farlane, I. Omardeen, T. Garcia2017-01-132017-01-13FCAM – Changes to Board of Directors – C. Williams J. Mc Farlane I. Omardeen T. Garcia
FCAM – Changes to Board of Directors – J. Toney, N. Pariag, F. Lue Ping Wa, S. Romano-Davis2017-01-132017-01-13, FCAM – Changes to Board of Directors – J. Toney N. Pariag F. Lue Ping Wa S. Romano-Davis
FCAM-Change in Board of Directors-Larry Nath2014-12-112014-12-11
FCB – Additional Public Offering2017-03-032017-03-03FCB – Additional Public Offering
FCB – Change in Board of Directors – Cherry Ann Le Gendre2016-04-192016-04-19FCB – Change in Board of Directors – Cherry Ann Le Gendre
FCB – Change in Board of Directors – Savitree Seepersad2016-04-192016-04-19FCB – Change in Board of Directors – Savitree Seepersad
FCB – Change to Board of Directors – Ved Seereeram2014-08-042014-08-04
FCB – Change to Board of Directors – Anil Seeterram2014-08-042014-08-04
FCB – Change to Board of Directors – Cherry-Ann Le Gendre2015-05-042015-12-22
FCB – Change to Board of Directors – David Inglefield2024-05-072024-05-07FCB – Change to Board of Directors – David Inglefield
FCB – Change to Board of Directors – Ian Narine2014-09-072014-09-07
FCB – Change to Board of Directors – Michelle Durham-Kissoon2014-11-062014-11-06
FCB – Change to Board of Directors – R. Rajkumarsingh2017-02-242017-02-24FCB – Change to Board of Directors – R. Rajkumarsingh
FCB – Change to Board of Directors – Ramish Ramanand2014-08-042014-08-04
FCB – Change to Board of Directors – Samuel Henry2016-09-212016-09-21FCB – Change to board of Directors – Samuel Henry
FCB – Change to Board of Directors – Sharon Christopher2016-08-292016-08-29FCB – Change to Board of Directors – Ms. Sharon Christopher
FCB – Change to Board of Directors – Sterling Frost2016-08-292016-08-29FCB – Change to Board of Directors – Mr. Sterling Frost
FCB – Change to Board of Directors – Vishnu Musai2014-08-042014-08-04
FCB – Change to Senior Officer – Jason Julien2015-02-062015-02-06
FCB – Change to Senior Officer – Karen Darbasie2015-04-082015-04-08
FCB – Change to Senior Officer – Lindi Ballah-Tull2016-08-292016-08-29FCB – Change to Senior Officer – Ms. Ballah-Tull
FCB – Change to Senior Officer – Nicole De Freitas2016-02-042016-02-04FCB – Change to Senior Officer – Nicole De Freitas
FCB – Change to Senior Officer – Sharon Christopher2016-08-292016-08-29FCB – Change to Senior Officer – Ms. Sharon Christopher
FCB – Change to the company’s dividend policy2018-02-022018-02-02FCB – Change to the company’s dividend policy
FCB – Changes to Board of Directors – Anthony Smart, Joel Pemberton, Michelle Durham-Kissoon, Courtenay Braemer Williams, Jean-Pierre du Coudray and Hazar Hosein2014-09-072014-09-07
FCB – Changes to Board of Directors – D. Inglefield I. Melville R. Proudfoot I. Narine F. Costelloe2017-02-242017-02-24FCB – Changes to Board of Directors – D. Inglefield I. Melville R. Proudfoot I. Narine F. Costelloe
FCB – Changes to Board of Directors – Joel Pemberton and Jean Pierre du Coudray2014-10-142014-10-14
FCB – Changes to Board of Directors – John Tang Nian and Anthony Mohammed2014-08-042014-08-04
FCB – Changes to Board of Directors – Joseph Toney and Rajesh Rajkumarsingh2015-02-062015-02-06
FCB – Changes to Board of Directors – Richard Look Kin2016-02-042016-02-04FCB – Change to Board of Directors – Richard Look Kin
FCB – Changes to Board of Directors – Ryan Proudfot and Franka Costelloe2014-09-072014-09-07
FCB – Extension of Closing Date for APO2017-04-042017-04-04FCB – Extension of Closing Date for APO
FCB-Change in Board of Directors-Larry Nath2014-12-112014-12-11
FCBL – Change to Board of Directors – Colin Wharfe2023-01-062023-01-06FCBL – Change to Board of Directors – Colin Wharfe
FCBL – Change to Senior Officer – Akhenaton Marcano2023-06-162023-06-16FCBL – Change to Senior Officer – Akhenaton Marcano
FCBL – Change to Senior Officer – Akhenaton Marcano2023-08-072023-08-07FCBL – Change to Senior Officer – Akhenaton Marcano
FCBL – Change to Senior Officer – Anthony St. Clair2023-11-032023-11-03FCBL – Change to Senior Officer – Anthony St. Clair
FCBL – Change to Senior Officer – Donna Miller2023-11-032023-11-03FCBL – Change to Senior Officer – Donna Miller
FCBL – Change to Senior Officer – Donna Miller2023-08-182023-08-18FCBL – Change to Senior Officer – Donna Miller
FCBL – Change to Senior Officer – Larry Olton2024-03-042024-03-04FCBL – Change to Senior Officer – Larry Olton
FCBL – Change to Senior Officer – N.Moonilal-Kissoon2024-01-082024-01-08FCBL – Change to Senior Officer – N.Moonilal-Kissoon
FCBL – Change to Senior Officer – Neela Moonilal – Kissoon2024-01-082024-01-08FCBL – Change to Senior Officer – Neela Moonilal – Kissoon
FCBL – Change to Senior Officer – Nesha Ramkhalawan2023-06-162023-06-16FCBL – Change to Senior Officer – Nesha Ramkhalawan
FCBL – Change to Senior Officer – Sterling Frost2024-01-082024-01-08FCBL – Change to Senior Officer – Sterling Frost
FCBL – Change to Senior Officers – Gerard Morton, Shiva Manraj and Nola Drayton-Smith2023-11-062023-11-06FCBL – Change to Senior Officer – Gerard Morton, Shiva Manraj and Nola Drayton-Smith
FCBL – Change to Senior Officers – Shiva Manraj and Nola Drayton-Smith2023-08-082023-08-08FCBL – Change to Senior Officers -Shiva Manraj and Nola Drayton-Smith
FCBL – Notification of Approval of the First Citizens Bank Limited Vesting Order 20242024-06-252024-06-25FCBL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024
FCDSL – Change of Address2022-04-272022-04-27FCDSL – Change of Address
FCDSL – Change to Senior Officer – Kurt Valley2019-12-122019-12-12FCDSL – Change to Senior Officer – Kurt Valley
FCDSL – Changes to Board of Directors – N. Kissoon, R. Lewis2022-08-052022-08-05FCDSL- Changes to Board of Directors – N. Kissoon, R. Lewis
FCDSL – First Citizens Bank Limited Vesting Order 20242024-10-022024-10-02FCDSL – First Citizens Bank Limited Vesting Order 2024
FCDSL – Notification of Approval of the First Citizens Bank Limited Vesting Order 20242024-06-252024-06-25FCDSL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024
FCDSL- Change to Senior Officer – Brian Woo2021-02-042021-02-04FCDSL- Change to Senior Officer – Brian Woo
FCGFH – Board approval of Additional Public Offering2022-06-102022-06-10FCGFH – Board approval of Additional Public Offering
FCGFH – Change to Board of Directors – David Inglefield2024-05-072024-05-07FCGFH – Change to Board of Directors – David Inglefield
FCGFH – Decision to discontinue IDB Invest Transaction2022-09-302022-09-30FCGFH – Decision to discontinue IDB Invest Transaction
FCGFH – First Citizens Bank Limited Vesting Order 20242024-10-022024-11-08FCGFH – First Citizens Bank Limited Vesting Order 2024 – 1
FCGFH – IDB Invest Transaction2022-06-282022-06-28FCGFH – IDB Invest Transaction
FCGFH – Launch of Additional Public Offering2022-06-282022-06-28FCGFH – Launch of Additional Public Offering
FCGFH – Notification of Approval of the First Citizens Bank Limited Vesting Order 20242024-06-252024-06-25FCGFH – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024
FCGFH – Change to Board of Directors – Ryan Proudfoot, Franka Costelloe, Ingrid Melville and Devindra Ramnarine2024-05-202024-05-20FCGFH – Change to Board of Directors – Ryan Proudfoot, Franka Costelloe, Ingrid Melville and Devindra Ramnarine
FCGFH – Change to Board of Directors – Smart, Williams, Seepersad et al2022-09-302022-09-30FCGFH – Change to Board of Directors – Smart, Williams, Seepersad et al
FCHIF – Change to Board of Directors – Kenneth W. Emery2018-10-042018-10-04FCHIF- Change to Board of Directors – Kenneth W. Emery
FCI – Change of Legal Name to CIBC Caribbean Bank Limited2024-07-192024-07-19FCI – Change of Legal Name to CIBC Caribbean Bank Limited
FCI – Change to Board of Directors – Alasdair Robertson2022-12-192022-12-19FCI- Change to Board of Directors- Alasdair Robertson
FCI – Change to Board of Directors – Appointment of Mr. Brown and Resignation of Mr. Parkhill2016-01-072016-01-07FCI – Change to Board of Directors – Appointment of Mr. Brown and Resignation of Mr. Parkhill
FCI – Change to Board of Directors – Chris de Caires2022-12-192022-12-19FCI- Change to Board of Directors- Chris de Caires
FCI – Change to Board of Directors – David Ritch2022-12-192022-12-19FCI- Change to Board of Directors – David Ritch
FCI – Change to Board of Directors – Douglas Parkhill2016-03-162016-03-16FCI – Change to Board of Directors- Douglas Parkhill
FCI – Change to Board of Directors- Brian McDonough2022-12-192022-12-19FCI- Change to Board of Directors- Brian McDonough
FCI – Change to Board of Directors- Colette Delaney2022-11-082022-11-08FCI- Change to Board of Directors- Colette Delaney
FCI – Change to Board of Directors- John Silverthorn2023-06-012023-06-01FCI – Change to Board of Directors- John Silverthorn
FCI – Change to Senior Officer – Dan Wright2022-09-072022-09-07FCI – Change to Senior Officer – Dan Wright
FCI – Change to Senior Officer – Mark St Hill2022-09-072022-09-07FCI – Change to Senior Officer- Mark St Hill
FCI – Change to Senior Officer – Pim van der Burg2022-09-072022-09-07FCI – Change to Senior Officer – Pim van der Burg
FCI – Change to Senior Officer- Neil Brennan2023-06-012023-06-01FCI – Change to Senior Officer- Neil Brennan
FCI – Closure of subsidiary2022-09-072022-09-07FCI – Closure of subsidiary
FCI – Regulatory approval for sale of assets2022-07-212022-07-21FCI- Regulatory approval for sale of assets
FCI – Update on sale of Barbados branch2023-04-122023-04-12FCI- Update on sale of Barbados branch
FCI- Change to Board of Directors – Robert Frentzel2023-06-012023-06-01FCI- Change to Board of Directors – Robert Frentzel
FCI- Change to Board of Directors- Pim van der Burg2022-11-082022-11-08FCI- Change to Board of Directors- Pim van der Burg
FCI- Change to Senior Officer – Colette Delaney2022-09-072022-09-07FCI- Change to Senior Officer – Colette Delaney
FCIB – Agreement with GNB Financial Group Limited to acquire FCIB shares2019-11-122019-11-12FCIB – Agreement with GNB Financial Group Limited to acquire FCIB shares
FCIB – Approval of sale of assets in Curacao and Sint Maarten2024-02-162024-02-16FCIB – Approval of sale of assets in Curacao and Sint Maarten
FCIB – Change to Board of Directors – Diane Stewart2018-09-182018-09-18FCIB – Change to Board of Directors – Diane Stewart
FCIB – Change to Board of Directors – Christopher de Caires2018-02-202018-02-20FCIB – Change to Board of Directors – Christopher de Caires
FCIB – Change to Board of Directors – David Arnold and Lynne Kilpatrick2017-09-142017-09-14FCIB – Change to Board of Directors – David Arnold and Lynne Kilpatrick
FCIB – Change to Board of Directors – Mark St Hill , Brian Clarke2018-09-212018-09-21FCIB – Change to Board of Directors – Mark St Hill , Brian Clarke
FCIB – Change to Board of Directors – Sir Allan Fields2018-01-052018-01-05FCIB – Change to Board of Directors – Sir Allan Fields
FCIB – Change to Executive Management – Derek Wilson2014-10-202014-10-20
FCIB – Change to Executive Management – Donna Graham2016-08-152016-08-15FCIB – Change to Executive Management – Donna Graham
FCIB – Change to Executive Management – Pim Van der Burg2015-11-182015-11-18
FCIB – Change to Senior Officer – Carl Lewis2018-05-102018-05-10FCIB-Change to Senior Officer – Carl Lewis
FCIB – Change to Senior Officer – Gary Brown2018-09-182018-09-18FCIB – Change to Senior Officer – Gary Brown
FCIB – Change to senior officer- Janine Billy2023-08-032023-08-03FCIB – Change to senior officer- Janine Billy
FCIB – Changes to Executive Management – Ms. Delaney, Mr. Scott and Mr. Whitcroft2014-10-142014-10-14
FCIB – Changes to Executive Management – Mr. Rik Parkhill, Mr. Gary Brown and Mr. Neil Brennan2015-06-152015-12-22
FCIB – Changes to Senior Officer – Brian Lee2017-02-032017-02-03FCIB – Changes to Senior Officer – Brian Lee
FCIB – Changes to Senior Officer – Colette Delaney and Patrick McKenna2017-03-172017-03-17FCIB-Changes to Senior Officer- Colette Delaney & Patrick McKenna
FCIB – Changes to Senior Officer – Colette Delaney, Robert Frentzel2018-09-182018-09-18FCIB – Changes to Senior Officer – Colette Delaney, Robert Frentzel
FCIB – Changes to Senior Officer – Debbie Kellett2017-04-052017-04-05FCIB – Changes to Senior Officer – Debbie Kellett
FCIB – Changes to Senior Officer – Mr. Anthony Seeraj2017-01-122017-01-12FCIB – Changes to Senior Officer – Mr. Anthony Seeraj
FCIB – Government of Barbados’ proposal to exchange Barbados dollar denominated debt2018-10-242018-10-24FCIB – Government of Barbados’ proposal to exchange Barbados dollar denominated debt
FCIB – Sale of Belize Operations2015-08-052015-12-22
FCIB – Sale of subsidiaries2023-11-022023-11-02FCIB- Sale of subsidiaries
FCIB – Agreement to sell the company’s banking assets in specific countries2021-10-292021-10-29FCIB – Agreement to sell the company’s banking assets in specific countries
FCIB- Change of Company Name2023-12-142023-12-14FCIB- Change of Company Name
FCIB- Rebranding of the company2023-11-022023-11-02FCIB- Rebranding of the company
FCIB-Change to Board of Directors – C. Anderson, L. Kilpatrick2020-02-052020-02-05FCIB-Change to Board of Directors – C. Anderson, L. Kilpatrick
FCIB-Change to Board of Directors – C. Delaney, B. Cowan, R. Parkhill, C. Kramer2017-12-222017-12-22FCIB-Change to Board of Directors – C. Delaney, B. Cowan, R. Parkhill, C. Kramer
FCIB-Change to Board of Directors – C. Gomez2018-12-132018-12-21FCIB-Change to Board of Directors – C. Gomez
FCIB-Change to Senior Officer – C. Lewis, K. Bourne, J. Bend, D. Williamson2021-04-162021-04-16FCIB-Change to Senior Officer – C. Lewis, K. Bourne, J. Bend, D. Williamson
FCIB-Change to Senior Officer – Neil Brennan2018-11-132018-11-13
FCIB-Change to Senior Officer – Trevor Torzsas2018-11-132018-11-13FCIB-Change to Senior Officer – Trevor Torzsas
FCIB-Changes to Executive Management – Duane Hinkson and Anthony Seeraj2014-11-102014-11-10
FCIB-Changes to Executive Management – Mr. Daniel Farmer and Ms. Irene Markus2015-03-042015-03-04
FCIB-Changes to Executive Management – Mrs. Ella Hoyos2014-12-102014-12-10
FCIB-Changes to Senior Officer – Douglas Williamson2017-05-242017-05-24FCIB-Changes to Senior Officer – Douglas Williamson
FCIB-Changes to Senior Officer – Esan Peters and Jude Pinto2018-02-232018-02-23FCIB-Changes to Senior Officer – Esan Peters and Jude Pinto
FCIB-Changes to the Board and Executive Management – Mr. Nesbitt, Mr. Douangprachanh and Mrs. Rowe-Seale2014-10-142014-10-14
FCIB-Changes to the Board of Directors – Mr David Arnold, Mr Brian Clarke and Mr Kevin Glass2014-12-152014-12-15
FCIB-Changes to the Board of Directors – Mr. Michael Mansoor2014-11-132014-11-13
FCIS – Acquisition of First Citizens Portfolio and Investment Management Limited2018-06-262018-06-26FCIS – Acquisition of First Citizens Portfolio and Investment Management Limited
FCIS – Adoption of International Financial Reporting Standard 92018-08-062018-08-06FCIS – Adoption of International Financial Reporting Standard 9
FCIS – Assumption of FCPIMS as IA for third-party investment management assets held by FCIS2018-09-062018-09-06FCIS – Assumption of FCPIMS as IA for third-party investment management assets held by FCIS
FCIS – Change to Board of Directors – Colin Wharfe2023-01-062023-01-06FCIS – Change to Board of Directors – Colin Wharfe
FCIS – Change to Board of Directors – Daniel Youssef2024-06-102024-06-10FCIS – Change to Board of Directors – Daniel Youssef
FCIS – Change to Board of Directors – David Inglefield2024-05-072024-05-07FCIS – Change to Board of Directors – David Inglefield
FCIS – Change to Board of Directors – F. Costelloe2017-03-292017-03-29FCIS – Change to Board of Directors – F. Costelloe
FCIS – Change to Board of Directors – Ian Narine2020-03-102020-03-10FCIS – Change to Board of Directors – Ian Narine
FCIS – Change to Board of Directors – Karen Darbasie2015-06-032015-12-22
FCIS – Change to Board of Directors – Ms. Sharon Christopher2016-08-262016-08-26FCIS – Change to Board of Directors – Ms. Sharon Christopher
FCIS – Change to Board of Directors – Sterling Frost2024-01-022024-01-02FCIS – Change to Board of Directors – Sterling Frost
FCIS – Change to Senior Officer – Avinash Bissessar2024-10-242024-10-24FCIS – Change to Senior Officer – Avinash Bissessar
FCIS – Change to Senior Officer – Daniel Youssef2024-03-072024-03-07FCIS – Change to Senior Officer – Daniel Youssef
FCIS – Change to Senior Officer – Mikkel Jackson2024-09-092024-09-09FCIS – Change to Senior Officer – Mikkel Jackson
FCIS – Change to Senior Officer – Mikkel Jackson2024-06-102024-06-20FCIS – Change to Senior Officer – Mikkel Jackson
FCIS – Change to Senior Officer – Ms. Lindi Ballah-Tull2016-08-262016-08-26FCIS – Change to Senior Officer – Ms. Lindi Ballah-Tull
FCIS – Change to Senior Officer – Ms. Sharon Christopher2016-08-262016-08-26FCIS – Change to Senior Officer – Ms. Sharon Christopher
FCIS – Change to Senior Officer – Nicholas Chen2024-03-072024-03-07FCIS – Change to Senior Officer – Nicholas Chen
FCIS – Change to Senior Officer – Nicole De Freitas2020-07-062020-07-06FCIS – Change to Senior Officer – Nicole De Freitas
FCIS – Change to Senior Officer – Norlann Gabriel2024-12-062024-12-06FCIS – Change to Senior Officer – Norlann Gabriel
FCIS – Change to Senior Officer – Norlann Gabriel2024-09-102024-09-10FCIS – Change to Senior Officer – Norlann Gabriel
FCIS – Change to Senior Officer – Robin Lewis2024-10-242024-10-24FCIS – Change to Senior Officer – Robin Lewis
FCIS – Change to Senior Officer – Sacha Syne and Nicholas Chen2022-08-082022-08-08FCIS – Change to Senior Officer – Sacha Syne and Nicholas Chen
FCIS – Change to Senior Officer – Sascha Syne2019-12-122019-12-12FCIS – Change to Senior Officer – Sascha Syne
FCIS – Change to Senior Officer – Stephen Thomas2017-04-042017-04-04FCIS – Change to Senior Officer – Stephen Thomas
FCIS – Change to Senior Officer – Stephen Thomas2019-08-092019-08-09FCIS – Change to Senior Officer – Stephen Thomas
FCIS – Change to Senior Officer – Xoceketzal Mohammed2024-12-062024-12-06FCIS – Change to Senior Officer – Xoceketzal Mohammed
FCIS – Change to Senior Officers – Richard Look Kin and Robin Lewis2022-10-042022-10-04FCIS – Change to Senior Officers – Richard Look Kin and Robin Lewis
FCIS – Change to Senior Officers – Sana Ragbir and Richard Look Kin2020-10-062020-10-06FCIS – Change to Senior Officers – Sana Ragbir and Richard Look Kin
FCIS – Changes to Board of Directors – D. Inglefield N. De Freitas J. Mc Farlane2017-03-292017-03-29FCIS – Changes to Board of Directors – D. Inglefield N. De Freitas J. Mc Farlane
FCIS – Changes to Board of Directors – J. Pemberton and J. P. du Coudray2016-06-212016-06-21FCIS – Changes to Board of Directors – J. Pemberton and J. P. du Coudray
FCIS – Changes to Board of Directors – T. Garcia and I. Omardeen2016-06-232016-06-23FCIS – Changes to Board of Directors – T. Garcia and I. Omardeen
FCIS – Changes to Business Operations2020-05-272020-05-27FCIS – Changes to Business Operations
FCIS – Closure of Offices and Subsidiaries2020-05-272020-05-27FCIS – Closure of Offices and Subsidiaries
FCIS – First Citizens Bank Limited Vesting Order 20242024-10-022024-10-02FCIS – First Citizens Bank Limited Vesting Order 2024
FCIS – Further changes to branch operations2021-05-242021-05-24FCIS – Further changes to branch operations
FCIS – Notification of Approval of the First Citizens Limited Vesting Order 20242024-06-212024-06-21FCIS – Notification of Approval of the First Citizens Limited Vesting Order 2024
FCIS – Re-opening of Head Office to staff only2020-05-272020-05-27FCIS – Re-opening of Head Office to staff only
FCIS – Registration of the Company as an External Entity in Barbados2018-05-252018-05-25FCIS – Registration of the Company as an External Entity in Barbados
FCIS – Temporary closure of branch offices2021-05-122021-05-12FCIS – Temporary closure of branch offices
FCIS – Update regarding transaction in respect of FCIS (Barbados) Limited2019-06-212019-06-21FCIS – Update regarding transaction in respect of FCIS (Barbados) Limited
FCIS – Change to Board of Directors – Sterling Frost2016-08-292016-08-29FCIS – Change to Board of Directors – Mr. Sterling Frost
FCISL – Change to Board of Directors – Ian Narine2015-02-272015-02-27
FCISL – Change to Board of Directors – Marlene Juman2014-05-292014-05-29
FCISL – Change to Board of Directors – Nyree Alfonso2014-05-292014-05-29
FCISL – Change to Board of Directors – Shobee Jacelon2014-06-162014-06-16
FCISL – Change to Board of Directors – Vishnu Musai2014-06-162014-06-16
FCISL – Change to Board of Directors – Vishnu Musai2014-09-072014-09-07
FCISL – Change to Senior Officers – Jason Julien and Sana Ragbir2015-02-062015-02-06
FCISL – Changes to Board of Directors – Anil Seeterram and Ved Seereeram2014-09-102014-09-10
FCISL – Changes to Board of Directors – Anil Seeterram and Ved Seereeram2014-10-142014-10-14
FCISL – Changes to Board of Directors – Anil Seeterram and Vishnu Musai2014-09-072014-09-07
FCISL – Changes to Board of Directors – Anthony Smart, Ryan Proudfoot, Franka Costelloe, Joel Pemberton and Jean-Pierre du Coudray2014-09-072014-09-07
FCISL-Change in Board of Directors-Larry Nath2014-12-112014-12-11
FCPF – Change to Board of Directors – Sir Fred Gollop2017-10-122017-10-12FCPF – Change to Board of Directors – Sir Fred Gollop
FCPIMS Audited Financial Statements for the Year Ended September 30 20232024-07-012024-07-01FCPIMS Audited Financial Statements for the Year Ended September 30 2023
Feature address2010-10-042010-10-04
Feature Address and Remarks Clash of the Debate Titans 20172017-11-032017-11-03, Speeches Clash of the Debate Titans 2017 | Speeches Clash of the Deabte Titans 2017
Feature Address by the Honourable Brian Manning – Stakeholder Forum 20242024-06-172024-06-177 | Honourable Minister Manning Remarks- TTSEC Stakeholder Forum 2024
FFL – Acquisition of shares by Stone Street Capital2015-01-292015-01-29
FFL – Change to the Board of Directors (Mr. Marting Daly S.C.)2014-12-182014-12-18
FFL – Changes to the Board of Directors (Godfrey Bain, Robert Mayers, Laurence Chin Chuck, Jeffrey Joseph, Albert Chow)2015-07-282015-12-22
FFL- Acquisition of FFL shares by Stone Street Capital Limited2015-08-102015-12-22
FGCF – Change to Board of Directors – Sir Fred Gollop2017-10-122017-10-12FGCF – Change to Board of Directors – Sir Fred Gollop
FigTree Financial (T and T) Limited Audited Financial Statements for the year ended 31 Mar 20242024-12-122024-12-12FigTree Financial (T and T) Limited Audited Financial Statements for the year ended 31 Mar 2024
FigTree Financial (TT) Ltd 2023 Audited Financial Statements for the year ended 31 March 20232024-07-012024-07-01FigTree Financial (TT) Ltd 2023 Audited Financial Statements for the year ended 31 March 2023
Filing Obligations in the Securities Market2020-11-042020-11-04, TTSEC In The News -04.11.20 | Filing obligations in the securities market
Filing Obligations in the Securities Market Part 2 – Conclusion2020-11-112020-11-11, Published Article 11-11-2020 | Filing obiligations in the securities market_Part 2
Filing Obligations Under the Securities Industry Act 1995 and Securities Industry By-Laws, 19972005-06-302015-10-23
Financial Accountants and Auditors in the Securities Market2016-06-272016-06-27Financial Accountants and Auditors in the Securities Market
Financial education sessions with the TTDF and youth camps2013-06-032015-10-22ttdf_financial_education_camps[1]
Financial Fraud, Scams and the Complaint Process2017-12-282017-12-28TTSEC 20th Quarterly Newsletter Financial Fraud Scams and the Complaint Process | SEC 20th Quarterly Newsletter Financial Fraud Scams and the Complaint Process | Cover Issue #20
Financial Statements2021-11-102021-11-10Screenshot 2021-11-10 at 9.04.28 AM | Financial Statements
Fintech and T&T’s Securities Market2019-12-042020-01-07Fintech and the T&T Securities Market | Fintech and the TT Securities market | Fintech and the T&T Securities Market | fintech image | Fintech and the T&T Securities Market
Fintech and the Securities Market2021-04-212021-04-21Published article | Fintech and the Securities Industry
Fintech and the Securities Market – Part 4 of 52020-09-022020-09-02Published article Fintech 4 of 5 | Fintech and the Securities Market – Part 4 Express Business
Fintech and the Securities Market – Part 5 (End of Series)2020-09-092020-09-10Published Article – 09.09.20 | Fintech and the Securities Market – Part 5 – End of Series
Fintech and the Securities Market Part 1 of 52020-08-122020-08-19Published Article | Fintech and the Securities Market – Part 1
Fintech and the Securities Market – Part 2 of 52020-08-192020-08-19Published Article August 19 | Bali Fintech Agenda | Fintech and the Securities Market – Part 2 of 5
Fintech and the Securities Market – Part 3 of 52020-08-262020-08-26Published Article | Fintech and the Securities Market – Part 3 of 5
FIRST – Adjustment to branch operations2020-11-252020-11-25FIRST – Adjustment to branch operations
FIRST – Adjustment to Branch Operations2020-05-202020-05-20FIRST – Adjustment to Branch Operations
FIRST – Adjustment to branch operations2020-06-012020-06-01FIRST – Adjustment to branch operations
FIRST – Adjustment to branch operations2020-06-042020-06-04FIRST – Adjustment to branch operations
FIRST – Adjustment to branch operations2020-06-152020-06-15FIRST – Adjustment to branch operations
FIRST – Adjustment to Branch Operations2020-06-262020-06-26FIRST – Adjustment to Branch Operations
FIRST – Adjustment to branch operations2020-07-032020-07-03FIRST – Adjustment to branch operations
FIRST – Adjustment to branch operations2020-07-152020-07-15FIRST – Adjustment to branch operations
FIRST – Adjustment to branch operations2021-05-282021-05-28FIRST – Adjustment to branch operations
FIRST – Adjustment to branch operations2020-09-292020-09-29FIRST – Adjustment to branch operations
FIRST – Adjustment to branch operations2020-10-272020-10-27FIRST – Adjustment to branch operations
FIRST – Adjustment to branch operations2020-11-202020-11-20FIRST – Adjustment to branch operations
FIRST – Adjustment to business operations2020-03-242020-03-24FIRST – Adjustment to business operations
FIRST – Adjustment to operations of Couva and Pt. Lisas branch offices2020-05-142020-05-14FIRST – Adjustment to operations of Couva and Pt. Lisas branch offices
FIRST – Change in banking hours2021-10-262021-10-26FIRST- Change in banking hours
FIRST – Change in branch operations2021-06-142021-06-14FIRST – Change in branch operations
FIRST – Change to Banking Operations of Canaan Branch Office2020-04-092020-04-09FIRST – Change to Banking Operations of Canaan Branch Office
FIRST – Change to Board of Directors – Ian Narine2020-03-102020-03-10FIRST – Change to Board of Directors – Ian Narine
FIRST – Change to Board of Directors – Smart, WIlliams, Seepersad, Omardeen, Garcia and Mc Farlene2019-03-212019-03-21FIRST – Change to Board of Directors – Smart, WIlliams, Seepersad, Omardeen, Garcia and Mc Farlene
FIRST – Change to branch operations2020-12-042020-12-04FIRST – Change to branch operations
FIRST – Change to branch operations2021-01-292021-01-29FIRST – Change to branch operations
FIRST – Change to branch operations2021-05-062021-05-06FIRST – Change to branch operations
FIRST – Change to business operations of Central branch offices2020-04-092020-04-09FIRST – Change to business operations of Central branch offices
FIRST – Change to Senior Officer – S. Frost2016-06-272016-06-27FIRST – Change to Senior Officer – S. Frost
FIRST – Change to Senior Officers – Nicole De Freitas2020-07-082020-07-08FIRST – Change to Senior Officers – Nicole De Freitas
FIRST – Change to Senior Officers – Sana Ragbir and Richard Look Kin2020-10-062020-10-06FIRST – Change to Senior Officers – Sana Ragbir and Richard Look Kin
FIRST – Changes to Board of Directors – J. McFarlane, T. Garcia, I. Omardeen, S. Henry, A. Smart and C. Williams2016-06-222016-06-22FIRST – Changes to Board of Directors – J. McFarlane, T. Garcia, I. Omardeen, S. Henry, A. Smart and C. Williams
FIRST – Changes to Board of Directors – J. Toney, H. Hosein, J. Pemberton and J.P. Coudray2016-06-222016-06-22FIRST – Changes to Board of Directors – J. Toney, H. Hosein, J. Pemberton and J.P. Coudray
FIRST – Discontinuation of Acquisition2022-06-102022-06-10FIRST – Discontinuation of Acquisition
FIRST – Further adjustment to branch operations2020-12-042020-12-04FIRST – Further adjustment to branch operations
FIRST – Further adjustment to Branch Operations2020-04-272020-04-27FIRST – Further adjustment to Branch Operations
FIRST – Purchase and Sale Agreement with Bank of Nova Scotia2021-03-042021-03-04FIRST – Purchase and Sale Agreement with Bank of Nova Scotia
FIRST – Sale of FCPIMS to FCIS2018-09-062018-09-06FIRST – Sale of FCPIMS to FCIS
FIRST – Third change to business operations due to COVID-192020-04-092020-04-09FIRST – Third change to business operations due to COVID-19
First Citizens Bank Limited Annual Report 20102023-03-032023-03-03First Citizens Bank Limited Annual Report 2010
First Citizens Bank Limited Annual Report 20112023-03-032023-03-03First Citizens Bank Limited Annual Report 2011
First Citizens Bank Limited Annual Report 20122023-03-032023-03-03First Citizens Bank Limited Annual Report 2012
First Citizens Bank Limited Annual Report 20132023-03-032023-03-03First Citizens Bank Limited Annual Report 2013
First Citizens Bank Limited Annual Report 20142023-03-032023-03-03First Citizens Bank Limited Annual Report 2014
First Citizens Bank Limited Annual Report 20162023-03-032023-03-03First Citizens Bank Limited Annual Report 2016
First Citizens Bank Limited Annual Report 20172023-03-032023-03-03FIRST Annual Report 2017
First Regional Seminar for Caribbean Regulators and Market Actors2004-10-212004-10-21
First Regional Seminar for Caribbean Regulators and Market Actors2004-10-212004-10-21
First Regional Seminar for Caribbean Regulators and Market Actors2004-10-212004-10-21
FIRST – Change to Senior Officers – Neela Moonilal-Kissoon2020-07-102020-07-10FIRST – Change to Senior Officer – Neela Moonilal-Kissoon
FIRST – Further adjustment to business operations2020-03-272020-03-27FIRST – Further adjustment to business operations
FIRST- Adoption of International Financial Reporting Standard 92018-08-062018-08-06FIRST- Adoption of International Financial Reporting Standard 9
FIRST- Approval of corporate restructuring2021-07-022021-07-02FIRST- Approval of corporate restructuring
FIRST- Change in Operations- Updated Branch Hours2021-07-092021-07-09FIRST- Change in Operations- Updated Branch Hours
FIRST- De-listing of First Citizens Bank Limited2021-10-202021-10-20FIRST- De-listing of First Citizens Bank Limited
FIRST- Re-opening of branches2021-07-022021-07-02FIRST- Re-opening of branches
FIRST- Reopening of branch2021-08-192021-08-19FIRST- Reopening of branch
FIRST- Suspension of Trading2021-10-142021-10-14FIRST- Suspension of Trading
Firstline Securities Limited Audited Financial Statements for the year ended 31 December 20232024-06-252024-06-25Firstline Securities Limited Audited Financial Statements for the year ended 31 December 2023
Firstline Securities Limited Audited Financial Statements for the year ended 31st December 20192022-05-132022-05-13Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2019
Firstline Securities Limited Audited Financial Statements for the year ended 31st December 20202022-05-122022-05-12Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2020
Firstline Securities Limited Audited Financial Statements for the year ended 31st December 20212022-07-252022-07-25Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2021
FMFL – Change to Board of Directors – Kenneth W. Emery2018-10-042018-10-04FMFL – Change to Board of Directors – Kenneth W. Emery
FMFL – Change to Board of Directors – Sir Fred Gollop2017-10-122017-10-12FMFL – Change to Board of Directors – Sir Fred Gollop
FNCU ORDER TO DE-LIST2014-08-142014-08-14
FNCU Order to Delist2014-07-282017-03-22
FOIA Request Form2024-05-072024-08-08, FOIA Request Form
FOIA Statement 20162016-02-242024-07-04FOIA Public Statement of the TTSEC 2016
FOIA Statement 20192019-02-272024-07-04FOIA Public Statement of the Trinidad and Tobago Securities and Exchange Commission 2019 | FOIA Public Statement of the Trinidad and Tobago Securities and Exchange Commission 2019 marked version clean version
FOIA Statement 20202020-02-262024-07-04FOIA Public Statement 2020
FOIA Statement 20212022-02-242024-07-04FOIA PUBLIC STATEMENT 2021
FOIA Statement 20222022-02-242024-07-04FOIA PUBLIC STATEMENT 2022
FOIA Statement 20232023-03-162024-07-04FOIA PUBLIC STATEMENT 2023
FOIA Statement 20242024-05-082024-08-08, 33x7x4-SEC FOIA PUBLIC STATEMENT 2024
Follow your money Know what you are investing in2012-01-092012-01-09
FOOFL – Change to Board of Directors – Kenneth W. Emery2018-10-042018-10-04FOOFL – Change to Board of Directors – Kenneth W. Emery
Form No. 12002-01-012002-01-01
Formal opening of the new SEC building and launch of new website2006-04-062006-04-06
Fortress – Change to Board of Directors – Christopher David Bynoe2019-10-302019-10-30Fortress – Change to Board of Directors – Christopher David Bynoe
Fortress – Changes in share ownership of company2018-01-172018-01-17Fortress – Changes in share ownership of company
Functions of the TTSEC2021-03-242021-03-24Functions of the TTSEC
Furness – Change in Senior Officers – Mr. Ignatius S. Ferrerira and Mr. Patrick Aiden Ferreira2024-02-282024-02-28Furness – Change in Senior Officers – Mr. Ignatius S. Ferrerira and Mr. Patrick Aiden Ferreira
GAMISL – Appointment of External Auditors2019-05-142019-05-14GAMISL – Appointment of External Auditors
GAMISL – Change of Senior Officer – Richard Avey and Krystal Baynes2020-03-272020-03-27GAMISL – Change of Senior Officer – Richard Avey and Krystal Baynes
GAMISL – Change to Board of Directors – Brent Ford2023-01-172023-01-17GAMSIL – Change to Board of Directors – Brent Ford
GAMISL – Change to Senior Officer – Brent Ford2022-11-012022-11-01GAMISL – Change to Senior Officer – Brent Ford
GAMISL – Change to Senior Officer – Ian Chinapoo2022-09-212022-09-21GAMISL – Change to Senior Officer – Ian Chinapoo
GAMISL – Change to Senior Officer – Ian Chinapoo2022-12-192022-12-19GAMISL – Change to Senior Officer – Ian Chinapoo
GAMISL – Change to Senior Officer – Janet Skinner2018-11-272018-11-27GAMISL – Change to Senior Officer – Janet Skinner
GAMISL – Change to Senior Officer – Janet Skinner2021-07-072021-07-07GAMISL – Change to Senior Officer – Janet Skinner
GAMISL – Change to Senior Officer – Karen Kelshall Lee and Kathryn Abdulla2018-06-112018-06-11GAMISL – Change to Senior Officer – Karen Kelshall Lee and Kathryn Abdulla
GAMISL – Change to Senior Officer – Kathryn Abdulla2019-08-132019-08-13GAMISL – Change to Senior Officer – Kathryn Abdulla
GAMISL – Change to Senior Officer – Philip Hamel-Smith2018-10-182018-10-18GAMISL – Change to Senior Officer – Philip Hamel-Smith
GAMISL – Change to Senior Officer – Richard Avey2019-08-132019-08-13GAMISL – Change to Senior Officer – Richard Avey
GAMISL – Change to Senior Officers – E. Clifton2023-06-162023-06-16GAMISL – Change to Senior Officers – E. Clifton
GAMISL – Change to Senior Officers – M. Martinez2023-06-162023-06-16GAMISL – Change to Senior Officers – M. Martinez
GAMISL – Change to the Board of Directors – Mr. Patrick Hylton and Mr. Dennis Cohen2016-11-102016-11-10GAMISL – Change-to-the-Board-of-Directors – Mr.- Patrick-Hylton-and-Mr.-Dennis-Cohen
GAMISL- Changes to Board of Directors- Patrick Hylton, Dennis Cohen2023-11-242023-11-24GAMISL- Changes to Board of Directors- Patrick Hylton, Dennis Cohen
GAMISL- Changes to BOD- Gerrard, Jogie, Sahadeo, Francois, Hamel-Smith, Tewari, Lok-Jack, Ganteaume2024-05-082024-05-08GAMISL- Changes to BOD- Gerrard, Jogie, Sahadeo, Francois, Hamel-Smith, Tewari, Lok-Jack, Ganteaume
GAMISL- Changes to the Board of Directors- Miguel Martinez, Robert Chen2024-02-282024-02-28GAMISL- Changes to the Board of Directors- Miguel Martinez, Robert Chen
Get Financially Fit2015-03-062015-03-06
Getting started with Investing Part 2 of 3 – Creating Your Investor Profile2021-10-062021-10-06Getting started with investing Part 2 of 3 – Creating Your investor Profile | Getting started with investing Part 2 of 3 – Creating Your investor Profile
Getting started with Investing: Part 1 of 32021-09-292021-09-28Getting Started with Investing Part 1of 3
Getting started with Investing: Part 3 of 3 – Avoiding Scams2021-10-132021-10-12Getting started with investing Part 3of3- Avoiding Scams
Getting to know the TTSEC2012-01-032012-01-03
GGTL – Change of Auditors for GAM Series of Mutual Funds2019-08-122019-08-12GGTL – Change of Auditors for GAM Series of Mutual Funds
GHL – Acquisition of shares by Michael Lee-Chin2019-07-102019-07-10GHL – Acquisition of shares by Michael Lee-Chin
GHL – Acquisition of shares by NCB Financial Group Limited2019-07-102019-07-10GHL – Acquisition of shares by NCB Financial Group Limited
GHL – Acquisition of shares by NCB Global Holdings Limited2019-07-102019-07-10GHL – Acquisition of shares by NCB Global Holdings Limited
GHL – Adjournment of Hearing2018-05-282018-05-28GHL – Adjournment of Hearing – red
GHL – Appointment of External Auditors2019-05-142019-05-14GHL – Appointment of External Auditors
GHL – Bid Circular issued by NCBGHL for GHL shares2019-01-092019-01-09GHL – Bid Circular issued by NCBGHL for GHL shares
GHL – Change in accounting policy2018-05-082018-05-08GHL – Change in accounting policy
GHL – Change in Accounting Policy – IFRS 172023-04-132023-04-13GHL- Change in Accounting Policy – IFRS 17
GHL – Change of Senior Officer – Ian Chinapoo2022-10-052022-10-05GHL – Change of Senior Officer – Ian Chinapoo
GHL – Change to Board of Directors – Neil Dingwall2014-06-162014-06-16
GHL – Change to Board of Directors – Dominic Rampersad2023-01-232023-01-23GHL – Change to Board of Directors -Dominic Rampersad
GHL – Change to Board of Directors – P. Hylton2023-08-112023-08-11GHL – Change to Board of Directors – P. Hylton
GHL – Change to Board of Directors – R. Almeida2023-08-072023-08-07GHL – Change to Board of Directors – R. Almeida
GHL – Change to Executive Management – Douglas Camacho2015-10-062015-10-06
GHL – Change to Organizational Structure and Senior Officer2022-05-112022-05-11GHL – Change to Organizational Structure and Senior Officer
GHL – Change to Ownership – Agreement to acquire GHL shares by NCBJ2015-12-102015-12-10
GHL – Change to Senior Officer – A. Lok Jack and P.Hylton2019-05-162019-05-16GHL – Change to Senior Officer – A. Lok Jack and P.Hylton
GHL – Change to Senior Officer – Alan Sadler2018-10-042018-10-04GHL – Change to Senior Officer – Alan Sadler
GHL – Change to Senior Officer – Antony Lancaster and David Hamel-Smith2022-05-232022-05-23GHL – Change to Senior Officer – Antony Lancaster and David Hamel-Smith
GHL – Change to Senior Officer – Benedict Bito and Sasha Ali2020-03-252020-03-25GHL – Change to Senior Officer – Benedict Bito and Sasha Ali
GHL – Change to Senior Officer – Brent Ford2022-11-012022-11-01GHL – Change to Senior Officer – Brent Ford
GHL – Change to Senior Officer – Charles Percy2018-11-212018-11-21GHL – Change to Senior Officer – Charles Percy
GHL – Change to Senior Officer – David Maraj2019-03-072019-03-07GHL – Change to Senior Officer – David Maraj
GHL – Change to Senior Officer – David Maraj2022-05-062022-05-06GHL – Change to Senior Officer – David Maraj
GHL – Change to Senior Officer – Dean Romany2018-05-032018-05-03GHL – Change to Senior Officer – Dean Romany
GHL – Change to Senior Officer – Fe Lopez-Collymore and Kathryn Abdulla2018-08-142018-08-14GHL – Change to Senior Officer – Fe Lopez-Collymore and Kathryn Abdulla
GHL – Change to Senior Officer – Ian Chinapoo2022-05-272022-05-27GHL – Change to Senior Officer – Ian Chinapoo
GHL – Change to Senior Officer – Kerri Maharaj2018-07-242018-08-24GHL-Change-to-Senior-Officer-Kerri-Maharaj | GHL – Change to Senior Officer – Kerri Maharaj
GHL – Change to Senior Officer – Keston Nancoo2019-03-152019-03-15GHL – Change to Senior Officer – Keston Nancoo
GHL – Change to Senior Officer – Larry Olton2016-12-222016-12-22GHL- Change-to-Senior-Officer-Larry-Olton
GHL – Change to Senior Officer – Patricia Ghany2019-05-162019-05-16GHL – Change to Senior Officer – Patricia Ghany
GHL – Change to Senior Officer – Paul Traboulay2018-08-162018-08-16GHL – Change to Senior Officer – Paul Traboulay
GHL – Change to Senior Officer – Prabha Siewrattan and Karen Kelshall Lee2018-11-302018-11-30GHL – Change to Senior Officer – Prabha Siewrattan and Karen Kelshall Lee
GHL – Change to Senior Officer – Ravi Tewari2022-03-222022-03-22GHL – Change to Senior Officer – Ravi Tewari
GHL – Change to Senior Officer – Richard Avey2024-06-032024-06-03GHL – Change to Senior Officer – Richard Avey
GHL – Change to Senior Officer – Richard Espinet2018-10-182018-10-18GHL – Change to Senior Officer – Richard Espinet
GHL – Change to Senior Officer – Robert Almeida2019-12-232019-12-23GHL – Change to Senior Officer – Robert Almeida
GHL – Change to Senior Officer – Samantha Saugh2022-05-102022-05-10GHL – Change to Senior Officer – Samantha Saugh
GHL – Change to Senior Officer – Samantha Saugh2022-07-262022-07-26GHL – Change to Senior Officer – Samantha Saugh
GHL – Change to Senior Officer – Steven Martina2017-06-072017-06-07GHL – Change to Senior Officer – Steven Martina
GHL – Change to Senior Officer – Wendell Mitchell2017-09-272017-09-27GHL – Change to Senior Officer – Wendell Mitchell
GHL – Change to Senior Officers – Alan Sadler2023-04-252023-04-25GHL – Change to Senior Officers – Alan Sadler
GHL – Change to Senior Officers – P. Traboulay and D. Romany2017-04-042017-04-04GHL – Change to Senior Officers – P. Traboulay and D. Romany
GHL – Change to Senior Officers – R. Avey and F. Lopez-Collymore2017-09-052017-09-05GHL – Change to Senior Officers – R. Avey and F. Lopez-Collymore
GHL – Change to the Board of Directors – M. Loner2016-05-182016-05-18GHL – Change to the Board of Directors – M. Loner
GHL – Change to the Board of Directors – Nicholas Lok Jack2017-05-112017-05-11GHL – Change to the Board of Directors – Nicholas Lok Jack
GHL – Changes to Board of Directors – S. Wilson, D. Camacho, M. Lee Chin, P. Hylton, D. Cohen2016-08-082016-08-08GHL – Changes to Board of Directors – S. Wilson, D. Camacho, M. Lee Chin, P. Hylton, D. Cohen
GHL – Completion of acquisition of shares by NCBGHL2019-06-062019-06-06GHL – Completion of acquisition of shares by NCBGHL
GHL – Convening of Hearing in respect of NCBGHL’s Offer and Take-Over Bid2018-03-072018-03-07GHL – Convening of Hearing in respect of NCBGHL’s Offer and Take-Over Bid
GHL – Cross Listing on the JSE2021-05-072021-05-11GHL – Cross Listing on the JSE
GHL – Director’s Circular in response to NCBGH offer and take-over bid2018-01-122018-01-12GHL – Director’s Circular in response to NCBGH offer and take-over bid
GHL – Directors’ Circular2019-01-232019-01-23GHL – Directors’ Circular
GHL – Disclosure of additional information in respect of Directors’ Circular2019-04-252019-04-25GHL- Disclosure of additional information in respect of Directors’ Circular
GHL – Disposal of shares by NCBGHL2021-08-162021-08-16GHL – Disposal of shares by NCBGHL
GHL – Divestment and Acquisition of Interest in shares by Tenetic Limited2016-06-082016-06-08GHL – Divestment and Acquisition of Interest in shares by Tenetic Limited
GHL – Divestment of Shares by Substantial Shareholders2019-07-122019-07-12, GHL – Divestment of Shares by Substantial Shareholders
GHL – Entry into Loan Agreement2024-03-262024-03-26GHL – Entry into Loan Agreement
GHL – Extension of closing date2019-02-142019-02-14GHL- Extension of closing date
GHL – Extension of closing date of NCBGHL bid2019-02-122019-02-12GHL- Extension of closing date of NCBGHL bid
GHL – Extension of closing date of NCBGHL bid2019-05-062019-05-06GHL – Extension of closing date of NCBGHL bid
GHL – Intention of NCBGHL to issue an Over and Take-Over bid2019-01-092019-01-09GHL – Intention of NCBGHL to issue an Over and Take-Over bid
GHL – Issuance of Prospectus by NCBGHL2021-05-192021-05-19GHL – Issuance of Prospectus by NCBGHL
GHL – Lapse of NCBGHL’s Offer and Take-Over Bid2018-03-072018-03-07GHL – Lapse of NCBGHL’s Offer and Take-Over Bid
GHL – Non-Payment of Interim Dividend 20202020-08-072020-08-07GHL – Non-Payment of Interim Dividend 2020
GHL – Notice of extension of closing date of Bid2018-02-062018-02-06GHL – Notice of extension of closing date of Bid
GHL – Notification of Substantial Shareholder – Arthur Lok Jack2016-07-192016-07-19GHL – Notification of Substantial Shareholder – Arthur Lok Jack
GHL – Notification of Substantial Shareholder – Michael Lee-Chin2016-07-282016-07-28GHL – Notification of Substantial Shareholder – Michael Lee-Chin
GHL – Notification of Substantial Shareholder – Universal Investments Limited2016-07-192016-07-19GHL – Notification of Substantial Shareholder – Universal Investments Limited
GHL – Sale of Shares of Thoma Exploitatie B.V.2024-11-212024-11-21GHL – Sale of Shares of Thoma Exploitatie B.V.
GHL – Streamlining of NCBFG’s insurance portfolio2020-07-032020-07-03GHL – Streamlining of NCBFG’s insurance portfolio
GHL Notice of Hearing on November 21, 20182018-11-152018-11-15GHL Notice of Hearing on November 21, 2018
GHL – Amendment of company’s By-Laws2020-08-072020-08-07GHL – Amendment of company’s By-Laws
GHL – Change to Senior Officer – Michael Gerrard2022-05-092022-05-09GHL – Change to Senior Officer – Michael Gerrard
GHL – Cross Listing on JSE2021-03-122021-03-12GHL- Cross Listing on JSE
GHL – Non-Payment of Final Dividend2021-03-122021-03-12GHL – Non- Payment of Final Dividend
GHL – Substantial Shareholder – Lofty Trees Limited2016-05-172016-05-17
GHL – Take-Over bid issued by NCBFG2017-12-132017-12-13GHL – Take-Over Bid issued by NCBFG
GHL- Approval of Publication of Financial Statements2024-02-152024-02-15GHL- Approval of Publication of Financial Statements
GHL- Change in Auditor (GAM Series of Mutual Funds)2015-09-182015-12-22
GHL- Change to Board of Directors – Dexter Maitland2023-05-082023-05-08GHL – Change to Board of Directors -Dexter Maitland
GHL- Change to Board of Directors – Henry Peter Ganteaume & Maxim Rochester2023-05-152023-05-15GHL – Change to Board of Directors – Henry Peter Ganteaume & Maxim Rochester
GHL- Change to Board of Directors- Bruce Bowen2024-05-072024-05-07GHL- Change to Board of Directors- Bruce Bowen
GHL- Change to Board of Directors- Ravi Tewari2024-05-072024-05-07GHL- Change to Board of Directors- Ravi Tewari
GHL- Change to Senior Officer – K. Abdulla and R. Avey2019-08-052019-08-05GHL- Change to Senior Officer – K. Abdulla and R. Avey
GHL- Change to Senior Officer- Keesha Sahadeo2024-03-082024-03-08GHL- Change to Senior Officer- Keesha Sahadeo
GHL- Change to Senior Officer- Krystal Baynes-Hoseinee2023-12-212023-12-21GHL- Change to Senior Officer- Krystal Baynes-Hoseinee
GHL- Changes to Board of Directors- Patrick Hylton, Dennis Cohen2023-11-242023-11-24GHL- Changes to Board of Directors- Patrick Hylton, Dennis Cohen
GHL- Disclosure of additional information in respect of Directors’ Circular2019-01-292019-01-29GHL- Disclosure of additional information in respect of Directors’ Circular
GHL- Extension of closing date of NCBGHL bid to April 30, 20192019-02-192019-02-19GHL- Extension of closing date of NCBGHL bid to April 30, 2019
GHL- Increase in issued shares2019-04-032019-04-03GHL- Increase in issued shares
GHL-Notice of Extension of Closing Date issued by NCB Global Holdings Limited2018-01-222018-01-22GHL-Notice of Extension of Closing Date issued by NCB Global Holdings Limited
GKC – 15% Acquisition of Key Insurance Company Limited2020-01-282020-01-28GKC – 15% Acquisition of Key Insurance Company Limited
GKC – Acquisition of 876 Spring Water Brand2021-03-152021-03-15GKC – Acquisition of 876 Spring Water Brand
GKC – Acquisition of a thirty-five percent stake in Catherine’s Peak Brand2018-06-142018-06-14, GKC – Acquisition of a 35 percent stake in Catherine’s Peak Brand
GKC – Acquisition of Business – EC Global Insurance Company Limited2014-10-142014-10-14
GKC – Acquisition of Business and Changes to Senior Officers – La Fe Foods Inc2014-10-142014-10-14
GKC – Acquisition of Consumer Brands Limited2017-07-312017-07-31GKC – Acquisition of Consumer Brands Limited
GKC – Acquisition of Scotia Insurance Caribbean Limited2023-04-052023-04-05GKC – Acquisition of Scotia Insurance Caribbean Limited
GKC – Acquisition of shares in Spur Tree Spices (Jamaica) Limited2024-04-182024-04-18GKC – Acquisition of shares in Spur Tree Spices (Jamaica) Limited
GKC – Agreement to acquire Scotia Insurance Caribbean Limited2022-09-022022-09-02GKC – Agreement to acquire Scotia Insurance Caribbean Limited
GKC – Agreement to acquire Scotia Insurance Eastern Caribbean Limited2021-03-102021-03-10GKC – Agreement to acquire Scotia Insurance Eastern Caribbean Limited
GKC – Agreement to increase stake in Catherine’s Peak Bottling Company2023-02-242023-02-24GKC – Agreement to increase stake in Catherine’s Peak Bottling Company
GKC – Amendment to Articles of Incorporation2022-06-012022-06-01GKC – Amendment to Articles of Incorporation
GKC – Amendment to Articles of Incorporation2021-06-022021-06-02GKC – Amendment to Articles of Incorporation
GKC – Change to Board of Directors – Andrew Messado and Frank James2019-03-072019-03-07GKC – Change to Board of Directors – Andrew Messado and Frank James
GKC – Change to Board of Directors – Douglas Orane2018-04-132018-04-13GKC – Change to Board of Directors – Douglas Orane
GKC – Change to Board of Directors – Everton McDonald2021-06-022021-06-02GKC – Change to Board of Directors – Everton McDonald
GKC – Change to Board of Directors – Indianna Minto-Coy and Peter Moses2018-07-032018-07-03GKC – Change to Board of Directors – Indianna Minto-Coy and Peter Moses
GKC – Change to Board of Directors – Joseph Esau2018-11-212018-11-21GKC – Change to Board of Directors – Joseph Esau
GKC – Change to Board of Directors – Mary Anne Chambers2022-09-092022-09-09GKC – Change to Board of Directors – Mary Anne Chambers
GKC – Change to Board of Directors – Peter E. Williams and Everton McDonald2021-03-312021-03-31GKC – Change to Board of Directors – Peter E. Williams and Everton McDonald
GKC – Change to Board of Directors – Raymond Chang2014-09-072014-09-07
GKC – Change to Board of Directors – Vanessa Rizzioli2022-08-082022-08-08GKC – Change to Board of Directors – Vanessa Rizzioli
GKC – Change to Dividend Policy2019-04-162019-04-16GKC – Change to Dividend Policy
GKC – Change to Executive Committee – Andrea Coy2015-10-132015-10-13
GKC – Change to Senior Officer – Allison Mais2023-01-312023-01-31GKC – Change to Senior Officer – Allison Mais
GKC – Change to Senior Officer – Andrea Coy2019-11-272019-11-27GKC – Change to Senior Officer – Andrea Coy
GKC – Change to Senior Officer – Andrew Messado2024-10-112024-10-11GKC – Change to Senior Officer – Andrew Messado
GKC – Change to Senior Officer – Annette Morrison2024-01-052024-01-05GKC – Change to Senior Officer – Annette Morrison
GKC – Change to Senior Officer – Cassida Jones and Naomi Holness2018-05-092018-05-09GKC – Change to Senior Officer – Cassida Jones and Naomi Holness
GKC – Change to Senior Officer – G. Thomas2024-01-022024-01-02GKC – Change to Senior Officer – G. Thomas
GKC – Change to Senior Officer – Naomi Holness2024-01-052024-01-05GKC – Change to Senior Officer – Naomi Holness
GKC – Change to Senior Officer – Steven Whittingham2022-03-282022-03-28GKC – Change to Senior Officer – Steven Whittingham
GKC – Change to Senior Officer – Steven Whittingham2020-07-272020-07-27GKC – Change to Senior Officer – Steven Whittingham
GKC – Change to Senior Officer – Terry-Ann Graver and Greig Lindo2023-10-132023-10-13GKC – Change to Senior Officer – Terry-Ann Graver and Greig Lindo
GKC – Change to Senior Officer -Kerry-Ann Richards Lincoln2021-12-292021-12-29GKC – Change to Senior Officer -Kerry-Ann Richards Lincoln
GKC – Change to Senior Officers – Leo-Rhynie, Robinson, Bruce, Gordon and Thomas2020-09-282020-09-28GKC – Change to Senior Officers – Leo-Rhynie, Robinson, Bruce, Gordon and Thomas
GKC – Change to Senior Officers – Radcliffe Daley and Mariame McIntosh Robinson2022-06-032022-06-03GKC – Change to Senior Officers – Radcliffe Daley and Mariame McIntosh Robinson
GKC – Change to Senior Officers- Messado, James, Mack, Bruce, Burnett, Allen and Whittingham2019-02-012019-02-01GKC – Change to Senior Officers- Messado, James, Mack, Bruce, Burnett, Allen and Whittingham
GKC – Changes to Senior Officers – K. Chin Quee Akin G. Moss-Solomon M. Ranglin D. Dodd R. Daley2017-01-132017-01-13GKC – Changes to Senior Officers – K. Chin Quee Akin G. Moss-Solomon M. Ranglin D. Dodd R. Daley
GKC – Changes to Senior Officers of GK Foods – Michael Ranglin Ryan Mack Andrea Coy and Adam Reader2015-10-062015-10-06
GKC – Changes to Senior Officers of the Grace Kennedy Group2016-02-042016-02-04GKC – Changes to Senior Officers of the GraceKennedy Group
GKC – Changes to Senior Officers of the Grace Kennedy Group2016-02-162016-02-16GKC – Changes to Senior Officers of the Grace Kennedy Group
GKC – Commencement of Share Repurchase Program2023-12-142023-12-14GKC – Commencement of Share Repurchase Program
GKC – Completion of acquisition of Scotia Insurance Eastern Caribbean2021-08-042021-08-04GKC- Completion of acquisition of Scotia Insurance Eastern Caribbean
GKC – Completion of acquisition of Unibev Limited2023-10-302023-10-30GKC – Completion of acquisition of Unibev Limited
GKC – Completion of Divestment of Hardware and Lumber Limited2015-10-272015-10-27
GKC – Completion of Divestment of Hardware and Lumber Limited2015-10-272016-02-11GKC – Completion of Divestment of Hardware and Lumber Limited
GKC – Divestment – Hardware and Lumber Limited2015-06-012015-12-22
GKC – Entry into agreement to acquire Unibev Limited2023-08-032023-08-03GKC – Entry into agreement to acquire Unibev Limited
GKC – Entry into mutual fund market by subsidiary2022-02-142022-02-14GKC – Entry into mutual fund market by subsidiary
GKC – Extension of Share Buy Back Programme2014-12-012014-12-01
GKC – Grace Foods to acquire 49 percent stake in Majesty Foods LLC2019-01-072019-01-07GKC – Grace Foods to acquire 49 percent stake in Majesty Foods LLC
GKC – Investment in Bluedot2022-04-142022-04-14GKC – Investment in Bluedot
GKC – Notice of Court Proceedings re Annual General Meeting2021-03-312021-03-31GKC – Notice of Court Proceedings re Annual General Meeting
GKC – Proposed Share Buyback2023-03-022023-03-02GKC – Proposed Share Buyback
GKC – Reorganization of Company2015-03-252015-03-25
GKC – Resignation of Director – Michael Ranglin2016-01-222016-01-22GKC – Resignation of Director – Michael Ranglin
GKC – Shareholder Approval of Stock Split2016-07-132016-07-13GKC – Shareholder Approval of Stock Split
GKC – Stock Split2016-06-072016-06-07GKC – Stock Split
GKC – Subsidiary’s Joint Venture Agreement with TTUTC2022-05-262022-05-26GKC – Subsidiary’s Joint Venture Agreement with TTUTC
GKC – Update on Joint Venture Partnership with the Musson Group2019-05-172019-05-17GKC – Update on Joint Venture Partnership with the Musson Group
GKC -Change to Senior Officer- Allison Mais2021-10-082021-10-08GKC -Change to Senior Officer- Allison Mais
GKC – Change to Board of Directors – Peter Moses2021-12-142021-12-14GKC – Change to Board of Directors – Peter Moses
GKC – Change to Senior Officer – Tawana Gray2021-12-062021-12-06GKC – Change to Senior Officer – Tawana Gray
GKC – Change to Senior Officers – Jason Bailey2024-02-142024-02-14GKC – Change to Senior Officer – Jason Bailey
GKC – Change to Senior Officers – Wright, Daley and Campbell2020-09-282020-09-28GKC – Change to Senior Officers – Wright, Daley and Campbell
GKC – Launch of share offer for staff2022-01-202022-01-20GKC – Launch of Share Offer for Staff
GKC – Update on Court Proceedings re Annual General Meeting2021-05-122021-05-12GKC – Update on Court Proceedings re Annual General Meeting
GKC- Change to Senior Officers- Andrea Coy, Ryan Mack, Derrick Reckord, Magaret Campbell and Steven Whittingham2018-01-102018-01-10GKC- Change to Senior Officers- Andrea Coy, Ryan Mack, Derrick Reckord, Magaret Campbell and Steven Whittingham
GML – Changes to the Board of Directors – GPeterson2016-02-192016-02-19GML – Changes to the Board of Directors – G. Peterson
GML – Change to Board of Directors – D. Maharaj and W. Singh2017-09-082017-09-08GML – Change to Board of Directors – D. Maharaj and W. Singh
GML – Change to Board of Directors – Grenfell Kissoon, Diane Chatoor, Gabriel Faria2016-05-312016-05-31GML – Change to Board of Directors – Grenfell Kissoon, Diane Chatoor, Gabriel Faria
GML – Change to Board of Directors – Mr. Athony Sabga III2016-05-202016-05-20GML – Change to Board of Directors – Mr. Athony Sabga III
GML – Change to Board of Directors – Mr. Brian Copeland2016-12-122016-12-12GML – Change-to-Board-of-Directors-Mr-Brian-Copeland
GML – Change to Board of Directors – Peter Clarke, Teresa White, Sharon Christopher, Brian Copeland, A. Nicholas Sabga2017-05-292017-05-29GML – Change to Board of Directors – Peter Clarke, Teresa White, Sharon Christopher, Brian Copeland, A. Nicholas Sabga
GML – Change to Board of Directors – Prof Belle Antoine2022-12-302022-12-30GML – Change to Board of Directors – Prof Belle Antoine
GML – Change to Board of Directors – Reginald Armour S.C.2017-04-182017-04-18GML – Change to Board of Directors – Reginald Armour S.C.
GML – Change to Board of Directors – Rose – Marie Belle Antoine2023-06-142023-06-14GML – Change to Board of Directors – Rose – Marie Belle Antoine
GML – Change to Board of Directors – T. White2016-03-292016-03-29GML – Change to Board of Directors – T White
GML – Change to Board of Directors – T.White, L.Mesquita, R.Armour S.C., S. Gittens-Ottley, J.Matouk, J.Smith2016-05-312016-05-31GML – Change to Board of Directors – T.White, L.Mesquita, R.Armour S.C., S. Gittens-Ottley, J.Matouk, J.Smith
GML – Change to Board of Directors and Senior Officer – Clement Sankat2016-07-012016-07-01GML – Change to Board of Directors and Senior Officer -Clement Sankat
GML – Change to Board of Directors and Senior Officer – Hamid Ghany2014-06-162014-06-16
GML – Change to Board of Directors and Senior Officer – Lisa Agard2014-06-162014-06-16
GML – Change to Senior Officer – A. Nicholas Sabga2017-09-272017-09-27GML – Change to Senior Officer – A. Nicholas Sabga
GML – Change to Senior Officer – A. Nicholas Sabga2020-07-032020-07-03GML – Change to Senior Officer – A. Nicholas Sabga
GML – Change to Senior Officer – Brandon Khan2014-05-292014-05-29
GML – Change to Senior Officer – Brandon Khan2019-09-052019-09-05GML – Change to Senior Officer – Brandon Khan
GML – Change to Senior Officer – Brandon Khan2020-07-032020-07-03GML – Change to Senior Officer – Brandon Khan
GML – Change to Senior Officer – Brian Copeland2022-12-192022-12-19GML – Change to Senior Officer – Brian Copeland
GML – Change to Senior Officer – Gerhard Pettier2024-11-072024-11-07GML – Change to Senior Officer – Gerhard Pettier
GML – Change to Senior Officer – Gerhard Pettier2021-06-222021-06-22GML – Change to Senior Officer – Gerhard Pettier
GML – Change to Senior Officer – Hema Ramdass-Chatoor2021-06-222021-06-22GML – Change to Senior Officer – Hema Ramdass-Chatoor
GML – Change to Senior Officer – Larry Jerome2017-05-292017-05-29GML – Change to Senior Officer – Larry Jerome
GML – Change to Senior Officer – Lucio Mesquita and Alain Nicholas Sabga2018-04-132018-04-13GML – Change to Senior Officer – Lucio Mesquita and Alain Nicholas Sabga
GML – Change to Senior Officer – Neisha Parmanand-Maharaj2017-06-122017-06-13GML – Change to Senior Officer – Neisha Permanand-Maharaj
GML – Change to Senior Officer – Sean Griffith2018-02-082018-02-08GML – Change to Senior Officer – Sean Griffith
GML – Change to Senior Officer – Sean Griffith and Hema Ramdass-Chatoor2018-04-132018-04-13GML – Change to Senior Officer – Sean Griffith and Hema Ramdass-Chatoor
GML – Change to Senior Officer – Teresa White2017-09-272017-09-27GML – Change to Senior Officer – Teresa White
GML – Change to Senior Officer – Winston Singh2020-06-022020-06-02GML – Change to Senior Officer – Winston Singh
GML – Changes to Senior Officers – Gabriel Faria and Lisa Agard2014-05-292014-05-29
GML – Change to Senior Officer – Brandon Khan2022-01-312022-01-31GML – Change to Senior Officer – Brandon Khan
GML – Change to Senior Officer – Karrian Hepburn Malcolm2022-01-312022-01-31GML – Change to Senior Officer – Karrian Hepburn Malcolm
GML – Changes to Senior Officer – Mr. Lucio Mesquita2016-03-092016-03-09GML – Chnage to Senior Officer – Mr Lucio Mesquita
GML- Change to Senior Officer- Candice Changoor2023-11-242023-11-24GML- Change to Senior Officer- Candice Changoor
GML- Change to Senior Officer- Gerhard Pettier2023-11-242023-11-24GML- Change to Senior Officer- Gerhard Pettier
GML- Change to Senior Officer- Karrian Hepburn2023-11-242023-11-24GML- Change to Senior Officer- Karrian Hepburn
GML-Acquisition of iRadio Inc2015-09-092015-09-09
GraceKennedy Limited Annual Report for the year ended 31st December, 20222022-07-192022-07-19GraceKennedy Limited Annual Report for the year ended 31st December, 2022
Guardian Holding Limited Annual Report for the year ended 31st December 20212022-07-192022-07-19Guardian Holding Limited Annual Report for the year ended 31st December 2021
Guideline for De-Registration of Reporting Issuers and CIS – 20222022-09-262022-09-26, Guideline for the De-registration of Reporting Issuers and CIS 2022
Guideline for the Deregistration of R.Is and Collective Schemes2015-10-022015-10-22Guideline%20for%20the%20Deregistration%20of%20R.Is%20and%20Collective%20Schemes[1]
Guidelines for Collective Investment Schemes2009-05-012009-05-01
Guidelines for disclosure of Price Sensitive information2008-11-202008-11-20
Guidelines for Employee Stock Compensation Plans2009-06-102009-06-10
Guidelines for Foreign Companies’ Employee Stock compensation plans2009-05-292017-03-22
Guidelines For Insider Reporting2008-12-122015-11-05
Guidelines for Investing Wisely2021-12-292021-12-29Screenshot 2021-12-29 at 10.34.26 AM | Guidelines for Investing Wisely
Guidelines for Listing of Companies with Constrained Share Ownership2004-03-012015-10-22
Guidelines for Listing of Companies with Constrained Share Ownership provisions on the Trinidad and Tobago Stock Exchange Issued pursuant to section 6(b) of the Securities Industry Act, 19952004-03-012015-10-22
Guidelines for repurchase agreements (Repos)2010-03-192010-03-19
Guidelines for the de-registration of Reporting Issuers and Collective Investment Schemes August 20152015-08-062016-02-09Guidelines for the de-registration of Reporting Issuers and Collective Investment Schemes -2016 | Guidelines for the de-registration of Reporting Issuers and Collective Investment Schemes August 2015
Guidelines for the Offering and Distribution of Structured Products2008-01-302008-01-30
Guidelines for the removal of a reporting issuer2009-03-052009-03-05
Handling Investor Complaints2020-04-012020-04-01Diagram 2 | Diagram 1 | Handling Investor Complaints | Handling Investor Complaints
Hansard from the 14th Sitting of the House of Representatives- 3rd Session – 10th Parliament2014-05-132017-04-06Hansard from the 14th Sitting of the House of Representatives- 3rd Session – 10th Parliament | Hansard from the 14th Sitting of the House of Representatives- 3rd Session – 10th Parliament
Hansard from the 9th Sitting of the Senate – 3rd Session – 10th Parliament2014-05-132017-04-06Hansard from the 9th Sitting of the Senate – 3rd Session – 10th Parliament | Hansard from the 9th Sitting of the Senate – 3rd Session – 10th Parliament
HDC – Change to Board of Directors – Newman George, Rasheedali Mohammed, Keston McQuilkin, Keli Gbekor, Ian Downes2020-01-142020-01-14HDC – Change to Board of Directors – Newman George, Rasheedali Mohammed, Keston McQuilkin; Keli Gbekor, Ian Downes
HDC – Change to Senior Officer – A. Thomas, D. Selman-Carrington2020-06-092020-06-09HDC – Change to Senior Officer – A. Thomas, D. Selman-Carrington
HDC – Change to Senior Officer – Alvarez Mendez2017-06-212017-06-21HDC – Change to Senior Officer-Alvarez Mendez
HDC – Change to Senior Officer – Andrea Titte-Grant2023-02-072023-02-07HDC – Change to Senior Officer – Andrea Titte-Grant
HDC – Change to Senior Officer – Taraise Lumsden2024-09-272024-09-27HDC – Change to Senior Officer – Taraise Lumsden
HDC – Change to Senior Officers – Noel Garcia, Winston Kurt Salandy, Keston McQuilkin2023-01-102023-01-10HDC – Change to Senior Officers – Noel Garcia, Winston Kurt Salandy, Keston McQuilkin
HDC – Change to the Board of Directors – John Cardenas2017-06-212017-06-21HDC – Change to the Board of Directors – John Cardenas
HDC – Changes to Board of Directors – Jeffrey Reyes, Saira Samlal-Ramlogan2022-06-202022-06-20HDC – Changes to Board of Directors – Jeffrey Reyes, Saira Samlal-Ramlogan
HDC- Change to Board of Directors – Noel Garcia, Keston McQuilkin, Kurt Winston Salandy2020-01-152020-01-15HDC- Change to Board of Directors – Noel Garcia, Keston McQuilkin, Kurt Winston Salandy
HDC- Change to Senior Officer- Dominique Devenish2022-09-072022-09-07HDC- Change to Senior Officer- Dominique Devenish
HDC-Changes to Board of Directors-NGeorge RMohammed BMitchell JCardenas JQuamina CGokool KGbekor and KScotland2015-12-302016-01-06HDC-Changes to Board of Directots-N.George R.Mohammed B.Mitchell J.Cardenas J.Quamina C.Gokool K.Gbekor and K.Scotland.
Hearings and Settlement Rules2008-06-022008-06-02
High Court order re Lawrence Cole, Alpha Savings and Trust Ltd., et al2011-04-202017-04-10High-Court-order-re-Lawrence-Cole,-Alpha-Savings-and-Trust-Ltd.,-et-al
HMB – Amendment to the Company’s By-Laws2021-07-132021-07-13HMB- Amendment to the Company’s By-Laws
HMB – Change in ownership structure2014-09-072014-09-07
HMB – Change in ownership structure (Sale of HMB shares from TATIL to NIBTT)2014-12-092014-12-09
HMB – Change in ownership structure -Sale of HMB shares from SBTT and RBL2014-11-122014-11-12
HMB – Change in registered address2024-02-262024-02-26HMB – Change in registered address
HMB – Change in Shareholding2024-01-222024-01-22HMB – Change in Shareholding
HMB – Change in Shareholding2024-01-242024-01-24HMB – Change in Shareholding
HMB – Change of HMB Board2023-06-132023-06-13HMB – Change of HMB Board
HMB – Change to Board of Directors – Ansel Howell2020-04-092020-04-09HMB – Change to Board of Directors – Ansel Howell
HMB – Change to Board of Directors – Calvin Bijou2023-07-132023-07-13HMB – Change to Board of Directors – Calvin Bijou
HMB – Change to Board of Directors – D. Camacho and C. Bijou2020-04-092020-04-09HMB – Change to Board of Directors – D. Camacho and C. Bijou
HMB – Change to Board of Directors – Ermine De Bique Meade2020-01-032020-01-03HMB – Change to Board of Directors – Ermine De Bique Meade
HMB – Change to Board of Directors – Feyaad Khan2023-05-312023-05-31HMB – Change to Board of Directors – Feyaad Khan
HMB – Change to Board of Directors – J Milford-Walcott2017-07-202017-07-20HMB – Change to Board of Directors – J. Milford-Walcott
HMB – Change to Board of Directors – J. Mahabir2016-09-062016-09-06HMB – Change to Board of Directors – J. Mahabir
HMB – Change to Board of Directors – Keston Nancoo, Niala Persad-Poliah, Feyaad Khan2018-04-172018-04-17HMB – Change to Board of Directors – Keston Nancoo, Niala Persad-Poliah, Feyaad Khan
HMB – Change to Board of Directors – Richard Roper2018-04-182018-04-18HMB – Change to Board of Directors – Richard Roper
HMB – Change to Board of Directors – Robert Green2024-12-232024-12-23HMB – Change to Board of Directors – Robert Green
HMB – Change to Board of Directors – Robin Lewis2024-07-022024-07-02HMB – Change to Board of Directors – Robin Lewis
HMB – Change to Board of Directors – Ruthven Jaggassar2018-01-302018-01-30HMB – Change to Board of Directors – Ruthven Jaggassar
HMB – Change to Board of Directors – Suresh Dan2017-10-112017-10-11HMB – Change to Board of Directors – Suresh Dan
HMB – Change to Board of Directors – Walton Hilton-Clarke2018-04-172018-04-17HMB – Change to Board of Directors – Walton Hilton-Clarke
HMB – Change to credit rating – CMO CariCRIS rating upgrade2024-10-092024-10-09HMB – Change to credit rating – CMO CariCRIS rating upgrade
HMB – Change to Directors – Muriel Alfred-James2023-08-072023-08-07HMB – Change to Directors – Muriel Alfred-James
HMB – Change to Senior Officer – Shamela Bal-Maharaj2019-08-222019-08-22HMB – Change to Senior Officer – Shamela Bal-Maharaj
HMB – Change to Senior Officer – Brandon Howell2024-09-052024-09-05HMB – Change to Senior Officer – Brandon Howell
HMB – Change to Senior Officer – Brandon Howell2024-08-122024-08-12HMB – Change to Senior Officer – Brandon Howell
HMB – Change to Senior Officer – Brent Mc Fee2019-02-192019-02-19HMB – Change to Senior Officer – Brent Mc Fee
HMB – Change to Senior Officer – Brent Mc Fee2019-05-152019-05-15HMB – Change to Senior Officer – Brent Mc Fee
HMB – Change to Senior Officer – Brent Mc Fee2019-08-132019-08-13HMB – Change to Senior Officer – Brent Mc Fee
HMB – Change to Senior Officer – Brent Mc Fee2019-11-132019-11-13HMB – Change to Senior Officer – Brent Mc Fee
HMB – Change to Senior Officer – Indira Geeban2020-08-272020-08-27HMB – Change to Senior Officer – Indira Geeban
HMB – Change to Senior Officer – Josanne Belfon-Mc Leod2020-08-272020-08-27HMB – Change to Senior Officer – Josanne Belfon-Mc Leod
HMB – Change to Senior Officer – Mark Wight2019-04-122019-04-12HMB – Change to Senior Officer – Mark Wight
HMB – Change to Senior Officer – Mr. Brent Mc Fee2024-01-052024-01-05HMB – Change to Senior Officer – Mr. Brent Mc Fee
HMB – Change to senior officer – Osmond Prevatt2024-03-272024-03-27HMB – Change to senior officer – Osmond Prevatt
HMB – Change to Senior Officer – Rawle Ramlogan and Mark Wight2018-06-042018-06-04HMB – Change to Senior Officer – Rawle Ramlogan and Mark Wight
HMB – Change to Senior Officer – Sharnaka Cain2024-09-122024-09-12HMB – Change to Senior Officer – Sharnaka Cain
HMB – Change to Senior Officer- Andre Falby2021-08-042021-08-04HMB – Change to Senior Officer- Andre Falby
HMB – Change to Senior Officer- Rolda Rush2021-08-112021-08-11HMB- Change to Senior Officer- Rolda Rush
HMB – Change to Senior Officers – Danielle Campbell2020-10-062020-10-06HMB – Change to Senior Officers – Danielle Campbell
HMB – Change to Senior Officers – Patricia IIktchoui2020-10-062020-10-06HMB – Change to Senior Officers – Patricia IIktchoui
HMB – Changes to Board of Directors – J. Mahabir and R. Jaggassar2016-10-192016-10-19hmb-changes-to-board-of-directors-j-mahabir-and-r-jaggassar
HMB – Changes to Board of Directors – Patrick Ferreira and Jennifer Lutchman2023-06-232023-06-23HMB – Changes to Board of Directors – Patrick Ferreira and Jennifer Lutchman
HMB – Changes to Board of Directors – R. Jaggassar, A. Howell, M. Gordon and I. Sinanan2016-09-062016-09-06HMB – Changes to Board of Directors – R. Jaggassar, A. Howell, M. Gordon and I. Sinanan
HMB – Merger of TTMF and HMB2021-08-122021-08-12HMB – Merger of TTMF and HMB
HMB – Restatement of 2017 and 2018 financial statements2020-03-192020-03-19HMB – Restatement of 2017 and 2018 financial statements
HMB- Change in Corporate Credit Rating2021-10-132021-10-13HMB- Change in Corporate Credit Rating
HMB- Change to Senior Officer- S. Bassant2021-11-032021-11-03HMB- Change to Senior Officer- S. Bassant
How can I learn more about Investing2012-01-302012-01-30
How does the Commission regulate the market2012-01-032012-01-03
How Repo Guidelines affect the Investing Public (Part 3)2020-12-302020-12-30REPO- part 3 | Repos Guidelines- How Do They Affect the Investing Public Part III
HOW THE SECURITIES INDUSTRY IS REGULATED (PART 2)2020-12-022020-12-02How the securities market is regulated Part 2 | How is the securities industry regulated (Part 2)
How to Avoid Becoming a Victim of Affinity Fraud2021-12-082021-12-08Screenshot 2021-12-08 at 9.35.39 AM | How to Avoid Becoming A Victim of Affinity Fraud
How to Complain2010-09-232010-09-23
How will the Dodd-Frank Act affect the Caribbean region?2011-01-272011-01-27
Hugh Wooding Law School, Debate Titans 20182018-11-162018-11-16Hugh Wooding Law School Debate Titans 2018
I am interested in Investing what should I do2012-01-032012-01-03
IBL – Change to Board of Directors – Winston Padmore2016-03-112016-03-11IBL – Change to Board of Directors – Winston Padmore
IBL – Change to Executive Management – Mr. Keith Duncan2014-10-142014-10-14
IBL – Change to Senior Officer – AvyAnn Ferguson2014-06-162014-06-16
IBL – Change to Senior Officer – Naomi Arjoonsingh2014-06-162014-06-16
IBL – Changes to Senior Officers – Naomi Arjoonsigh and Denise Roopnarinesingh2014-09-072014-09-07
IFIE Americas chapter2012-10-292012-10-29
IFIE Americas Working Group Meeting Bahamas2016-04-272016-04-27DSC_0073 (1024×683) | Media Release – IFIE Americas WG meeting Bahamas
Impact of Changes in Interest Rates on Investment2021-12-012021-12-01Screenshot 2021-12-01 at 6.12.08 AM | Impact of Changes in Interest Rates on Investments – End of 5Pt. Series
Impact of COVID-19 on T&T’s Equity and Mutual Fund Markets2021-01-062021-01-06Published Article Jan 6 2021 | Impact of COVID-19 on the Equity and Mutual Fund Market
Impact of Financial Crisis2008-09-232008-09-23
Impact of Global Conflict2022-03-302022-03-31Trinidad-Express | Impact of Global Conflict
Implementation of the Principles for Market Infrastructures (PFMIs)2024-10-072024-10-07Implementation of the Principles for Market Infrastructures (PFMIs)
IMPLEMENTING THE MICRO-MACRO PRUDENTIAL REPORTING FRAMEWORK2016-04-112016-04-11Remarks by R King – 2016April08
Importance of Anti-Money Laundering and Terrorist Financing within the Securities Industry2022-06-012022-06-01Trinidad-Express (3)
Importance of Diversification2021-11-032021-11-03Screenshot 2021-11-03 at 6.37.13 AM | WhatsApp Image 2021-11-03 at 5.56.18 AM | Importance of Diversification | Sustainable Finance and Regulatory Expectations
Importance of Ethics in the Securities Industry2021-01-272021-01-27TTSEC In The News- 27.01.21 | Importance of ethics in the securities industry
Importance of Filing and Disclosure2021-09-012021-08-30Importance of Filing and Disclosure
Importance of Financial Regulation in the Securities Industry2022-02-092022-02-09Screenshot 2022-02-09 at 8.11.02 AM | Importance of Financial Regulation in the Securities Industry
Importance of Records Management in a Crisis2022-04-272022-04-27Trinidad-Express | Importance of Records Management in a Crisis
Importance of the Securities Market2021-05-052021-05-05Article 5-5-2021 | Importance of the Securities Market | Importance of the Securities Market | image
Importance of the Securities Market (Part 1)2022-02-232022-02-23Importance of the Securities Market-Pt1
Inauguration of the Securities Dealers Association of Trinidad and Tobago2007-06-292007-06-29
Indicators of a Viable Investment Opportunity2021-11-242021-11-24Screenshot 2021-11-24 at 5.33.07 AM | WhatsApp Image 2021-11-03 at 5.56.18 AM | Indicators of a Viable Investment Opportunity
Information Memorandum Guidelines2005-06-272015-11-05
Insider trading2007-06-112007-06-11
Inspections and Compliance Training Programme2013-10-162015-10-07????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????? | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | 1379778_578186238925004_1722453216_n | 1377962_578187788924849_1427164950_n | 1377077_578187382258223_1606129780_n | 1374366_578187505591544_656587652_n | 1294247_578187065591588_94243607_o | 1238996_578183275591967_880370291_n | 1234530_578187672258194_1060882550_n | 579080_578185852258376_807570757_n | 531959_578186178925010_1479046987_n
Inspections and Compliance Training Programme2013-09-162015-10-22inspection_and_compliace_training[1]
International Women s Day message2013-03-082013-03-08
International Womens Day article2012-03-082012-03-08
Interpretation of “Stockbroking Activity” In Accordance with Section 54(2)(E) of the Securities Industry Act, 19952005-06-272005-06-27
Introduction of the Depositary Receipts Programme Breakfast Meeting2008-04-092015-10-08
Introduction of the new General Manager2006-07-112006-07-11
Introduction to the Proposed Securities Bill 20122012-06-122012-06-12
Invest with Confidence2008-07-102008-07-10
Invest with Confidence2008-09-112008-09-11
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Invest with Confidence2008-09-232008-09-23
Investing 101 in T&T: Part 1 of 32020-09-162020-09-16, Published Article 16-09-2020 | Simple process of investing | Investing 101 Part 1 of 3
Investing 101 in Trinidad and Tobago Part 2 of 3 – Creating Your Investor Profile2020-09-232020-09-23Published Article – TTSEC Creating Your Investor Profile | Published Article – TTSEC Creating Your Investor Profile | Investing 101 Part 2 of 3 Creating Your investor Profile
Investing 101 in Trinidad and Tobago: Part 3 of 3 – Avoiding Scams2020-09-302020-09-30Published Article – 30.09.20 | Investing 101 Part 3 of 3- Avoiding Scams
Investing Basics2010-12-012010-12-01
Investing basics for the potential investor2006-10-102006-10-10
Investing for Life Stages2010-09-232010-09-23
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Market Activity Report – March 20132013-03-012013-03-01
Market Activity Report – May 20102010-05-012010-05-01
Market Activity Report – May 20112011-05-012011-05-01
Market Activity Report – May 20132013-05-012013-05-01
Market Activity Report – May to June 20122012-12-012012-12-01
Market Activity Report – November 20102010-11-012010-11-01
Market Activity Report – November 20112011-11-012011-11-01
Market Activity Report – November 20132013-11-012013-11-01
Market Activity Report – November to December 20122012-12-012012-12-01
Market Activity Report – October 20102010-10-012010-10-01
Market Activity Report – October 20122012-10-012012-10-01
Market Activity Report – October 20132013-10-012013-10-01
Market Activity Report – September 20102010-09-012010-09-01
Market Activity Report – September 20122012-09-012012-09-01
Market Activity Report – September 20132013-09-012013-09-01
Market Activity Report – September to October 20112011-12-012011-12-01
Market activity report January 20102010-02-052024-05-21
Market Advisory Circular Letter Re: CIS By-Laws2019-02-082019-02-21CIS presentation for the Stakeholders 20 Feb 19 | Pic of Circ Letter | Mkt Advisory Cir Ltr Re CIS By-Laws
Market Conduct – What is expected from Registrants?2021-02-102021-02-10TTSEC In The News – 10.02.21 | Market Conduct
Market Conduct and Securities Market Trading2021-08-182021-08-17Market Conduct and Securities Market Trading
Market Guidance – CIS Bye-Laws2023-12-072023-12-07MARKET GUIDANCE IV-Contents of the Termination Plan_final | MARKET GUIDANCE III-Key facts Statement_final | MARKET GUIDANCE II-Promotion and Presentation Standards_final | MARKET GUIDANCE I-Contents of Constituent Documents_final
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Market Session: Securities By-Laws 20152015-06-102015-10-07
Massy – Change to Board of Director – Ms. Maxine Williams2015-02-192015-02-19
MASSY – Acquisition of Rowe’s IGA Supermarkets by Massy Stores (USA) LLC2022-12-152022-12-15MASSY – Acquisition of Rowe’s IGA Supermarkets by Massy Stores (USA) LLC
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MASSY – Approval to acquire IGL (St. Lucia) IBC Limited by Massy Gas Products Holdings Ltd2022-12-302022-12-30MASSY – Approval to acquire IGL (St. Lucia) IBC Limited by Massy Gas Products Holdings Ltd
MASSY – Change in Board Composition2024-11-252024-11-25MASSY – Change in Board Composition
Massy – Change in Senior Officer – David O’Brien2024-03-132024-03-13Massy – Change in Senior Officer – David O’Brien
MASSY – Change in Senior Officer Roles and Titles2024-11-252024-11-25MASSY – Change in Senior Officer Roles and Titles
Massy – Change to Board of Directors – Robert Riley2014-12-232014-12-23
MASSY – Change to Board of Directors – Alberto Rozo2024-05-142024-05-14MASSY – Change to Board of Directors – Alberto Rozo
MASSY – Change to Board of Directors – Bruce Melizan2021-05-112021-05-11MASSY – Change to Board of Directors – Bruce Melizan
MASSY – Change to Board of Directors – Colin Soo Ping Chow2024-08-152024-08-15MASSY – Change to Board of Directors – Colin Soo Ping Chow
MASSY – Change to Board of Directors – David O’Brien2022-10-172022-10-17MASSY – Change to Board of Directors – David O’Brien
MASSY – Change to Board of Directors – G. Anthony King2019-12-312019-12-31MASSY – Change to Board of Directors – G. Anthony King
MASSY – Change to Board of Directors – Julie Avey2024-05-292024-05-29MASSY – Change to Board of Directors – Julie Avey
MASSY – Change to Board of Directors – Marc Kwesi Farrel2022-02-102022-02-10MASSY – Change to Board of Directors – Marc Kwesi Farrel
MASSY – Change to Board of Directors – Maxine Williams2022-02-102022-02-10MASSY – Change to Board of Directors – Maxine Williams
MASSY – Change to Board of Directors – Nigel Edwards2022-12-152022-12-15MASSY – Change to Board of Directors – Nigel Edwards
MASSY – Change to Board of Directors – Robert Bermudez2023-05-182023-05-18MASSY – Change to Board of Directors – Robert Bermudez
MASSY – Change to Board of Directors – Robert Riley2022-05-112022-05-11MASSY – Change to Board of Directors – Robert Riley
MASSY – Change to Board of Directors – Rolph Balgobin2017-01-202017-01-20MASSY – Change to Board of Directors – Rolph Balgobin
MASSY – Change to Board of Directors – Soraya Khan2019-12-312019-12-31MASSY – Change to Board of Directors – Soraya Khan
MASSY – Change to Board of Directors – Vaughn Martin2022-10-172022-10-17MASSY – Change to Board of Directors – Vaughn Martin
MASSY – Change to Board of Directors – William Lucie-Smith2021-05-112021-05-11MASSY – Change to Board of Directors – William Lucie-Smith
MASSY – Change to Board of Directors – James McLetchie2023-05-162023-05-16MASSY – Change to Board of Directors – James McLetchie
MASSY – Change to Board of Directors – Robert Riley2023-05-162023-05-16MASSY – Change to Board of Directors – Robert Riley
MASSY – Change to Senior Officer – A.Parisot-Potter2024-01-022024-01-02MASSY – Change to Senior Officer – A.Parisot-Potter
MASSY – Change to Senior Officer – Ambikah Mongroo2024-09-252024-09-25MASSY – Change to Senior Officer – Ambikah Mongroo
MASSY – Change to Senior Officer – Angelique Parisot-Potter2019-12-312019-12-31MASSY – Change to Senior Officer – Angelique Parisot-Potter
MASSY – Change to Senior Officer – Angelique Parisot-Potter2024-01-022024-01-02MASSY – Change to Senior Officer – Angelique Parisot-Potter
MASSY – Change to Senior Officer – Anjen Mc Lean2023-06-072023-06-07MASSY – Change to Senior Officer – Anjen Mc Lean
MASSY – Change to Senior Officer – David O’Brien2022-05-112022-05-11MASSY – Change to Senior Officer – David O’Brien
MASSY – Change to Senior Officer – David O’Brien2022-10-172022-10-17MASSY – Change to Senior Officer – David O’Brien
MASSY – Change to Senior Officer – Ian Chinapoo2022-05-272022-05-27MASSY – Change to Senior Officer – Ian Chinapoo
MASSY – Change to Senior Officer – James McLetchie2023-02-132023-02-13MASSY – Change to Senior Officer – James McLetchie
MASSY – Change to Senior Officer – James McLetchie2024-12-102024-12-10MASSY – Change to Senior Officer – James McLetchie
MASSY – Change to Senior Officer – Julie Avey2023-01-062023-01-06MASSY – Change to Senior Officer – Julie Avey
MASSY – Change to Senior Officer – Karlene Bailey2024-03-272024-03-27MASSY – Change to Senior Officer – Karlene Bailey
MASSY – Change to Senior Officer – Marc Rostant2022-05-112022-05-11MASSY – Change to Senior Officer – Marc Rostant
MASSY – Change to Senior Officer – Roger Ramdwar2024-02-272024-02-27MASSY – Change to Senior Officer – Roger Ramdwar
MASSY – Change to Senior Officer – Vaughn Martin2022-08-262022-08-26MASSY – Change to Senior Officer – Vaughn Martin
MASSY – Change to Senior Officers – Wendy Kerry2024-08-122024-08-12MASSY – Change to Senior Officers – Wendy Kerry
MASSY – Change to Senior Officers- G.Warner and D.Affonso2024-02-202024-02-20MASSY – Change to Senior Officers- G.Warner and D.Affonso
Massy – Change to the Board of Directors – Earl Boodasingh2015-11-122015-11-12
Massy – Change to the Board of Directors – Mr Frere Delmas2015-11-122015-11-12
MASSY – Cross Listing on Jamaica Stock Exchange2022-02-072022-02-07MASSY – Cross Listing on Jamaica Stock Exchange
MASSY – Decision to cross-list on the Jamaican Stock Exchange2021-05-112021-05-11MASSY – Decision to cross-list on the Jamaican Stock Exchange
MASSY – Dividend Schedule Change2024-11-252024-11-25MASSY – Dividend Schedule Change
MASSY – Proposed share split2021-12-202021-12-20MASSY – Proposed share split
MASSY – Update on Share Split2022-03-182022-03-18MASSY – Update on Share Split
Massy Finance GFC Ltd Audited Financial Statements for the year ended 30 September 20232024-07-012024-07-01Massy Finance GFC Ltd Audited Financial Statements for the year ended 30 September 2023
MASSY – Acquisition of Air Liquide T and T Ltd by Massy Gas Products Holdings Ltd2022-12-082022-12-08MASSY – Acquisition of Air Liquide T and T Ltd by Massy Gas Products Holdings Ltd
MASSY – Change to Board of Directors – Anton Gopaulsingh2022-01-312022-01-31MASSY – Change to Senior Officer – Anton Gopaulsingh
MASSY – Change to Board of Directors – Peter Jeewan2022-01-312022-01-31MASSY – Change to Board of Directors – Peter Jeewan
MASSY – Change to Senior Officers – Howard Hall2022-02-072022-02-07MASSY – Change to Senior Officer – Howard Hall
MASSY- Change to Senior Officer – Wendy Kerry2024-01-102024-01-10MASSY- Change to Senior Officer – Wendy Kerry
MASSY- Change to Senior Officer- A. Mclean2021-10-082021-10-08MASSY- Change to Senior Officer- A. Mclean
MASSY- Change to Senior Officer- Eugene Tiah2021-10-082021-10-08MASSY- Change to Senior Officer- Eugene Tiah
MASSY- Change to Senior Officer- Vaughn Martin2021-10-082021-10-08MASSY- Change to Senior Officer- Vaughn Martin
MASSY- Sale of interest in Massy United Insurance Limited2021-09-072021-09-07MASSY- Sale of interest in Massy United Insurance Limited
Material Change2014-04-222014-04-22
Material Change Disclosures and COVID-192020-07-152020-07-16Material Change Disclosures and the Pandemic
Material Change Guidance2014-04-142014-04-14
May is National Investor Education Month2018-05-012018-05-15, May is National Investor Education Month MR
Measures to Protect Investors’ Interests2020-04-082020-04-07Diagram 1 | Measures to Protect investors interest Final
Media Release2006-07-192006-07-19
Media Release2006-09-132006-09-13
Media Release2010-09-272010-09-27
Media release – IE competition2013-02-182015-10-22Media-release—IE-competition
Media Release – New Investment Scam2024-11-262024-11-26Media Release – TTSEC Issues Investment Scam Alert | TTSEC Issues Investment Scam Alert – 26.11.24
Media Release – Re-election to IARC2014-05-132015-10-22Media-Release—Re-election-to-IARC[1]
Media Release – TTSEC and USSEC collaborate on training2015-10-202015-12-21Media-Release-TTSEC-and-USSEC-collaborate-on-training[1]
Media Release – TTSEC gives guidance to registrants on AML- CFT Requirements2015-01-072015-10-22Media-Release—TTSEC-gives-guidance-to-registrants-on-AML–CFT-Requirements[1] | Media-Release TTSEC gives-guidance-to-registrants-on-AML–CFT-Requirements
Media Release – TTSEC gives guidance to registrants on Securities (General) By-Laws 20152015-06-102015-10-22
Media Release – TTSEC to conduct second Webinar2014-06-252017-04-11
Media Release JSE Investments and Capital Markets Conference2011-01-272011-01-27
Media Release re Welthecon2012-02-242012-02-24
Media Release to BS&T shareholders from the Barbados Securities Commission2008-12-242008-12-24
Media release- Inspections and Compliance training2013-09-162017-04-11Media-release-Inspections-and-Compliance-training- | Media-release–Inspections-and-Compliance-training-
Media Release- TTSEC conducts financial education sessions with TTDF and youth2013-08-272015-10-22
Media Release- TTSEC Hosts Media Sensitisation Session2024-08-162024-08-16TTSEC Media Release Photo- 15.08.24 | Media Release -TTSEC Hosts Media Sensitisation Session 2024
Media Release-TTSEC Virtual Investing Competition Winners2024-09-172024-09-26Photo – TTSEC Prize Giving Ceremony | Media Release -TTSEC Hosts Prize Giving Ceremony for InvestorQuest TT Winners – 17.09.24
Meet the media Luncheon Meeting2010-03-052015-10-08
Meeting of Caribbean Group of Securities Regulators (CGSR) “Beyond the Crisis: Regional Initiatives in Regulatory Reform”2009-10-222015-10-22
Meeting of Caribbean Group of Securities Regulators (CGSR) “Beyond the Crisis: Regional Initiatives in Regulatory Reform”2009-10-222015-10-22
Meeting of Caribbean Group of Securities Regulators (CGSR) “Beyond the Crisis: Regional Initiatives in Regulatory Reform”2009-10-222015-10-22
Mega – Changes to the Board of Directors – Nandpersad Jim Lee Loy2015-04-172015-12-22
Mega – Changes to the Board of Directors – Smit_Merhai_Cheong_Beharry_Gillette_Vilain_Clarke_Achaibersing2015-02-242015-02-24
MHL – Adoption of International Financial Reporting Standard 92018-08-152018-08-15MHL – Adoption of International Financial Reporting Standard 9
MHL – Change to Board of Directors – Anton Gopaulsingh2018-12-122018-12-12MHL – Change to Board of Directors – Anton Gopaulsingh
MHL – Change to Board of Directors – David Affonso2019-04-162019-04-16MHL – Change to Board of Directors – David Affonso
MHL – Change to Board of Directors – Frere Delmas2019-04-162019-04-16MHL – Change to Board of Directors – Frere Delmas
MHL – Change to Board of Directors – Gary Voss2019-10-012019-10-01MHL – Change to Board of Directors – Gary Voss
MHL – Change to Board of Directors – Luisa Lafaurie Rivera2020-10-082020-10-08MHL – Change to Board of Directors – Luisa Lafaurie Rivera
MHL – Change to Board of Directors – Richard P. Young2020-10-082020-10-08MHL – Change to Board of Directors – Richard P. Young
MHL – Change to Board of Directors – Robert Riley2018-03-272018-03-27MHL – Change to Board of Directors – Robert Riley
MHL – Change to Board of Directors – Robert Riley2019-10-012019-10-01MHL – Change to Board of Directors – Robert Riley
MHL – Change to Board of Directors – Suresh Maharaj2017-05-172017-05-17MHL – Change to Board of Directors – Suresh Maharaj
MHL – Change to Senior Officer – Alberto Rozo2019-10-012019-10-01MHL – Change to Senior Officer – Alberto Rozo
MHL – Change to Senior Officer – Bruce Mackenzie2020-07-212020-07-21MHL – Change to Senior Officer – Bruce Mackenzie
MHL – Change to Senior Officer – David Jardim2019-03-072019-03-07MHL – Change to Senior Officer – David Jardim
MHL – Change to Senior Officer – Doodnauth Persaud2019-03-072019-03-07MHL – Change to Senior Officer – Doodnauth Persaud
MHL – Change to Senior Officer – Fenwnick Reid2020-07-062020-07-06MHL – Change to Senior Officer – Fenwnick Reid
MHL – Change to Senior Officer – Frere Delmas2019-04-162019-04-16MHL – Change to Senior Officer – Frere Delmas
MHL – Change to Senior Officer – Frere Delmas2019-10-012019-10-01MHL – Change to Senior Officer – Frere Delmas
MHL – Change to Senior Officer – James McLetchie2023-03-242023-03-24MHL – Change to Senior Officer – James McLetchie
MHL – Change to Senior Officer – Natasha Elias Wilson2019-03-072019-03-07MHL – Change to Senior Officer – Natasha Elias Wilson
MHL – Change to Senior Officer – Paula Rajkumarsingh2018-04-132018-04-13MHL – Change to Senior Officer – Paula Rajkumarsingh
MHL – Change to Senior Officer – Paula Rajkumarsingh2020-11-042020-11-04MHL – Change to Senior Officer – Paula Rajkumarsingh
MHL – Change to Senior Officer – Peter Graham2019-08-192019-08-19MHL – Change to Senior Officer – Peter Graham
MHL – Change to Senior Officer – Roger Ramdwar2019-07-022019-07-02MHL – Change to Senior Officer – Roger Ramdwar
MHL – Change to Senior Officer – Thomas Pantin2019-07-112019-07-11MHL – Change to Senior Officer – Thomas Pantin
MHL – Change to Senior Officer – Vaughn Martin2019-10-012019-10-01MHL – Change to Senior Officer – Vaughn Martin
MHL – Change to Senior Officer and Board of Directors – Ian Chinapoo2018-04-132018-04-13MHL – Change to Senior Officer and Board of Directors – Ian Chinapoo
MHL – Sale of Massy Technologies2020-10-062020-10-06MHL – Sale of Massy Technologies
Micro and Macro Prudential Reporting2020-10-212020-10-21Publlished article 21.10.20 | iosco principle 6 | Micro and Macro Prudential Reporting Framework
Micro and Macro-Prudential Reporting Framework (MMRF), why is it important?2022-02-022022-02-02MMRF | Screenshot 2022-02-02 at 7.41.25 AM | Margin Trading and Leverage
Ministry of Finance TTIFC Symposium2008-04-022008-04-02
Miscellaneous Provisions Act 2020, Miscellaneous Amendments Act 20202020-05-222023-07-21, Legal Notice | MIscellaneous Provisions | Legal Notice No. 92 of 2020 | Miscellaneous Amendments Act 2020
Money laundering- Risk and Mitigation in the Securities Industry2007-11-202007-11-20
MOV – Changes to Board of Directors – Andrew Mitchell QC2018-08-032018-08-03MOV – Changes to Board of Directors – Andrew Mitchell QC
MPCCEL – Acquisition of an asset2022-05-192022-05-19MPCCEL – Acquisition of an asset
MPCCEL – Acquisition of an asset2021-06-022021-06-02
MPCCEL – Additional Extension of Rights Issue Offer2019-12-242019-12-24MPCCEL – Additional Extension of Rights Issue Offer
MPCCEL – Amendment to Company’s By-Laws2019-06-252019-06-25MPCCEL – Amendment to Company’s By-Laws
MPCCEL – Change to Board of Directors – Gerard Borely2020-02-062020-02-06MPCCEL – Change to Board of Directors – Gerard Borely
MPCCEL – Change to Board of Directors – Jose Fernando Galindo2019-06-252019-06-25MPCCEL – Change to Board of Directors – Jose Fernando Galindo
MPCCEL – Change to Board of Directors – Jose Fernando Zuniga Galindo2020-02-062020-02-06MPCCEL – Change to Board of Directors – Jose Fernando Zuniga Galindo
MPCCEL – Change to Board of Directors – Mark Hart and Steven Marston2022-09-262022-09-26MPCCEL – Change to Board of Directors – Mark Hart and Steven Marston
MPCCEL – Change to Senior Officer – Lisl Bettina Lewis2022-11-022022-11-02MPCCEL – Change to Senior Officer – Lisl Bettina Lewis
MPCCEL – Closure of Rights Issue Offer Period2020-01-132020-01-13MPCCEL – Closure of Rights Issue Offer Period
MPCCEL – Completion of Reorganization Steps of MPCCEL2024-09-302024-09-30MPCCEL – Completion of Reorganization Steps of MPCCEL
MPCCEL – Extension of Maturity Date of Convertible Promissory Note2023-04-252023-04-25MPCCEL – Extension of Maturity Date of Convertible Promissory Note
MPCCEL – Extension of Rights Issue Offer2019-12-242019-12-24MPCCEL – Extension of Rights Issue Offer
MPCCEL – Finalization of Rights Issue2019-12-242019-12-24MPCCEL – Finalization of Rights Issue
MPCCEL – Financial Close for Monte Plata Phase II2024-01-022024-01-02MPCCEL – Financial Close for Monte Plata Phase II
MPCCEL – Investment in MPC Caribbean Clean Energy Fund LLC2019-06-072019-06-07MPCCEL – Investment in MPC Caribbean Clean Energy Fund LLC
MPCCEL – Listing of additional Class B shares on the TTSE and the JSE2020-02-052020-02-05MPCCEL – Listing of additional Class B shares on the TTSE and the JSE
MPCCEL – Loan refinancing for Tilawind Project2023-01-132023-01-13MPCCEL – Loan refinancing for Tilawind Project
MPCCEL – Rights Issue of Class B shares2019-09-122019-09-12MPCCEL – Rights Issue of Class B shares
MPCCEL – Entry into a Sale Purchase Agreement2024-11-062024-11-06MPCCEL – Entry into a Sale Purchase Agreement
MPCCEL – Impact of tariff reduction2021-03-182021-03-18MPCCEL – Impact of Tariff reduction
MPF – Appointment of EY Trinidad and Tobago as the Fund’s Auditor2020-09-162020-09-16MPF – Appointment of EY Trinidad and Tobago as the Fund’s Auditor
MTS – Change to Board of Directors – K. Mc Donald2016-04-072016-04-07MTS – Change to Board of Directors – Keith Mc Donald
MTS-Change to Board of Directors-Ian Forde2019-03-212019-03-21MTS-Change to Board of Directors-Ian Forde
Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 20232024-07-012024-07-01Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 2023
Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 20242024-12-122024-12-12Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 2024
Murphy Clarke Financial Limited Financial Statements for the year ended 30th June 20192022-05-122022-05-12Murphy Clarke Financial Limited Financial Statements for the year ended 30th June 2019
Murphy Clarke Financial Limited Financial Statements for the year ended 30th June 20202022-05-132022-05-13Murphy Clarke Financial Limited Financial Statements for the year ended 30th June 2020
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Mutual Fund Managers2020-10-282020-10-28Mutual Fund Managers | Mutual Fund Managers
Mutual Funds and the Christmas Season2021-12-152021-12-15Screenshot 2021-12-15 at 8.40.15 AM | Mutual Funds and Christmas Season | Mutual Funds and Christmas Season
Mutual Funds and the Christmas Season2019-12-042020-01-07Mutual Funds and Christmas Season | pg 2 | pg 1 | Mutual Funds and Christmas Season | Mutual Funds and Christmas Season | Mutual Funds and Christmas Season
Mutual Funds and the Securities Market2022-01-192022-01-19Screenshot 2022-01-19 at 7.30.14 AM | Mutual Funds and the Securities Market
Mutual Funds at Christmas2020-12-092020-12-09Mutual Funds and Christmas Season | Published article
Mutual Funds: Fixed NAV vs Floating NAV2021-01-132021-01-13Mutual Funds Mixed vs Floating NAVs | Fixed Vs Floating NAV
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NCBFG – Approval to acquire 50.1% majority stake in Clarien Group Limited2017-12-082017-12-08NCBFG – Approval to acquire 50.1 percent majority stake in Clarien Group Limited
NCBFG – Board of Directors decision regarding interim dividend2020-05-012020-05-01NCBFG – Board of Directors decision regarding interim dividend
NCBFG – Change in compensation arrangement2021-07-222021-07-22NCBFG – Change in compensation arrangement
NCBFG – Change in Senior Officer – Sandra Glasgow2024-03-272024-03-27NCBFG – Change in Senior Officer – Sandra Glasgow
NCBFG – Change to Board of Directors – Howard Shearer2024-03-222024-03-22NCBFG – Change to Board of Directors – Howard Shearer
NCBFG – Change to Board of Directors – Noel Hylton2018-03-142018-03-14NCBFG – Change to Board of Directors – Noel Hylton
NCBFG – Change to Board of Directors – Oliver Mitchell Jr.2020-01-032020-01-03NCBFG – Change to Board of Directors – Oliver Mitchell Jr.
NCBFG – Change to Board of Directors – Wayne Chen2018-02-022018-02-02NCBFG – Change to Board of Directors – Wayne Chen
NCBFG – Change to Board of Directors – Resignation of Adrian Lee-Chin2021-07-052021-07-05NCBFG – Change to Board of Directors – Resignation of Adrian Lee-Chin
NCBFG – Change to Senior Officer – Richard Look Kin2024-12-132024-12-13NCBFG – Change to Senior Officer – Richard Look Kin
NCBFG – Change to Senior Officers – Malcolm Sadler and Robert Almeida2023-08-042023-08-04NCBFG – Change to Senior Officers – Malcolm Sadler and Robert Almeida
NCBFG – Completion of an acquisition of a 50.1% stake in the Clarien Group Limited2018-01-252018-01-25NCBFG – Completion of an acquisition of a 50.1% stake in the Clarien Group Limited
NCBFG – Completion of Aquisition of majority interest in GHL2019-05-142019-05-14NCBFG – Completion of Aquisition of majority interest in GHL
NCBFG – Decision to Enter into Share Purchase Agreement2024-02-062024-02-06NCBFG – Decision to Enter into Share Purchase Agreement
NCBFG – Extension of closing date of Offer2019-02-142019-02-14NCBFG – Extension of closing date of Offer
NCBFG – Extension of closing date offer to February 14, 20192019-02-192019-02-19NCBFG – Extension of closing date offer to February 14, 2019
NCBFG – Further extension of closing date of offer to April 30, 20192019-02-192019-02-19NCBFG – Further extension of closing date of offer to April 30, 2019
NCBFG – Lapse of Offer and Take – Over Bid2018-03-152018-03-15NCBFG – Lapse of Offer and Take – Over Bid
NCBFG – Launch of Revised Offer and Take-over Bid for GHL2019-01-162019-01-16NCBFG – Launch of Revised Offer and Take-over Bid for GHL
NCBFG – NCB Capital Markets Limited’s entry into Share Purchase Agreement2019-06-252019-06-25NCBFG – NCB Capital Markets Limited’s entry into Share Purchase Agreement
NCBFG – NCB Capital Markets Ltd sale of stake in Advantage General Insurance Company Ltd2019-10-022019-10-02NCBFG – NCB Capital Markets Ltd sale of stake in Advantage General Insurance Company Ltd
NCBFG – Non-declaration of dividend2021-04-092021-04-09NCBFG – Non-declaration of dividend
NCBFG – Offer and Take-over bid issued to all shareholders of GHL2018-01-032018-01-03NCBFG – Offer and Take-over bid issued to all shareholders of GHL
NCBFG – Order Approving Settlement Arrangements2018-12-072018-12-07NCBFG – Order Approving Settlement Arrangements
NCBFG – Payment of an interim dividend2021-05-062021-05-06NCBFG – Payment of an interim dividend
NCBFG – Revision of titles of Senior Officers2017-05-042017-05-04NCBFG – Revision of titles of Senior Officers
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NCBFG – Update regarding the streamlining of its Insurance Business2020-10-012020-10-01NCBFG – Update regarding the streamlining of its Insurance Business
NCBFG – Change to Board of Directors – Adrian C. Lee-Chin2020-07-312020-07-31NCBFG – Change to Board of Directors – Adrian C. Lee-Chin
NCBFG – Change to Board of Directors- R. Almeida, B.Bowen, G.Brown, A.Wint2024-02-152024-02-15NCBFG – Change to Board of Directors – R.Almeida, B.Bowen, G.Brown, A.Wint
NCBJ – Acquisation of 29.99% of GHL2016-05-192016-05-19NCBJ – Acquisation of 29.99% of GHL
NCBJ – Change in Assets – Intention to acquire 29.99 percent interest in GHL2015-12-092015-12-09
NCBJ – Changes to Senior Officer – Ramon Pitter2016-01-122016-01-12NCBJ-Changes to Senior Officer – Ramon Pitter
NCBJ – Changes to Senior Officers – S. Blake, T. Watson-Francis, C. Rodriguez and D. Cameron2017-06-092017-06-09NCBJ – Changes to Senior Officers – S. Blake, T. Watson-Francis, C. Rodriguez and D. Cameron
NCBMBTTL Audited Financial Statements for the year ended 30 September 20232024-06-242024-06-24NCBMBTTL Audited Financial Statements for the year ended 30 September 2023
NEL – Accounting change and charges in respect of TSTT2019-01-082019-01-08NEL – Accounting change and charges in respect of TSTT
NEL – Change in Accounting Policy2019-11-082019-11-08NEL – Change in Accounting Policy
NEL – Change to Board of Directors – Anthony Clerk2017-09-072017-09-07NEL – Change to Board of Directors – Anthony Clerk
NEL – Change to Board of Directors – Anthony Jordan2015-11-112015-11-11
NEL – Change to Board of Directors – Dr. Utam Maharaj and Mr. Navin Rajkumar2014-10-142014-10-14
NEL – Change to Board of Directors – K Lue Chee Lip, S Ramquar, V Pundit, S Katwaroo-Ragbir, E Wilson2015-09-022015-12-22
NEL – Change to Board of Directors – Marcelle, Rodriguez, Ramsahai, Smith, Tardieu2024-06-102024-06-10NEL – Change to Board of Directors – Marcelle, Rodriguez, Ramsahai, Smith, Tardieu
NEL – Change to Board of Directors – Utam Maharaj2015-11-232015-11-23
NEL – Change to Executive Management – Krishnadath Ramlogan2016-06-032016-06-03NEL – Change to Executive Management (Krishnadath Ramlogan)
NEL – Change to Executive Management – Terrence Clarke2016-09-122016-09-12NEL – Change-to-Executive-Management – Terrence-Clarke
NEL – Change to Executive Management – Terrence Clarke2019-09-122019-09-12NEL – Change to Executive Management – Terrence Clarke
NEL – Change to Financial Year End2021-07-202021-07-20NEL – Change to Financial Year End
NEL – Change to Senior Officer – Charles Maynard2020-10-212020-10-21NEL – Change to Senior Officer – Charles Maynard
NEL – Change to Senior Officer – Conrad Enill2019-10-142019-10-14NEL – Change to Senior Officer – Conrad Enill
NEL – Change to Senior Officer – David Robinson2018-02-012018-02-01NEL – Change to Senior Officer – David Robinson
NEL – Change to Senior Officer – Gerry Brooks2019-07-092019-07-09NEL – Change to Senior Officer – Gerry Brooks
NEL – Change to Senior Officer – Howard Dottin2022-03-222022-03-22NEL – Change to Senior Officer – Howard Dottin
NEL – Change to Senior Officer – Krishnadath Ramlogan2014-05-292014-05-29
NEL – Change to Senior Officer – Navin Rajkumar2023-04-172023-04-17NEL – Change to Senior Officer – Navin Rajkumar
NEL – Change to Senior Officer – Nicole De Freitas2022-06-302022-06-30NEL – Change to Senior Officer – Nicole De Freitas
NEL – Change to Senior Officer – Vishnu Dhanpaul2021-08-262021-08-26NEL – Change to Senior Officer – Vishnu Dhanpaul
NEL – Change to the Board of Directors – Ingrid Lashley2017-02-082017-02-08NEL – Change to the Board of Directors – Ingrid Lashley
NEL – Change to the Board of Directors – Jerry Hospedales2017-02-082017-02-08NEL – Change to the Board of Directors – Jerry Hospedales
NEL – Changes to Board of Directors – AClerk and GBrooks2015-12-102015-12-10
NEL – Changes to Board of Directors – Hospedales, Dhanpaul, Parks, Hosein, Inniss2016-02-162016-02-16NEL – Changes to Board of Directors – Hospedales, Dhanpaul, Parks, Hosein, Inniss
NEL – Changes to Board of Directors – Lue Chee Lip, Ramquar, Pundit, Katwaroo-Ragbir, Wilson2016-02-162016-02-16NEL – Changes to Board of Directors – Lue Chee Lip, Ramquar, Pundit, Katwaroo-Ragbir, Wilson
NEL – Material Impact on Financial Statements -TSTT VSEP VEERP Programme2014-06-162014-06-16
NEL – TSTT acquisition of Massy Communications2017-08-102017-08-10NEL – TSTT acquisition of Massy Communications
NEL – Change of Auditor2021-10-132021-10-13NEL – Change of Auditor
NEL – Change to Senior Officer – Conrad Enill2021-09-102021-09-10NEL – Change to Senior Officer – Conrad Enill
NEL – Change to Senior Officer – Venita Ramlal2021-10-112021-10-11NEL – Change to Senior Officer – Venita Ramlal
NESTLE – Change to Board of Directors – Alejandro Moya2024-10-102024-10-10NESTLE – Change to Board of Directors – Alejandro Moya
NESTLE – Change to Board of Directors – Eduardo Pallares2024-10-102024-10-10NESTLE – Change to Board of Directors – Eduardo Pallares
NESTLE – Change to Senior Officer – Alejandro Moya2024-10-102024-10-10NESTLE – Change to Senior Officer – Alejandro Moya
NESTLE – Change to Senior Officer – Eduardo Pallares2024-10-102024-10-10NESTLE – Change to Senior Officer – Eduardo Pallares
New CEO and DCEO assume duties at the TTSEC2014-01-022014-01-02
New Chairman at the SEC2009-12-092009-12-09
New Chairman meets with Market2010-02-042010-02-04
New TTSEC CEO Conducts Strategic Stakeholder Meetings2017-09-292017-10-05MEDIA RELEASE- Courtesy Visits | MEDIA RELEASE- Courtesy Visits | MEDIA RELEASE- Courtesy Visits
Newly appointed Chairman meets the market2010-02-042015-10-08
NFM – Appointment of Internal Auditor2023-12-012023-12-01NFM – Appointment of Internal Auditor
NFM – Change of Senior Officer – Emmet Daisy2021-03-172021-03-17NFM – Change of Senior Officer – Emmet Daisy
NFM – Change to Board of Directors – Aliyah Hamel-Smith2024-07-082024-07-08NFM – Change to Board of Directors – Aliyah Hamel-Smith
NFM – Change to Board of Directors – Election and Retirement of Directors2024-10-012024-10-01NFM – Change to Board of Directors – Election and Retirement of Directors
NFM – Change to Board of Directors – Mr. Kerry Mohammed2024-11-072024-11-07NFM – Change to Board of Directors – Mr. Kerry Mohammed
NFM – Change to Board of Directors – Salazar, Maharaj and Sookoo2023-08-212023-08-21NFM – Change to Board of Directors – Salazar, Maharaj and Sookoo
NFM – Change to Board of Directors – Sanjiv Anant Sookoo2024-09-102024-09-10NFM – Change to Board of Directors – Sanjiv Anant Sookoo
NFM – Change to Board of Directors – Valmiki Maharaj2015-06-262015-06-26
NFM – Change to Senior Management – Ms. Pamela Niamath2014-10-142014-10-14
NFM – Change to Senior Officer – Andra Emamdee-Balgobin2019-11-192019-11-19NFM – Change to Senior Officer – Andra Emamdee-Balgobin
NFM – Change to Senior Officer – Anthony Jones2020-03-252020-03-25NFM – Change to Senior Officer – Anthony Jones
NFM – Change to Senior Officer – Emmet Daisy2024-01-052024-01-05NFM – Change to Senior Officer – Emmet Daisy
NFM – Change to Senior Officer – Jason Mohammed2018-12-062018-12-06NFM – Change to Senior Officer-Jason Mohammed
NFM – Change to Senior Officer – Jean Pierre Du Coudray2019-08-122019-08-12NFM – Change to Senior Officer – Jean Pierre Du Coudray
NFM – Change to Senior Officer – Jean-Pierre du Coudray2020-07-282020-07-28NFM – Change to Senior Officer – Jean-Pierre du Coudray
NFM – Change to Senior Officer – Joanne Salazar2023-07-032023-07-03NFM – Change to Senior Officer – Joanne Salazar
NFM – Change to Senior Officer – Joseph Neville Jacob2019-06-072019-06-07NFM – Change to Senior Officer – Joseph Neville Jacob
NFM – Change to Senior Officer – Kelvin Mahabir2021-01-292021-01-29NFM – Change to Senior Officer – Kelvin Mahabir
NFM – Change to Senior Officer – Kristal Langdon2022-09-082022-09-08NFM – Change to Senior Officer – Kristal Langdon
NFM – Change to Senior Officer – Michael Valentine2022-04-282022-04-28NFM – Change to Senior Officer – Michael Valentine
NFM – Change to Senior Officers – Cheryl Edwards, Cheryl Lee Kong, Robert Subryan, Pamela Niamath2019-03-192019-03-19NFM – Change to Senior Officers – Cheryl Edwards, Cheryl Lee Kong, Robert Subryan, Pamela Niamath
NFM – Changes to Board of Directors – Nadia Abdool and Valmiki Maharaj2014-10-162014-10-16
NFM – Changes to Senior Officers – Kelvin Mahabir and Robert Subryan2014-10-142014-10-14
NFM – Changes to the Board of Directors2016-07-072016-07-07NFM – Changes to the Board of Directors
NFM – Changes to the Board of Directors – Sharaz Ahamad2017-02-102017-02-10, NFM – Changes to the Board of Directors – Sharaz Ahamad
NFM – Adoption of Company By-Laws2021-10-112021-10-11NFM – Adoption of Company By-Laws
NFM – Change of Senior Officer – Annalean Inniss2021-10-132021-10-13NFM – Change to Senior Officer – Annalean Inniss
NFM – Change to Board of Directors – Joanne Salazar2020-02-282020-02-28NFM – Change to Board of Directors – Joanne Salazar
NFM – Change to Senior Officer – Andra Emamdee Balgobin2022-01-312022-01-31NFM – Change to Senior Officer – Andra Emamdee-Balgobin
NFM- Change to Senior Officer – Ian Mitchell2021-02-252021-02-25NFM- Change to Senior Officer – Ian Mitchell
NFM- Change to Senior Officer – Sharaz Ahamad2019-08-092019-08-09NFM- Change to Senior Officer – Sharaz Ahamad
NFSCL – Change to Board of Directors – D. Camacho and A. Pascal2017-08-282017-08-28NFSCL – Change to Board of Directors – D. Camacho and A. Pascal
NFSCL – Change to Board of Directors – J. Phillips, M. de Silva and S. Singh2017-08-282017-08-28NFSCL – Change to Board of Directors – J. Phillips, M. de Silva & S. Singh
NFSCL – Change to Board of Directors – Mitchell De Silva2018-03-272018-03-27NFSCL – Change to Board of Directors – Mitchell De Silva
NGL – Acquisition of Assets (Terminal from Keyera Energy Inc.)2022-02-082022-02-08NGL – Acquisition of Assets (Terminal from Keyera Energy Inc.)
NGL – Acquisition of Assets (Twin Eagle Liquids Marketing LLC)2020-02-212020-02-21NGL – Acquisition of Assets (Twin Eagle Liquids Marketing LLC)
NGL – Amendments to NGL’s By-Laws2020-08-052020-08-05NGL – Amendments to NGL’s By-Laws
NGL – Approval of Additional Public Offering2017-05-232017-05-23NGL – Approval of Additional Public Offering
NGL – Change to Board of Directors – ARagbir2016-05-062016-05-06NGL – Change to Board of Directors – ARagbir
NGL – Change to Board of Directors – Conrad Enill2019-08-142019-08-14NGL – Change to Board of Directors – Conrad Enill
NGL – Change to Board of Directors – G Brooks and A Jupiter2015-10-232015-10-23
NGL – Change to Board of Directors – Howard Dottin2024-11-252024-11-25NGL – Change to Board of Directors – Howard Dottin
NGL – Change to Board of Directors – Jacqueline Quamina, Patrick Ferreira2020-08-052020-08-05NGL – Change to Board of Directors – Jacqueline Quamina, Patrick Ferreira
NGL – Change to Board of Directors – KAllum2016-05-062016-05-06NGL – Change to Board of Directors – KAllum
NGL – Change to Board of Directors – Marcus Ganness2021-01-132021-01-13NGL – Change to Board of Directors – Marcus Ganness
NGL – Change to Board of Directors – Professor Gerry C. Brooks (Resignation)2019-06-172019-06-17NGL – Change to Board of Directors – Professor Gerry C. Brooks (Resignation)
NGL – Change to Board of Directors- Patrick Ferreira2022-07-212022-07-21NGL- Change to Board of Directors- Patrick Ferreira
NGL – Change to Senior Officer – Bal Boodram2016-01-192016-01-19NGL – Change to Senior Officer – Bal Boodram
NGL – Changes to Board of Directors – Andrew Jupiter2019-01-232019-01-23NGL – Changes to Board of Directors – Andrew Jupiter
NGL – Changes to Board of Directors – Samuel Martin2019-02-282019-02-28NGL – Changes to Board of Directors – Samuel Martin
NGL – Changes to Board of Directors – Vivek Charran, Jacqueline Quamina2019-04-112019-04-11NGL – Changes to Board of Directors – Vivek Charran, Jacqueline Quamina
NGL – Changes to By-Laws2017-05-102017-05-10NGL – Changes to By-laws
NGL – Development affecting resources2019-06-212019-06-21NGL – Development affecting resources
NGL- Adjustment to Credit Rating of Phoenix Park Gas Processors Ltd2015-11-092015-11-09
NGL- Change to Board of Directors- Conrad Enill2022-07-012022-07-01NGL- Change to Board of Directors- Conrad Enill
NGL- Change to Board of Directors- Javed Razack2024-01-222024-01-22NGL- Change to Board of Directors- Javed Razack
NGL- Change to Board of Directors- Roger Roach2024-03-132024-03-13NGL- Change to Board of Directors- Roger Roach
NGL- Change to Senior Officer – Sheldon Sylvester2016-03-152016-03-15NGL- Change to Senior Officer – Sheldon Sylvester
NIDCO – Change to Board of Directors – Cuquie Melville and Dawne Wyner2017-10-032017-10-03NIDCO – Change to Board of Directors – Cuquie Melville and Dawne Wyner
NIDCO – Change to Board of Directors – Keith Gellineau2018-05-092018-05-09NIDCO – Change to Board of Directors – Keith Gellineau
NIDCO – Change to Board of Directors – Nirmala Maharaj2018-03-072018-03-07NIDCO – Change to Board of Directors – Nirmala Maharaj
NIF – Change to Board of Directors- Dillon Teelucksingh2024-04-092024-04-09NIF – Change to Board of Directors- Dillon Teelucksingh
NIF – Change to Senior Officer – Vishnu Dhanpaul2021-08-242022-05-10NIF – Change to Senior Officer – Vishnu Dhanpaul
NIF – Notification of RFHL Share Transfer2023-12-132023-12-13NIF – Notification of RFHL Share Transfer
NIF 1200M BOND DELISTING ORDER2023-09-012023-10-12NIF 1200M BOND DELISTING ORDER | NIF 1200M BOND DELISTING ORDER final | Order re Approval of TTSE Rules 210 and 227
NIF – Change to Senior Officer – Nnika Watson2021-01-132021-01-13NIF – Change to Senior Officer – Nnika Watson
NIFHCL – Appointment of Auditors2022-07-262022-07-26NIFHCL – Appointment of Auditors
NIFHCL – Changes to Board of Directors2022-03-222022-03-22NIFHCL – Changes to Board of Directors
NIFHCL- Change to Board of Directors- Dillon Teelucksingh, Hayden Manzano2024-03-132024-03-13NIFHCL- Change to Board of Directors- Dillon Teelucksingh, Hayden Manzano
NIFHCL- Issuance of Series D Bond2023-09-272023-09-27NIFHCL- Issuance of Series D Bond
NIFHCL- Maturity of Series A Bond2023-09-272023-09-27NIFHCL- Maturity of Series A Bond
NIPDEC – Amendment to the company’s By-Laws2020-11-252020-11-25NIPDEC – Amendment to the company’s By-Laws
NIPDEC – Change in Board of Directors – Karen Gopaul2015-02-122015-02-12
NIPDEC – Change to Board of Directors – Adrian Bharath2015-10-132015-10-13
NIPDEC – Change to Board of Directors – Brendon Nelson2023-01-102023-01-10NIPDEC – Change to Board of Directors – Brendon Nelson
NIPDEC – Change to Board of Directors – Calvin Bijou2023-07-212023-07-21NIPDEC – Change to Board of Directors – Calvin Bijou
NIPDEC – Change to Board of Directors – Deyson Scott2024-03-052024-03-05NIPDEC – Change to Board of Directors – Deyson Scott
NIPDEC – Change to Board of Directors – Dominic Rampersad, Patrick Ferreira & Douglas Camacho2022-03-112022-03-11NIPDEC – Change to Board of Directors – Dominic Rampersad, Patrick Ferreira and Douglas Camacho
NIPDEC – Change to Board of Directors – Douglas Camacho2022-04-262022-04-26NIPDEC – Change to Board of Directors – Douglas Camacho
NIPDEC – Change to Board of Directors – Douglas Camacho2020-01-102020-01-10NIPDEC – Change to Board of Directors – Douglas Camacho
NIPDEC – Change to Board of Directors – Dr Maryam Abdool-Richards2024-08-302024-08-30NIPDEC – Change to Board of Directors – Dr Maryam Abdool-Richards
NIPDEC – Change to Board of Directors – Gitanjali Gopeesingh2022-11-282022-11-28NIPDEC – Change to Board of Directors – Gitanjali Gopeesingh
NIPDEC – Change to Board of Directors – Gitanjali Gopeesingh2024-11-222024-11-22NIPDEC – Change to Board of Directors – Gitanjali Gopeesingh
NIPDEC – Change to Board of Directors – Hamlyn Jailal2015-09-212015-09-21
NIPDEC – Change to Board of Directors – J. Boiselle2017-02-102017-02-10NIPDEC – Change to Board of Directors – J. Boiselle
NIPDEC – Change to Board of Directors – Joseph Remy2020-03-172020-03-17NIPDEC – Change to Board of Directors – Joseph Remy
NIPDEC – Change to Board of Directors – Joseph Remy2022-03-082022-03-08NIPDEC – Change to Board of Directors – Joseph Remy
NIPDEC – Change to Board of Directors – Joseph Remy2020-08-182020-08-18NIPDEC – Change to Board of Directors – Joseph Remy
NIPDEC – Change to Board of Directors – Leon Ambrose2020-06-242020-06-24NIPDEC – Change to Board of Directors – Leon Ambrose
NIPDEC – Change to Board of Directors – Marilyn Gordon2024-05-022024-05-02NIPDEC – Change to Board of Directors – Marilyn Gordon
NIPDEC – Change to Board of Directors – Mark Hood2024-05-292024-05-29NIPDEC – Change to Board of Directors – Mark Hood
NIPDEC – Change to Board of Directors – Maryam Abdool-Richards2022-04-262022-04-26NIPDEC – Change to Board of Directors – Maryam Abdool-Richards
NIPDEC – Change to Board of Directors – Maryam Abdool-Richards2022-05-122022-05-12NIPDEC – Change to Board of Directors – Maryam Abdool-Richards
NIPDEC – Change to Board of Directors – Maryam Abdool-Richards2024-05-022024-05-02NIPDEC – Change to Board of Directors – Maryam Abdool-Richards
NIPDEC – Change to Board of Directors – Maryam Abdool-Richards and Calvin Bijou2020-11-202020-11-20NIPDEC – Change to Board of Directors – Maryam Abdool-Richards and Calvin Bijou
NIPDEC – Change to Board of Directors – Michael Toney2017-12-122017-12-12NIPDEC – Change to Board of Directors – Michael Toney
NIPDEC – Change to Board of Directors – Mr. John Boisselle2017-11-212017-11-21NIPDEC – Change to Board of Directors – Mr. John Boisselle
NIPDEC – Change to Board of Directors – Niala Persad-Poliah2015-02-272015-02-27
NIPDEC – Change to Board of Directors – Niala Persad-Poliah2015-08-272015-08-27
NIPDEC – Change to Board of Directors – Niala Persad-Poliah2018-05-102018-05-10NIPDEC – Change to Board of Directors – Niala Persad-Poliah
NIPDEC – Change to Board of Directors – Nigel Romano2020-09-042020-09-04NIPDEC – Change to Board of Directors – Nigel Romano
NIPDEC – Change to Board of Directors – Nigel Romano2024-08-302024-08-30NIPDEC – Change to Board of Directors – Nigel Romano
NIPDEC – Change to Board of Directors – Nigel Romano2022-09-022022-09-02NIPDEC – Change to Board of Directors – Nigel Romano
NIPDEC – Change to Board of Directors – Patrick Ferreira2019-07-022019-07-02NIPDEC – Change to Board of Directors – Patrick Ferreira
NIPDEC – Change to Board of Directors – Sonia Valerie Kelsick2020-08-182020-08-18NIPDEC – Change to Board of Directors – Sonia Valerie Kelsick
NIPDEC – Change to Board of Directors – Teddy Stapleton2024-05-292024-05-29NIPDEC – Change to Board of Directors – Teddy Stapleton
NIPDEC – Change to Board of Directors – Teddy Stapleton and Mark Hood2022-06-082022-06-08NIPDEC – Change to Board of Directors – Teddy Stapleton and Mark Hood
NIPDEC – Change to Board of Directors – Valerie Kelsick2018-08-072018-08-07NIPDEC – Change to Board of Directors – Valerie Kelsick
NIPDEC – Change to Board of Directors -K. Nancoo, S. Leslie, D. Camacho, P. Ferreira and F. Khan2018-01-112018-01-11NIPDEC – Change to Board of Directors -K. Nancoo, S. Leslie, D. Camacho, P. Ferreira and F. Khan
NIPDEC – Change to Board of Directors – Leon Ambrose2021-01-132021-01-13NIPDEC – Change to Board of Directors – Leon Ambrose
NIPDEC – Change to Board of Directors- Dominic Rampersad2024-03-052024-03-05NIPDEC – Change to Board of Directors- Dominic Rampersad
NIPDEC – Change to Board of Directors- John Boisselle2019-11-192019-11-19NIPDEC – Change to Board of Directors- John Boisselle
NIPDEC – Change to Organizational Structure2022-08-082022-08-08NIPDEC – Change to Organizational Structure
NIPDEC – Change to Senior Officer – Alfredo Landaeta2023-04-122023-04-12NIPDEC – Change to Senior Officer – Alfredo Landaeta
NIPDEC – Change to Senior Officer – Amanda John2021-01-062021-01-06NIPDEC – Change to Senior Officer – Amanda John
NIPDEC – Change to Senior Officer – Amanda John2021-02-242021-02-24NIPDEC – Change to Senior Officer – Amanda John
NIPDEC – Change to Senior Officer – Clivia Pierre2021-01-062021-01-06NIPDEC – Change to Senior Officer – Clivia Pierre
NIPDEC – Change to Senior Officer – David Benjamin2016-02-172016-02-17NIPDEC – Change to Senior Officer – David Benjamin
NIPDEC – Change to Senior Officer – Ingrid White-Wilson2019-05-062019-05-06NIPDEC – Change to Senior Officer – Ingrid White-Wilson
NIPDEC – Change to Senior Officer – Jabari Cozier2021-02-252021-02-25NIPDEC – Change to Senior Officer – Jabari Cozier
NIPDEC – Change to Senior Officer – Kim Garibsingh2019-05-062019-05-06NIPDEC – Change to Senior Officer – Kim Garibsingh
NIPDEC – Change to Senior Officer – Marvin Gonzales2020-08-272020-08-27NIPDEC – Change to Senior Officer – Marvin Gonzales
NIPDEC – Change to Senior Officer – Maryam Abdool-Richards2023-12-042023-12-04NIPDEC – Change to Senior Officer – Maryam Abdool-Richards
NIPDEC – Change to Senior Officer – Natalie Danclar-Rodney2019-10-172019-10-17NIPDEC – Change to Senior Officer – Natalie Danclar-Rodney
NIPDEC – Change to Senior Officer – Raymond Hackett2023-01-172023-01-17NIPDEC – Change to Senior Officer – Raymond Hackett
NIPDEC – Change to Senior Officer – Raymond Hackett2021-02-022021-02-02NIPDEC – Change to Senior Officer – Raymond Hackett
NIPDEC – Change to Senior Officer – Reyna Kowlessar2021-02-242021-02-24NIPDEC – Change to Senior Officer – Reyna Kowlessar
NIPDEC – Change to Senior Officer – Rodney Charles2021-06-022021-06-02NIPDEC – Change to Senior Officer – Rodney Charles | MPCCEL – Acquisition of an asset
NIPDEC – Change to Senior Officer – Vyas Ramphalie2023-01-172023-01-17NIPDEC – Change to Senior Officer – Vyas Ramphalie
NIPDEC – Change to Senior Officer – Vyas Ramphalie2023-12-042023-12-04NIPDEC – Change to Senior Officer – Vyas Ramphalie
NIPDEC – Change to Senior Officers – Clivia Pierre2020-10-062020-10-07NIPDEC – Change to Senior Officers – Clivia Pierre-1 | NIPDEC – Change to Senior Officers – Ingrid White-Wilson
NIPDEC – Change to Senior Officers – Ingrid White-Wilson2020-10-062020-10-06
NIPDEC – Change to Senior Officers – Jabari Cozier2020-01-062020-01-06NIPDEC – Change to Senior Officers – Jabari Cozier
NIPDEC – Change to Senior Officers – Niala Persad-Poliah2020-10-062020-10-06NIPDEC – Change to Senior Officers – Niala Persad-Poliah
NIPDEC – Change to Senior Officers – Terrance James2020-01-032020-01-03NIPDEC – Change to Senior Officers – Terrance James
NIPDEC – Change to Senior Officers – Terrance Keith James2018-07-122018-07-12, NIPDEC – Change to Senior Officers – Terrance Keith James
NIPDEC – Changes to Board of Directors – C. Debique, K. Hordatt, K. Misir and M. Bart-Smith2016-05-032016-05-03NIPDEC – Changes to Board of Directors – C. Debique, K. Hordatt, K. Misir and M. Bart-Smith
NIPDEC – Changes to Board of Directors – M. Gonzales and M. Wiltshire2016-08-052016-08-05NIPDEC – Changes to Board of Directors – M. Gonzales and M. Wiltshire
NIPDEC – Changes to Board of Directors – M. Toney, K. Nancoo, S. Leslie and B. Nelson2016-01-272016-02-18NIPDEC – Changes to Board of Directors – M. Toney, K. Nancoo, S. Leslie and B. Nelson | NIPDEC – Changes to Board of Directors – M. Toney, K. Nancoo, S. Leslie and B. Nelson
NIPDEC – Change to Board of Directors – Marilyn Gordon2023-09-062023-09-06NIPDEC – Change to Board of Directors – Marilyn Gordon
NIPDEC – Change to Senior Officer – Natalie Danclar-Rodney2021-03-012021-03-01NIPDEC – Change to Senior Officer – Natalie Danclar-Rodney
NIPDEC- Change to Board of Directors- Douglas Camacho2021-07-022021-07-02NIPDEC- Change to Board of Directors- Douglas Camacho
NIPDEC- Change to Senior Officer – Rodney Charles2021-07-022021-07-02NIPDEC- Change to Senior Officer- Rodney Charles
NIPDEC- Change to Senior Officer- A. Landaeta2021-08-192021-08-19NIPDEC- Change to Senior Officer- A. Landaeta
NML – Change to Board of Directors – Arthur Lok Jack2014-08-042014-08-04
NMTS – Appointment of Board of Directors2016-03-212016-03-21NMTS – Appointment of Board of Directors
Notice – Draft CIS By-Laws for public comment2019-08-222019-10-08, Draft CIS NOTICE 8th October 2019 extension | Draft CIS NOTICE 8th October 2019 extension | CIS NOTICE final | DRAFT CIS By-Laws – August 2019
Notice – Statement of Substance and Purpose re Amendment of Rule 2102020-01-022020-01-03Notice for Written Comments TTSE Rule 210 amendment | Notice for Written Comments TTSE Rule 210 amendment | TTSE- Statement of Substance and Purpose re Amendment of Rule 210
Notice – TTSE concise Statement of Substance and Purpose re: proposed addition of Rule 400(2) to the TTSE Rules2022-06-272022-06-24Notice for Written Comments TTSE Rules 400(2) and 700s
Notice for Written Comments TTSE Rule 200 (3) Rescission2016-10-132016-10-13Notice-for-Written-Comments-TTSE-Rule-200(3)-Rescission
Notice for Written Comments TTSE Rule 2032023-02-282023-02-23STATEMENT OF SUBSTANCE AND PURPOSE- Rule 203 – Ex Condition Trading | Notice for Written Comments TTSE Rule 203
Notice for Written Comments TTSE Rule 2122022-04-012022-03-31Notice for Written Comments TTSE Rule 212
Notice for Written Comments TTSE Rule 2272022-04-012022-03-31Notice for Written Comments TTSE Rule 227 | SoSP- Change in the Application of the Closing Price Methodology 2021
NOTICE OF AMENDMENTS TO SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO2022-11-162022-11-09NOTICE OF AMENDMENTS TO SECURITIES ACT
Notice of Amendments To Securities Act, Chapter 83:02 Of the Laws of Trinidad and Tobago2020-05-222020-05-22Notice re Miscellaneous Provisions Act 2020
Notice of Application for an Order to De-list Flavorite Foods Limited’s Shares2016-04-212016-04-21, Flavorite Foods Notice to Interested Parties – De-listing Application | Flavorite Foods Notice to Interested Parties – De-listing Application
Notice of BWIA hearing2006-11-272006-11-27
Notice of Change in Office Hours – Dec 22 and Dec 29, 20172017-12-292017-12-29, Closure Notice
Notice of closure2013-07-252013-07-25
Notice of Closure – February 17th 20222022-02-172022-02-17Temporary Closure Notice – Feb 17 2022
Notice of Draft Guidelines – TIEAA2018-12-312018-12-31Notice of Draft Guidelines – December 31st 2018 | Notice of Draft Guidelines – December 31st 2018
Notice of Draft Insider Reporting guidelines2008-12-122008-12-12
Notice of Draft Portfolio Manager By-Laws2021-03-222021-03-22TTSEC -NOTICE OF DRAFT PORTFOLIO MANAGER BY-LAWS
Notice of Draft Portfolio Manager By-Laws, 20202020-06-032020-06-16Statement of Substance Purpose re Draft By-Laws for PM | Draft Portfolio Manager By-laws | Statement of Substance Purpose re Draft By-Laws for PM | TTSEC NOTICE re Portfolio Management By-Laws | NOTICE of Draft Portfolio Manager By Laws | NOTICE of Draft Portfolio Manager By Laws
Notice of Extension – Draft Risk Based Capital and Liquidity Requirements Bye-Laws 20232023-08-102023-09-13Notice of Extension 2- Risk Based Capital and Liquidity Requirements Bye-Laws 2023 | Notice of Extension 2- Risk Based Capital and Liquidity Requirements Bye-Laws 2023 – Copy | Notice of Extension- Risk Based Capital and Liquidity Requirements Bye-Laws 2023 | Notice – Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023
Notice of Extension of Order2009-03-262009-03-26
Notice of Final Order for Stock Exchange rules2010-06-142010-06-14
Notice of Hearing2007-09-172017-03-22
Notice of Hearing – HDC2018-02-062018-02-05Notice of Hearing HDC
Notice of Hearing – Housing Development Corporation2018-10-052018-10-02Notice of Hearing (HDC) | Draft Notice of Hearing – October 2018 (HDC)
Notice of Hearing – NCB Global Holdings Limited and Take-Over Bid Circular to acquire GHL Shares (74,230,750 ordinary shares)2018-03-082018-03-08Notice of Hearing NCB Global Holdings Limited and Take-Over Bid Circular | Notice of Hearing NCB Global Holdings Limited and Take-Over Bid Circular | Notice of Hearing NCB Global Holdings Limited and Take-Over Bid Circular
Notice of Hearing – NCB Global Holdings Limited’s2018-02-232018-02-23Notice of Hearing -NCB Global Holdings Limited | CAUTIONARY STATEMENT ON INITIAL COIN OFFERING | Notice of Hearing -NCB Global Holdings Limited’s
Notice of Hearing – NIPDEC2018-01-172018-01-17, Notice JPeg | Notice of Hearing – NIPDEC
Notice of Hearing – PTSC2021-07-292021-07-29Notice of Hearing PTSC | Notice of Hearing PTSC
Notice of Hearing – Re de-listing FNCU Venture Capital Company Limited2014-06-302014-06-30
Notice of Hearing – Readymix (West Indies) Limited2018-10-032018-10-01Notice for RML hearing final | Notice for RML hearing final
Notice of Hearing – TTSE Rules 203 and 2122023-05-222023-05-24, Notice of Hearing re TTSE Rules 203 and 212
Notice of Hearing on revised Rule 227 and Horizon trading rule 10.22008-11-262008-11-26
Notice of Hearing re Listed companies disclosure regime2009-03-062009-03-06
Notice of Hearing re: Application by the TTSE Limited for rescinding Rule 200 (3) of the TTSE Rules2017-01-262017-02-02Notice of Hearing Rule 200 | Notice of Hearing Rule 200 (3)
Notice of Hearing re: Furness Trinidad Limited2019-11-072019-11-07Notice of Hearing on 15th November 2019 (Furness)
Notice of Hearing re: Readymix (West Indies) Limited2023-06-292023-06-29, Readymix Notice of Hearing – June 2023
Notice of Hearing re: Readymix (West Indies) Limited2020-01-172020-01-22Notice of Hearing on 18th Jan. 2020 – RML | Notice of Hearing on 18th Jan. 2020 – RML
Notice of Hearing re: Readymix (West Indies) Limited – Cancelled2023-08-232023-08-23, Notice – Cancellation of Readymix Hearing set for 24.08.2023
Notice of Hearing re: Readymix -February 20242024-03-062024-03-06, Readymix Notice of Hearing -February 2024
Notice of Hearing re: T&T Stock Exchange Limited to amend Rule 400 (2)2024-04-242024-04-24TTSEC Notice of Hearing re Rule 400 (2) SMLR 2024
Notice of Hearing re: Trinidad and Tobago Stock Exchange Limited & the Securities Industry2022-08-052022-08-05TTSEC Notice | 25×5-TTSEC Notice
Notice of Hearing- NCB Global Holdings Limited2018-05-082018-05-08Notice of Hearing- NCB Global Holdings Limited Offer & Take-Over Bid re GHL Shares
Notice of Hearing-Trading in TTDRs2010-04-082010-04-08
Notice of Hearing: Rules 210 and 2272023-03-232023-03-23Notice of Hearing re Rules 210 and 227 – March 2023
Notice of Hearings re delisting of Furness and Valpark2009-01-082009-01-08
Notice of Proposed Amendment to the Stock Exchange Rules2009-08-122009-08-12
Notice of proposed TTSE rule change2008-10-222008-10-22
Notice of Settlement – FCB IPO Matter2020-02-032020-03-10FINAL Supplemental Statement – FCB IPO Matter – 20th February 2020 | Notice of Settlement – FCB IPO Matter | Notice of Settlement – FCB IPO Matter – Feb 2020
Notice re Amendments to Stock Exchange Rules2009-02-252009-02-25
Notice re appointment of a receiver re TTSEC vs Welthecon2012-02-242017-04-06Notice-re-appointment-of-a-receiver-re–TTSEC-vs-Welthecon
Notice re Compliance officers2012-11-072012-11-07
Notice re proposed amendments to the Repurchase Agreement Guidelines, 20172017-04-192017-04-19TTSEC NOTICE – Proposed Draft Amended Repurchase Agreement Guidelines – Final
Notice re Stock Exchange Rule Change2008-12-152008-12-15
Notice regarding investigation into allegations of Insider Trading2008-11-202008-11-20
NOTICE TO REGISTRANTS – LIMITED COVID-19 FILING MORATORIUM2021-06-242021-06-25, Notice to Registrants – Limited COVID-19 Filing Moratorium June 24th 2021 | Notice to Registrants – Limited COVID-19 Filing Moratorium June 24th 2021 | Covid 19 Order 23rd June 2021 | Notice to Registrants – Limited COVID-19 Filing Moratorium June 24th 2021
Notice to Registrants-Limited Filing Moratorium: COVID-192020-03-252020-04-16, Notice to Registrants – Limited Filing Moratorium COVID-19
Notice- Appointment of Board of Commissioners2020-12-192020-12-18TTSEC Notice- Appointment of Commissioners 19.12.20
Notice- Draft CIS By-Laws 20202020-05-292020-06-15TTSEC Notice re CIS ByLaws 2020- 29.05.20
NTTL – Change to Board of Directors – Ian Skipsey2019-02-062019-02-06NTTL – Change to Board of Directors – Ian Skipsey
NTTL – Change to Board of Directors – A. Blanc, C. Llanos, M. Beneventi2018-03-072018-03-07NTTL – Change to Board of Directors – A. Blanc C. Llanos M. Beneventi
NTTL – Change to Senior Officer – Martin Poncelet2022-09-072022-09-07NTTL- Change to Senior Officer- Martin Poncelet
NTTL – Change to Senior Officers – I. Skipsey, S. Narinesingh2019-02-062019-02-06NTTL – Change to Senior Officers – I. Skipsey, S. Narinesingh
NTTL – Change to Senior Officers – Mr. Josue De la Maza2021-12-222021-12-22NTTL – Change to Senior Officers – Mr. Josue De la Maza
NTTL – Change to Senior Officers – S. Narinesingh, M. Poncelet2019-04-032019-04-03NTTL – Change to Senior Officers – S. Narinesingh, M. Poncelet
NTTL- Change to Board of Directors – Eduardo Garcia2023-10-062023-10-06NTTL- Change to Board of Directors – Eduardo Garcia
NTTL- Change to Board of Directors – Josue De La Maza2023-10-062023-10-06NTTL- Change to Board of Directors – Josue De La Maza
NTTL- Change to Board of Directors- Jorge Hoyos2022-09-072022-09-07NTTL- Change to Board of Directors- Jorge Hoyos
NTTL- Change to Board of Directors- Martin Poncelet2022-09-072022-09-07NTTL- Change to Board of Directors- Martin Poncelet
NTTL- Change to Senior Officer – Eduardo Garcia2023-10-062023-10-06NTTL- Change to Senior Officer – Eduardo Garcia
NTTL- Change to Senior Officer – Josue De La Maza2023-10-062023-10-06NTTL- Change to Senior Officer – Josue De La Maza
OCM – Acquisition of a 51% stake in Green Dot Limited2017-02-222017-02-22OCM – Acquisition of a 51% stake in Green Dot Limited
OCM – Appointment of Auditors2022-07-152022-07-15OCM – Appointment of Auditors
OCM – Change to Board of Directors – Appointment of Chairman – Faarees Hosein2016-08-192016-08-19OCM – Change to Board of Directors – Appointment of Chairman – Faarees Hosein
OCM – Change to Board of Directors – Carl Mack2015-06-302015-06-30
OCM – Change to Board of Directors – Douglas Wilson2017-06-122017-06-12OCM – Change to Board of Directors – Douglas Wilson
OCM – Change to Board of Directors – Mr. Anthony Shaw2015-08-282015-08-28
OCM – Change to Board of Directors – Mrs Rashidan Bolai2017-01-252017-01-25OCM – Change to Board of Directors – Mrs Rashidan Bolai
OCM – Change to Board of Directors – Sir Fred Gollop2016-06-242016-06-24OCM – Change to Board of Directors – Sir Fred Gollop
OCM – Change to Boards of Directors – Richard Young2014-11-072014-11-07
OCM – Change to Senior Officer – Anthony Shaw2019-10-242019-10-24OCM – Change to Senior Officer – Anthony Shaw
OCM – Change to Senior Officer – John Lum Young2017-06-022017-06-02OCM – Change to Senior Officer – John Lum Young
OCM – Change to Senior Officer – K. Ng Tang2017-07-062017-07-06OCM – Change to Senior Officer – K. Ng Tang
OCM – Change to Senior Officer – Karlene Ng Tang2018-01-112018-01-11OCM – Change to Senior Officer – Karlene Ng Tang
OCM – Change to Senior Officer – Noel Wood2020-01-292020-01-29OCM – Change to Senior Officer – Noel Wood
OCM – Change to Senior Officer – Noel Wood2021-04-212021-04-21OCM – Change to Senior Officer – Noel Wood
OCM – Change to Senior Officers – Harold Hoyte and Renee-Ann Kowlessar2018-06-132018-06-13OCM – Change to Senior Officers – Harold Hoyte and Renee-Ann Kowlessar
OCM – Change to the Board of Directors – G. Thomson2016-06-162016-06-16OCM – Change to the Board of Directors – G. Thomson
OCM – Change to the Board of Directors – Vivian Anne Gittens and Anthony Shaw2015-12-162015-12-16
OCM – Investment in One Caribbean FlexiPac Industries and Solutions Limited2018-05-172018-05-17OCM – Investment in One Caribbean FlexiPac Industries and Solutions Limited
Offerings of Cryptocurrencies: Some considerations for the securities sector2021-10-202021-10-21Express Business Article 2021-10-20 at 9.14.19 AM | Offerings of Cryptocurrencies
Official Launch of the Securities Market Bulletin2018-10-102018-10-10, 20181003_SEC_104 | 20181003_SEC_94 | 20181003_SEC_83 | 20181003_SEC_80 | 20181003_SEC_62 | 20181003_SEC_59 | 20181003_SEC_32 | 20181003_SEC_14 | 20181003_SEC_4
Olint Corporation Ltd2008-05-022008-05-02
OMI – Change in Senior Officer – P. Kenny2016-09-062016-09-06OMI – Change in Senior Officer – P. Kenny
OMI – Change to Board of Directors – Angus Alexander2016-03-242016-03-24OMI – Change to Board of Directors – Angus Alexander
OMI – Change to Board of Directors – David Buenfil2017-06-092017-06-09OMI – Change to Board of Directors – David Buenfil
OMI – Change to Board of Directors – Jeremy Charles2015-12-172015-12-22
OMI – Change to Board of Directors – Jeremy Charles2016-07-112016-07-11OMI – Change to Board of Directors – Jeremy Charles
OMI – Change to Board of Directors – Mark Satchel2016-07-202016-07-20OMI – Change to Board of Directors – Mark Satchel
OMI – Change to Board of Directors – Paul Quirk2016-03-292016-03-29OMI – Change to Board of Directors – Paul Quirk
OMI – Change to Board of Directors – Robert Long2019-08-082019-08-08, OMI – Change to Board of Directors – Robert Long
OMI – Change to Board of Directors – S. Levin2017-08-032017-08-03OMI – Change to Board of Directors – S. Levin
OMI – Change to Board of Directors – Sheelagh Malin2017-09-152017-09-15OMI – Change to Board of Directors – Ms. Sheelagh Malin
OMI – Change to Board of Directors – Steven Braudo2017-09-152017-09-15OMI – Change to Board of Directors – Steven Braudo
OMI – Change to Board of Directors – T. Groves2016-09-062016-09-06OMI – Change to Board of Directors – T.Groves
On the Money: A guide to Financial Planning (Part 1)2008-01-182008-01-18
On the Money: A guide to Financial Planning (Part 2)2008-02-012008-02-01
On the Money: A guide to Financial Planning (Part 3)2008-02-082008-02-08
On the Money: A guide to Financial Planning (Part 4)2008-02-152008-02-15
On the Money: A guide to Financial Planning (Part 5)2008-02-282008-02-28
Onboarding Guidelines-Joint Regulatory Guidance – COVID-19 Measures2020-04-092020-04-20, , Cover – Onbooarding Guidelines | Onboarding Guidelines – Covid-19 Joint Regulatory Guidance | Onboarding Guidelines – Joint Regulatory Guidance Covid-19 – 9-Apr-2020 | Onboarding Guidelines – Covid-19 Final 9-Apr-2020
One Caribbean Media Limited – Annual Report for the year ended 31st December 20212022-07-192022-07-19One Caribbean Limited – Annual Report for the year ended 31st December 2021
Opening of Public Consultation on the Interim Report delivered by Stikeman Elliot, LLP2006-04-262006-04-26
Opening Remarks2010-07-062010-07-06
Opening Remarks2010-11-252010-11-25
Opening Remarks2012-04-232012-04-23
Opening remarks2012-10-292012-10-29
Opening remarks2015-01-072015-01-07
Opening remarks at signing of TTSEC-CBTT MOU2014-01-062014-01-06
Opening remarks at the Top Trader Game – Prize giving ceremony2014-04-042014-04-04
Order Re: Lawrence Cole, Alpha Savings and Trust Limited et al in receivership2015-02-032016-08-12Order-Re_-Lawrence-Cole-Alpha-Savings-and-Trust-Limited-et-al-in-receivership | Order–Re_-Lawerence-Cole,-Alpha-Savings-and-Trust-Limited-et-al-in-receivership | High-Court-order-re-Lawrence-Cole,-Alpha-Savings-and-Trust-Ltd.,-et-al | Decision-in-High-Court-matter-re-TTSEC-vs-Lawrence-Cole-et-al
Order – Airports Authority of Trindad and Tobago2010-03-292010-03-29
Order 1 for settlement re Scotia DBG Investments Limited2011-04-282017-03-22
Order 2 for settlement re BCB Holdings2012-11-192012-11-19
Order 2 for settlement re Dynamic Equity Fund II Ltd.2011-02-082017-03-22
Order 2 for settlement re Scotia DBG Investments Limited2011-04-282017-03-22
Order for De-Registration of Pan Caribbean Asset Management Limited2010-06-152017-03-22
Order for appointment of Panels under the Hearing and Settlement rules2014-04-172014-04-17
Order for de-registration of Angostura (Barbados) Limited2011-01-192017-04-06Order-for-de-registration-of-Angostura-(Barbados)-Limited-
Order for De-registration of Vehicle Management Corporation of Trinidad and Tobago Limited2010-08-162010-08-16
Order for Deregistration of Alstons Limited2010-09-032010-09-03
Order for Deregistration of Valpark Shopping Plaza Ltd.2010-12-092017-03-22
Order for Grace Kennedy Ltd re exemption of Take over by-laws2013-02-082013-02-08
Order for settlement agreement re Empresa Generadora de Electricidad Haina2010-03-172010-03-17
Order for settlement agreement re GraceKennedy Ltd.2010-03-262017-03-22
Order for settlement agreement re HDC2010-03-262010-03-26
Order for settlement agreement re Jamaica Public Service Company Ltd.2010-03-172010-03-17
Order for settlement agreement re Jamaica Select Index Fund Ltd.2010-01-292017-03-22
Order for settlement agreement re LABIDCO2010-04-132017-04-14LABIDCO – S.I. 77 – 2009 Contravention (Order dated 13-Apr-2010).pdf
Order for settlement agreement re MTS2010-04-132017-04-14MTS – Contravention S.I. 85 – 2009 (Order dated 13-April-2010).pdf
Order for settlement agreement re National Commercial Bank Jamaica Ltd2010-03-312017-03-22
Order for settlement agreement re NIPDEC2010-04-122017-04-14NIPDEC – S.I. 09 – 2010 Contravention _ Settlement Agreement & Order…
Order for settlement agreement re Pan Caribbean Asset Management Ltd.2010-02-022010-02-02
Order for settlement agreement re PLIPDECO2010-03-262017-03-22
Order for settlement agreement re Port Authority of Trinidad and Tobago2010-04-282017-04-25Port Authority 2010
Order for settlement agreement re Sagicor Financial Corporation2010-05-042010-05-04
Order for settlement agreement re Supreme Ventures Ltd2010-05-042010-05-04
Order for settlement agreement re Trinidad Select Index Fund Ltd2010-02-042010-02-04
Order for settlement agreement reTransjamaican Highways Ltd2010-04-012010-04-01
Order for settlement for PLIPDECO2011-02-082011-02-08
Order for settlement re AATT2010-08-202017-03-22
Order for settlement re Add Venture Capital Fund Limited2010-10-142010-10-14
Order for Settlement re Agostini Limited2010-08-172010-08-17
Order for settlement re AIC Corporate Funds Inc2009-11-302009-11-30
Order for Settlement re Angostura (Barbados) Limited2010-08-162010-08-16
Order for Settlement re Angostura Holdings Limited2010-08-162010-08-16
Order for settlement re Angostura Limited2010-07-202017-03-22
Order for settlement re BCB Holdings2012-11-192012-11-19
Order for settlement re Brimont Ltd.2012-10-082017-03-22
Order for settlement re Capital and Credit Financial Group Ltd.2012-06-062012-06-06
Order for settlement re Capital and Credit Merchant Bank Ltd.2012-06-062012-06-06
Order for Settlement re Capital Markets Elites Group Limited2016-11-252016-12-06, , , contravention-order-capital-markets-elites-group-limited
Order for settlement re CARONI2011-09-302011-09-30
Order for settlement re Cool Petroleum (St. Lucia) Limited2011-07-142017-04-10Order-for-settlement-re-Cool-Petroleum-(St.-Lucia)-Limited
Order for settlement re Development Finance Ltd.2010-10-182010-10-18
Order for settlement re Dynamic Equity Fund II Limited2011-02-082011-02-08
Order for settlement re Dynamic Equity Fund II Ltd.2010-10-222010-10-22
Order for settlement re Dynamic Equity Venture Fund Limited April 20112011-04-282011-04-28
Order for settlement re Dynamic Equity Venture Fund Ltd2011-02-082011-02-08
Order for Settlement re Education Facilities Company Limited2016-10-282016-11-07
Order for Settlement re FCL Financial Limited2016-10-282016-11-07contravention-order-fcl-financial-limited | contravention-order-efcl
Order for settlement re First Citizens Asset Management Limited2011-04-282011-04-28
Order for settlement re Flavorite Foods Ltd.2012-09-202012-09-20
Order for settlement re Flavorite Foods Ltd. II2012-09-202012-09-20
Order for settlement re FNCU Venture Capital Company Limited2010-04-092017-04-14Venture Capital 2010
Order for settlement re GraceKennedy Ltd2012-09-172012-09-17
Order for settlement re Home Mortgage Bank2010-07-202017-03-22
Order for settlement re Jamaica Public Service Company Limited2011-11-102017-03-22
Order for settlement re Jamaica Select Fund Limited2011-02-082011-02-08
Order for settlement re L J Williams Ltd.2010-08-182010-08-18
Order for settlement re La Brea Industrial Development Company Limited2011-04-282017-03-22
Order for settlement re Life Settlement Funds Limited2010-07-202010-07-20
Order for settlement re Life Settlements Funds Ltd.2013-02-082017-03-22
Order for Settlement re Mora Ven Holdings Limited2010-07-222010-07-22
Order for settlement re Mora Ven Holdings Ltd.2010-04-132010-04-13
Order for settlement re National Enterprises Limited2011-04-142017-03-22
Order for settlement re National Enterprises Ltd.2012-06-082012-06-08
Order for Settlement re National Flour Mills Limited2016-10-282016-11-07contravention-order-nfm
Order for Settlement re National Insurance Board of Trinidad and Tobago2015-12-312016-01-14, NIBTT Order | NIBTT Order for website
Order for settlement re Neal and Massy Holdings Ltd.2011-02-102011-02-10
Order for Settlement re Nestle Trinidad and Tobago Limited2010-08-162010-08-16
Order for settlement re Nestle Trinidad and Tobago Limited2011-04-122011-04-12
Order for Settlement re One Caribbean Media Limited2016-10-132016-11-07contravention-order-ocm
Order for settlement re PLIPDECO2011-06-152017-03-22
Order for settlement re PTSC2011-02-082011-02-08
Order for settlement re Public Transport Service Corporation2010-05-262017-03-22
Order for settlement re RBTT Bank Barbados2011-02-082017-03-22
Order for settlement re RBTT Bank Barbados Limited2011-02-082017-03-22
Order for settlement re RBTT Finance Ltd.2010-08-242017-03-22
Order for settlement re RBTT Financial Holdings Ltd.2010-06-022017-03-22
Order for settlement re Republic Finance and Merchant Bank Ltd2010-05-132017-03-22
Order for settlement re Royal Skandia Life Assurance Limited2010-05-262017-03-22
Order for settlement re Sagicor Funds Incorporated2010-05-042017-03-22
Order for settlement re Sagicor Merchant Ltd.2010-06-042010-06-04
Order for settlement re Scotia Investments Jamaica Ltd2012-06-062017-04-10Order-for-settlement-re-Scotia–Investments-Jamaica-Ltd
Order for Settlement re Scotia Investments Jamaica Limited2016-11-252016-12-06, , contravention-order-scotia-investments-jamaica-ltd-for-failure-to-file-mcr
Order for Settlement re Scotiabank Short-Term Income Fund Inc.2016-11-252016-12-06, , contravention-order-scotiabank-short-term-income-fund-annual-report
Order for Settlement re Scotiabank Short-Term Income Fund Inc.2016-11-252016-12-06, , contravention-order-scotiabank-short-term-income-fund-rev-reg-statement | contravention-order-scotiabank-short-term-income-fund-annual-report
Order for Settlement re Scotiabank Trinidad and Tobago Fixed Income Fund Inc.2016-11-252016-12-06, , contravention-order-scotia-fixed-income-fund
Order for Settlement re Scotiabank Trinidad and Tobago Growth Fund Inc.2016-11-252016-12-06, , contravention-order-scotia-growth-fund
Order for Settlement re Sheldon Sylvester Late Filing of Form 222016-11-252017-01-06, , contravention-order-ttngl-late-filing-form-22-sheldon-sylvester
Order for settlement re St Christopher Air and Sea Ports Authority2010-06-012010-06-01
Order for Settlement re Telecommunications Services of Trinidad and Tobago Limited2016-09-292016-11-07tstt-contravention-order
Order for settlement re TIDCO2011-10-032011-10-03
Order for settlement re Trinidad and Tobago Housing Development Corporation2011-07-252017-03-22
Order for Settlement re Trinidad Select Index Fund Limited2010-07-222010-07-22
Order for settlement re TSTT Ltd.2010-10-222010-10-22
Order for settlement re UDECOTT2011-06-152011-06-15
Order for settlement re UDECOTT June 20122012-06-062017-03-22
Order for Settlement re Unilever Caribbean Limited2016-10-282016-11-07contravention-order-unilever
Order for settlement re Unilever Caribbean Ltd.2010-05-282017-03-22
Order for settlement re Unilever Caribbean Ltd.2012-09-202012-09-20
Order for settlement re Valpark Shopping Plaza Ltd.2010-06-212010-06-21
Order for settlement re WASA SI 47 and 482011-07-272017-04-10Order-for-settlement-re-WASA–SI-47-and-48
Order for settlement re WASA SI 116 and 1172011-07-272011-07-27
Order for settlement re WITCO2011-02-082011-02-08
Order Granting Exemption Pursuant to ESOPs2014-04-142016-04-28Order-Granting-Exemption-Pursuant-to-ESOPs
Order in respect of Chan Ramlal contravention2009-08-132009-08-13
Order re amendment to Stock Exchange Rules2010-06-142010-06-14
Order re Amendment to TTSE Rule 400(2)2024-08-262024-08-26TTSEC Order- TTSE Rule Amendment 400 2 2024
Order re Ansa Merchant Bank Ltd.2011-04-142011-04-14
Order re appointment of a Hearing panel2013-11-142013-11-14
Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels2022-01-132022-03-10Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels
Order re Approval of TTSE Rules 203 and 2122023-12-182024-01-03Order re Approval of TTSE Rules 203 and 212
Order re Approval of TTSE Rules 210 and 2272023-08-242023-10-12Order re Approval of TTSE Rules 210 and 227
Order re Barclays Wealth and Investment Management2014-12-162014-12-16
Order re Bond trading rules2007-10-122007-10-12
Order re CXN fees exemption2013-03-112013-03-11
Order re de-registration of Jamaica Select Index Fund Ltd2014-12-162014-12-16
Order re De-registration of National Commercial Bank Jamaica Limited2017-10-302019-09-04Order for the de-listing of NCBJ from the TTSE | Order for the de-listing of NCBJ from the TTSE | Order – De-registration of NCBJ as Reporting Issuer
Order re de-registration of Trinidad Select Index Fund2014-12-162015-05-25
Order re delisting of ten year fixed rate GOTT Bond2014-01-152014-01-15
Order re extension of transitional period2013-12-182013-12-18
Order re Implementation of CIS Revised Volume Reports2023-07-272023-08-28, , Order re Implementation of CIS Revised Volume Reports
Order re the de-listing of BCB Holdings2014-01-152014-01-15
Order re the de-listing of Supreme Ventures Limited2012-04-282012-04-28
Order re TTSEC CRRS2021-10-082021-12-02Order re TTSEC CRRS – 8th October 2021
Order re TTSEC vs Welthecon et al2012-02-242012-02-24
Order Re: De-Registration Cimco PCC Limited and VT Caribbean Property Fund #12015-12-082016-01-26De-Registration Cimco PCC Limited and VT Caribbean Property Fund
Order Re: Amendment of the TTSE SME Listing Requirements2017-03-022017-03-10Order for the Amendment of the TTSE SME Listing Requirements
Order Re: Angostura Limited – Annual Report2021-03-022021-03-05, , Angostura Limited – Annual Report
Order Re: Appointment of a Hearing Panel and a Settlement Panel2016-08-032016-08-03, Appointment of Settlement Panel, Hearing Panel | Appointment of Settlement Panel, Hearing Panel
Order re: Appointment of Hearing Panel and a Pre-Hearing Conference Panel2017-01-132017-01-16Order Appointment of Panels
Order Re: Berger Paints Trinidad Limited De-registration2020-04-242020-07-07Berger Paints Trinidad Limited Order to De-register – 2020.04.24 | Berger Paints Trinidad Limited Order to De-register – 2020.04.24 gaz
Order re: Conditional Deregistration Readymix (West Indies) Limited2020-04-232020-05-07RML Conditional De-Registration Order
Order Re: Confirmation of Delegation of Powers, TTSEC2017-09-182017-10-09Order- Confirmation Delegation of Powers – 18.9.2017
Order Re: Consolidated Delegation of Powers2015-12-082016-01-15TTSEC Order re Consolidated Delegation of Powers | TTSEC Order re Consolidation of Delegatedof powers 2015
Order Re: Consolidated Delegation of Powers2016-07-272018-01-08, Consolidated Delegation of Powers Order 2016 | Consolidated Delegation of Powers Order 2016 | Consolidated Delegation of Powers Order 2016
Order Re: Contravention JMMB Group Limited $7,8002020-01-282020-07-07, Order re JMMB Group Limited – $7800_
Order Re: Contravention Order – TSTT2016-10-042016-10-04tstt-contravention-order
Order re: Contravention Order for Settlement re Education Facilities Company Limited2016-10-282016-11-08
Order re: Contravention Order for Settlement re FCL Financial Limited2016-10-282016-11-08,
Order re: Contravention Order for Settlement re National Flour Mills2016-10-282017-03-22, Contravention Order NFM
Order re: Contravention Order for Settlement re One Caribbean Media Limited2016-10-132016-11-08,
Order Re: Contravention Order for Settlement re Unilever Caribbean Limited2016-10-282016-11-08,
Order Re: Contravention Order re FCL Financial Limited Sect 56 ByLaw 322018-04-202018-04-20, , Contravention Order re FCL Financial Limited Sect 56 ByLaw 32
Order re: COVID-19 Extension2020-04-272020-04-27, Order- Covid 19 Extension – April 2020 | Order- Covid 19 Extentsion – April 2020
Order re: CRRS Form Amendments2020-12-112020-12-11Form11A | Form 24 – Quarterly Capital Requirements | Final – Order re CRRS Form Amendments – April 2020.docx (002)
Order Re: De-Listing of GORTT Bond2016-10-042016-10-04de-list-gortt-bond-due-june-30th-2016
Order Re: De-Listing of GORTT Bond from the TTSE2015-04-092016-01-15De-Listing of GORTT Bond
Order Re: De-Listing of Jamaica Money Market Brokers Limited and JMMB Group Listing2015-03-252016-01-14JMMB De-Listing and JMMB Group listing | JMMB de-listing and JMMB Group listing | JMMB de-listing and JMMB Group listing for website | BCB de-registration for website
Order Re: De-Listing of NCBJ from the TTSE2017-03-132017-03-20Order for the de-listing of NCBJ from the TTSE | Order for the de-listing of NCBJ from the TTSE
Order re: De-Listing Sagicor Financial Corporation2018-06-292018-07-10De-Listing Order re Sagicor Financial Corporation
Order Re: De-Registering of Schroder International Selection Fund Global Energy2015-03-062016-01-14De-Registering of Schroder International Selection Fund Global Energy
Order re: De-Registration Barclay’s Funds2018-06-292018-07-10De-Registration Order re Barclays Funds
Order Re: De-Registration Jamaica Select Index Fund Limited2015-03-062016-01-14De-Registration Jamaica Select Index Fund Limited
Order Re: De-registration of Assuria Life (T&T) Ltd. as a Reporting Issuer2017-03-012017-03-01De-registration of Assuria Life (T&T) as a Reporting Issuer
Order Re: De-Registration of Assuria Life T&T2015-10-292016-05-11Deregistration of Assuria Life (T&T) Ltd | Deregistration of Assuria Life (T&T) Ltd | Deregistration of Assuria Life (T&T) Ltd
Order Re: De-Registration of BCB Holdings Limited2015-05-132016-01-14BCB De-Registration | BCB de-registration
Order Re: De-Registration of Capital and Credit Financial Group Limited2015-05-132016-01-15De-Registration of CCFG Limited
Order Re: De-Registration of CCMB2015-05-132017-03-22De-Registration CCMB
Order Re: De-Registration of Jamaica Money Market Brokers Limited2015-10-222016-01-14TTSEC Order re Deregistration of JMMB | TTSEC Order re Deregistration of JMMB
Order Re: De-Registration of Massy (Barbados) Limited2015-04-092016-01-14De-Registration of Massy Barbados Limited
Order Re: De-Registration of Sagicor Asset Management T&T Limited2015-12-082016-05-12De-Registration of Sagicor Asset Management TT
Order Re: De-Registration of Scotia Asset Management (Jamaica) Limited Premium Funds2015-05-132016-01-14De-Registration of Scotia Premium Fixed Income Fund and the Scotia Premium Growth Fund as Collective Investment Schemes | De-Registration of Scotiabank Premium Funds
Order Re: De-Registration of Scotia Funds2015-11-172016-01-26De-Registration of Scotia Funds
Order Re: De-registration of Stallion Property Trust as a Reporting Issuer2016-08-102016-08-10De-registration of Stallion Property Trust as a Reporting Issuer and CIS | De-registration of Stallion Property Trust as a Reporting Issuer and CIS
Order Re: De-registration of Supreme Ventures as a Reporting2016-08-102016-10-04De-registration of Supreme Ventures as a Reporting Issuer | De- registration of Supreme Ventures Ltd as a Reporting Issuer
Order Re: De-registration of TCL Leasing Ltd and TCL Service Ltd as Reporting Issuers2016-08-102016-10-06de-registration-of-tcl-leasing-ltd-and-tcl-service-ltd-as-reporting-issuers | De-registration of Supreme Ventures as a Reporting Issuer
Order re: De-Registration of the National Football Stadium Company Limited2018-06-292018-07-10De-Registration Order re The National Football Stadium Company Limited
Order Re: De-Registration of TRS St. Lucia2015-06-252016-01-15De-registration of TRS St. Lucia
Order Re: De-Registration of UTC (Cayman) SPC Limited as a Reporting Issuer and a Collective Investment Scheme2015-05-132016-01-14De-Registration UTC (Cayman) SPC Limited | De-Registration UTC (Cayman) SPC Limited
Order re: De-registration Order Caroni 19752020-04-242020-07-07De registration Order Caroni 1975
Order Re: De-Registration Trinidad Select Index Fund Limited2015-03-062016-01-14De-Registration Trinidad Select Index Fund Ltd
Order re: Delegation of CEO’s Authority to DCEO2019-09-102019-09-10Order re Delegation of CEO’s Authority to DCEO
Order re: Delegation of Powers 2017 to the Deputy CEO2017-01-232017-01-24Delegation of Powers Order DCEO
Order Re: Delegation of Powers to the Standing Committee of the Board2018-03-232018-03-23Order re Standing Committee Powers March 2018
Order Re: Delegation of Powers to the Standing Committee of the Board2021-04-012021-04-01Order re Delegation of Powers to the Standing Committee – April 2021
Order re: Delisting Bourse Brazil Latin Fund2018-05-292018-06-14Delisting Order re Bourse Brazil Latin Fund
Order Re: Delisting of Flavorite Foods Limited’s Shares2016-08-102016-08-10Delisting of shares – Flavorite Foods Ltd | Delisting of shares-(Flavorite Foods Ltd)
Order re: Delisting of GORTT $1,000M 7-year Bond Due May 21, 20202021-03-262021-04-13Delisting Order re GORTT $1,000M 7-year Bond Due May 21 2020
Order re: Delisting of GORTT $600M 11-year Bond Due June 30, 20202021-03-262021-04-13Delisting Order re GORTT $600M 11-year Bond Due June 30 2020
Order Re: Delisting of GORTT’s 10-year Bond due March 20152016-11-082016-11-29order-for-delisting-of-gortt-bond-due-march-16-2015
Order Re: Delisting of GORTT’s 10-year Bond due May 24, 20152016-11-082016-11-29order-for-delisting-of-gortt-bond-due-may-24-2015
Order Re: Delisting of GORTT’s 15-year Bond due February 20152016-11-082016-11-29order-for-delisting-of-gortt-bond-due-february-18-2015
Order Re: Delisting of GORTT’s 15-year Bond due May 8, 20152016-11-082016-11-29order-for-delisting-of-gortt-bond-due-may-8-2015
Order Re: Delisting of GORTT’s 8-year Bond due November 20142016-11-082016-11-29order-for-delisting-of-gortt-bond-due-november-30-2014
Order re: Delisting of Sagicor Financial Corporation Limited – March 20212021-03-262021-04-13Delisting Order re Sagicor Financial Corporation Limited – March 2021
Order Re: Delisting of Scotiabank’s 5.5 and 6.5 year Bonds due 2017 and 2018 respectively2016-11-082016-11-29sbtt-bond-delisting-due-15-feb-2017-and-2018
Order re: Deregistration of Life Settlement Funds Limited2017-01-122017-01-12Order de-registration Life Settlements Funds Limited | Contravention Order WASA | Order de-registration Life Settlements Funds Limited
Order re: Deregistration Readymix (West Indies) Limited2020-04-232020-05-07
Order Re: Development of a Micro and Macro Prudential Reporting Framework2016-09-052016-10-04MMRF Order
Order Re: Exemption by UTC Guideline 19 CIS2015-12-082016-01-26Exemption by UTC Guidelines 19 CIS GIF
Order Re: Exemption for Scotiabank Caribbean Holdings Ltd and approval for fit and proper to be substantial shareholder2015-03-192016-01-14Exemption for Scotiabank Caribbean Holdings Ltd and approval for fit and proper to be substantial shareholder
Order re: Exemption of Trust Form CIS from Certain Disclosure Requirements2018-11-132019-02-04Order re Exemption of Trust From CIS from Certain Disclosure Requirements
Order re: Exemption Order Mondial (Trinidad) Limited2020-04-242020-05-07, Exemption Order Mondial (Trinidad) Limited
Order re: Exemption Order Nigel Clewitt2020-04-232020-05-07Nigel Clewett Exemption Order – April 2020 gaz
Order re: Exemption to First Citizens Bank and Permission to First Citizens Brokerage and Advisory Services Limited2018-11-012018-11-12Order re Exemption to First Citizens Bank and Permission to First Citizens Brokerage and Advisory Services Limited | Order re Exemption to First Citizens Bank and Permission to First Citizens Brokerage and Advisory Services Limited | Order re Exemption to First Citizens Bank and Permission to First Citizens Brokerage and Advisory Services Limited
Order Re: Exemptions to NCBJ and NCBFG2017-07-312017-08-15Order granting exemptions to NCBJ and NCBFG
Order re: Impact of COVID-19 – Submission of Continuous Disclosures2020-04-062020-04-16, , , FINAL Order re Impact of COVID-19 – Submission of Continuous Disclosures | FINAL Order re Impact of COVID-19 – Submission of Continuous Disclosures
Order Re: Jamaica Money Market Brokers Limited Scheme of Arrangement2015-03-062016-01-14JMMB Scheme of Arrangement Order | JMMB Scheme of Arrangement Order for Website
Order Re: National Insurance Board of T&T2015-06-252016-01-15TTEC Order re NIBTT June 2015
Order Re: NCB Financial Group Limited – Exemption from By-laws 11, 12, 13, 14, 15 and 16 of the Securities Industry (Take-Over) By-Laws 20052021-06-182021-06-18Order – NCBFG Exemption from TBL 2005 – June 2021
Order Re: Registration of Massy Holdings Limited’s Shares2015-12-302016-04-28Order for the Registration of MHL Shares
Order Re: Scotia De-Registration2020-04-242020-07-07Soctia De-registration Order
Order re: Settlement Agreement between Offeree Issuer and Staff – Hearing GHL-NCBG2018-11-212019-10-03Order re Settlement Agreement between Offeree Issuer and Staff – Hearing GHL-NCBG
Order re: Settlement Agreement between Offeror and Staff – Hearing GHL-NCBG2018-11-162018-11-16Order re Settlement Agreement between Offeror and Staff – Hearing GHL-NCBG
Order Re: Stallion Property Trust2015-06-252016-01-05TTEC Order re Stallion Property Trust
Order Re: The List of Designated Foreign Jurisdictions2015-08-242017-03-22ORDER – Designated Foreign Jurisdictions Listing 24.08.2015
Order Re: The Procedure for updating the list of Designated Foreign Jurisdictions2016-08-032017-06-12, ORDER – Designated Foreign Jurisdictions Listing | ORDER – Procedure to Update Designated Foreign Jurisdictions Listing | Appointment of Settlement Panel, Hearing Panel
Order Re: Trinidad and Tobago Unit Trust Corporation2015-10-292016-01-15TTSEC Order for UTC Macro Fund
Order Re: TTSE – Rescission of Rule 200(3)2017-06-292017-07-19Order – TTSE Rule 200(3)
Order re: TTSE Rules – Rule 400(2) and Rule 7002022-08-292022-08-29Order of TTSE Rules
Order Re: TTSE to De-List GORTT $29.5M Floating Rate Bond2017-08-032017-08-15TTSE Order – De-Listing
Order re: Variation of PHC Appointment2018-07-182018-07-19Order re Variation of PHC Appointment – July 2018
Order Re:De-registration of LABIDCO as a Reporting Issuer2016-08-102016-08-10De-registration of LABIDCO | Delisting of shares-(Flavorite Foods Ltd)
Order to delist Bond2012-09-262012-09-26
Order to delist Savinvest India Asia Fund2012-09-262012-09-26
Order- Application by JMMBGL re Exemption from By-Laws2024-08-272024-08-27TTSEC Order – JMMBGL By-Laws Exemption re Share Repurchase Programme
Order- De-list GORTT TT$1,500M 15 year 7.75% Fixed Rate Bond2024-08-272024-08-27TTSEC Order- De-list GORTT TT$1,500M 15 year 7.75% Fixed Rate Bond
Order- De-list GORTT TT$300M 20-year 6.75 Fixed Rate Bond2024-04-022024-04-02Order- De-list GORTT TT$300M 20-year 6.75 Fixed Rate Bond
Order- De-list GORTT TT$500 Million 6- year 3.80% Fixed Rate Bond2024-04-022024-04-02Order- De-list GORTT TT$500 Million 6- year 3.80% Fixed Rate Bond
Order- De-List GORTT TT$794M 13-year 5.95% Fixed Rate Bond2024-04-022024-04-02Order- De-List GORTT TT$794M 13-year 5.95% Fixed Rate Bond
Order- Delegation of Powers- Acting CEO2020-12-302020-12-30Order re Delegation of Powers to CEO Ag. -December 2020
Order- Readymix (West Indies) Limited re: ordinary shares2024-10-042024-10-04Order- Readymix (West Indies) Limited ordinary shares
Order- Takeover-By-Laws- Sagicor Financial Company Ltd2024-10-042024-10-04Order- Takeover-By-Laws- Sagicor Financial Company Ltd
Order: Delisting of GORTT Bond due May 31 20162017-01-232017-02-03Order for Delisting of GORTT Bond due May 31 2016
Orders for settlement re Scotia DBG Caribbean Income Fund Inc.2011-04-282017-03-22
Other AML Areas – Wire Transfers and Non-Profit Organisations2020-08-052020-08-05thumbnail | Other AML Areas – Wire Transfers and Non-Profit Organisations
Outcome of Chan Ramlal hearing2009-08-132009-08-13
Overview of the Philosophical and Overarching Changes in the Regulation of the Securities Market in Trinidad and Tobago2013-06-272015-10-22
Overview of the Proposed Takeover By-Laws2002-05-012002-05-01
Part A Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Executive Summary2004-11-302004-11-30
Part B Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Background2004-11-302004-11-30
Part C Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Suggested Legislative Changes for a Securities Act, 20052004-11-302004-11-30
Part D Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Suggested New Provisions for the Securities Act, 20052004-11-302004-11-30
Part E Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Suggested By-Laws for the Securities Act, 20052004-11-302004-11-30
Part F Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Suggested Amendments to the Companies Act2004-11-302004-11-30
Part G Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Other Considerations, Recommendations and Conclusion2004-11-302004-11-30
Part H Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Schedule2004-11-302004-11-30
Part I Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Schedule2004-11-302004-11-30
Part J Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Schedule2004-11-302004-11-30
Part K Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Schedule2004-11-302004-11-30
Part L Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Schedule2004-11-302004-11-30
PATT – Changes to Board of Directors and Senior Officers – P. Herry N. Maharaj N. Nyakh S. Ghool and S. Bachew2015-07-142015-07-14
PATT – Appointment of new Board of Directors2015-12-092015-12-09
PATT – Change to Board of Directors – A. Mohammed2017-05-162017-05-16PATT – Change to Board of Directors – A. Mohammed
PATT – Change to Senior Officer – A. Beharry, D. Jaggernauth, S. Baptiste, T. Elias and E. John2019-05-272019-05-27PATT – Change to Senior Officer – A. Beharry, D. Jaggernauth, S. Baptiste, T. Elias and E. John
PATT – Change to Senior Officer – Ainsworth Mohammed2018-10-262018-10-26PATT – Change to Senior Officer – Ainsworth Mohammed
PATT – Change to Senior Officer – Annabelle Sooklal2018-07-062018-07-06PATT – Change to Senior Officer – Annabelle Sooklal
PATT – Change to Senior Officer – Annabelle Sooklal2020-06-262020-06-26PATT – Change to Senior Officer – Annabelle Sooklal
PATT – Change to Senior Officer – Annabelle Sooklal2020-07-062020-07-06PATT – Change to Senior Officer – Annabelle Sooklal
PATT – Change to Senior Officer – Annabelle Sooklal2022-07-192022-07-19PATT – Change to Senior Officer – Annabelle Sooklal
PATT – Change to Senior Officer – Brandon Primus2018-05-042018-05-04PATT – Change to Senior Officer – Brandon Primus
PATT – Change to Senior Officer – Charmaine Lewis2017-10-232017-10-23PATT – Change to Senior Officer – Charmaine Lewis
PATT – Change to Senior Officer – Colonel (Ret’d) Lyle E. Alexander2024-04-022024-04-02PATT – Change to Senior Officer – Colonel (Ret’d) Lyle E. Alexander
PATT – Change to Senior Officer – Lyle Alexander2018-03-282018-03-28PATT – Change to Senior Officer – Lyle Alexander
PATT – Change to Senior Officer – Lyle E Alexander2022-04-012022-04-01PATT – Change to Senior Officer – Lyle E Alexander
PATT – Change to Senior Officer – Lyle E. Alexander2020-04-092020-04-09PATT – Change to Senior Officer – Lyle E. Alexander
PATT – Change to Senior Officer – Lyle E. Alexander2022-04-012022-04-01PATT – Change to Senior Officer – Lyle E. Alexander
PATT – Change to Senior Officer- Alison Lewis2018-03-262018-03-26PATT -Change to Senior Officer- Alison Lewis
PATT – Change to Senior Officers – Ian Thomas and Rabindar Jaggernauth2018-06-272018-06-27PATT – Change to Senior Officers – Ian Thomas and Rabindar Jaggernauth
PATT – Change to Senior Officers – A, Beharry, D. Jaggernauth, T. Elias, S. Baptiste and E. John2021-05-242021-05-24PATT – Change to Senior Officers – A, Beharry, D. Jaggernauth, T. Elias, S. Baptiste and E. John
PATT – Change to Senior Officers – A. Beharry, D. Jaggernauth, T. Elias, S. Baptiste and C. Hart2021-06-082021-06-08PATT – Change to Senior Officers – A. Beharry, D. Jaggernauth, T. Elias, S. Baptiste and C. Hart
PATT – Change to Senior Officers – Ian Thomas and Rabindra Jaggernauth2020-06-102020-06-10PATT – Change to Senior Officers – Ian Thomas and Rabindra Jaggernauth
PATT – Change to Senior Officers – Ian Thomas and Rabindra Jaggernauth2022-06-082022-06-08PATT – Change to Senior Officers – Ian Thomas and Rabindra Jaggernauth
PATT – Change to Senior Officers – Ian Thomas and Rabindra Jaggernauth2024-06-172024-06-17PATT – Change to Senior Officers – Ian Thomas and Rabindra Jaggernauth
PATT – Change to Senior Officers – Lyle E Alexander2020-03-182020-03-18PATT – Change to Senior Officers – Lyle E Alexander
PATT – Change to Senior Officers – Trudy Gill-Conlon and Marcia Charles-Elbourne2022-01-052022-01-05PATT – Change to Senior Officers – Trudy Gill-Conlon and Marcia Charles-Elbourne
PATT – Changes to Board of Directors – A. Lewis, A. Beharry, D. Jaggernauth, T. Elias, S. Baptiste and B. Primus2017-05-162017-05-16PATT – Changes to Board of Directors – A. Lewis, A. Beharry, D. Jaggernauth, T. Elias, S. Baptiste and B. Primus
PATT – Changes to Board of Directors – P. Henry N. Maharaj N. Nyakh S. Ghool and M. Annisette2015-12-292015-12-29PATT – Changes to Board of Directors – P. Henry N. Maharaj N. Nyakh S. Ghool and M. Annisette
PATT – Changes to the Board of Directors – Florence Ramdin, Ian Deosaran and Dorant Jack2015-01-232015-01-23
PATT – Revocation of appointments of former Board of Directors2015-12-292015-12-29PATT – Revocation of appointments of former Board of Directors
PATT- Change to Senior Officers – A. Beharry, D. Jaggernauth, S. Baptiste and T. Elias2019-04-152019-04-15PATT- Change to Senior Officers – A. Beharry, D. Jaggernauth, S. Baptiste and T. Elias
PATT- Changes to Board of Directors – C. Sahadeo2017-04-042017-04-04PATT- Changes to Board of Directors – C. Sahadeo
PATT- Changes to Board of Directors – M. Patterson K. Wright R. Permanand F. Ferreira G. Wilson A. James2017-04-042017-04-04PATT- Changes to Board of Directors – M. Patterson K. Wright R. Permanand F. Ferreira G. Wilson A. James
PHL – Changes to the Board of Directors – J. P. Esau2016-12-012016-12-01PHL – Changes-to-the-Board-of-Directors- JP-Esau
PHL – Amendment of Company’s By-Laws2020-12-152020-12-15PHL – Amendment of Company’s By-Laws
PHL – Change to Board of Directors – Appointment of Rene de Gannes2016-02-022016-02-02PHL – Change to Board of Directors – Appointment of Rene de Gannes
PHL – Change to Board of Directors – Ria Morgan2014-09-072014-09-07
PHL – Change to Senior Officer – Aegis Business Solutions Limited2024-06-272024-06-27PHL – Change to Senior Officer – Aegis Business Solutions Limited
PHL – Change to Senior Officer – Angela Sobrian2022-07-052022-07-05PHL – Change to Senior Officer – Angela Sobrian
PHL – Change to Senior Officer – Carla Furlong-Walker2018-06-112018-06-11PHL – Change to Senior Officer – Carla Furlong-Walker
PHL – Change to Senior Officer – Charles Pashley2019-01-162019-01-16PHL – Change to Senior Officer – Charles Pashley
PHL – Change to Senior Officer – Devon Oudit2018-06-112018-06-11PHL – Change to Senior Officer – Devon Oudit
PHL – Change to Senior Officer – Indira Singh2024-05-142024-05-14PHL- Change to Senior Officer – Indira Singh
PHL – Change to senior officer – Kerri Hosein Khan2023-08-242023-08-24PHL- Change to senior officer- Kerri Hosein Khan
PHL – Change to Senior Officer – Kerri Hosein-Khan2019-01-082019-01-08PHL – Change to Senior Officer – Kerri Hosein-Khan
PHL – Change to Senior Officer – Navin Maharaj2021-07-092021-07-09PHL – Change to Senior Officer – Navin Maharaj
PHL – Change to Senior Officer – Roger Rambharose2019-03-132019-03-13PHL – Change to Senior Officer – Roger Rambharose
PHL – Change to Senior Officer – Roger Rambharose2021-08-112021-08-11PHL – Change to Senior Officer – Roger Rambharose
PHL – Change to Senior Officer – Simon Hardy2018-07-192018-07-19PHL- Change to Senior Officer-Simon Hardy
PHL – Change to Senior Officer – Wendy Joseph2022-04-142022-04-14PHL – Change to Senior Officer – Wendy Joseph
PHL – Changes to the Board of Directors – Neil Poon Tip2016-10-262016-10-26PHL – Changes-to-the-Board-of-Directors – Neil -Poon-Tip
PHL – Postponement of Annual Meeting2020-04-162020-04-16PHL – Postponement of Annual Meeting
PHL – Recommendation on Final Dividend2020-04-162020-04-16PHL – Recommendation on Final Dividend
PHL – Signing of Area Development Operating Agreement2022-04-112022-04-11PHL – Signing of Area Development Operating Agreement
PHL – Change to Senior Officer – Devon Oudit2021-11-222021-11-22PHL – Change to Senior Officer – Devon Oudit
PHL – Change to Senior Officer – Hima Rhea Singh2021-10-112021-10-11PHL – Change to Senior Officer – Hima Rhea Singh
PHL – Change to Senior Officer – Johann Mendoza2021-11-222021-11-22PHL – Change to Senior Officer – Johann Mendoza
PHL – Change to Senior Officer – Kerri Hosein-Khan2021-10-112021-10-11PHL – Change to Senior Officer Kerri Hosein-Khan
PHL – Change to Senior Officer- Deborah Benjamin2018-11-072018-11-07PHL- Change to Senior Officer- Deborah Benjamin
PHL – Licensee of Starbucks Coffee Company in Trinidad and Tobago2016-02-022016-02-02PHL – Licensee of Starbucks Coffee Company in Trinidad and Tobago
PHL- Change to Senior Officer – Jim Leung Chee2020-09-232020-09-23PHL- Change to Senior Officer – Jim Leung Chee
PHL- Change to Senior Officer- Mark Beepath2023-06-022023-06-02PHL- Change to Senior Officer- Mark Beepath
PHL- Change to Senior Officer- Mark Beepath2024-04-232024-04-23PHL- Change to Senior Officer- Mark Beepath
PHL- Change to Senior Officer- Marlon Danglade2023-06-022023-06-02PHL- Change to Senior Officer- Marlon Danglade
PHL- Change to Senior Officers – H.R.Singh, C.F. Walker and D. Oudit2018-08-022018-08-27PHL- Change to Senior Officer – Hima Rhea Singh
PHL- Change to senior officers- Ryan Deans2023-08-242023-08-24PHL- Change to senior officers- Ryan Deans
PLD – Change to Board of Directors – Haydn Jones2024-10-142024-10-14PLD – Change to Board of Directors – Haydn Jones
PLD – Change to Board of Directors – R. Lewis, A. Miguel2021-12-222021-12-22PLD-Change to Board of Directors – R. Lewis, A. Miguel
PLD – Change to Board of Directors- St. Clair O’Neil2021-08-092021-08-09PLD – Change to Board of Directors- St. Clair O’Neil
PLD – Change to Director – Sunil Maharaj2023-07-072023-07-07PLD – Change to Director – Sunil Maharaj
PLD – Change to Senior Officer – Ernest Ashley Taylor2024-09-202024-09-20PLD – Change to Senior Officer – Ernest Ashley Taylor
PLD – Change to Senior Officer – Ernest Ashley Taylor and Dr. Averne Pantin2024-12-052024-12-05PLD – Change to Senior Officer – Ernest Ashley Taylor and Dr. Averne Pantin
PLD – Change to Senior Officers – Daniel Dookie and Annette Wattie2024-10-142024-10-14PLD – Change to Senior Officers – Daniel Dookie and Annette Wattie
PLD – Change to Senior Officers – M. Phillip, R. Lyman2021-03-242021-03-24PLD – Change to Senior Officers – M. Phillip, R. Lyman
PLD-Change to Board of Directors – I. Artherly, H. Awardy, I. Leon, D. Sookoo, D. Dookie, R, Garcia, H. Jones, S. Sunil, C. Manson2021-07-022021-07-02PLD-Change to Board of Directors-I. Artherly, H. Awardy, I. Leon, D. Sookoo, D. Dookie, R, Garcia, H. Jones, S. Sunil, C. Manson
PLD-Change to Board of Directors- Charles Percy2021-10-292021-10-29PLD-Change to Board of Directors- Charles Percy
PLIPDECO – Annual Report for the year ended 31st December 20212022-07-192022-07-19PLIPDECO -Annual Report for the year ended 31st December 2021
PLIPDECO – Change to Board of Directors – Mrs. Janette James-Sebastien2016-01-112016-01-11PLIPDECO-Change to Board of Directors- Mrs. Janette James-Sebastien
PLIPDECO – Change to Senior Officers – Harold Ragbir, Curtis Dennie2021-04-142021-04-14PLIPDECO – Change to Senior Officers – Harold Ragbir, Curtis Dennie
PLIPDECO – FCB Loan Financing iso US$13,190,428 & TT$117,743,4302014-10-302014-10-30
Policy for the Registration of Securitized Instruments2009-08-122009-08-12
Policy Framework for Repurchase Agreements2009-05-052009-05-05
Policy Guideline 11.1 – Mutual Funds – Distribution of Securities of Foreign Mutual Funds In Trinidad and Tobago1998-03-022017-03-22
Policy Guidelines on Listed Companies’ Handling of Price Sensitive Information2003-09-292003-09-29
Policy Guidelines to conduct trading in Trinidad and Tobago Government Bonds2007-10-082007-10-08
Politically Exposed Persons2020-07-292020-07-29TTSEC In the News Published Article 29.07.20 | image | Politically Exposed Persons
Ponzi Type Schemes Now Prohibited2022-11-152023-05-17Media Release- Ponzi Schemes Now Prohibited | Media Release- Ponzi Schemes Now Prohibited | Media Release- Ponzi Schemes Now Prohibited
Portfolio Management2021-03-312021-03-31Portfolio Management | Business Express Page 8 Wednesday March 31, 2021
Presentation2007-05-252007-05-25
Presentation – Guidelines on Capital Requirements2006-08-142015-10-23
Presentation to Auditors2006-11-282015-10-23
Presentation to Panel Discussion at the 4th JSE Investment and Capital Markets Conference 20092009-01-292015-10-22
Principles Underpinning Corporate Governance2021-02-172021-02-17TTSEC In The News 17.02.21 | Principles underpinning corporate governance
Prize Giving- Investor Education Competition2013-03-272015-10-22prize_giving_investor_education_2013__youth__web_[1]
Professional Liability of Accountants and Auditors2016-06-272016-06-27Professional Liability of Accountants and Auditors
Professor Watson appointed as TTSEC Chairman2012-03-062012-03-06
Promoting Market Conditions and Ensuring the Orderly Growth and Development of the Capital Market2016-08-182017-06-01cover | SEC 15th Quarterly Newsletter | SEC 15th Quarterly Newsletter (Final)
Promotion Presentation standards for Collective Investment Schemes2005-06-272005-06-27
Proposed Amendments to Securities Act 20122013-09-132015-10-20
Proposed Collective Investment Scheme By-Laws 20072008-04-142008-04-14
Proposed Legislation2012-08-022015-10-20
Proposed Legislation – Securities Act 20092008-04-142015-10-20
Proposed prospectus By-Laws2007-01-252007-01-25
Proposed Securities Bill 20092009-05-282015-10-20
Proposed Takeover By-Laws (2003): Statement Of Substance and Purpose Made Pursuant To Section 132(1)(B) of the Securities Industry Act, 19952003-04-152003-04-15
Proposed TTSE Rule Change2009-10-092017-03-22
Prospectus Guidelines2002-02-012015-10-22
Prospectus Guidelines For Public Offerings2002-02-132002-02-13
Protecting Investors & Creating a safe Securities Market2015-12-312016-02-18SEC Quarterly Market Newsletter – 13
Protecting the Integrity of the Securities Market2021-08-252021-08-25Protecting the Integrity of the SM
Protecting the Integrity of the Securities Markets2016-11-162017-06-01cover #16 | ttsec-16th-quarterly-newsletter-final
Protecting the Rights of Investors2009-09-042009-09-04
PSTC – Change to Senior Officer – Bevon Cook2018-08-212018-08-21PSTC – Change to Senior Officer – Bevon Cook
PTSC – Change Board of Directors – Wayne Koylass and Karen E. M. Gonzales2018-08-032018-08-03PTSC – Change Board of Directors- Wayne Koylass and Karen E. M. Gonzales
PTSC – Change to Board of Directors – Bhushan Singh2017-05-242017-05-24PTSC – Change to Board of Directors – Bhushan Singh
PTSC – Change to Board of Directors – Cecil Gittens2017-05-242017-05-24PTSC – Change to Board of Directors – Cecil Gittens
PTSC – Change to Senior Officer – Bashir Mohammed2020-02-282020-02-28PTSC – Change to Senior Officer – Bashir Mohammed
PTSC – Change to Senior Officer – Roxanne Cox2017-09-152017-09-15PTSC – Change to Senior Officer – Ms. Roxanne Cox
PTSC – Change to Senior Officer – Adana Castellano2018-12-272019-01-07PTSC – Change to Senior Officer – Adana Castellano
PTSC – Change to Senior Officer – Adana Castellano2019-03-202019-03-20PTSC – Change to Senior Officer – Adana Castellano
PTSC – Change to Senior Officer – Andre Sookram2017-12-142017-12-14PTSC – Change to Senior Officer – Andre Sookram
PTSC – Change to Senior Officer – Bashir Mohammed2018-10-242018-10-24PTSC – Change to Senior Officer – Bashir Mohammed
PTSC – Change to Senior Officer – Bevon Cook2020-08-192020-08-19PTSC – Change to Senior Officer – Bevon Cook
PTSC – Change to Senior Officer – Brain Juanette2018-04-242018-04-24PTSC – Change to Senior Officer – Brain Juanette
PTSC – Change to Senior Officer – Carl Ramdeo2017-12-142017-12-14PTSC – Change to Senior Officer – Carl Ramdeo
PTSC – Change to Senior Officer – Ceronne Bayley2017-11-202017-11-20PTSC – Change to Senior Officer – Ceronne Bayley
PTSC – Change to Senior Officer – Charles Mitchell2018-04-242018-04-24PTSC – Change to Senior Officer – Charles Mitchell
PTSC – Change to Senior Officer – Charles Mitchell2018-08-032018-08-03PTSC – Change to Senior Officer – Charles Mitchell
PTSC – Change to Senior Officer – Davis Ragoonanan2017-12-142017-12-14PTSC – Change to Senior Officer – Davis Ragoonanan
PTSC – Change to Senior Officer – Garth Alexander2019-02-212019-02-21PTSC – Change to Senior Officer – Garth Alexander
PTSC – Change to Senior Officer – Hans-Erich Schulz2020-10-152020-10-15PTSC – Change to Senior Officer – Hans-Erich Schulz
PTSC – Change to Senior Officer – Harigobin Jhinkoo2019-05-272019-05-27PTSC – Change to Senior Officer – Harigobin Jhinkoo
PTSC – Change to Senior Officer – Harigobin Jhinkoo2020-03-112020-03-11PTSC – Change to Senior Officer – Harigobin Jhinkoo
PTSC – Change to Senior Officer – Jonathan Cumberbatch2017-11-302017-11-30PTSC – Change to Senior Officer – Jonathan Cumberbatch
PTSC – Change to Senior Officer – Jonathan Cumberbatch2018-11-012018-11-01PTSC – Change to Senior Officer – Jonathan Cumberbatch
PTSC – Change to Senior Officer – Lalitha Bala Cetty2019-02-142019-02-14PTSC – Change to Senior Officer – Lalitha Bala Cetty
PTSC – Change to Senior Officer – Leon Richardson2020-08-102020-08-10PTSC – Change to Senior Officer – Leon Richardson
PTSC – Change to Senior Officer – Prakash Beharry2020-05-202020-05-20PTSC – Change to Senior Officer – Prakash Beharry
PTSC – Change to Senior Officer – Prakash Beharry2019-10-302019-10-30PTSC – Change to Senior Officer – Prakash Beharry
PTSC – Change to Senior Officer – Priya Jadoo2020-02-282020-02-28PTSC – Change to Senior Officer – Priya Jadoo
PTSC – Change to Senior Officer – Rhonda Joy Earle2018-01-112018-01-11PTSC – Change to Senior Officer – Rhonda Joy Earle
PTSC – Change to Senior Officer – Rhonda Joy Earle2018-10-122018-10-12PTSC – Change to Senior Officer – Rhonda Joy Earle
PTSC – Change to Senior Officer – Ro Ann Wright2018-12-272019-01-07PTSC – Change to Senior Officer – Ro Ann Wright
PTSC – Change to Senior Officer – Ro Ann Wright2019-07-112019-07-11PTSC – Change to Senior Officer – Ro Ann Wright
PTSC – Change to Senior Officer – Sherry Ann Lee Hunte2018-04-102018-04-10PTSC – Change to Senior Officer – Sherry Ann Lee Hunte
PTSC – Change to Senior Officer – Veneisa Bynoe2018-01-312018-01-31PTSC – Change to Senior Officer – Veneisa Bynoe
PTSC – Change to Senior Officers – David Mangal2020-10-142020-10-14PTSC – Change to Senior Officers – David Mangal
PTSC – Change to Senior Officers – Joann Felix and Mario Merritt2018-05-252018-05-25PTSC – Change to Senior Officers – Joann Felix and Mario Merritt
PTSC – Change to Senior Officers – Sherry Ann Lee Hunte2020-04-092020-04-09PTSC – Change to Senior Officers – Sherry Ann Lee Hunte
PTSC – Change to the Board of Directors – Edwin Gooding2017-02-222017-02-22PTSC – Change to the Board of Directors – Edwin Gooding
PTSC – Change to the Board of Directors – Terrence Beepath2017-02-222017-02-22PTSC – Change to the Board of Directors – Terrence Beepath
PTSC – Change to the Executive Management – Jacqueline Evans-Lesse2017-02-222017-02-22PTSC – Change to the Executive Management – Jacqueline Evans-Lesse
PTSC – Chnage to Senior Officer – Datta Balroop2017-12-142017-12-14PTSC – Chnage to Senior Officer – Datta Balroop
PTSC – Change to Senior Officer – Patrick Gomez2021-03-022021-03-02PTSC – Change to Senior Officer – Patrick Gomez
Public Access to Documents2021-01-202021-01-20TTSEC In The News – 20.01.21 | Public Access to Documents Filed with the TTSEC
Public Consultation on Securities Act2008-05-142015-05-14IMG_0072 | IMG_0045(2) | IMG_0023 | IMG_0437 | IMG_0384 | IMG_0209 | IMG_0191 | IMG_0107(1)
Public Consultation- Amendments to Securities (General) Bye-Laws and CIS Bye-Laws2024-12-102024-12-10, TTSEC Notice – Fee Revision Public Consultation | Fee Revision – Overview | Securities (Collective Investment Schemes) Bye-Laws 2023 – Schedule 1 Fees | Securities (General) Bye-Laws 2015 – Schedule 1 Fees
Public Consultations on Draft Securities Bill 20122012-06-132015-10-07??????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????? | ??????????????????????????????? | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | DSC09994 | DSC09899 | DSC09887 | DSC09877 | DSC00083 | DSC00075 | DSC00069 | DSC00051 | DSC00044 | DSC00038 | ??????????????????????????????? | ??????????????????????????????? | DSC00019 | ??????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????? | d3372-177 | d3372-160 | d3372-137 | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | ??????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????? | d3372-068 | d3372-054 | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | ???????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????
Public Consultations on Draft Securities Bill 20122012-06-132015-10-08
Public consultations on the Draft Securities Bill2012-06-122015-10-08
Public Consultations On The Proposed Securities Act2008-05-132015-10-08
Public Consultations On The Proposed Securities Act2008-05-092015-10-08
Public Notice2003-09-292015-10-22
Public Notice2006-12-152006-12-15
Public Notice2007-09-102007-09-10
Public notice2007-10-242007-10-24
Public Notice2008-05-012008-05-01
Public Notice2011-04-072011-04-07
Public Notice – Commission’s Orders for the period July 1, 2019 to September 30, 2020.2020-10-012020-10-0533×7-SEC Orders Listing for Publication – July 2019 to September 2020 | TTSEC Orders Listing for Publication – July 2019 to September 2020 | Orders Listing for Publication – July 2019 to September 2020
Public Notice in matter of TTSEC vs Lawrence Cole et al2011-12-142011-12-14
Public Notice re Administrative Fines2020-04-012020-07-16Public Notice re Administrative Fines
Public Notice re Orders for the period March 2015 to December 20152016-03-292016-03-29Public Notice Orders March – December 2015 | Public Notice Final
Public Notice re Ramy Ghattas2006-11-262006-11-26
Public notice re TTSEC vs Welthecon2011-10-072017-03-22
Public Notice Re: Administrative Fines2019-02-192019-02-15Public Notice re Administrative Fines
Public Notice RE: Procurement Depository2023-05-172023-06-22, PUBLIC NOTICE PROCUREMENT DEPOSITORY
Public notice to Investors2006-09-132006-09-13
QIIoM – Change to Senior Officer – Paul Smith2022-08-242022-08-24QIIoM – Change to Senior Officer – Paul Smith
QIIoM – Change to Senior Officers – Quirk, Malin, Markland et al2021-12-082021-12-08QIIoM – Change to Senior Officers – Quirk, Malin, Markland et al
QIIoM – Sale of Quilter International Holdings Limited and Quilter International Ireland dac2021-12-082021-12-08QIIoM – Sale of Quilter International Holdings Limited and Quilter International Ireland dac
QIIoM- Approval of sale of Quilter International Holdings Limited2021-09-302021-09-30QIIoM- Approval of sale of Quilter International Holdings Limited
Quarterly Newsletter January – March 20122012-03-312015-12-04SEC Quarterly Newsletter Issue 1
Raising Capital in the securities market2020-06-102020-06-10Raising Capital in the Securities Market | Raising Capital in the Securities Market
Raising Capital in the Securities Market2022-05-182022-05-12Raising Capital In the Securities Market
RBC – Change to Board of Directors – M. Turcke2020-01-142020-01-14RBC – Change to Board of Directors – M. Turcke
RBC – Change to Board of Directors – Mirko Bibic2022-08-112022-08-11RBC – Change to Board of Directors – Mirko Bibic
RBC – Change to Board of Directors – Thierry Vandal2015-07-142015-07-14
RBC – Change to Board of Directors – Timothy J. Hearn2015-05-052015-12-22
RBC – Change to Board of Directors- Bridget A. van Kralingen2024-04-152024-04-15RBC – Change to Board of Directors- Bridget A. van Kralingen
RBC – Change to Senior Officer- Christoph Knoess2024-03-262024-03-26RBC – Change to Senior Officer- Christoph Knoess
RBC – Change to Senior Officer- Guzman, McLaughlin, Publicover, Neilsen, Amato-Guaci2024-07-262024-07-26RBC- Change to Senior Officer- Guzman, McLaughlin, Publicover, Neilsen, Amato-Guaci
RBC – Change to Senior Officer- Katherine Gibson2024-09-252024-09-25RBC – Change to Senior Officer- Katherine Gibson
RBC – Change to Senior Officer- Maria Douvas2022-06-032022-06-03RBC- Change to Senior Officer- Maria Douvas
RBC – Changes to Board of Directors – A. Chisholm2016-07-122016-07-12RBC – Changes to Board of Directors – A. Chisholm
RBC – Changes to Board of Directors – Appointment of Toos Noshir Daruvala2015-01-142015-01-14
RBC – Changes to Board of Directors – Cynthia Devine2020-08-052020-08-05RBC – Changes to Board of Directors – Cynthia Devine
RBC – Changes to Board of Directors – Frank Vettese2019-07-172019-07-17RBC – Changes to Board of Directors – Frank Vettese
RBC – Changes to Board of Directors – Gordon Melbourne Nixon and David Ian McKay2014-09-072014-09-07
RBC – Changes to Board of Directors – H. Monroe-Blum, M. McCain2021-04-162021-04-16RBC – Changes to Board of Directors – H. Monroe-Blum, M. McCain
RBC – Changes to Board of Directors – Jeffery Yabuki2017-10-302017-10-30RBC – Changes to Board of Directors – Jeffery Yabuki
RBC – Changes to Board of Directors – Richard George2017-08-232017-08-23RBC – Changes to Board of Directors – Richard George
RBC – Changes to Senior Officers- Helena Gottschling, Kelly Pereira2022-06-032022-06-03RBC- Changes to Senior Officers- Helena Gottschling, Kelly Pereira
RBC Acquisition of Other Company – City National Corporation2015-02-022015-02-02
RBC Change to Board of Directors – Jacynthe Cote2014-10-142014-10-14
RBC Change to Executive Management – Suresh Sookoo and Kirk Dudtschak2014-10-142014-10-14
RBC Changes to Board of Director – Michael Detje2015-01-132015-01-13
RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 20232024-06-252024-06-25RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2023
RBC- Change to Board of Directors – Amanda Norton2024-02-062024-02-06RBC- Change to Board of Directors- Amanda Norton
RBC- Change to Board of Directors – B Perry2023-08-032023-08-03RBC- Change to Board of Directors – B Perry
RBC- Change to Board of Directors – K. Taylor, D. Denison2023-04-062023-04-06RBC- Change to Board of Directors – K. Taylor, D. Denison
RBC- Change to Board of Directors – Joao Redro Reinhard2016-03-182016-03-18RBC- Change to Board of Directors – Joao Redro Reinhard
RBC- Change to Senior Officer- Nadine Ahn2024-04-112024-04-11RBC- Change to Senior Officer- Nadine Ahn
RBC- Changes to Senior Officers- Nadine Ahn, Rod Bolger, Mike Dobbins2022-06-032022-06-03RBC- Changes to Senior Officers- Nadine Ahn, Rod Bolger, Mike Dobbins
RBC- Changes to the Board and Executive Management – Robert Johnston and Roger Packer2014-10-142014-10-14
RBC-Change to Board of Directors – V. Leyland Young2016-04-112016-04-11RBC-Change to Board of Directors – V. Leyland Young
RBC-Changes to Non-Executive Management – Mr Martin Daly2014-10-142014-10-14
RBCFCL – Change in Assets – Sale of GHL shares2014-08-042014-08-04
RBCFCL – Change of Board of Directors- Gary Voss2015-10-202015-10-20
RBCFCL – Change to Board of Directors – Ross McDonald2014-08-042014-08-04
RBCFCL – Changes to Executive Managenent – Michael Detje and Clinton She2015-04-222015-04-22
RBCFCL- Changes to the Board of Directors – G. Chatoor2016-06-092016-06-09RBCFCL- Changes to the Board of Directors – G. Chatoor
RBCFCL-Sale of Shares (GHL)2015-06-252015-12-22
RBCFCL-Sale of Shares – Royal Overseas Holding2015-04-022015-04-02
RBCMB – Change to Board of Directors – Moonilal Lalchan2015-07-132015-07-13
RBCMB – Change to Board of Directors – A. Jogie2018-03-072018-08-24RBCMB-Change-to-Board-of-Directors-–-A.-Jogie
RBCMB – Changes to the Board of Directors- M. de Silva2018-03-192018-03-19RBCMB – Changes to the Board of Directors- M. de Silva
RBCMB – Company’s business lines will no longer include fixed income trading2018-04-232018-04-23RBCMB – Company’s business lines will no longer include fixed income trading
RBCMB Changes to the Board of Directors – Mr Roger Packer2014-10-242014-10-24
RBCMB- Changes to Board of Directors – DWhite, NMarquez2016-02-052016-02-05RBCMB- Changes to Board of Directors – D. White, N. Marquez
RBCMB- Changes to Board of Directors – Michael Detje and Mitchell de Silva2015-04-012015-04-01
RBCMBC – Changes to the Board of Directors – Dawn Thomas2018-10-252018-10-25RBCMBC – Changes to the Board of Directors – Dawn Thomas
RBCMBCL – Changes to Board of Directors – Barry Davis2019-02-062019-02-06RBCMBCL – Changes to Board of Directors – Barry Davis
RBCMBCL – Changes to Board of Directors – D. White, J. Thomas2018-04-232018-04-23RBCMBCL – Changes to Board of Directors – D. White, J. Thomas
RBCMBCL – Changes to Board of Directors – M. Lalchan2018-01-172018-01-17RBCMBCL – Changes to Board of Directors – M. Lalchan
RBCMBCL – Changes to Board of Directors – Nicole Lawrence2019-04-012019-04-01RBCMBCL – Changes to Board of Directors – Nicole Lawrence
RBCMBCL – Changes to Board of Senior Officer – Roxann Granger2021-12-222021-12-22RBCMBCL – Changes to Board of Senior Officer – Roxann Granger
RBCMBCL- Changes to the Board of Directors- Richard Downie, Fianna Lalla2024-11-072024-11-07RBCMBCL- Changes to the Board of Directors- Richard Downie, Fianna Lalla
RBCMBL- Change to Senior Officer- Dianne Samuel2024-07-092024-07-09RBCMBL- Change to Senior Officer- Dianne Samuel
RBCMBL- Changes to Board of Directors- Marc Jardine, Karen Chang2022-06-272022-06-27RBCMBL- Changes to Board of Directors- Marc Jardine, Karen Chang
RBCTT – Change to Senior Officers- Marc Jardine, Richard Downie2024-09-062024-09-06RBCTT- Change to Senior Officers- Marc Jardine, Richard Downie
RBCTT – Change in Assets – Share Purchase Agreement to sale 9.63 percent interest in GHL2015-12-092015-12-09
RBCTT – Change to Board of Directors – Christopher Ronald2018-07-062018-07-06RBCTT – Change to Board of Directors – Christopher Ronald
RBCTT – Change to Board of Directors – G Camacho-Mohammed2018-04-102018-04-10RBCTT – Change to Board of Directors – G Camacho-Mohammed
RBCTT – Change to Board of Directors – Harriet Thornhill2014-08-042014-08-04
RBCTT – Change to Board of Directors – Kirk Dudtschak2014-05-292014-05-29
RBCTT – Change to Board of Directors – Monica Brown2019-01-302019-01-30RBCTT – Change to Board of Directors – Monica Brown
RBCTT – Change to Board of Directors – Monica Brown, Suzanne Seepersad2020-10-292020-10-29RBCTT – Change to Board of Directors – Monica Brown, Suzanne Seepersad
RBCTT – Change to Board of Directors – Moonilal Lalchan2015-07-132015-07-13
RBCTT – Change to Board of Directors – Nichola Guy-Alexander2024-03-262024-03-26RBCTT – Change to Board of Directors – Nichola Guy-Alexander
RBCTT – Change to Board of Directors – T. Rider2018-03-072018-03-07RBCTT – Change to Board of Directors – T. Rider
RBCTT – Change to Senior Officers – Christopher Ronald, Dawn Thomas2018-10-242018-10-24RBCTT – Change to Senior Officers – Christopher Ronald, Dawn Thomas
RBCTT – Change to Senior Officers – G. Camacho-Mohammed, D. White2018-07-032018-07-03RBCTT – Change to Senior Officers – G. Camacho-Mohammed, D. White
RBCTT – Changes to Board of Directors – Natasha Marquez, Richard Downie2024-10-222024-10-22RBCTT- Changes to Board of Directors- Natasha Marquez, Richard Downie
RBCTT – Changes to Board of Directors- A. Ragbir, N. Lawrence2023-01-272023-01-27RBCTT- Changes to Board of Directors- A. Ragbir, N. Lawrence
RBCTT – Closure of a branch office2020-02-052020-02-05RBCTT – Closure of a branch office
RBCTT- Change to Board of Directors- Suzanne Seepersad2024-01-112024-01-11RBCTT- Change to Board of Directors- Suzanne Seepersad
RBCTT- Change to Senior Officer- Dianne Samuel2024-07-092024-07-09RBCTT- Change to Senior Officer- Dianne Samuel
RBCTT- Changes to the Board of Directors – B. Fullerton, T. Rider2016-03-242016-03-24RBCTT- Changes to the Board of Directors – B. Fullerton, T. Rider
RBCTTL – Change to Senior Officers – M. Jardine, R. Johnston2021-10-292021-10-29RBCTTL – Change to Senior Officers – M. Jardine, R. Johnston
RBCTTL – Change to Senior Officers – R. Downie, G. Camacho-Mohammed2021-08-032021-08-03RBCTTL – Change to Senior Officers – R. Downie, G. Camacho-Mohammed
RBCTTL – Change to Senior Officers – Roxann Granger2021-10-292021-10-29RBCTTL – Change to Senior Officers – Roxann Granger
RBCTTL – Changes to Board of Directors – M. Lalchan2018-01-172018-01-17RBCTTL – Changes to Board of Directors – M. Lalchan
RBCTTL – Changes to Board of Directors – S. Sookoo, R. Johnston2017-12-202017-12-20RBCTTL – Changes to Board of Directors – S. Sookoo, R. Johnston
RBCTTL – Changes to its operations due to the COVID-19 pandemic2020-04-162020-04-16RBCTTL – Changes to its operations due to the COVID-19 pandemic
RBCTTL – Closure of branch2021-05-112021-05-11
RBCTTL – Opening of a new branch2020-12-022020-12-02RBCTTL – Opening of a new branch
RBCTTL – Temporary closure of two branches2020-04-162020-04-16RBCTTL – Temporary closure of two branches
RBL – Restructuring (RFHL established and completion of restructuring exercise)2015-12-222015-12-22RBL – Restructuring (RFHL established and completion of restructuring exercise)
RBL – Acquisition of RBC Royal Bank (Suriname) N.V2015-08-112015-12-22
RBL – Change to Board of Directors – Baptiste, Quamina, Singh2015-10-062015-12-22
RBL – Change to Executive Management – Subero, Dass-Mungal2016-06-062016-06-06RBL – Change to Executive Management – Subero, Dass-Mungal
RBL – Change to General Manager positions2022-04-272022-04-27RBL – Change to General Manager positions
RBL – Change to operations2020-04-162020-04-16RBL – Change to operations
RBL – Change to Senior Officer – B. Ramkissoon2019-06-122019-06-12RBL – Change to Senior Officer – B. Ramkissoon
RBL – Change to Senior Officer – Baldath Ramkissoon2023-07-042023-07-04RBL – Change to Senior Officer – Baldath Ramkissoon
RBL – Change to Senior Officer – Bevon Alvarez2023-07-042023-07-04RBL – Change to Senior Officer – Bevon Alvarez
RBL – Change to Senior Officer – C. Mouttet2019-06-122019-06-12RBL – Change to Senior Officer – C. Mouttet
RBL – Change to Senior Officer – Caroline Toni Sirju-Ramnarine2022-04-112022-04-11RBL – Change to Senior Officer – Caroline Toni Sirju-Ramnarine
RBL – Change to Senior Officer – Dass-Mungal and Bosse2020-10-022020-10-02RBL – Change to Senior Officer – Dass-Mungal and Bosse
RBL – Change to Senior Officer – David Robinson2023-07-042023-07-04RBL – Change to Senior Officer – David Robinson
RBL – Change to Senior Officer – Garcia-Brooks and Dass-Mungal2020-10-022020-10-02RBL – Change to Senior Officer – Garcia-Brooks and Dass-Mungal
RBL – Change to Senior Officer – H. Hyland and K. Yip-Chuck2019-06-062019-06-06RBL – Change to Senior Officer – H. Hyland and K. Yip-Chuck
RBL – Change to Senior Officer – Harford and Pereira2019-09-272019-09-27RBL – Change to Senior Officer – Harford and Pereira
RBL – Change to Senior Officer – Ian Benjamin2018-02-022018-02-02RBL – Change to Senior Officer – Ian Benjamin
RBL – Change to Senior Officer – Jacqueline Quamina2017-09-122017-09-12RBL – Change to Senior Officer – Jacqueline Quamina
RBL – Change to Senior Officer – John Peter Clarke2023-07-042023-07-04RBL – Change to Senior Officer – John Peter Clarke
RBL – Change to Senior Officer – K. Erriah-Ali2017-09-072017-09-07RBL – Change to Senior Officer – K. Erriah-Ali
RBL – Change to Senior Officer – K. Yip-Chuck and R. Sammy2019-06-062019-06-06RBL – Change to Senior Officer – K. Yip-Chuck and R. Sammy
RBL – Change to Senior Officer – Karen Tom Yew-Jardine2020-07-132020-07-13RBL – Change to Senior Officer – Karen Tom Yew-Jardine
RBL – Change to Senior Officer – Marlon Persad2017-08-032017-08-03RBL – Change to Senior Officer – Marlon Persad
RBL – Change to Senior Officer – Marsha McLeod-Marshall and Farid Antar2019-02-122019-02-12RBL- Change to Senior Officer – Marsha McLeod-Marshall and Farid Antar
RBL – Change to Senior Officer – McLeod-Marshall, Salickram, Ragoonanan, Walcott, Torry and Palmer-Keizer2019-09-262019-09-26RBL – Change to Senior Officer – McLeod-Marshall, Salickram, Ragoonanan, Walcott, Torry and Palmer-Keizer
RBL – Change to Senior Officer – Michelle Palmer-Keizer2019-09-262019-09-26RBL – Change to Senior Officer – Michelle Palmer-Keizer
RBL – Change to Senior Officer – Peter Inglefield2020-09-252020-09-25RBL – Change to Senior Officer – Peter Inglefield
RBL – Change to Senior Officer – Shazan Ali2021-04-292021-04-29RBL – Change to Senior Officer – Shazan Ali
RBL – Change to Senior Officer – Suresh Supersad2019-02-052019-02-05RBL – Change to Senior Officer – Suresh Supersad
RBL – Change to Senior Officer – Trevor Nicholas Gomez2020-09-252020-09-25RBL – Change to Senior Officer – Trevor Nicholas Gomez
RBL – Change to Senior Officer – Vincent Pereira2019-07-082019-07-08RBL – Change to Senior Officer – Vincent Pereira
RBL – Change to Senior Officer – Vincent Pereira2019-11-082019-11-08RBL – Change to Senior Officer – Vincent Pereira
RBL – Change to Senior Officers – F. Antar, A. Subero, D. Ramnarine and A. Wong2017-08-232017-08-23RBL – Change to Senior Officers – F. Antar, A. Subero, D. Ramnarine and A. Wong
RBL – Change to the Board of Directors – Gregory Thompson and William Pierpont Scott2014-10-142014-10-14
RBL – Change to the Board of Directors – Mr. Christian Mouttet2014-11-202014-11-20
RBL – Change to the Executive Management (David Robinson and Karen Yip Chuck)2015-12-222015-12-22RBL – Change to the Executive Management (David Robinson and Karen Yip Chuck)
RBL – Changes to Board of Directors – D Dulal-Whiteway2016-02-162016-02-16RBL – Changes to Board of Directors – D Dulal-Whiteway
RBL – Changes to Board of Directors – N. Baptiste2016-02-162016-02-16RBL – Changes to Board of Directors – N. Baptiste
RBL – Downgrade of Credit Rating2020-04-072020-04-16RBL – Downgrade of Credit Rating
RBL – Funding for acquisition of shareholding in Cayman National Corporation Limited2019-02-212019-02-21RBL – Funding for acquisition of shareholding in Cayman National Corporation Limited
RBL – Loan Agreement with IFC2019-04-122019-04-12RBL – Loan Agreement with IFC
RBL – Loan Agreement with Inter-American Development Bank2019-05-152019-05-15RBL – Loan Agreement with Inter-American Development Bank
RBL – Mandatory Offer to all Shareholders of HFC Bank (Ghana) Ltd2015-03-272015-03-27
RBL – Purchase of HFC Bank (Ghana) Limited2015-05-152015-12-22
RBL – Restructuring of Republic Bank Limited2015-06-032015-12-22
RBL – Shareholders Approval to Restructure Republic Bank Limited2015-07-142015-07-14
RBL – Signing of Purchase and Sale Agreement between RBL and RBCFCL – To acquire RBC Royal Bank (Suriname) N.V. through the purchase of Royal Overseas Holding (St Lucia) Ltd2015-04-082015-04-08
RBL – Takeover Bid – HFC Bank Ghana2014-05-292014-05-29
RBL – Takeover Bid – HFC Bank Ghana price amendment2014-05-292014-05-29
RBL -Change to Board of Directors- Alison Lewis2023-11-242023-11-24RBL -Change to Board of Directors- Alison Lewis
RBL – Change to Job Titles2022-01-312022-01-31RBL – Change of Job Titles
RBL – Change to Senior Officer – Derwin Howell2022-02-022022-02-02RBL – Change to Senior Officer – Derwin Howell
RBL – Change to Senior Officer – Roopnarine Oumade Singh2022-02-022022-02-02RBL – Change to Senior Officer – Roopnarine Oumade Singh
RBL – Change to Senior Officer – Stephen Grell2021-03-112021-03-11RBL – Change to Senior Officer – Stephen Grell
RBL – Restructuring of Republic Securities Ltd and Republic Wealth Management Ltd2019-12-112019-12-11RBL – Restructuring of Republic Wealth Management Limited
RBL- Change to Executive Management – Nigel Baptiste2014-10-142014-10-14
RBL- Change to Senior Officer – Carlene Seudat2020-02-072020-02-07RBL- Change to Senior Officer – Carlene Seudat
RBL- Change to Senior Officer – Ray Klien2024-05-082024-05-08RBL- Change to Senior Officer – Ray Klien
RBL- Change to Senior Officer – Robert Soverall2020-02-212020-02-21RBL- Change to Senior Officer – Robert Soverall | Draft of write up for transactions
RBL- Change to Senior Officer – Suresh Supersad2020-01-102020-01-10RBL- Change to Senior Officer – Suresh Supersad
RBL- Change to Senior Officer- Carlene Seudat2024-05-082024-05-08RBL- Change to Senior Officer- Carlene Seudat
RBL- Change to Senior Officers- A. Ramloogam, S. Mohammed, D. Ramnarine, B. Ramkissoon, K. Tom Yew, P. George2023-12-062023-12-06RBL- Change to Senior Officers- A. Ramloogam, S. Mohammed, D. Ramnarine, B. Ramkissoon, K. Tom Yew, P. George
RBL- Issuance of TT$1b Unsecured Subordinated Fixed Rate Note2024-06-212024-06-21RBL- Issuance of TT$1b Unsecured Subordinated Fixed Rate Note
RBL- Issuance of TT$350M Unsecured Subordinated Fixed Rate Note2024-06-212024-06-21RBL- Issuance of TT$350M Unsecured Subordinated Fixed Rate Note
RBL-Change to Executive Management (Hilton Hyland)2015-08-192015-12-22
RBL-Purchase of HFC Bank (Ghana) Limited (UPDATED)2015-05-262015-12-22
RBTT Finance Ltd- Change to the Board of Directors – T Quashie2015-12-292015-12-29RBTT Finance Ltd- Change to the Board of Directors – T Quashie
RBTT Investor Forum2007-12-092007-12-09
RBTT Investor Forum2008-12-112015-10-22sp081211[1]
RBTTFL – The Board of RBTTFL has approved the Liquidation of the Company2018-11-132018-11-13RBTTFL – The Board of RBTTFL has approved the Liquidation of the Company
RBTTFL – The Company has been officially liquidated2018-11-132018-11-13RBTTFL – The Company has been officially liquidated
RBTTFL- Change to the Board of Directors – J. Thomson2016-05-132016-05-13RBTTFL- Change to the Board of Directors – J. Thomson
RE: Change to TTSEC Business Hours and Operations2020-03-192020-04-16, , Notice to Stakeholders re Change in Business Hours and Operations- March 19th 2020 | Notice to Stakeholders re Change in Business Hours and Operations- March 19th 2020
RE: Commission’s Temporary Operational Arrangements – Reminder Notice (003)2021-05-212021-05-21, Commission’s Temporary Operational Arrangements – Reminder Notice (003) | Commission’s Temporary Operational Arrangements – Reminder Notice (003) | Commission’s Temporary Operational Arrangements – Reminder Notice (003)
Re: Draft Portfolio Manager By-Laws2021-03-222021-03-22, Revised Statement of Substance Purpose re Draft By-Laws for PM By-Laws 2021 – FINAL | Draft Portfolio Manager By-laws 2021 – March 22nd 2021 for publication | Statement of Substance Purpose re Draft By-Laws for PM | Draft Portfolio Manager By-laws | Draft Portfolio Manager By-laws
RE: FOIA Public Statement 20172017-02-242024-07-04, FOIA Public Statement of the Trinidad and Tobago Securities and Exchange Commission 2017 | FOIA Public Statement of the Trinidad and Tobago Securities and Exchange Commission 2017
RE: Interim Measure in Response to COVID-192020-03-192020-03-19
Re: Moratorium Extension of Registration – 2nd C-19 Notice to Registrants2020-04-272020-04-27, , 2nd C-19 Notice to Registrants re Moratorium Extension of Registration
Re: Notice for Written Comments – SME Listing Requirements2016-10-052016-10-05notice-for-written-comments-sme-listing-req
RE: Notice for Written Comments – TTSE Capital Requirements Rule2016-10-052016-10-05notice-for-written-comments-ttse-capital-requirements-rule
Re: Notice of Directions Hearing2019-12-062019-12-10Notice of Directions Hearing on 10 January 2020 (Furness)
RE: Notice of Postponement of Hearings2020-03-202020-04-16, , Notice of Postponement of Hearings
RE: Notice of Relocation of TTSEC Offices2019-07-122019-07-18TTSEC Notice of Relocation
RE: Notice to minority shareholders and former employees BWIA2016-06-142016-06-15BWIA | BWIA Notice
RE: Notice to minority shareholders and former employees BWIA2016-06-142016-06-15BWIA | BWIA Notice
Re: Public Notice – Deceptive Email and Misuse of TTSEC’s Name2022-07-142022-07-13TTSEC -Public Notice re Deceptive Email and Misuse of TTSEC’s Name
Re: Statement of Substance and Purpose – Draft By-Laws for Portfolio Manager2020-06-032020-06-02, Statement of Substance Purpose re Draft By-Laws for PM | Statement of Substance Purpose re Draft By-Laws for PM
Re: Temporary Closure of Offices (Update)2020-04-092020-04-16, , TTSEC- Update Temporary Notice of Closure -COVID19
Re: Temporary Closure of TTSEC’s Offices2020-03-272020-03-27, TTSEC- Temporary Notice of Closure-COVID19 | TTSEC- Temporary Notice of Closure 27.03.20
RE: TTSEC Celebrates 2nd National Investor Education Month2017-05-312017-05-31Final TTSEC Media Release IE Month
RE: TTSEC Celebrates Investor Education Month in May2016-05-122016-05-12, TTSEC Celebrates IE Month in May
RE: TTSEC Focuses on Investor Education Among Youth2016-09-142016-09-14media-release-ttsec-focuses-on-investor-education-among-youth
RE: TTSEC Relocation – Temporary Disruption of Telephone Service2019-07-242020-02-26TTSEC Relocation – Temporary disruption of Telephone lines
RE: TTSEC Welcomes New Board of Commissioners2016-05-272016-05-27TTSEC Welcomes New Board of Commissioners
RE: Update: Temporary Closure of TTSEC’s Offices – May 15th2020-05-012020-05-01, TTSEC- Update 3 Temporary Notice of Closure -COVID19 May 15 | TTSEC- Update 2 Temporary Notice of Closure -COVID19 May 15
Re: Winner of the ‘Young Investors, Creative Expressions’ competition calls for youths to think wisely about their future2016-08-122016-08-22Winner of the ‘Young Investors, Creative Expressions’ competition calls for youths to think wisely about their future | Winner of the IE competition 2016 calls for youths to think wisely about their future | Media Release -Winner of the ‘Young Investors, Creative Expressions’ competition call for youths to think wisely about their future
Registrant Listing2011-03-312011-03-31
Registrant Listing 20132013-03-312013-03-31
Registrant Listing as at March 20162016-04-282016-04-28Registrant Listing as at March 2016
Registrant Listing as at March 31 20102010-03-312010-03-31
Registrants Disclosure and Filing Obligations in the Securities Market2022-06-292022-06-29Trinidad-Express (2) | Filing obiligations in the securities market
Registrants’ Risk Assessments 2023 Report2024-05-212024-05-21Risk Based Supervision Risk Assessment 2023
Registration of Securities in Trinidad and Tobago – Distribution via a Limited Offering2020-07-012020-07-01Capture | Diagram | Registration of Securities in Trinidad and Tobago – Limited Offerings
Registration of Securities in Trinidad and Tobago – Other Participants2020-06-252020-06-25The Registration of Securities in Trinidad and Tobago – Other Participants (1)
Registration of Securities in Trinidad and Tobago – The Prospectus2020-07-082020-07-08Published article Registration Prospectus | Diagram Prospectus | The Prospectus
Registration of Securities of Trinidad and Tobago2020-06-172020-06-17Registration of securities in T&T | Registration of securities in T&T | Registration of Securities in Trinidad and Tobago
Registration of Trust Form Collective Investment Schemes as Reporting Issuers2020-01-082020-01-08Registering collective investment schemes | Registering collective investment schemes | Registration of Trust Form Collective Investment Schemes
Registration Order re Ansa Merchant Bank GORTT Bond – 11th October 20212021-10-112022-02-07Registration Order re Ansa Merchant Bank GORTT Bond – 11th October 2021 (rvsd)
Regulating Fintechs2021-04-072021-04-07Trinidad Express Wednesday 7th April 2021 FINTECH Article | Regulating Fintechs
Regulating the Securities Industry2020-11-252020-11-25Published article 25.11.20 | Regulating the Securities Industry
Regulation in the Service of Capital Market Efficiency in Trinidad and Tobago2012-06-092012-06-09
Regulation of Employee Stock Compensation Plans2009-07-072009-07-07
Regulators meeting2006-11-012006-11-01
Regulatory Requirements for Substantial Shareholders2021-08-112021-08-11Disclosure Requirements for Substantial Shareholders
Remarks at UTC Investor Conference September 20112011-09-092011-09-09
Remarks made by Chairman at SDATT2007-06-292015-10-22
Repo guidelines2012-04-232012-04-23
Repo Guidelines: How Do They Affect the Investing Public (Part 1)2020-12-162020-12-16Pulished Article | Repo Guidelines – Part 1
Repo Guidelines: How They Affect Investors (Part 2)2020-12-232020-12-23Capture- repo | Repo Guidelines How They Affect Investors -Part 2
Report of the Joint Select Committee on the Securities Bill 20122014-05-132015-05-15Report of the Joint Select Committee on the Securities Bill 2012
Report on the SSC on the Securities (Amendment) Bill, 20132014-05-132015-05-15Report on the SSC on the Securities (Amendment) Bill, 2013
Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 20242024-12-122024-12-12Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 2024
Repurchase Agreement Guidelines 20122012-04-202012-04-20
Request for comments2006-08-112006-08-11
Request for comments2006-08-112006-08-11
Request for comments2007-09-172007-09-17
Request for comments2008-09-032008-09-03
Request for the delisting of BWIA2006-12-272006-12-27
Review and Revision of the Trinidad and Tobago Securities Industry Act 1995 and Related By-laws and Associated Legislation – Addendum to Inception Report2003-01-302017-04-05Review and Revision of the Trinidad and Tobago Securities Industry Act 1995 and Related By-laws and Associated Legislation – Addendum to Inception Report
Review and Revision of the Trinidad and Tobago Securities Industry Act 1995 and Related By-laws and Associated Legislation – Inception Report2002-11-182017-04-05Review and Revision of the Trinidad and Tobago Securities Industry Act 1995 and Related By-Laws and Associated Legislation – Inception Report
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Background and Overview of the Interim Report2003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Other Considerations, Recommendations and Conclusion2003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Schedule “A” – List of Commentators2003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Schedule “B” – Proposed SIA, 19952003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Schedule “C” – Proposed Collective Investment Scheme By-Law2003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Schedule “D” – Proposed Prospectus By-Law2003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Schedule “E” – Proposed General By-Law2003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Suggested Amendments to the Companies Act2003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Suggested By-Laws for the SIA, 19952003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Suggested Legislative Changes to the SIA, 19952003-12-192003-12-19
Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation (Interim Report): Suggested New Provisions for the SIA, 19952003-12-192003-12-19
Review of the Securities sector- National Risk Assessment2015-01-072015-01-07
Revised Draft Proposed Securities Industry (Depositary Receipts) By-laws 20082008-04-042008-04-04
Revised Draft Proposed Securities Industry (Depositary Receipts) By-Laws 20082008-04-252008-04-25
Revised Policy Framework for T&T Depositary Receipts2008-04-252008-04-25
RFHL – Acquisition of Bank of Nova Scotia’s operations in British Virgin Islands2020-06-012020-06-01RFHL – Acquisition of Bank of Nova Scotia’s operations in British Virgin Islands
RFHL – Approval for acquisition of Bank of Nova Scotia operations in ECCU territories2019-09-202019-09-20RFHL – Approval for acquisition of Bank of Nova Scotia operations in ECCU territories
RFHL – Change to Board of Directors (Robert Riley)2016-10-052016-10-05rfhl-change-to-board-of-directors-robert-riley
RFHL – Change to Board of Directors – Colin Soo Ping Chow2023-05-022023-05-02RFHL – Change to Board of Directors – Colin Soo Ping Chow
RFHL – Change to Board of Directors – Robert Wickham2024-11-222024-11-22RFHL – Change to Board of Directors – Robert Wickham
RFHL – Change to Board of Directors – Terrance Farrell2023-05-022023-05-02RFHL – Change to Board of Directors – Terrance Farrell
RFHL – Change to Dividend Payment Frequency2023-10-172023-10-17RFHL – Change to Dividend Payment Frequency
RFHL – Change to Senior Officer – Baldath Ramkissoon2022-05-132022-05-13RFHL – Change to Senior Officer – Baldath Ramkissoon
RFHL – Change to Senior Officer – Dass-Mungal and Bosse2020-10-022020-10-02RFHL – Change to Senior Officer – Dass-Mungal and Bosse
RFHL – Change to Senior Officer – Harford and Pereira2019-09-272019-09-27RFHL – Change to Senior Officer – Harford and Pereira
RFHL – Change to Senior Officer – Jacqueline Quamina2017-09-122017-09-12RFHL – Change to Senior Officer – Jacqueline Quamina
RFHL – Change to Senior Officer – K. Erriah-Ali2017-09-072017-09-07RFHL – Change to Senior Officer – K. Erriah-Ali
RFHL – Change to Senior Officer – Marsha McLeod-Marshall and Farid Antar2019-02-122019-02-12RFHL – Change to Senior Officer – Marsha McLeod-Marshall and Farid Antar
RFHL – Change to Senior Officer – McLeod Marshall and Salickram2019-09-262019-09-26RFHL – Change to Senior Officer – McLeod Marshall and Salickram
RFHL – Change to Senior Officer – Parasram Salickram2019-11-142019-11-14RFHL – Change to Senior Officer – Parasram Salickram
RFHL – Change to Senior Officer – Russell Martineau and Ian Benjamin2018-02-022018-02-02RFHL – Change to Senior Officer – Russell Martineau and Ian Benjamin
RFHL – Change to Senior Officer – Shazan Ali2021-04-292021-04-29RFHL – Change to Senior Officer – Shazan Ali
RFHL – Change to Senior Officer – Vincent Pereira2020-07-062020-07-06RFHL – Change to Senior Officer – Vincent Pereira
RFHL – Change to Senior Officer – William Lucie-Smith2020-09-252020-09-25RFHL – Change to Senior Officer – William Lucie-Smith
RFHL – Change to Senior Officer -Peter Inglefield2020-09-252020-09-25RFHL – Change to Senior Officer -Peter Inglefield
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RFHL – Change to Senior Officers – Waltnel Sosa and Michal Andrews2019-01-072019-01-07RFHL – Change to Senior Officers – Waltnel Sosa and Michal Andrews
RFHL – Change to Top 10 Shareholders2023-02-012023-02-01RFHL -Change to Top 10 Shareholders
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RFHL – Changes to Executive Management – Subero, Dass-Mungal2016-08-082016-08-08RFHL – Changes to Executive Management – Subero, Dass-Mungal
RFHL – Changes to the Board of Directors – N. Baptiste2016-02-162016-02-16RFHL – Changes to the Board of Directors – N. Baptiste
RFHL – Completion of Merger – Cayman Subsidiaries2023-05-022023-05-02RFHL – Completion of Merger – Cayman Subsidiaries
RFHL – Completion of Take-Over Bid – RBL Grenada Limited2016-07-042016-07-04RFHL – Completion of Take-Over Bid – RBL Grenada Limited
RFHL – Execution of implementation agreement to acquire shareholding in Cayman National Corporation Limited2018-09-262018-09-26RFHL – Execution of implementation agreement to acquire shareholding in Cayman National Corporation Limited – red
RFHL – Expansion of business into Insurance Sector2021-08-192021-08-19RFHL – Expansion of business into Insurance Sector
RFHL – Funding for acquisition of shareholding in Cayman National Corporation Limited2019-02-212019-02-21RFHL – Funding for acquisition of shareholding in Cayman National Corporation Limited
RFHL – Issuance of Fixed Rate Notes2019-04-252019-04-25RFHL – Issuance of Fixed Rate Notes
RFHL – Offer to purchase shares in RBGL2016-05-042016-05-04RFHL – Offer to purchase shares in RBGL
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RFHL – Purchase and Sale Agreement with Bank of Nova Scotia2018-11-272018-11-27RFHL – Purchase and Sale Agreement with Bank of Nova Scotia
RFHL – Resolution of the Board to acquire a majority shareholding in Cayman National Corporation Limited2018-09-262018-09-26RFHL – Resolution of the Board to acquire a majority shareholding in Cayman National Corporation Limited red
RFHL – Resolution to acquire shareholding in Scotiabank (BVI) Ltd2019-12-022019-12-02RFHL – Resolution to acquire shareholding in Scotiabank (BVI) Ltd
RFHL – Restructuring of Republic Securities Ltd and Republic Wealth Management Ltd2019-12-112019-12-11RFHL – Restructuring of Republic Securities Ltd and Republic Wealth Management Ltd
RFHL – Transfer of Shares to the NIF Holding Company Limited2018-08-172018-08-17RFHL – Transfer of Shares to the NIF Holding Company Limited
RFHL -Changes to Board of Directors- Alison Lewis, Gregory Thomson2023-11-242023-11-24RFHL -Changes to Board of Directors- Alison Lewis, Gregory Thomson
RFHL – Acquisition of Bank of Nova Scotia in seven territories2019-11-012019-11-01RFHL – Acquisition of Bank of Nova Scotia in seven territories
RFHL – Approval for Merger of Cayman Subsidiaries2022-09-142022-09-14RFHL – Approval for Merger of Cayman Subsidiaries
RFHL – Change of name of Insurance Subsidiary2021-10-132021-10-13RFHL – Change of name of Insurance Subsidiary
RFHL – Change to Job Titles2022-01-312022-01-31RFHL – Change of Job Titles
RFHL – Change to Senior Officer – Michael Noel2021-10-182021-10-18RFHL – Change to Senior Officer – Michael Noel
RFHL – Change to Senior Officer – S. Mohammed and M. Andrews2019-12-192019-12-23RFHL – Change to Senior Officer – S. Mohammed and M. Andrews
RFHL – Decision to change name of Insurance Subsidiary2021-10-132021-10-13RFHL – Decision to change name of Insurance Subsidiary
RFHL – Merger of Cayman Subsidiaries2022-09-142022-09-14RFHL – Merger of Cayman Subsidiaries
RFHL- Acquisition of shareholding in Cayman National Corporation Limited2019-03-152019-03-15RFHL- Acquisition of shareholding in Cayman National Corporation Limited
RFHL- Change to Board of Directors- Peter Inglefield2023-12-142023-12-14RFHL- Change to Board of Directors- Peter Inglefield
RFHL- Change to Senior Officer- Karen Tom Yew, Baldath Ramkissoon2023-12-062023-12-06RFHL- Change to Senior Officer- Karen Tom Yew, Baldath Ramkissoon
RFHL- Changes to Board of Directors- Mark Loquan, Jason Mootoo2023-12-142023-12-14RFHL- Changes to Board of Directors- Mark Loquan, Jason Mootoo
RFHL- Changes to the Board of Directors – D. Dulal-Whiteway2016-02-162016-02-16RFHL- Changes to the Board of Directors – D. Dulal-Whiteway
Rights and Responsibilities2007-01-082007-01-08
Rights of minority shareholders in FCIB share purchase2007-03-012015-05-25
Risk Based Capital and the Securities Market of Trinidad and Tobago2024-11-192024-11-19Risk Based Capital and the Securities Market of Trinidad and Tobago (1).pdf.crdownload
Risk Based Supervision2024-10-072024-10-07Risk Based Supervision
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Risk-Based Capital Adequacy Regulations2022-04-132022-04-13Trinidad-Express | Risk-Based Capital Adequacy Regulations
Risk-Based Supervision2022-05-252022-05-25Trinidad-Express (4) | Risk-Based Supervision
RML – Chanage to Management – M. Sooknanan2016-10-072016-10-07rml-chanage-to-management-m-sooknanan
RML – Change to Board of Directors – Anton Gopaulsingh2018-05-242018-05-24RML – Change to Board of Directors – Anton Gopaulsingh
RML – Change to Board of Directors – Jinda Maharaj2019-08-162019-08-16RML – Change to Board of Directors – Jinda Maharaj
RML – Change to Board of Directors – Nigel Edwards2018-06-052018-06-05RML – Change to Board of Directors – Nigel Edwards
RML – Change to Board of Directors – W. Yip Choy2017-07-272017-07-27RML – Change to Board of Directors – W. Yip Choy
RML – Change to Board of Directors- Mr. Guillermo Rojo De Diego2019-11-082019-11-08RML – Change to Board of Directors- Mr. Guillermo Rojo De Diego
RML – Change to Board of Directors- Mr. Luis Gilberto Ali Moya2019-11-082019-11-08RML – Change to Board of Directors- Mr. Luis Gilberto Ali Moya
RML – Change to Senior Officer – Guillermo Rojo de Diego2019-12-232019-12-23RML – Change to Senior Officer – Guillermo Rojo de Diego
RML – Change to Senior Officer – Michael Glenn Hamel-Smith2018-06-052018-06-05RML – Change to Senior Officer – Michael Glenn Hamel-Smith
RML – Change to Senior Officer – Nigel Tozer2019-12-232019-12-23RML – Change to Senior Officer – Nigel Tozer
RML – Change to Senior Officer- Mr. Malcolm Sooknanan2019-11-082019-11-08RML – Change to Senior Officer- Mr. Malcolm Sooknanan
RML – Change to Senior Officer- Ms. Khelsy Maharaj2019-11-082019-11-08RML – Change to Senior Officer- Ms. Khelsy Maharaj
RML – Changes to Senior Officer – A. Rodriguez, W. Benjamin2017-01-252017-01-25
RML – Changes to the Board of Directors – D. Warwick, M. Sooknanan2016-02-162016-02-16RML – Changes to the Board of Directors – D. Warwick, M. Sooknanan
RML – Further increase in TCL’s shareholdings in RML2017-08-112017-08-11RML – Further increase in TCLs shareholdings in RML
RML – Further increase in TCL’s shareholdings in RML2017-11-242017-11-24RML – Further increase in TCL’s shareholdings in RML
RML – Measures implemented due to COVID-19 pandemic2020-04-092020-04-09RML – Measures implemented due to COVID-19 pandemic
RML – Offer and Take Over Bid by the BOD of TCL2017-03-292017-03-29RML- Offer and Take Over Bid by the BOD of TCL
RML – Order in respect of RML’s de-registration2020-04-302020-04-30RML – Order in respect of RML’s de-registration
RML – Revised Share Registrar Agreement with the TTCD2019-01-072019-01-07RML – Revised Share Registrar Agreement with the TTCD
RML – Sale to East lake Development Company2017-09-052017-09-05RML – Sale to East lake Development Company
RML – Withdrawal of TCL’s compulsory acquisition of RML shares pursuant to Companies Act 19952017-07-202017-07-20RML – Withdrawal of TCL’s compulsory acquisition of RML shares pursuant to Companies Act 1995
RML Change to Board of Directors – Dr. Rollin Bertrand2014-10-142014-10-14
RML Changes to Board of Directors – Lincoln Parmasar2014-11-172014-11-17
RML Changes to Executive Management – M Deo and A Pena2015-10-232015-10-23
RML – Change to Senior Officer – Ms. Cindy Siewbally2016-09-302016-09-30rml-change-to-senior-officer-ms-cindy-siewbally
RML – Offer and takeover bid2016-12-082016-12-08rml-offer-and-take-over-bid
RML- Change to Board of Board of Directors- Espinet, Maharaj2015-10-142015-12-22
RML- Change to Board of Directors – Heerah, Moya2016-04-212016-04-21RML- Change to Board of Directors – Heerah, Moya
RML- Change to Board of Directors – Satnarine Bachew2015-02-122015-02-12
RML-Change to Board of Directors(E Carrington_A Goyal_H Hosein_A Rancharan_C.H Manning_W Espinet_W YipChoy_M Hamel-Smith_N Edwards_J Gonzaslez)2015-05-272015-12-22
RML-Change to Management – Avinash Omadath2015-06-012015-12-22
RML-Change to Management – Thomas Singh2015-09-222015-09-22
Robo-Advisers Are Here: What should you know?2020-01-222020-01-22Robo advisers are here | Robo-Advisers Are Here. What should you know.
Robo-Advisers: How should you evaluate them?2021-04-282021-04-28Robo-Advisers | Trinidad Express Business Wednesday 28th April 2021 Pg 8 How should you evaluate robo-advisers Article | Robo-Advisers
Role and function of the TTSEC2012-05-112012-05-11
Role and Function of the TTSEC2012-12-122015-05-13Role and Function of the TTSEC
Role of Broker-Dealers in the securities market of Trinidad and Tobago2021-06-092021-06-08Role of Broker Dealers
Role of the SEC2007-03-202007-03-20
RWML Audited Financial Statements for the year ended 30 Septmeber 20232024-07-012024-07-01RWML Audited Financial Statements for the year ended 30 Septmeber 2023
Sagicor Investments (T&T) Limited Audited Financial Statements for the year ended 31 December 20232024-06-242024-06-24Sagicor Investments (T&T) Limited Audited Financial Statements for the year ended 31 December 2023
Sagicor Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 December 20202022-05-102022-05-10Sagicor Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31Dec2020
Sale and Repurchase Agreements (Repos) Guidelines, 20182018-07-182018-07-18Sale and Repurchase Agreements (Repos) Guidelines 2018
Salient provisions in the Securities Bill 20122012-06-122012-06-12
Sample Compliance Officer Form2012-04-242012-04-24
SBTT – Change to Board of Directors – Christopher Mack2015-06-082015-06-08
SBTT – Change to Senior Officer – Sasha Noel2020-09-042020-09-04SBTT – Change to Senior Officer – Sasha Noel
SBTT – Amalgamation – SBTT and SMBTT2015-06-262015-06-26
SBTT – Amentment to By-Laws No. 12021-01-292021-01-29SBTT – Amentment to By-Laws No. 1
SBTT – Change in Board of Directors – Bruce Bowen2016-04-252016-04-25SBTT- Change in Board of Directors -Bruce Bowen
SBTT – Change in Board of Directors – Janet Boyle2017-06-092017-06-09SBTT – Change in Board of Directors – Janet Boyle
SBTT – Change in Board of Directors – Philip Thomas2014-06-162014-06-16
SBTT – Change in Ownership – Transfer of SBTT shares from BNS to SCHL2015-03-252015-03-25
SBTT – Change to Board of Directors – Alan Fitzwilliam2015-12-162015-12-16
SBTT – Change to Board of Directors – Appointment of Steve Ragobar2015-05-122015-12-22
SBTT – Change to Board of Directors – Camille Chatoor2021-06-092021-06-09SBTT – Change to Board of Directors – Camille Chatoor
SBTT – Change to Board of Directors – Roxane De Freitas2023-03-132023-03-13SBTT – Change to Board of Directors – Roxane De Freitas
SBTT – Change to Executive Management – T. De La Rosa2016-05-132016-05-13SBTT – Change to Executive Management – T. De La Rosa
SBTT – Change to Senior Officer – Anya M. Schnoor2020-11-112020-11-11SBTT – Change to Senior Officer – Anya M. Schnoor
SBTT – Change to Senior Officer – Brendan King2020-10-272020-10-27SBTT – Change to Senior Officer – Brendan King
SBTT – Change to Senior Officer – Jason Narinesingh2020-03-112020-03-11SBTT – Change to Senior Officer – Jason Narinesingh
SBTT – Change to Senior Officer – John Hadad2020-11-112020-11-11SBTT – Change to Senior Officer – John Hadad
SBTT – Change to Senior Officer – Kimi Rochard and Rachel Laquis2021-01-132021-01-13SBTT – Change to Senior Officer – Kimi Rochard and Rachel Laquis
SBTT – Change to Senior Officer – Marcos Rehberg2015-08-122015-08-12
SBTT – Change to Senior Officer – Neiliane Williams2020-03-112020-03-11SBTT – Change to Senior Officer – Neiliane Williams
SBTT – Change to Senior Officer – Reshard Mohammed2014-09-072014-09-07
SBTT – Change to Senior Officer – Stephen Bagnoral2017-10-232017-10-23SBTT – Change to Senior Officer – Stephen Bagnoral
SBTT – Change to Senior Officers – Randall Cezair, Damian Jones2022-01-132022-01-13SBTT – Change to Senior Officer – Randall Cezair, Damian Jones
SBTT – Change to Senior Officers – Richard Edoo, Savon Persad2021-07-222021-07-22SBTT – Change to Senior Officers – Richard Edoo, Savon Persad
SBTT – Changes to Board of Directors – Brendan King and Paul Baroni2015-04-022015-04-02
SBTT – Changes to Board of Directors – Sylvia Chrominska and Craig Reynald2015-04-162015-04-16
SBTT – Changes to Senior Officers – Gayle Pazos and David Gopaulsingh2015-10-272015-10-27
SBTT – Termination of Agreement for the Scotia Life Trinidad and Tobago2020-07-082020-07-08SBTT – Termination of Agreement for the Scotia Life Trinidad and Tobago
SBTT Fixed Income Fund Inc – Changes to the Board of Directors – Lissant Mitchell2019-02-202019-02-20SBTT Fixed Income Fund Inc – Changes to the Board of Directors – Lissant Mitchell
SBTT Fixed Income Fund Inc – Changes to the Board of Directors – Lissant Mitchell2019-02-202019-02-20SBTT Growth Fund Inc – Changes to the Board of Directors – Lissant Mitchell
SBTT Short Term Income Fund Inc – Changes to the Board of Directors – Lissant Mitchell2019-02-202019-02-20SBTT Short Term Income Fund Inc – Changes to the Board of Directors – Lissant Mitchell
SBTT- Acquisition of Sagicor Insurance products2018-11-302018-11-30SBTT- Acquisition of Sagicor Insurance products
SBTT- Change in Board of Directors – Tracy Bryan2019-05-012019-05-01SBTT- Change in Board of Directors -Tracy Bryan
SBTT- Change to Board of Directors – Wendy-Fae Thompson2024-03-202024-03-20SBTT- Change to Board of Directors – Wendy-Fae Thompson
SBTT- Change to Senior Officer – Colin Hosein2022-03-032022-03-03SBTT- Change to Senior Officer- Colin Hosein
SBTT- Change to Senior Officer – Damian Jones2018-04-232018-04-23SBTT- Change to Senior Officer – Damian Jones
SBTT- Change to Senior Officer – Derek Hudson2020-12-152020-12-15SBTT- Change to Senior Officer – Derek Hudson
SBTT- Change to Senior Officer – Gayle Pazos2019-09-172019-09-17SBTT- Change to Senior Officer – Gayle Pazos
SBTT- Change to Senior Officer – Karen Abraham2019-11-222019-11-22SBTT- Change to Senior Officer – Karen Abraham
SBTT- Change to Senior Officer – Wendy Fae Thompson2020-12-152020-12-15SBTT- Change to Senior Officer – Wendy Fae Thompson
SBTT- Change to Senior Officers – D.Khan and M.Anatol2017-04-042017-04-04SBTT- Change to Senior Officers – DKhan and MAnatol
SBTT- Change to Senior Officers – Vanessa Mc Pherson, Tricia De La Rosa and Reshard Mohammed2019-01-072019-01-07SBTT- Change to Senior Officers – Vanessa Mc Pherson, Tricia De La Rosa and Reshard Mohammed
SBTT- Change to Senior Officers-Sameer Mohammed, Marcos Rehberg2021-06-232021-06-23SBTT- Change to Senior Officers-Sameer Mohammed, Marcos Rehberg
SBTT- Change to the Board of Directors – D. Hudson and T. Bryan2016-06-162016-06-16SBTT- Change to the Board of Directors – D. Hudson and T. Bryan
SBTT- Changes to Board of Directors- Amalia Maharaj, Aileen Corrigan2023-12-192023-12-19SBTT- Changes to Board of Directors- Amalia Maharaj, Aileen Corrigan
SBTT-STIF – Change in home jurisdiction from St. Lucia to Cayman Islands2016-06-092016-06-09SBTT-STIF – Change in home jurisdiction from St. Lucia to Cayman Islands
SBTT-STIF – Change to Board of Directors – L. McMyn2016-05-132016-05-13SBTT-STIF – Change to Board of Directors – L. McMyn
SBTTFI – Change to Board of Directors – Carlos Escamilla2021-04-292021-04-29SBTTFI – Change to Board of Directors – Carlos Escamilla
SBTTFI – Change to Board of Directors – Dwight Burrows, Lissant Mitchell2018-05-102018-05-10SBTTFI – Change to Board of Directors – Dwight Burrows, Lissant Mitchell
SBTTFI – Change to Board of Directors – Sarah Hobbs2018-08-022018-08-27SBTTFI – Change to Board of Directors – Sarah Hobbs v
SBTTFI – Change to Senior Officer – Adrian Stokes2020-12-172020-12-17SBTTFI – Change to Senior Officer – Adrian Stokes
SBTTFI – Change to Senior Officer – Lanecia Darville2020-12-172020-12-17SBTTFI – Change to Senior Officer – Lanecia Darville
SBTTFIF – Change to Board of Directors – Marcel Schroder2014-12-232014-12-23
SBTTGF – Change to Board of Directors – Carlos Escamilla2021-04-292021-04-29SBTTGF – Change to Board of Directors – Carlos Escamilla
SBTTGF – Change to Board of Directors – Dwight Burrows, Lissant Mitchell2018-05-102018-05-10SBTTGF – Change to Board of Directors – Dwight Burrows, Lissant Mitchell
SBTTGF – Change to Senior Officer – Adrian Stokes2020-12-172020-12-17SBTTGF – Change to Senior Officer – Adrian Stokes
SBTTGF – Change to Senior Officer – Carlos Escamilla, Omara Bingham2019-10-102019-10-10SBTTGF – Change to Senior Officer – Carlos Escamilla, Omara Bingham
SBTTGF – Change to Senior Officer – Lanecia Darville2020-12-172020-12-17SBTTGF – Change to Senior Officer – Lanecia Darville
SBTTGFI – Change to Board of Directors – Marcel Schroder2014-12-232014-12-23
SBTTGFI – Change to Board of Directors – Sarah Hobbs2018-08-022018-08-27SBTTGFI- Change to Board of Directors – Sarah Hobbs v
SBTTIF – Change to Senior Officer – Carlos Escamilla, Omara Bingham2019-10-102019-10-10SBTTIF – Change to Senior Officer – Carlos Escamilla, Omara Bingham
SCEF – Approval of Director- Giancarlo Rossi2024-01-312024-01-31SCEF – Approval of Director- Giancarlo Rossi
SCEF – Approval of Senior Officer – Shalini Wurzberger2024-03-222024-03-22SCEF- Approval of Senior Officer – Shalini Wurzberger
SCEF – Change to Board of Directors – A. Stokes2022-02-242022-02-24SCEF – Change to Board of Directors – A. Stokes
SCEF – Change to Board of Directors- Giancarlo Rossi2022-05-132022-05-13SCEF- Change to Board of Directors- Giancarlo Rossi
SCEF – Change to Board of Directors- Kiyomi Daniel2022-05-132022-05-13SCEF- Change to Board of Directors- Kiyomi Daniel
SCEF – Change to Board of Directors- N. Macdonald2023-11-242023-11-24SCEF- Change to Board of Directors- N. Macdonald
SCEF – Change to Senior Officer – Robert Lawrence2021-01-292021-01-29SCEF – Change to Senior Officer – Robert Lawrence
SCEF – Change to senior officer- Lanecia Darville2023-08-032023-08-03SCEF – Change to senior officer- Lanecia Darville
SCEF – Change to Senior Officer- O. Bingham2023-01-062023-01-06SCEF- Change to Senior Officer- O. Bingham
SCEF – Change to Senior Officer- Shalini Wurzberger2023-09-152023-09-15SCEF- Change to senior officer- Shalini Wurzberger
SCEF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville2021-04-212021-04-21SCEF-Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville
SCEF- Approval of Director – Nadine Gartley2024-11-062024-11-06SCEF- Approval of Director – Nadine Gartley
SCEF- Change to Board of Directors- Maria Parra2024-07-192024-07-19SCEF- Change to Board of Directors- Maria Parra
SCEF- Change to Board of Directors- Neil Macdonald2023-05-192023-05-19SCEF- Change to Board of Directors- Neil Macdonald
SCIF – Appointment of SIJL as Sub-Advisor and Sub-Manager2017-03-062017-03-06SCIF – Appointment of SIJL as Sub-Advisor and Sub-Manager
SCIF – Appointment to Board of Directors – Carlos Escamilla2018-08-022018-08-27SCIF- Change to Board of Directors – Carlos Escamilla v
SCIF – Change to Board of Directors – K. Mitchell2016-04-272016-04-27SCIF-Change to Board of Directors – K. Mitchell
SCIF – Change to Board of Directors- Colleen Cyrus2022-04-012022-04-01SCIF- Change to Board of Directors- Colleen Cyrus
SCIF – Change to Senior Officer- Sharalee Gittens2022-08-172022-08-17SCIF – Change to Senior Officer- Sharalee Gittens
SCIF – Changes to Board of Directors – Giancarlo Rossi, Roger Best2022-06-032022-06-03SCIF- Changes to Board of Directors- Giancarlo Rossi, Roger Best
SCIF – Changes to Board of Directors – R. Namara, C. Hinkson, A. Tinker2021-06-232021-06-23SCIF – Changes to Board of Directors – R. Namara, C. Hinkson, A. Tinker
SCIF – Changes to Board of Directors- Neil Macdonald, Mario Causarano2022-08-052022-08-05SCIF- Changes to Board of Directors- Neil Macdonald, Mario Causarano
SCIF – Transfer of the Fund’s home jurisdiction from St. Lucia to Barbados2021-05-172021-05-17SCIF – Transfer of the Fund’s home jurisdiction from St. Lucia to Barbados
SCIF- Change to Board of Directors – A. Stokes2022-02-242022-02-24SCIF- Change to Board of Directors – A. Stokes
SCIFI – Change to Board of Directors – Carlos Escamilla2021-04-292021-04-29SCIFI – Change to Board of Directors – Carlos Escamilla
SCIFI – Change to Board of Directors- H. Miller2019-06-212019-06-21SCIFI – Change to Board of Directors- H. Miller
SCIFI – Change to Board of Directors- L. Mitchell2019-06-212019-06-21SCIFI – Change to Board of Directors- L. Mitchell
Scotia De-registration Order2020-04-242020-06-08Soctia De-registration Order
Scotia Investments T&T Audited Financial Statements for the year ended 31 October 20232024-07-012024-07-01Scotia Investments T&T Audtied Financial Statements for the year ended 31 October 2023
SEC – Saving & Investing Youths Brochure2014-03-072014-03-07
SEC – Too Young to Plan Retirement Brochure2014-03-072014-03-07
SEC – Women Investors Brochure2014-03-072014-03-07
SEC Annual Report 20052006-06-162006-06-16
SEC Chairman meets the Media2010-03-052010-03-05
SEC finds its Top Traders2014-04-072015-10-22Media-Release–SEC-finds-its-Top-Traders[1]
SEC launches Managed Funds Study2010-03-252010-03-25
SEC signs MMoU with regional securities group2014-04-112014-04-11
SEC-Laying the Ground Rules2009-09-162009-09-16
Securities (General) By-Laws 2014 LRC approved2014-09-122017-04-10Securities-(General)-By-Laws-2014-LRC–approved
Securities (General) By-Laws 20152015-05-012022-07-21Securities-By-Laws-2015
Securities (General) By-Laws, 20152015-06-102015-10-22
Securities Amendment Bill 20132014-07-092015-10-20
Securities Amendment Bill, 20132014-01-172017-04-11
Securities Bill 20072007-01-222015-10-20
Securities Bill 20102010-01-132015-10-20
Securities Bill 20122012-11-072015-10-20
Securities Market Bulletin #62020-10-232020-10-23Securities Market Bulletin Issue #6
Securities Market Bulletin #72021-11-052021-11-05Untitled | Securities Market Bulletin #7
Securities Market Bulletin #82022-06-242022-07-04cover SMB 1 | Securities Market Bulletin – Issue 8
Securities Market Bulletin #92022-11-162022-11-16Securities Market Bulletin – Issue 9
Securities Market Bulletin – Issue #32019-07-112019-07-11Securities Market Bulletin – Issue 3
Securities Market Bulletin – Issue 1 / September 20172017-09-292017-09-29Securities Market Bulletin – FINAL (Magazine version2) – 29092017
Securities Market Bulletin – Issue 22018-10-032018-10-03Securities Market Bulletin – Issue 2 – FINAL
Securities Market Bulletin 20222023-11-082023-11-08Securities Market Bulletin_2022
Securities Market Bulletin Issue #42019-11-132019-11-13Securities Market Bulletin Issue 4
Securities Market Bulletin Issue #52020-05-012020-05-01, Cover Page Securities Market Bulletin 5 | Securities Market Bulletin Issue #5
Securities Market Bulletin- #112024-05-032024-05-03Securities Market Bulletin- Issue 11
SEC_RADIO_TIP12010-12-152017-04-11sec_radio_tip1
SEC_RADIO_TIPS_INTRO2010-12-152017-04-11sec_radio_tips_intro[1]
SEC_RADIO_TIP_142010-12-162017-04-11sec_radio_tip_14
SEC_RADIO_TIP_2___2010-12-152017-04-11sec_radio_tip_2___
Selective Disclosure Facilitates Illegal Insider Trading2003-04-102003-04-10
Settlement Agreement – Hassan Phillip Rahaman2020-02-032020-02-03, Settlement Agreement – Hassan Phillip Rahaman | Settlement Agreement – Hassan Phillip Rahaman_redacted
Settlement Agreement – Imtiaz Azard Rahaman2020-02-032020-02-03Settlement Agreement – Imtiaz Azard Rahaman
Settlement Agreement – Subhas Ramkhelawan- BBL2020-02-032020-02-03Settlement Agreement Subhas Ramkhelawan- BBL
Settlement Agreement-TTSEC NCBJGHL-21-09-20182018-11-222018-11-22
Settlement Order re Murphy Clarke Financial Limited2017-01-062017-01-06, , Order- Murphy Clarke Financial Limited
Settlement Order re Sagicor Financial Corporation2017-01-032017-01-03, , Order- Sagicor Financial Corporation
Settlement Order re Sagicor Life Incorporated2017-01-032017-01-03, , Order- Sagicor Life Incorporated | Order- Sagicor Life Incorporated
Settlement Order re Trinidad and Tobago NGL Limited2016-11-252017-01-06, , order-ttngl-rev-reg-60000
Settlement Statement to Notice of Settlement2020-02-212020-03-10FINAL Supplemental Statement – FCB IPO Matter | Supplemental Statement – Notice of Settlement | 33×7-Notice of Settlement – FCB SHARES MATTER
SFC – A change to the Authorised Share Capital of SFC2017-10-032017-10-03SFC – A change to the Authorised Share Capital of SFC
SFC – Cancellation of Acquisition of Scotia Jamaica Life Insurance Company Limited2019-11-042019-11-04SFC -Cancellation of Acquisition of Scotia Jamaica Life Insurance Company Limited
SFC – Change in country of domicile2016-06-132016-06-13SFC – Change in country of domicile
SFC – Change to Board of Directors – Aleong, Fyffe-Campbell, Comma, Kellman, Lucie-Smith, Young and Hodgson2019-12-312019-12-31SFC – Change to Board of Directors – Aleong, Fyffe-Campbell, Comma, Kellman, Lucie-Smith, Young and Hodgson
SFC – Change to Board of Directors – John Shettle Jr.2020-09-212020-09-21SFC – Change to Board of Directors – John Shettle Jr.
SFC – Change to Board of Directors – Jonathan Finkelstein2022-11-142022-11-14SFC – Change to Board of Directors – Jonathan Finkelstein
SFC – Change to Senior Officer – Ingrid Card2018-01-112018-01-11SFC – Change to Senior Officer – Ingrid Card
SFC – Change to Senior Officer – Andre Mousseau2019-02-112019-02-11SFC – Change to Senior Officer – Andre Mousseau
SFC – Change to Senior Officer – Marjorie Downes-Grant and Ravi Rambarran2019-12-242019-12-24SFC – Change to Senior Officer – Marjorie Downes-Grant and Ravi Rambarran
SFC – Change to Senior Officer – Ravi Rambarran and Richard Kellman2018-01-112018-01-11SFC – Change to Senior Officer – Ravi Rambarran and Richard Kellman
SFC – Change to Senior Officer – Rohan Miller2018-01-112018-01-11SFC – Change to Senior Officer – Rohan Miller
SFC – Change to Senior Officer – Samantha Cheung2018-09-122018-09-12SFC – Change to Senior Officer – Samantha Cheung
SFC – Change to Senior Officers and the Company’s By-Laws2020-07-062020-07-06SFC – Change to Senior Officers and the Company’s By-Laws
SFC – Details regarding Arrangement Agreement2019-05-102019-05-10SFC – Details regarding Arrangement Agreement
SFC – Government of Barbados Debt Exchange Offer2018-11-072018-11-07SFC – Government of Barbados Debt Exchange Offer
SFC – Normal Course Issuer Bid2020-06-222020-06-22SFC – Normal Course Issuer Bid
SFC – Order by Supreme Court of Bermuda to convene shareholder meeting2019-02-112019-02-11SFC – Order by Supreme Court of Bermuda to convene shareholder meeting
SFC – Redemption of convertible redeemable preference2016-07-022016-07-02SFC – Redemption of convertible redeemable preference shares
SFC – Request to de-list from the TTSE2019-12-302019-12-30SFC – Request to de-list from the TTSE
SFC – SFC Arrangement Agreement with Alignvest Acquisition 11 Corporation2018-11-302018-11-30SFC – SFC Arrangement Agreement with Alignvest Acquisition 11 Corporation
SFC – Shareholders approval of Scheme of Arrangement2019-06-072019-06-07SFC – Shareholders approval of Scheme of Arrangement
SFC – SLI’s acquisition of CLICO and BAICO insurance portfolios2019-10-032019-10-03SFC – SLI’s acquisition of CLICO and BAICO insurance portfolios
SFC – Subscription Agreement with JMMB Group Limited2019-05-172019-05-17SFC – Subscription Agreement with JMMB Group Limited
SFC – Supreme Court of Bermuda’s Order regarding Scheme of Arrangement2019-06-182019-06-18SFC – Supreme Court of Bermuda’s Order regarding Scheme of Arrangement
SFC – Update on Scotiabank Insurance Transaction2020-07-032020-07-03SFC – Update on Scotiabank Insurance Transaction
SFC – Closure of the Scheme of Arrangement2019-12-112019-12-11SFC – Closure of the Scheme of Arrangement
SFCL – Notice of redemption of senior notes due 20222021-06-142021-06-14SFCL – Notice of redemption of senior notes due 2022
SFCL – Additional Note Offering2021-12-202021-12-20SFCL – Additional Note Offering
SFCL – Amendment to By-Laws2021-06-112021-06-11SFCL – Amendment to By-Laws
SFCL – Amendment to Normal Course Issuer Bid2020-09-072020-09-07SFCL – Amendment to Normal Course Issuer Bid
SFCL – Cash Offer for all Senior Notes and New Notes Issuance2021-05-062021-05-06SFCL – Cash Offer for all Senior Notes and New Notes Issuance
SFCL – Change to Board of Directors – Andre Mousseau2023-04-042023-04-04SFCL – Change to Board of Directors – Andre Mousseau
SFCL – Change to Board of Directors – Cathleen McLaughlin2024-06-172024-06-17SFCL – Change to Board of Directors – Cathleen McLaughlin
SFCL – Change to Board of Directors – Dennis Harris2021-06-112021-06-11SFCL – Change to Board of Directors – Dennis Harris
SFCL – Change to Board of Directors – John Shettle Jr.2020-09-212020-09-21SFCL – Change to Board of Directors – John Shettle Jr.
SFCL – Change to Board of Directors – Jonathan Finkelstein2022-11-142022-11-14SFCL – Change to Board of Directors – Jonathan Finkelstein
SFCL – Change to Board of Directors – Monish Dutt2020-11-042020-11-04SFCL – Change to Board of Directors – Monish Dutt
SFCL – Change to Board of Directors – Paula Walcott and Neil Freyke2024-06-042024-06-04SFCL – Change to Board of Directors – Paula Walcott and Neil Freyke
SFCL – Change to Board of Directors – Ronald Blitstein2024-06-042024-06-04SFCL – Change to Board of Directors – Ronald Blitstein
SFCL – Change to Board of Directors – Stephen McNamara2023-06-212023-06-21SFCL – Change to Board of Directors – Stephen McNamara
SFCL – Change to Board of Directors – Timothy Hodgson & Mahmood Khimji2021-11-222021-11-22SFCL – Change to Board of Directors – Timothy Hodgson & Mahmood Khimji
SFCL – Change to Board of Directors – Timothy Hodgson and Mahmood Khimji2022-01-052022-01-05SFCL – Change to Board of Directors – Timothy Hodgson and Mahmood Khimji
SFCL – Change to Senior Officer – Alan Ryder2023-03-032023-03-03SFCL – Change to Senior Officer – Alan Ryder
SFCL – Change to Senior Officer – Bart Catmull2022-07-052022-07-05SFCL – Change to Senior Officer – Bart Catmull
SFCL – Change to Senior Officer – Edwin Huc2024-11-082024-11-08SFCL – Change to Senior Officer – Edwin Huc
SFCL – Change to Senior Officer – George Sipsis2022-04-042022-04-04SFCL – Change to Senior Officer – George Sipsis
SFCL – Change to Senior Officer – Lynda Gauthier2022-08-082022-08-08SFCL – Change to Senior Officer – Lynda Gauthier
SFCL – Change to Senior Officer – Samantha Cheung2022-04-042022-04-04SFCL – Change to Senior Officer – Samantha Cheung
SFCL – Change to Senior Officers – Dodridge Miller2023-04-042023-04-04SFCL – Change to Senior Officers – Dodridge Miller
SFCL – Change to Senior Officers – Kathryn Jenkins and George Sipsis2023-03-032023-03-03SFCL – Change to Senior Officers – Kathryn Jenkins and George Sipsis
SFCL – Closing of C$200 Million Term Loan Credit Facility2024-12-102024-12-10SFCL – Closing of C$200 million Term Loan Credit Facility
SFCL – Closing of Private Placement Note Offering2024-06-252024-06-25SFCL – Closing of Private Placement Note Offering
SFCL – Closure of the Scheme of Arrangement2020-01-222020-01-22SFCL – Closure of the Scheme of Arrangement
SFCL – Completion of acquisition of ivari2023-10-062023-10-06SFCL – Completion of acquisition of ivari
SFCL – Completion of Additional Note Offering2021-12-202021-12-20SFCL – Completion of Additional Note Offering
SFCL – Completion of US$400m Senior Notes Offering2022-08-172022-08-17SFCL- Completion of US$400m Senior Notes Offering
SFCL – Credit Rating from DBRS Limited2024-04-242024-04-24SFCL – Credit Rating from DBRS Limited
SFCL – Definitive Agreement to acquire ivari2022-08-252022-08-25SFCL – Definitive Agreement to acquire ivari
SFCL – Renewal of Normal Course Issuer Bid2023-06-232023-06-23SFCL – Renewal of Normal Course Issuer Bid
SFCL – Renewal of Normal Course Issuer Bid 20242024-06-252024-06-25SFCL – Renewal of Normal Course Issuer Bid 2024
SFCL – S and P Global Ratings of the company2021-01-062021-01-06SFCL – S and P Global Ratings of the company
SFCL – Update on Normal Course Issuer Bid2022-06-282022-06-28SFCL – Update on Normal Course Issuer Bid
SFCL – Credit Rating Upgrade2023-10-092023-10-09SFCL – Credit Rating Upgrade
SFCL- Change to Senior Officer- B. Catmull2021-10-292021-10-29SFCL- Change to Senior Officer- B. Catmull
SFCo- Change to Senior Officer- Andre Mousseau2021-08-032021-08-03SFCo- Change to Senior Officer- Andre Mousseau
SFI – Change to Board of Directors – Ian Carrington2017-06-302017-06-30SFI – Change to Board of Directors – Ian Carrington
SFIF – Changes to Board of Directors- Amalia Maharaj, Aileen Corrigan2023-12-192023-12-19SFIF – Changes to Board of Directors- Amalia Maharaj, Aileen Corrigan
SGEF – Approval of Director- Giancarlo Rossi2024-01-312024-01-31SGEF – Approval of Director- Giancarlo Rossi
SGEF – Approval of Senior Officer – Shalini Wurzberger2024-03-222024-03-22SGEF – Approval of Senior Officer – Shalini Wurzberger
SGEF – Change to Board of Directors – A. Stokes2022-02-242022-02-24SGEF – Change to Board of Directors – A. Stokes
SGEF – Change to Board of Directors – Kiyomi Daniel2022-05-132022-05-13SGEF- Change to Board of Directors- Kiyomi Daniel
SGEF – Change to Board of Directors- Giancarlo Rossi2022-05-132022-05-13SGEF- Change to Board of Directors- Giancarlo Rossi
SGEF – Change to Board of Directors- N. Macdonald2023-11-242023-11-24SGEF- Change to Board of Directors- N. Macdonald
SGEF – Change to Senior Officer – Robert Lawrence2021-01-292021-01-29SGEF – Change to Senior Officer – Robert Lawrence
SGEF – Change to senior officer- Lanecia Darville2023-08-032023-08-03SGEF – Change to senior officer- Lanecia Darville
SGEF – Change to Senior Officer- O. Bingham2023-01-062023-01-06SGEF- Change to Senior Officer- O. Bingham
SGEF – Change to Senior Officer- Shalini Wurzberger2023-09-152023-09-15SGEF – Change to Senior Officer- Shalini Wurzberger
SGEF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville2021-04-212021-04-21, SGEF-Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville
SGEF – Launch of Class AC shares2024-02-262024-02-26SGEF – Launch of Class AC shares
SGEF- Approval of Director – Nadine Gartley2024-11-062024-11-06SGEF- Approval of Director – Nadine Gartley
SGEF- Change to Board of Directors- Maria Parra2024-07-192024-07-19SGEF- Change to Board of Directors- Maria Parra
SGEF- Change to Board of Directors- Neil Macdonald2023-05-192023-05-19SGEF- Change to Board of Directors- Neil Macdonald
SGIF – Changes to Board of Directors – Amalia Maharaj, Aileen Corrigan2023-12-192023-12-19SGIF – Changes to Board of Directors – Amalia Maharaj, Aileen Corrigan
SGMF – Change to Board of Directors – Carlene Seudat2024-05-142024-05-14SGMF – Change to Board of Directors – Carlene Seudat
SGMF – Change to Board of Directors – Ray Klien2024-05-142024-05-14SGMF – Change to Board of Directors – Ray Klien
SGMF – Change to Senior Officer – Alison Lewis2023-11-102023-11-10SGMF – Change to Senior Officer – Alison Lewis
SGMF- Change to Senior Officers – A. Ramloogam, S. Mohammed, D. Ramnarine, B. Ramkissoon, K. Tom Yew, P. George2023-12-192023-12-19SGMF- Change to Senior Officers – A. Ramloogam, S. Mohammed, D. Ramnarine, B. Ramkissoon, K. Tom Yew, P. George
SGPBGP – Voluntary termination and wind-up2015-10-162015-10-16
SGPBIP – Voluntary termination and wind-up2015-10-162015-10-16
SGPGP – Voluntary termination and wind-up2015-10-162015-10-16
SGPICGP – Voluntary termination and wind-up2015-10-162015-10-16
SGPIP – Voluntary termination and wind-up2015-10-162015-10-16
Share Repurchase guidelines2006-10-012006-10-01
Sheppard Securities Limited Audited Financial Statement for the year ended 28th February 20222022-05-122022-07-20
Sheppard Securities Limited – Audited Financial Statements for the year ended 29 February 20242024-12-122024-12-12Sheppard Securities Limited – Audited Financial Statements for the year ended 29 February 2024
Sheppard Securities Limited Audited Financial Statement for the year ended 28 February 20232024-06-242024-06-24Sheppard Securities Limited Audited Financial Statement for the year ended 28 February 2023
Sheppard Securities Limited Audited Financial Statement for the year ended 28th February 20202022-05-122022-05-12Sheppard Securities Limited Audited Financial Statement for the year ended 28th February 2020
Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 20212022-05-102022-07-19Sheppard Securities Limited Audited Financial Statement for the year ended 28th February 2022 | Sheppard Securities Limited Audited Financial Statements for the year ended 28Feb2021
SIAF- Change in Auditor2021-09-062021-09-06SIAF- Change in Auditor
Significance of Global Money Week2022-03-232022-03-23, 24552558-96ac26427db8261735774290354dc1b5 | Significance of GMW
Signing of MoUs with fellow Regulators2014-05-082015-05-08TTSEC Chairman Patrick Watson formally signs the MMoU- IOSCO | TTSEC-and-TTSE-sign-MoU | The deal has been sealed TTSEC’s Patrick Watson and Greg Medcraft, Chairman of the IOSCO Board | SDATT_TTSEC-MoU | CGSR MMoU signing – 2 | CGSR MMoU signing – 1 | CBTT-TTSEC-MoU
SIJL – Change to the Board of Directors – Sterling Frost2016-06-222016-06-22SIJL – Change to Board of Directors – Sterling Frost
SIJL – Board of Directors resolved to delist the company2017-10-162017-10-16SIJL – Board of Directors resolved to delist the company
SIJL – Change to Board of Directors – Anthony Chang2017-04-052017-04-05SIJL – Change to Board of Directors – Anthony Chang
SIJL – Change to Board of Directors – I. Johnson, J. Morris, Y. Pandohie2016-06-302016-06-30SIJL – Change to Board of Directors – I. Johnson, J. Morris, Y. Pandohie
SIJL – Change to Board of Directors – Mr Bruce Bowen and Mr Jeffery Hall2014-12-032014-12-03
SIJL – Change to Board of Directors – Mr. Bruce Bowen2016-06-152016-06-15SIJL – Change to Board of Directors – Mr. Bruce Bowen
SIJL – Change to Board of Directors – Mr. Marcel Schroder2015-01-262015-01-26
SIJL – Change to Board of Directors – Mr. Marcel Schroder – stamp2015-02-042015-02-04
SIJL – Change to Executive Management – Mr Dylan Coke2014-11-142014-11-14
SIJL – Change to Senior Officer – Jillian Evans2017-07-072017-07-07SIJL – Change to Senior Officer – Jillian Evans
SIJL – Change to Senior Officer – Mr. Vijay Bowla2017-03-032017-03-03SIJL – Change to Senior Officer – Mr. Vijay Bowla
SIJL – Change to Senior Officer – Mrs. Julie Thompson-James2017-01-162017-01-17SIJL – Change to Senior Officer – Mrs. Julie Thompson-James
SIJL – Change to Senior Officer – Ms. Camelay Roberts2017-03-022017-03-02SIJL – Change to Senior Officer – Ms. Camelay Roberts
SIJL – Change to Senior Officer – Ms. Michelle Wright2017-01-052017-01-05SIJL- Change-to-Senior-Officer-Ms-Michelle-Wright
SIJL – Change to Senior Officer – Richard Fraser2017-01-202017-01-20SIJL – Change to Senior Officer – Richard Fraser
SIJL – Change to Senior Officer – Tanya Powell2016-12-052016-12-05sijl-change-to-senior-officer-tanya-powell
SIJL – Change to the Board of Directors – David Noel2017-09-142017-09-14SIJL – Change to the Board of Directors – David Noel
SIJL – Change to the Board of Directors – Audrey Richards2017-04-072017-04-07SIJL – Change to the Board of Directors – Audrey Richards
SIJL – Change to the Board of Directors – Catherine Welling2017-05-032017-05-03SIJL – Change to the Board of Directors -Catherine Welling
SIJL – Change to the Board of Directors – Dr Anna Law2015-11-122015-11-12
SIJL – Change to the Board of Directors – Jacqueline Sharp2017-09-142017-09-14SIJL – Change to the Board of Directors – Jacqueline Sharp
SIJL – Change to the Board of Directors – Mr. William McConnell2016-08-112016-08-11SIJL – Change to the Board of Directors (Mr. William McConnell)
SIJL – Change to the Board of Directors – Peter Slan2017-05-032017-05-03SIJL – Change to the Board of Directors – Peter Slan
SIJL – Scheme of Arrangement to take Scotia Investments Jamaica Limited private2017-06-212017-06-21SIJL – Scheme of Arrangement to take Scotia Investments Jamaica Limited private
SIJL – Shareholders voted in favour of Scheme of Arrangement2017-09-072017-09-07SIJL – Shareholders voted in favour of Scheme of Arrangement
SIJL – Supreme Court of Jamaica issued an Order permitting SIJL to convene a shareholders meeting2017-07-282017-07-28SIJL – Supreme Court of Jamaica issued an Order permitting SIJL to convene a shareholders meeting
SIJL – Transfer of asset management activities2017-03-022017-03-02SIJL – Transfer of asset management activities
SIJL – Change to Senior Officer – Gregory Samuels2017-02-082017-02-08SIJL – Change to Senior Officer – Gregory Samuels
SIJL – Supreme Court of Jamaica approves Scheme of Arrangement2017-10-122017-10-12SIJL – Supreme Court of Jamaica approved Scheme of Arrangement
Smart Contracts and the Capital Markets2022-01-122022-01-12TTSEC In The News -12.01.22 Express Pg B8 | Smart Contracts and the Securities Market
SME Financing – Equity vs. Debt2021-03-032021-03-03TTSEC In The News – 03.03.21 | SME Financing – Equity Vs. Debt
SMMF – Approval of Director – Nadine Gartley2024-11-062024-11-06SMMF – Approval of Director – Nadine Gartley
SMMF – Approval of Director- Giancarlo Rossi2024-01-312024-01-31SMMF – Approval of Director- Giancarlo Rossi
SMMF – Approval of Senior Officer – Shalini Wurzberger2024-03-222024-03-22SMMF – Approval of Senior Officer – Shalini Wurzberger
SMMF – Change to Board of Directors – A. Stokes2022-02-242022-02-24SMMF – Change to Board of Directors – A. Stokes
SMMF – Change to Board of Directors – Giancarlo Rossi2022-05-132022-05-13SMMF – Change to Board of Directors – Giancarlo Rossi
SMMF – Change to Board of Directors – Kiyomi Daniel2022-05-132022-05-13SMMF – Change to Board of Directors – Kiyomi Daniel
SMMF – Change to Board of Directors- Maria Parra2024-07-192024-07-19SMMF- Change to Board of Directors- Maria Parra
SMMF – Change to Board of Directors- N. Macdonald2023-11-242023-11-24SMMF- Change to Board of Directors- N. Macdonald
SMMF – Change to Senior Officer – Robert Lawrence2021-01-292021-01-29SMMF – Change to Senior Officer – Robert Lawrence
SMMF – Change to senior officer- Lanecia Darville2023-08-032023-08-03SMMF – Change to senior officer- Lanecia Darville
SMMF – Change to Senior Officer- O. Bingham2023-01-062023-01-06SMMF- Change to Senior Officer- O. Bingham
SMMF – Change to Senior Officer- Shalini Wurzberger2023-09-152023-09-15SMMF – Change to Senior Officer- Shalini Wurzberger
SMMF – Change to Senior Officers-A. Stokes, S. Hobbs, M. Parra, C. Escamilla, O. Bingham, L. Darville2021-04-212021-04-21SMMF-Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville
SMMF- Change to Board of Directors- Neil Macdonald2023-05-192023-05-19SMMF- Change to Board of Directors- Neil Macdonald
SMMF- Launch of Class D shares2024-02-262024-02-26SMMF- Launch of Class D shares
SOLIS – Change to Senior Officer – Sherraine Awai2024-11-222024-11-22SOLIS – Change to Senior Officer – Sherraine Awai
SOLIS – Change to Senior Officer- Mukesh Mahangoo2024-09-252024-09-25SOLIS – Change to Senior Officer- Mukesh Mahangoo
SOLIS – New Credit Arrangements2024-10-102024-10-10SOLIS – New Credit Arrangements
SOSP – TTSE Rule 400 (2) – SME Special Market Listing Rule2023-06-152023-06-14Notice for Written Comments TTSE Rule 400 (2) | SOSP – TTSE Rule 400 (2) – SME Special Market Listing Rule
SPORTT – Change to Board of Directors – Anthony Subero2017-10-302017-10-30SPORTT – Change to Board of Directors – Anthony Subero
SPORTT – Change to Board of Directors – Abbegail Nandalal2017-10-302017-10-30SPORTT – Change to Board of Directors – Abbegail Nandalal
SPORTT – Change to Board of Directors – Deryck Murray2018-07-232018-07-23SPORTT – Change to Board of Directors – Deryck Murray
SPORTT – Change to Board of Directors – Deryck Murray2020-01-152020-01-15SPORTT – Change to Board of Directors – Deryck Murray
SPORTT – Change to Board of Directors – Dianne Antoine, Leon Ramdeen2021-04-142021-04-14SPORTT – Change to Board of Directors – Dianne Antoine, Leon Ramdeen
SPORTT – Change to Board of Directors – Dinanath Ramnarine2017-10-302017-10-30SPORTT – Change to Board of Directors – Dinanath Ramnarine
SPORTT – Change to Board of Directors – Dinanath Ramnarine2018-06-202018-06-20SPORTT – Change to Board of Directors – Dinanath Ramnarine
SPORTT – Change to Board of Directors – Dionne Ligoure2018-04-232018-04-23SPORTT – Change to Board of Directors – Dionne Ligoure
SPORTT – Change to Board of Directors – Douglas Camacho2018-07-172018-07-17SPORTT – Change to Board of Directors – Douglas Camacho
SPORTT – Change to Board of Directors – Douglas Camacho, Marilyn Gordan, Marcus Daniel2024-07-052024-07-05SPORTT – Change to Board of Directors – Douglas Camacho, Marilyn Gordan, Marcus Daniel
SPORTT – Change to Board of Directors – Esther Burrowes2024-08-072024-08-07SPORTT – Change to Board of Directors – Esther Burrowes
SPORTT – Change to Board of Directors – Esther Burrowes2024-08-062024-08-06SPORTT – Change to Board of Directors – Esther Burrowes
SPORTT – Change to Board of Directors – H. Mitchell, J. Guillen2020-01-242020-01-24SPORTT – Change to Board of Directors – H. Mitchell, J. Guillen | SPORTT – Change to Board of Directors – H. Mitchell, J. Guillen
SPORTT – Change to Board of Directors – Hayden Manzano2018-07-172018-07-17SPORTT – Change to Board of Directors – Hayden Manzano
SPORTT – Change to Board of Directors – Hayden Mitchell2017-12-222017-12-22SPORTT – Change to Board of Directors – Hayden Mitchell
SPORTT – Change to Board of Directors – Hayden Mitchell2020-01-242020-01-24SPORTT – Change to Board of Directors – Hayden Mitchell
SPORTT – Change to Board of Directors – Jason Julien2017-10-302017-10-30SPORTT – Change to Board of Directors – Jason Julien
SPORTT – Change to Board of Directors – Jeffrey Guillen2020-01-242020-01-24SPORTT – Change to Board of Directors – Jeffrey Guillen
SPORTT – Change to Board of Directors – Marcus Daniel2018-07-172018-07-17SPORTT – Change to Board of Directors – Marcus Daniel
SPORTT – Change to Board of Directors – Marcus Solomon2017-10-302017-10-30SPORTT – Change to Board of Directors – Marcus Solomon
SPORTT – Change to Board of Directors – Marilyn Gordon2018-07-172018-07-17SPORTT – Change to Board of Directors – Marilyn Gordon
SPORTT – Change to Board of Directors – Michael L. Romany, Alison Hall, Attiba Ifill2024-08-062024-08-06SPORTT – Change to Board of Directors – Michael L. Romany, Alison Hall, Attiba Ifill
SPORTT – Change to Board of Directors – Micheal Phillips2017-10-302017-10-30SPORTT – Change to Board of Directors – Micheal Phillips
SPORTT – Change to Board of Directors – Phillip Whiteman2017-10-302017-10-30SPORTT – Change to Board of Directors – Phillip Whiteman
SPORTT – Change to Board of Directors – Phillip Whiteman2024-04-152024-04-15SPORTT – Change to Board of Directors – Phillip Whiteman
SPORTT – Change to Board of Directors – Raoul Jomo Pitt2024-07-242024-07-24SPORTT – Change to Board of Directors – Raoul Jomo Pitt
SPORTT – Change to Board of Directors – Vyash Nandlal2018-04-232018-04-23SPORTT – Change to Board of Directors – Vyash Nandlal
SPORTT – Change to Senior Office – Jason Williams2020-04-082020-04-08SPORTT – Change to Senior Office – Jason Williams
SPORTT – Change to Senior Officer – Adam Montserin2017-10-302017-10-30SPORTT – Change to Senior Officer – Adam Montserin
SPORTT – Change to Senior Officer – Ansuya Babwah2021-06-092021-06-09SPORTT – Change to Senior Officer – Ansuya Babwah
SPORTT – Change to Senior Officer – Arlene George2017-10-302017-10-30SPORTT – Change to Senior Officer – Arlene George
SPORTT – Change to Senior Officer – Geeta Ragoonath2017-10-302017-10-30SPORTT – Change to Senior Officer – Geeta Ragoonath
SPORTT – Change to Senior Officer – Jason Williams2017-10-302017-10-30SPORTT – Change to Senior Officer – Jason Williams
SPORTT – Change to Senior Officer – Taigmani Richardson2020-01-242020-01-24SPORTT – Change to Senior Officer – Taigmani Richardson
SPORTT – Change to the Board of Directors – Jeffery Guillen2017-12-222017-12-22SPORTT – Change to the Board of Directors – Jeffery Guillen
SPORTT – Change to the Board of Directors – Hayden Manzano2017-12-222017-12-22SPORTT – Change to the Board of Directors – Hayden Manzano
SPORTT – Changes to the Board of Directors – Jeffrey Guillen, Hayden Mitchell2024-03-202024-03-20SPORTT – Changes to the Board of Directors – Jeffrey Guillen, Hayden Mitchell
SPORTT- Change to Board of Directors- Hayden Mitchell, Jeffrey Guillen2024-01-242024-01-24SPORTT- Change to Board of Directors- Hayden Mitchell, Jeffrey Guillen
SPORTT- Change to Board of Directors- P. Whiteman2022-05-122022-05-12SPORTT- Change to Board of Directors- P. Whiteman
SPORTT- Changes to Board of Directors – D. Camacho, M. Gordon, M. Daniel2022-07-052022-07-05SPORTT- Changes to Board of Directors – D. Camacho, M. Gordon, M. Daniel
SPORTT- Changes to Board of Directors- D. Camacho, M. Gordon, M. Daniel2022-07-292022-07-29SPORTT- Changes to Board of Directors- D. Camacho, M. Gordon, M. Daniel
SPORTT- Changes to Board of Directors- P. Whiteman, R. Pitt2022-07-292022-07-29SPORTT- Changes to Board of Directors- P. Whiteman, R. Pitt
SPORTT- Changes to the Board of Directors- Marvin Andrews, Heidi Eastman2024-04-182024-04-18SPORTT- Changes to the Board of Directors- Marvin Andrews, Heidi Eastman
Spotlight – Secondary Schools Investor Education Outreach, May 32019-05-072019-05-08IE Month Spotlight – Secondary Schools Outreach
SSTIF – Change to Board of Directors – Camille Chatoor2021-06-092021-06-09SSTIF – Change to Board of Directors – Camille Chatoor
SSTIF – Changes to Board of Directors – Amalia Maharaj, Aileen Corrigan2023-12-192023-12-19SSTIF- Changes to Board of Directors – Amalia Maharaj, Aileen Corrigan
SSTTIF – Change to Board of Directors – K. Daniel2018-03-192018-03-19SSTTIF – Change to Board of Directors – K. Daniel
Stakeholder meeting with Reporting Issuers2010-02-242010-02-24
Statement of Best Disclosure Practices regarding the Dissemination of Price Sensitive Information2003-09-292003-09-29
Statement of substance and purpose2007-08-172007-08-17
STATEMENT OF SUBSTANCE AND PURPOSE PROPOSED SMALL & MEDIUM ENTERPRISES (SME) MENTORSHIP RULES & PROPOSED SPECIAL MARKET LISTING REQUIREMENT- SME MARKET RULE2022-06-272022-06-24SOSP Rules 700s SME Mentorship Rules
Statement of Substance and Purpose – Proposal to Rescind Rule 200(3)2016-10-132016-10-13Statement-of-Substance-and-Purpose-Proposal-to-Rescind-Rule-200(3)
Statement of Substance and Purpose – Proposed Amendment to SME Market Listing Requirements2016-09-292016-09-29
Statement of Substance and Purpose on Draft CIS By-Laws – August 20192019-08-222019-08-22Statement of Substance and Purpose – Draft CIS By-Laws
Statement of Substance and Purpose TTSE and Horizon Rules(Trading in TTDRs)2010-01-212010-01-21
Statement of Substance and Purpose – Proposed Amendment to Capital Requirement Rule2016-09-292016-09-29
Statement of Substance Purpose to accompany Draft CIS By-Laws 20192019-02-082019-02-08, Statement of Substance Purpose to accompany Draft CIS By-Laws 2019 | Statement of Substance Purpose to accompany Draft CIS By-Laws 2019 (clean)
STATEMENT ON FINANCIAL TECHNOLOGY2019-03-132019-03-13Fintech Public Statement March 2019
Status of Securities Regulation in the Caribbean2005-11-302005-11-30
Staying ahead of the curve- a regulator’s perspective2012-10-092012-10-09
Stress Testing and the Securities Market2024-10-072024-10-07Stress Testing and the Securities Market
Stress Testing and the Securities Market2024-10-072024-10-07
Stress Testing the Securities Market2020-03-252020-03-25Stress Testing article | Diagram of Stress Testing Process | Stress Testing the Securities Market
Stress Testing the Securities Market2021-05-122021-05-12TTSEC In The News – 12.05.21 | What-is-Stress-Testing | What-is-Stress-Testing | Stress Testing the Securities Market
STTFIF – Change to Board of Directors – Camille Chatoor2021-06-232021-06-23STTFIF – Change to Board of Directors – Camille Chatoor
STTFIF – Change to Board of Directors – Roxane De Freitas2023-03-132023-03-13STTFIF- Change to Board of Directors – Roxane De Freitas
STTFIF – Change to Senior Officer- Colin Hosein2022-03-032022-03-03STTFIF- Change to Senior Officer- Colin Hosein
STTFIF – Change to Senior Officers – Randall Cezair, Damian Jones2022-01-132022-01-13STTFIF – Change to Senior Officers – Randall Cezair, Damian Jones
STTFIF – Change to Senior Officers – Richard Edoo, Savon Persad2021-07-222021-07-22STTFIF – Change to Senior Officers – Richard Edoo, Savon Persad
STTFIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg2021-06-232021-06-23STTFIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg
STTFIF – The sole shareholder of governance shares resolved to put the Company into liquidation2021-06-152021-06-15STTFIF – The sole shareholder of governance shares resolved to put the Company into liquidation
STTFIF- Change to Board of Directors – Wendy-Fae Thompson2024-03-202024-03-20STTFIF- Change to Board of Directors – Wendy-Fae Thompson
STTGFI – The sole shareholder of governance shares resolved to put the Company into liquidation2021-06-152021-06-15STTGFI – The sole shareholder of governance shares resolved to put the Company into liquidation
STTGIF – Change to Board of Directors – Camille Chatoor2021-06-232021-06-23STTGIF – Change to Board of Directors – Camille Chatoor
STTGIF – Change to Board of Directors – Roxane De Freitas2023-03-132023-03-13STTGIF – Change to Board of Directors – Roxane De Freitas
STTGIF – Change to Senior Officer- Colin Hosein2022-03-032022-03-03STTGIF- Change to Senior Officer- Colin Hosein
STTGIF – Change to Senior Officers – Richard Edoo, Savon Persad2021-07-222021-07-22STTGIF – Change to Senior Officers – Richard Edoo, Savon Persad
STTGIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg2021-06-232021-06-23STTGIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg
STTGIF -Change to Senior Officers – Randall Cezair, Damian Jones;2022-01-132022-01-13STTGIF -Change to Senior Officers – Randall Cezair, Damian Jones
STTGIF- Change to Board of Directors – Wendy-Fae Thompson2024-03-202024-03-20STTGIF- Change to Board of Directors – Wendy-Fae Thompson
STTSTIF – Change to Senior Officer- Colin Hosein2022-03-032022-03-03STTSTIF- Change to Senior Officer- Colin Hosein
STTSTIF – Change to Senior Officers – Randall Cezair, Damian Jones2022-01-132022-01-13STTSTIF – Change to Senior Officers – Randall Cezair, Damian Jones
STTSTIF – Change to Senior Officers – Richard Edoo, Savon Persad2021-07-222021-07-22STTSTIF – Change to Senior Officers – Richard Edoo, Savon Persad
STTSTIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg2021-06-232021-06-23STTSTIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg
STTSTIF- Change to Board of Directors – Roxane De Freitas2023-03-132023-03-13STTSTIF- Change to Board of Directors – Roxane De Freitas
STTSTIF- Change to Board of Directors – Wendy-Fae Thompson2024-03-202024-03-20STTSTIF- Change to Board of Directors – Wendy-Fae Thompson
Substance and Purpose of the Proposed Securities Industry (Depositary Receipts) By-Laws 20082008-04-252008-04-25
Summary of Order2014-07-182014-07-18
Summary of Public Consultation on Securities Act2008-07-162008-07-16
SUSBF – Change to Senior Officer – Robert Lawrence2021-01-292021-01-29SUSBF – Change to Senior Officer – Robert Lawrence
SUSBF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville2021-04-212021-04-21SUSBF-Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville
SUSDBF – Approval of Director- Giancarlo Rossi2024-01-312024-01-31SUSDBF – Approval of Director- Giancarlo Rossi
SUSDBF – Approval of Senior Officer – Shalini Wurzberger2024-03-222024-03-22SUSDBF – Approval of Senior Officer – Shalini Wurzberger
SUSDBF – Change to Board of Directors – A. Stokes2022-02-242022-02-24SUSDBF – Change to Board of Directors – A. Stokes
SUSDBF – Change to Board of Directors – Giancarlo Rossi2022-05-132022-05-13SUSDBF – Change to Board of Directors- Giancarlo Rossi
SUSDBF – Change to Board of Directors – Kiyomi Daniel2022-05-132022-05-13SUSDBF – Change to Board of Directors- Kiyomi Daniel
SUSDBF – Change to Board of Directors- Maria Parra2024-07-192024-09-27SUSDBF – Change to Board of Directors- Maria Parra
SUSDBF – Change to Board of Directors- N. Macdonald2023-11-242023-11-24SUSDBF- Change to Board of Directors- N. Macdonald
SUSDBF – Change to Fund Manager2024-05-082024-05-08SUSDBF – Change to Fund Manager
SUSDBF – Change to Senior Officer- O. Bingham2023-01-062023-01-06SUSDBF- Change to Senior Officer- O. Bingham
SUSDBF- Approval of Director – Nadine Gartley2024-11-062024-11-06SUSDBF- Approval of Director – Nadine Gartley
SUSDBF- Change to Board of Directors- Neil Macdonald2023-05-182023-05-18SUSDBF- Change to Board of Directors- Neil Macdonald
SUSDBF- Change to senior officer- Lanecia Darville2023-08-102023-08-10SUSDBF- Change to senior officer- Lanecia Darville
SUSDBF- Change to senior officer- Shalini Wurzberger2023-09-152023-09-15SUSDBF- Change to senior officer- Shalini Wurzberger
SUSEF – Approval of Director- Giancarlo Rossi2024-01-312024-01-31SUSEF – Approval of Director- Giancarlo Rossi
SUSEF – Approval of Senior Officer – Shalini Wurzberger2024-03-222024-03-22SUSEF – Approval of Senior Officer – Shalini Wurzberger
SUSEF – Change to Board of Directors – A. Stokes2022-02-242022-02-24SUSEF- Change to Board of Directors – A. Stokes
SUSEF – Change to Board of Directors – Giancarlo Rossi2022-05-132022-05-13SUSEF – Change to Board of Directors- Giancarlo Rossi
SUSEF – Change to Board of Directors – Kiyomi Daniel2022-05-132022-05-13SUSEF – Change to Board of Directors- Kiyomi Daniel
SUSEF – Change to Senior Officer – Robert Lawrence2021-01-292021-01-29SUSEF – Change to Senior Officer – Robert Lawrence
SUSEF – Change to senior officer- Lanecia Darville2023-08-032023-08-03SUSEF – Change to senior officer- Lanecia Darville
SUSEF – Change to Senior Officer- O. Bingham2023-01-062023-01-06SUSEF- Change to Senior Officer- O. Bingham
SUSEF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville2021-04-212021-04-21SUSEF-Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville
SUSEF- Approval of Director – Nadine Gartley2024-11-062024-11-06SUSEF- Approval of Director – Nadine Gartley
SUSEF- Change to Board of Directors- Maria Parra2024-07-192024-07-19SUSEF- Change to Board of Directors- Maria Parra
SUSEF- Change to Board of Directors- N. Macdonald2023-11-242023-11-24SUSEF- Change to Board of Directors- N. Macdonald
SUSEF- Change to Board of Directors- Neil Macdonald2023-05-192023-05-19SUSEF- Change to Board of Directors- Neil Macdonald
SUSEF- Change to Senior Officer- Shalini Wurzberger2023-09-152023-09-15SUSEF- Change to Senior Officer- Shalini Wurzberger
SUSEF- Launch of Class AC shares2024-02-262024-02-26SUSEF- Launch of Class AC shares
Suspicious Transaction/Activity2020-07-222020-07-22Published Article | Suspicious Transactions
Sustainable Finance and Regulatory Expectations2021-10-272021-10-27Express Business Article 2021-10-27 | Sustainable Finance and Regulatory Expectations
Sustainable Investing and the Role of Securities Regulators2021-05-262021-05-25Sustainable Investing
Sustainable Reporting Standards in the Securities Market – Pt.22021-06-022021-06-01Sustainable Reporting Standards Pt.2
T&T Hosts the COSRA & CGSR Meetings2012-12-312015-12-10
Take-over By-laws consultation2006-04-262006-04-26
Tax Amnesty 2019 – Act #13 of 2019 – Tax Amnesty 15th June, 2019 to 15th September, 2019.2019-08-192019-08-19TTSEC – Act 13 of 2019 – Tax Amnesty | TTSEC – Act 13 of 2019 – Tax Amnesty | MoF-Tax-Amnesty-2019
TCL – the De-listing of TCL shares from the GASCI and the De-registration of TCL as a RI of the GSC2017-12-292017-12-29TCL – the De-listing of TCL shares from the GASCI and the De-registration of TCL as a RI of the GSC
TCL – Addendum to Industrial Dispute – Signing of Memorandum of Agreement2015-02-022015-02-02
TCL – Agreement regarding proposed Rights Issue – Agreement between Trinidad Cement Limited and Sierra Trading2015-02-112015-02-11
TCL – Approval of Dividend Policy by Board of Directors2022-04-012022-04-01TCL – Change to Senior Officer – Jorge Enrique Camelo | TCL – Voluntary winding up of TCL Packaging and Appointment of Liquidator | TCL – Approval of Dividend Policy by Board of Directors
TCL – Change in the Operating Model of Arawak Cement Company Limited2023-03-242023-03-24TCL – Change in the Operating Model of Arawak Cement Company Limited
TCL – Change of TCL’s shareholding in TCL Guyana Limited2018-08-272018-08-27TCL – Change of TCL’s shareholding in TCL Guyana Limited
TCL – Change to Board of Directors – ALewis2017-05-042017-05-04TCL – Change to Board of Directors – ALewis
TCL – Change to Board of Directors – B. Ramsumair2017-08-112017-08-11TCL – Change to Board of Directors – B. Ramsumair
TCL – Change to Board of Directors – Claudia Emmanuel2018-09-282018-09-28TCL – Change to Board of Directors – Claudia Emmanuel
TCL – Change to Board of Directors – Patricia Narayansingh2019-05-292019-05-29TCL – Change to Board of Directors – Patricia Narayansingh
TCL – Change to Board of Directors – R. Cantu and L. Rodriguez2017-09-272017-09-27TCL – Change to Board of Directors – R. Cantu and L. Rodriguez
TCL – Change to Board of Directors – W. Espinet, D. Inglefield, C. Percy2019-10-252019-10-25TCL – Change to Board of Directors – W. Espinet, D. Inglefield, C. Percy
TCL – Change to Business – Status of Legal Matters involving Shareholders2014-10-142014-10-14
TCL – Change to Executive Management – Dr. Rollin Bertrand2014-10-142014-10-14
TCL – Change to Executive Management – Mr. Rupert Greene and Mr. Manuel Toro2015-12-162015-12-16
TCL – Change to Operations – Debt Restructuring2014-10-142014-10-14
TCL – Change to Senior Officer – A. Pena, R. Viani2017-09-052017-09-05TCL – Change to Senior Officer – A. Pena, R. Viani
TCL – Change to Senior Officer – Denise Roopnarinesingh2023-07-212023-07-21TCL – Change to Senior Officer – Denise Roopnarinesingh
TCL – Change to Senior Officer – Edgar Campos Piedra and Luis Ali Moya2019-10-312019-10-31TCL – Change to Senior Officer – Edgar Campos Piedra and Luis Ali Moya
TCL – Change to Senior Officer – Guillermo Rojo de Diego2019-12-232019-12-23TCL – Change to Senior Officer – Guillermo Rojo de Diego
TCL – Change to Senior Officer – Guillermo Rojo de Diego and Rodolfo Martinez2019-02-142019-02-14TCL – Change to Senior Officer – Guillermo Rojo de Diego and Rodolfo Martinez
TCL – Change to Senior Officer – Jorge Enrique Camelo2022-04-012022-04-01
TCL – Change to Senior Officer – Jose Antonio Cabrera Guerra2022-11-022022-11-02TCL – Change to Senior Officer – Jose Antonio Cabrera Guerra
TCL – Change to Senior Officer – Miguel Lara Gomez2024-12-062024-12-06TCL – Change to Senior Officer – Miguel Lara Gomez
TCL – Change to Senior Officer – Narvin Dwarpaul and Francisco Aguilera Mendoza2024-04-042024-04-04TCL- Change to Senior Officer – Mr. Narvin Dwarpaul and Mr. Francisco Aguilera Mendoza
TCL – Change to Senior Officer – Nigel Tozer2017-10-052017-10-05TCL – Change to Senior Officer – Nigel Tozer
TCL – Change to Senior Officer – Nigel Tozer2019-12-232019-12-23TCL – Change to Senior Officer – Nigel Tozer
TCL – Change to Senior Officer – Rafael Ernesto Lopez2018-12-072018-12-07TCL – Change to Senior Officer – Rafael Ernesto Lopez
TCL – Change to Senior Officer – Rafael Orlando Martinez Vela & Juan Mendoza2021-11-222021-11-22TCL – Change to Senior Officer – Rafael Orlando Martinez Vela & Juan Mendoza
TCL – Change to Senior Officer – Ruben Mc Sween2019-02-272019-02-27TCL- Change to Senior Officer – Ruben Mc Sween
TCL – Change to senior officer- G. Silva, B. Diaz2021-08-302021-08-30TCL – Change to Senior Officer- G. Silva, B. Diaz
TCL – Change to Senior Officers – B. Diaz, R. White, G. Armoogan, M. Boodo2017-11-162017-11-16TCL – Change to Senior Officers – B. Diaz R. White G. Armoogan M. Boodo
TCL – Change to Senior Officers – David Inglefield2017-07-072017-07-07TCL – Change to Senior Officers – David Inglefield
TCL – Change to Senior Officers – David Inglefield, Jose Luis Seijo Gonzalez, Francisco Aguilera Mendoza2021-01-112021-01-11TCL – Change to Senior Officers – David Inglefield, Jose Luis Seijo Gonzalez, Francisco Aguilera Mendoza
TCL – Change to Senior Officers – Francisco Aguilera Mendoza and Jose Luis Seijo Gonzalez2020-11-042020-11-04TCL – Change to Senior Officers – Francisco Aguilera Mendoza and Jose Luis Seijo Gonzalez
TCL – Change to Senior Officers – Gonzalo Rueda Castillo and Roberto Adrian Villarreal2024-07-042024-07-04TCL – Change to Senior Officers – Gonzalo Rueda Castillo and Roberto Adrian Villarreal
TCL – Change to Senior Officers – Kathryna Baptiste Assee and Michelle Davidson2018-06-112018-06-11TCL – Change to Senior Officers – Kathryna Baptiste Assee and Michelle Davidson
TCL – Change to Senior Officers – Rodolfo Martinez2017-07-072017-07-07TCL – Change to Senior Officers – Rodolfo Martinez
TCL – Change to the Board of Directors (Arun Goyal)2015-12-222015-12-22TCL – Change to the Board of Directors (Arun Goyal)
TCL – Change to the Board of Directors – Mario Emilio Saenz Arroniz2016-06-062016-06-06TCL – Change to the Board of Directors – Mario Emilio Saenz Arroniz
TCL – Change to the Board of Directors – W. Yip Choy2017-02-212017-02-21TCL – Change to the Board of Directors – W. Yip Choy
TCL – Changes in Credit Arrangements2022-12-082022-12-08TCL – Changes in Credit Arrangements
TCL – Changes in Credit Arrangements2021-07-232021-07-23TCL- Changes in Credit Arrangements
TCL – Changes to Board of Directors2014-10-142014-10-14
TCL – Changes to Board of Directors – C. Dehring2016-10-072016-10-07TCL -Changes-to-Board-of-Directors-C.Dehring
TCL – Changes to Board of Directors- L. Rodriguez, F. Landa2021-08-122021-08-12TCL – Changes to Board of Directors- L. Rodriguez, F. Landa
TCL – Changes to By-Laws and Board of Directors2017-08-112017-08-11TCL – Changes to By-Laws and Board of Directors
TCL – Changes to Executive Management – Lincoln Parmasar and Parasram Heerah2014-11-052014-11-05
TCL – Changes to Executive Management – Luis Ali2016-01-142016-01-14TCL – Changes to Executive Management – Luis Ali
TCL – Changes to Senior Officer – P. Heerah and S. Gobin2016-01-292016-01-29TCL- Change to Senior Officer- P Heerah and S Gobin
TCL – Changes to Senior Officers- Robert Villareal, Carlos C. Castro2022-08-052022-08-05TCL – Changes to Senior Officers- Robert Villareal, Carlos C. Castro
TCL – Changes to the Board of Directors – Hamel-Smith and Palero2015-06-122015-06-12
TCL – Changes to the Board of Directors and Shareholders Approval to Delist shares from the BSE, ECSE and GASCI2015-07-222015-12-22
TCL – Changes to the Board of Directors- Jose Gonzalez, Jose Guerra2022-08-052022-08-05TCL – Changes to the Board of Directors- Jose Gonzalez, Jose Guerra
TCL – Closure of TCL Packaging Limited2021-01-292021-01-29TCL – Closure of TCL Packaging Limited
TCL – Confirmation of the Amendment to By-Law No. 12020-09-232020-09-23TCL – Confirmation of the Amendment to By-Law No. 1
TCL – Credit Arrangement – Caribbean Cement Company Limited2018-12-072018-12-07TCL – Credit Arrangement – Caribbean Cement Company Limited
TCL – Debt Financing – Change in Credit Arrangements and Change to Executive Management2015-05-152015-12-22
TCL – Debt Refinancing2017-06-062017-06-06TCL – Debt Refinancing
TCL – Debt Refinancing – Change in Credit Arrangements – Update2018-06-052018-06-05TCL – Debt Refinancing – Change in Credit Arrangements – Update
TCL – Debt Refinancing Arrangements2015-08-132015-12-22
TCL – Debt Restructuring – Changes in Credit Arrangements2015-04-072015-04-07
TCL – Debt Restructuring – Execution of Agreements2015-04-082015-04-08
TCL – Decision of the Carbbean Court of Justice2019-08-192019-08-19TCL – Decision of the Carbbean Court of Justice
TCL – Delisting Application to JSE2017-03-132017-03-13TCL – Delisting Application to JSE
TCL – Delisting from ECSE2016-04-082016-04-08TCL – Delisting from ECSE
TCL – Delisting of shares from the BSE, ECSE and GASCI2015-06-122015-12-22
TCL – Development in Material Legal Matter – Industrial Court Trade Disputes2018-03-082018-03-08TCL – Development in Material Legal Matter – Industrial Court Trade Disputes
TCL – Dissolution of TCL Services Limited2015-12-162015-12-16
TCL – Entry into a Deposit Agreement with Lomez International B.V.2018-08-022018-08-02TCL – Entry into a Deposit Agreement with Lomez International B.V.
TCL – Entry into Credit Arrangements2023-09-182023-09-18TCL – Entry into Credit Arrangements
TCL – Entry into Lease Agreement and Equipment Sale and Purchase Agreement2018-05-042018-05-04TCL – Entry into Lease Agreement and Equipment Sale and Purchase Agreement
TCL – Entry into Loan Agreements with Citibank (Trinidad and Tobago) Ltd and First Citizens Bank Ltd2018-08-022018-08-02TCL – Entry into Loan Agreements with Citibank (Trinidad and Tobago) Ltd and First Citizens Bank Ltd
TCL – Entry into Share Purchase Agreement with Industrias Ponsa, S.A.2022-12-302022-12-30TCL – Entry into Share Purchase Agreement with Industrias Ponsa, S.A.
TCL – Execution of Collateral Mortgage and Collateral Guarantee Agreements2018-12-072018-12-07TCL – Execution of Collateral Mortgage and Collateral Guarantee Agreements
TCL – Execution of Services and Intellectual Property Agreements2022-02-072022-02-07TCL – Execution of Services and Intellectual Property Agreements
TCL – Expiration of Offer Period and Increase of Share Ownership in RML2021-01-062021-01-06TCL – Expiration of Offer Period and Increase of Share Ownership in RML
TCL – Further increase in TCL’s shareholdings in RML2017-08-112017-08-11TCL – Further increase in TCLs shareholdings in RML
TCL – Incorporation of subsidiary in Grenada2019-10-252019-10-25TCL – Incorporation of subsidiary in Grenada
TCL – Increase in Shareholdings of RML pursuant to Offer and Take Over bid by TCL2017-05-042017-05-04TCL – Increase in Shareholdings of RML pursuant to Offer and Take Over bid by TCL
TCL – Industrial Dispute – Signing of the Memorandum of Agreement between TCL and OWTU2014-12-302014-12-30
TCL – Intention to Issue Senior Secured First Lien Notes2014-05-292014-05-29
TCL – Judgement re. Matter between Woodford Construction, RML and The Attorney General Office2018-12-072018-12-07TCL – Judgement re. Matter between Woodford Construction, RML and The Attorney General Office
TCL – Material Litigation2022-02-072022-02-07TCL – Material Litigation
TCL – Material Litigation – CCJ Applications against the State of Barbados2018-06-052018-06-05TCL – Material Litigation – CCJ Applications against the State of Barbados
TCL – Matters filed at the Caribbean Court of Justice2018-05-042018-05-04TCL – Matters filed at the Caribbean Court of Justice
TCL – Measures implemented due to COVID-19 pandemic2020-04-092020-04-09TCL – Measures implemented due to COVID-19 pandemic
TCL – MOU between TCL and its subsidiary CCCL with regards to an Operating Lease Agreement2018-03-232018-03-23, TCL – MOU between TCL and its subsidiary CCCL with regards to an Operating Lease Agreement
TCL – Notice of Change and Variation to Takeover Bid2017-01-162017-01-17TCL – Notice of Change and Variation to Takeover Bid
TCL – Notice of Restatement of Audited Financial Statements for the years 2010-20132014-05-292014-05-29
TCL – Planned Capacity Upgrade at CCCL2021-08-112021-08-11TCL- Planned Capacity Upgrade at CCCL
TCL – Results of Rights Issue2015-04-092015-04-09
TCL – Resumption of Operations2020-05-142020-05-14TCL – Resumption of Operations
TCL – Rights Issue – The issuance of 124,882,568 new shares2015-02-192015-02-19
TCL – Ruling of the CCJ regarding Court Matter2019-04-252019-04-25TCL – Ruling of the CCJ regarding Court Matter
TCL – Special Resolution to Amend Articles of Continuance – Article 52015-02-192015-02-19
TCL – Take Over Bid2016-12-192016-12-19tcl-take-over-bid
TCL – Take Over Bid2017-01-122017-01-12TCL – Take Over Bid
TCL – Technical and Managerial Agreement and Changes to Executive Management2015-05-012015-12-22
TCL – Voluntary winding up of TCL Packaging and Appointment of Liquidator2022-04-012022-04-01
TCL – Withdrawal of option to compulsorily acquire RML shares2017-06-302017-06-30TCL – Withdrawal of option to compulsorily acquire RML shares
TCL – Change to Senior Officers – Navin Dwarpaul2022-01-312022-01-31TCL – Change to Senior Officer – Navin Dwarpaul
TCL – Delisting of TCL Shares from GASCI2016-01-222016-01-22Delisting of TCL Shares from GASCI
TCL- Change to Executive Management – Satnarine Bachew and Jinda Maharaj2015-01-262015-01-26
TCL- Increase of Share Ownership in RML2021-01-062021-01-06TCL- Increase of Share Ownership in RML
TCL- Master Services and Intellectual Property Agreements2021-09-282021-09-28TCL- Master Services and Intellectual Property Agreements
TCL- Payment of Dividend2016-04-262016-04-26TCL- Payment of Dividend
TCL- Take-Over bid for Readymix West Indies Ltd2017-03-272017-03-27TCL- Take-Over bid for Readymix West Indies Ltd
TCL- TCL Delisting from BSE2017-03-072017-03-07TCL- TCL Delisting from BSE
TCLL – Change to the Board of Directors – Hollis Hosein2015-09-092015-09-09
TCLL – Changes to the Board of Directors – Ramirez, Cantu, Gonzales, Viani2015-06-122015-12-22
TCLL – Changes to the Board of Directors – Andy Bhajan, Rollin Bertrand and Alejandro Alberto Ramirez Cantu2014-10-272014-10-27
TCLS – Changes to the Board of Directors – Ramirez, Cantu, Gonzales, Viani2015-06-122015-12-22
TCLS – Changes to the Board of Directors – Andy Bhajan, Rollin Bertrand and Alejandro Alberto Ramirez Cantu2014-10-272014-10-27
TCLS – Changes to the Board of Directors – Hollis Hosein_Parasram Heerah2015-09-092015-09-09
TCLS – Dissolution of TCL Services Limited2015-12-162015-12-16
The 6th Annual Meeting of the Caribbean Group of Securities Regulators (CGSR)2009-10-222009-10-22
The 6th Annual Meeting of the Caribbean Group of Securities Regulators (CGSR)2009-10-222015-10-07d2626-023 | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | d2625-008-group | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; UNAUTHORISED DUPLICATION/ REPRODUCTION PROHIBITED | COPYRIGHTED IMAGE; UNAUTHORISED DUPLICATION/ REPRODUCTION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | COPYRIGHTED IMAGE; DUPLICATION PROHIBITED | d2624-013
The 6th Annual Meeting of the Caribbean Group of Securities Regulators (CGSR)2009-10-222015-10-22d2625-008-group[1]
The Chairs Forum2008-11-062008-11-06
The changing landscape of regulation-embracing the global dynamic2012-10-292012-10-29
The Commission has entered into several Memoranda of Understanding with fellow regulators2015-05-112015-10-23
The Commission recently updated its legislation, giving it additional powers and increased penalties2015-05-112015-10-23
The Cost of Investing2022-03-092022-03-08Cost of Investing
The Cost of Regulatory Compliance2021-03-102021-03-10Published article | TTSEC In the News- 10.03.21 | Cost of Regulatory Compliance
The Economic Security of Trinidad and Tobago2009-09-172017-04-11The Economic Security of Trinidad and Tobago
The future of AML-CFT in the regulation of the securities industry- A Trinidad and Tobago perspective2012-09-152012-09-15
The Governing Laws of the Securities Industry in Trinidad and Tobago2022-02-162022-02-23Capture16 | Capture123 | The governing laws of the securities industry in Trinidad and Tobago
The Importance of Disclosure Filings to Investors2021-06-232021-06-23Capture3 | Importance of Disclosure Filings to Investors (002)
The Importance of Disclosure, Registration and Corporate Governance2018-08-102018-12-21Cover | SEC 21 Market Newsletter Final
The Importance of Ethics in the Securities Industry – The Role of Registrants Pt. 22021-02-032021-02-03Pubished Article Feb 3 | The Importance of Ethics in the Securities Industry – The Role of Registrants Pt.2
The Investment Process2021-11-172021-11-16The Investment Process
The Legal Framework for the Regulation of the Securities Industry in Trinidad and Tobago2015-04-232015-10-22
The proclamation of the Securities Act 20122013-01-072013-01-07
The Proposed Securities Bill and You2012-06-302015-12-04
The Registration Process2014-04-142014-04-14
The Regulatory Treatment of Deferred Tax Annuity/Saving Plans Sponsored by Non-Insurance Companies2005-06-272005-06-27
The Role of Compliance and Inspections in Enforcing the Securities Law2021-09-152021-09-14Role of CI in Enforcing Securities Law
The role of Stock Exchanges (Regulators) in establishing Corporate Governance Practices2015-04-232015-10-22
The Role of the Securities and Exchange Commission in Regulation2010-05-262010-05-26
The role of the TTSEC in AML-CFT2015-01-072015-01-07
The Securities Act 2012 (as Amended)2014-12-312017-03-24Securities Act – Updated December 31st 2015 | Securties Act 2012 Chap 83.02 as amended | Securities-Amendment-Act-2014
The Securities Act, 20122012-12-312015-10-22
The Securities Industry (Amendment) By-Laws, 20062006-02-072017-04-10The-Securities-Industry-(Amendment)-By-Laws,-2006
The Securities Industry (Take-Over) By-Laws, 20052005-02-072005-02-07
The Securities Industry Act, 1995 Financial Report Filing Obligations of Listed Companies2003-07-102003-07-10
The Trinidad and Tobago Securities Industry Act (1995)1995-10-262016-01-07The-Trinidad-and-Tobago-Securities-Industry-Act-(1995)
The Trinidad and Tobago Securities Industry Act By-laws (1997)1997-01-011997-01-01
The TTSEC had developed a website strictly for providing investor education2015-05-112015-05-14
The TTSEC is a supervisory authority under the AML-CFT legislation2015-05-112015-05-11
The TTSEC is the only Caribbean representative on the board of the International Organization of Securities Commissions (IOSCO)2015-05-112015-10-23
The TTSEC is the sole regulator of the securities industry2015-05-112015-10-23
The TTSEC issues an alert to investors2012-11-272012-11-27
The TTSEC response re the COE2012-12-122012-12-12
The TTSEC Welcomes New CEO2017-08-042017-08-21TTSEC Welcomes New CEO | Media Release- TTSEC Welcomes New CEO
The TTSEC’s Guidelines on the Implementation of the Tax Information Exchange Agreements (United States of America) Act, 20182018-12-312021-03-15TTSEC Draft TIEAA Guidelines of 2nd March 2020 | TTSEC Draft TIEAA Guidelines 2020 | TTSEC Draft TIEAA Guidelines – November 2019 | Draft TIEAA Guidelines – December -Updated 2018 | Draft TIEAA Guidelines – November 2018 | Draft TIEAA Guidelines | Draft TIEAA Guidelines – December -Updated 2018 -clean copy final
The TTSEC’s Investor Complaints Process2021-07-282021-08-30The TTSEC’s Investor Complaints Process | The TTSEC’s Investor Complaints Process
The value of the securities market in Trinidad and Tobago is over TT$200 billion2015-05-112015-10-23
There are 45 broker dealers and 19 persons/companies registered as investment advisers in Trinidad and Tobago.2015-05-112015-10-23
Thinking about Investing- Here’s what you should know pt22007-07-232007-07-23
Thinking about Investing- Here’s what you should know pt32007-07-232007-07-23
Thinking about Investing- Here’s what you should know pt42007-07-232007-07-23
Thinking about Investing-Here’s what you should know2007-07-232007-07-23
Three ways to make your money grow!2007-11-232007-11-23
TIDCO – Change to Senior Officer – Kevin Singh2018-07-172018-07-17TIDCO – Change to Senior Officer – Kevin Singh
TIDCO – Change to Senior Officer – Maureen Pierre-John2018-07-172018-07-17TIDCO – Change to Senior Officer – Maureen Pierre-John
TIEAA Circular Letter2022-11-162022-11-16TIEAA Circular Letter
Together Toward A Strong and Efficient Commission2015-04-302015-12-10SEC%20Quarterly%20Newsletter%20Issue%2011[1]
Top Trader Investment Game- Prize Giving2014-04-042015-10-22top_trader_investment_game_prize_giving[1]
Trinidad &Tobago becomes a full signatory to the IOSCO MMoU2013-06-202017-04-11Trinidad-&Tobago-becomes-a-full-signatory-to-the-IOSCO-MMoU
Trinidad and Tobago Securities and Exchange Commission hosts Training Programme2007-03-082007-03-08
TSTT – Accounting change and charges2018-10-042018-12-19TSTT – Accounting change and charges
TSTT – Acquisition of Massy Communications Limited2017-08-032017-08-03TSTT – Acquisition of Massy Communications Limited
TSTT – Amendment to Articles of Continuance2024-03-212024-03-21TSTT – Amendment to Articles of Continuance
TSTT – Change in Board of Directors-E. Elias, W. Berkley, K. Erriah, I. Narine and J. Sobion2015-12-162015-12-22
TSTT – Change of Senior Officer – Vishnu Dhanpaul and Conrad Enill2021-08-122021-08-12TSTT – Change of Senior Officer – Vishnu Dhanpaul and Conrad Enill
TSTT – Change to Senior Officer – Adanna Pierre2021-08-242021-08-24TSTT – Change to Senior Officer – Adanna Pierre
TSTT – Change to Senior Officer – Appointment of Robert Mayers2017-11-232017-11-23TSTT – Change to Senior Officer – Appointment of Robert Mayers
TSTT – Change to Senior Officer – Charles Carter2018-07-062018-07-06TSTT – Change to Senior Officer – Charles Carter
TSTT – Change to Senior Officer – Gayle Allick Solomon2018-07-062018-07-06TSTT – Change to Senior Officer – Gayle Allick Solomon
TSTT – Change to Senior Officer – Gerry Brooks2019-07-042019-07-04TSTT- Change to Senior Officer – Gerry Brooks
TSTT – Change to Senior Officer – Kent Western2024-10-022024-10-02TSTT – Change to Senior Officer – Kent Western
TSTT – Change to Senior Officer – Lisa Agard2021-05-252021-05-25TSTT – Change to Senior Officer – Lisa Agard
TSTT – Change to Senior Officer – Nicole De Freitas2022-11-082022-11-08TSTT – Change to Senior Officer – Nicole De Freitas
TSTT – Change to Senior Officer – Ronald Walcott2020-10-022020-10-02TSTT – Change to Senior Officer – Ronald Walcott
TSTT – Change to Senior Officer – Vishnu Dhanpaul and Conrad Enill2021-08-242021-08-24TSTT – Change to Senior Officer – Vishnu Dhanpaul and Conrad Enill
TSTT – Change to Senior Officer -Lisa Agard2020-10-022020-10-02TSTT – Change to Senior Officer -Lisa Agard
TSTT – Change to the Board of Directors and Senior Officer of Massy Communications Limited – Emile Elias, Gerry Brooks, Ian Narine, Judith Sobion, Fenwick Reid, Brian Jhara, Lisa Agard, Charles Carter and Camille Mascall2017-08-032017-08-03TSTT – Change to the Board of Directors and Senior Officer of Massy Communications Limited – Emile Elias, Gerry Brooks, Ian Narine, Judith Sobion, Fenwick Reid, Brian Jhara, Lisa Agard, Charles Carter and Camille Mascall
TSTT – Change to the Board of Driectors – Ravi Ratiram2015-11-122015-11-12
TSTT – Changes to Board of Directors2022-03-222022-03-22TSTT – Changes to Board of Directors
TSTT – Changes to the Board of Directors – Ardiles, Dehring, Kirwan, Ross, Lue Chee Lip, Katwaroo-Ragbir, Pundit2015-09-022015-12-22
TSTT – Changes to the Board of Directors – Hospedales Lashley2017-03-282017-03-28TSTT – Changes to the Board of Directors – Hospedales Lashley
TSTT – Changes to the Board of Directors- S. Roach, A. Austin, W. Berkley, A. Inniss, C. St. Omer, A. Peyson2024-05-072024-05-07TSTT – Changes to the Board of Directors- S. Roach, A. Austin, W. Berkley, A. Inniss, C. St. Omer, A. Peyson
TSTT – Expiration of Term of Board of Directors2024-03-212024-03-21TSTT – Expiration of Term of Board of Directors
TSTT – New Credit Arrangements2022-04-012022-04-01TSTT – New Credit Arrangements
TSTT Audited Financial Statement for the year ended 31 March 20242024-10-072024-10-07TSTT Audited Financial Statement for the year ended 31 March 2024
TSTT – Change to Senior Officer – Kimberly Erriah-Ali2022-01-312022-01-31TSTT – Change to Senior Officer – Kimberly Erriah-Ali
TSTT – Change to Senior Officer – Shiva Ramnarine2019-10-082019-10-08TSTT- Change to Senior Officer – Shiva Ramnarine
TSTT- Change to Board of Directors- Anthony Peyson2023-12-212023-12-21TSTT- Change to Board of Directors- Anthony Peyson
TSTT- Change to Senior Officer – Adanna Pierre2019-08-052019-08-05TSTT- Change to Senior Officer – Adanna Pierre
TSTT- Change to Senior Officer – Emile Elias2017-09-272017-09-27TSTT- Change to Senior Officer – Emile Elias
TSTT- Change to Senior Officer – Robert Mayers2019-11-282019-11-29TSTT- Change to Senior Office – Robert Mayers
TSTT- Change to Senior Officer – Sean Roach2022-02-102022-02-10TSTT- Change to Senior Officer – Sean Roach
TSTT- Change to Senior Officer – Sean Roach and Conrad Enill2020-02-142020-02-14TSTT- Change to Senior Officer – Sean Roach and Conrad Enill
TSTT- Change to Senior Officer – Shiva Ramnarine2024-01-112024-01-11TSTT- Change to Senior Officer- Shiva Ramnarine
TSTT- Change to Senior Officer- Gerard Cooper2024-02-022024-02-02TSTT- Change to Senior Officer- Gerard Cooper
TSTT- Changes to credit ratings2023-11-242023-11-24TSTT- Changes to credit ratings
TSTT- Changes to Senior Officers- Lisa Agard, Kent Western2023-11-242023-11-24TSTT- Changes to Senior Officers- Lisa Agard, Kent Western
TTHDC – Change to Senior Officer – H. Thurab-Schultz2017-03-172017-03-17TTHDC – Change to Senior Officer -H. Thurab-Schultz
TTHDC – Change to Senior Officer – Brent Lyons2017-04-052017-04-05TTHDC – Change to Senior Officer – Brent Lyons
TTHDC – Change to Senior Officer – Brent Lyons and Bryan Jackson2021-01-132021-01-13TTHDC – Change to Senior Officer – Brent Lyons, Bryan Jackson
TTHDC – Change to Senior Officer – Dominque Devenish2017-07-212017-07-25TTHDC – Change to Senior Officer-Dominque Devenish
TTHDC – Change to Senior Officer – Inskip Pollinais2017-03-172017-03-17TTHDC – Change to Senior Officer-Inskip Pollinais
TTHDC – Change to Senior Officer – Jayselle McFarlane2022-02-082022-02-08TTHDC – Change to Senior Officer-Jayselle McFarlane
TTHDC – Change to Senior Officer – Kenesha Lightbourne2017-10-122017-10-12TTHDC – Change to Senior Officer – Kenesha Lightbourne
TTHDC – Change to Senior Officer- K.T.-Bailey2018-08-272018-08-27TTHDC – Change to Senior Officer- K.T.-Bailey
TTHDC – Change to the Board of Directors – M. Khillawan-Persad2018-03-262018-03-26TTHDC – Change to the Board of Directors – M. Khillawan-Persad
TTHDC – Change to the Board of Directors – Moonan, Lamsee, Balkaran, Morrison, Carter,Jaikaran, Lambert, Bhaggan, Jacelon2015-10-062015-12-22
TTHDC – Change to the Board of Directors – N. George, R. Mohammed, I. Downes, M. Persad, K. McQuilkin, K. Gbekor2018-01-242018-01-24TTHDC – Change to the Board of Directors – N. George, R. Mohammed, I. Downes, M. Persad, K. McQuilkin, K. Gbekor
TTHDC – Change to the Board of Directors – N. George, R. Mohammed, J. Quamina, C. Gokool, I. Downes, B. Mitchell, K. Gbekor, K. Scotland2017-12-222017-12-22TTHDC – Change to the Board of Directors – N. George, R. Mohammed, J. Quamina, C. Gokool, I. Downes, B. Mitchell, K. Gbekor, K. Scotland
TTHDC – Change to the Board of Directors – Saira Samlal-Ramlogan, Jeffrey Reyes2018-10-222018-10-22TTHDC – Change to the Board of Directors – Saira Samlal-Ramlogan, Jeffrey Reyes
TTHDC – Change to the Board of Directors – Shobee Jacelon2015-10-302015-10-30
TTHDC – Changes to Board of Directors – Moonan_Lamsee_Balkaran_Jaikaran_Lambert_Bhaggan-Jacelon2015-10-302015-10-30
TTHDC Audited Financial Statements for the year ended 30 September 20162024-03-192024-03-19TTHDC Audited Financial Statements for year ended 30 September 2016
TTHDC Audited Financial Statements for the year ended September 30 20172024-03-192024-03-19TTHDC Audited Financial Statements for year ended 30 September 2017
TTMA Panel Discussion2009-06-042009-06-04
TTMB – Change to Board of Directors – Robin Lewis2024-07-082024-07-08TTMB – Change to Board of Directors – Robin Lewis
TTMB – Change to credit rating – CariCRIS Rating October 20242024-10-092024-10-09TTMB – Change to credit rating – CariCRIS Rating October 2024
TTMB – Change to Senior Officer – Danielle Campbell2024-11-202024-11-20TTMB – Change to Senior Officer – Danielle Campbell
TTMB – Change to Senior Officer – Robert Green and Brent McFee2024-11-202024-11-20TTMB – Change to Senior Officer – Robert Green and Brent McFee
TTMF – Change in name of a Reporting Issuer – TTMB2024-03-222024-03-22TTMF – Change in name of a Reporting Issuer – TTMB
TTMF – Change to Board of Directors – A. Howell, D. Camacho, A. Chow, N. Persad-Poliah, A. Ryan2020-03-242020-03-24TTMF – Change to Board of Directors – A. Howell, D. Camacho, A. Chow, N. Persad-Poliah, A. Ryan
TTMF – Change to Board of Directors – Ann Chan Chow, Marilyn Gordon, Athena Ryan et al2022-08-242022-08-24TTMF – Change to Board of Directors – Ann Chan Chow, Marilyn Gordon, Athena Ryan et al
TTMF – Change to Board of Directors – Calvin Bijou2023-07-192023-07-19TTMF – Change to Board of Directors – Calvin Bijou
TTMF – Change to Board of Directors – J. Lutchman, A. Ryan, A. Campbell, F. Khan, S. Baksh and V. Debideen2017-10-232017-10-23TTMF – Change to Board of Directors – J. Lutchman, A. Ryan, A. Campbell, F. Khan, S. Baksh and V. Debideen
TTMF – Change to Board of Directors – Jennifer Lutchman, Athena Ryan and Anthony Campbell2020-07-242020-07-24TTMF – Change to Board of Directors – Jennifer Lutchman, Athena Ryan and Anthony Campbell
TTMF – Change to Board of Directors – Niala Persad – Poliah2018-05-042018-05-04TTMF – Change to Board of Directors – Niala Persad – Poliah
TTMF – Change to Board of Directors – Walton Hilton-Clarke2018-04-182018-04-18TTMF – Change to Board of Directors – Walton Hilton-Clarke
TTMF – Change to Director – Muriel Alfred-James2023-08-022023-08-02TTMF – Change to Director – Muriel Alfred-James
TTMF – Change to Senior Officer – Brent Mc Fee2019-02-132019-02-13TTMF – Change to Senior Officer – Brent Mc Fee
TTMF – Change to Senior Officer – Brent Mc Fee, Laurette Walker and Nikhil Kanhai2019-08-132019-08-13TTMF – Change to Senior Officer – Brent Mc Fee, Laurette Walker and Nikhil Kanhai
TTMF – Change to Senior Officer – D. Camacho and P. Ferreira2023-07-032023-07-03TTMF – Change to Senior Officer – D. Camacho and P. Ferreira
TTMF – Change to Senior Officer – Laurette Walker2018-06-052018-06-05TTMF – Change to Senior Officer – Laurette Walker
TTMF – Change to Senior Officer – Laurette Walker and Nikhil Kanhai2019-02-142019-02-14TTMF – Change to Senior Officer – Laurette Walker and Nikhil Kanhai
TTMF – Change to Senior Officer – Mr. Brent Mc Fee2024-01-052024-01-05TTMF – Change to Senior Officer – Mr. Brent Mc Fee
TTMF – Change to Senior Officer – Wendy Huggins2018-10-032018-10-03TTMF – Change to Senior Officer – Wendy Huggins
TTMF – Change to Shareholding Structure2024-01-242024-01-24TTMF – Change to Shareholding Structure
TTMF – Changes to Board of Directors – A. Vincent, M. Munro-Legge, A. Howell, M. Gordon, W. Hilton-Clarke2017-01-202017-01-20TTMF – Changes to Board of Directors – A. Vincent M. Munro-Legge A. Howell M. Gordon W. Hilton-Clarke | TTMF – Changes to Board of Directors – A. Vincent M. Munro-Legge A. Howell M. Gordon W. Hilton-Clarke
TTMF – Changes to Senior Officers – I. Lashley and R. Green2017-08-152017-08-15TTMF – Changes to Senior Officers – I. Lashley and R. Green
TTMF – Changes to Senior Officers – I. Lashley, R. Green and B. Mc Fee2017-05-222017-05-22TTMF – Changes to Senior Officers – I. Lashley, R. Green and B. Mc Fee
TTMF – Credit Rating by CariCris2019-10-092019-10-09TTMF – Credit Rating by CariCris
TTMF – Entity’s Credit Rating by CariCris2018-10-032018-10-03TTMF – Entity’s Credit Rating by CariCris
TTMF – Formation of a Corporate Alliance between TTMF and HMB2018-05-042018-05-04TTMF – Formation of a Corporate Alliance between TTMF and HMB
TTMF – Restructuring of Shareholding2024-01-222024-01-22TTMF – Restructuring of Shareholding
TTMF -Merger of TTMF and HMB2021-08-122021-08-12TTMF -Merger of TTMF and HMB
TTMF- Change to Senior Officer -Laurette Walker and Nikhil Kanhai2019-05-162019-05-16TTMF- Change to Senior Officer -Laurette Walker and Nikhil Kanhai
TTMF- Change to Senior Officer- Brent Mc Fee2019-11-142019-11-14TTMF- Change to Senior Officer- Brent Mc Fee
TTMF- Change to Senior Officer- N. Kanhai2021-09-302021-09-30TTMF- Change to Senior Officer- N. Kanhai
TTMF- Credit Rating by CariCris2020-10-062020-10-06TTMF- Credit Rating by CariCris
TTMF- Lowering of Credit Rating2021-10-082021-10-08TTMF- Lowering of Credit Rating
TTNGL – Appointment of Auditors2022-12-302022-12-30TTNGL- Appointment of Auditors
TTNGL – Change to Board of Directors – Javed Razack2022-12-302022-12-30TTNGL- Change to Board of Directors- Javed Razack
TTNGL – Change to Board of Directors – Joseph Ismael Khan2022-10-142022-10-14TTNGL- Change to Board of Directors – Joseph Ismael Khan
TTNGL – Change to Board of Directors – Mr Orville Moore2015-10-022015-10-02
TTNGL – Change to Board of Directors – Mr Roop Chan Chadeesingh2015-09-182015-09-18
TTNGL- Acquisition of propane terminal2022-12-302022-12-30TTNGL- Acquisition of propane terminal
TTPS Joins Inquiry into GetGXL2023-12-182023-12-18Media Release-TTPS Joins Inquiry into GetGXL 23.12.18
TTSE Bond Trading Rules2007-08-172007-08-17
TTSE SME RULES2022-06-272022-06-24TTSE SME Rules
TTSE Weekly Bullentin 28th September 20182018-09-282018-09-28TTSE 28th September 2018
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TTSE Weekly Bulletin 1 December 20172017-12-042017-12-04TTSE Weekly Bulletin 1 December 2017
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TTSE Weekly Bulletin 2nd September 20162016-09-022016-09-02TTSE Weekly Bulletin 2nd September 2016
TTSE Weekly Bulletin 30th December 20162016-12-312016-12-31ttse-weekly-bulletin-30th-december-2016
TTSE Weekly Bulletin 30th January 20152015-01-302015-01-30
TTSE Weekly Bulletin 30th June 20172017-06-302017-06-30TTSE Weekly Bulletin 30th June 2017
TTSE Weekly Bulletin 30th October 20152015-10-302016-01-05TTSE%20Weekly%20Bulletin%2030-10-15[1]
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TTSE Weekly Bulletin 31st December 20152015-12-312016-01-05TTSE Weekly Bulletin 31st December 2015 | TTSE Weekly Bulletin 31-12-15
TTSE Weekly Bulletin 31st July 20142014-07-312014-07-31
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TTSE Weekly Bulletin 31st March 20172017-03-312017-03-31TTSE Weekly Bulletin 31st March 2017
TTSE Weekly Bulletin 31st October 20142014-10-312014-10-31
TTSE Weekly Bulletin 3rd February 20172017-02-062017-02-06TTSE Weekly Bulletin 3rd February 2017
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TTSE Weekly Bulletin 3rd June 20162016-06-062016-06-06TTSE Weekly Bulletin 3rd June 2016
TTSE Weekly Bulletin 3rd March 20172017-03-042017-03-04TTSE Weekly Bulletin 3rd March 2017
TTSE Weekly Bulletin 3rd November 20172017-11-042017-11-04TTSE Weekly Bulletin 3rd November 2017
TTSE Weekly Bulletin 3rd October 20142014-10-032014-10-03
TTSE Weekly Bulletin 4th April, 20142014-04-042014-04-04
TTSE Weekly Bulletin 4th December 20152015-12-042016-01-05TTSE%20Weekly%20Bulletin%2004-12-15[1]
TTSE Weekly Bulletin 4th July 20142014-07-042014-07-04
TTSE Weekly Bulletin 4th September 20152015-09-042015-10-22TTSE%20Weekly%20Bulletin%2004-09-15[1]
TTSE Weekly Bulletin 5 January 20182018-01-082018-01-08TTSE Weekly Bulletin 5 January 2018
TTSE Weekly Bulletin 5th August 20162016-08-122016-08-12TTSE Weekly Bulletin 5th August 2016
TTSE Weekly Bulletin 5th December 20142014-12-052014-12-05
TTSE Weekly Bulletin 5th June 20152015-06-052015-10-22TTSE%20Weekly%20Bulletin%2005-06-15[1]
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TTSE Weekly Bulletin 5th September 20142014-09-052014-09-05
TTSE Weekly Bulletin 6 April 20182018-04-102018-04-10TTSE Weekly Bulletin ended April 6
TTSE Weekly Bulletin 6th February 20152015-02-062015-02-06
TTSE Weekly Bulletin 6th January 20172017-01-092017-01-09ttse-weekly-bulletin-6th-january-2017
TTSE Weekly Bulletin 6th June, 20142014-06-062014-06-06
TTSE Weekly Bulletin 6th March 20152015-03-062015-03-06
TTSE Weekly Bulletin 6th May 20162016-05-062016-05-06TTSE Weekly Bulletin 6th May 2016
TTSE Weekly Bulletin 6th October 20172017-10-092017-10-09TTSE Weekly Bulletin 6th October 2017
TTSE Weekly Bulletin 7th April 20172017-04-182017-04-18TTSE Weekly Bulletin 7th April 2017
TTSE Weekly Bulletin 7th August 20152015-08-072015-10-22TTSE%20Weekly%20Bulletin%2007-08-15[1]
TTSE Weekly Bulletin 7th December 20182018-12-102018-12-10TTSE Weekly Bulletin 7th December 2018
TTSE Weekly Bulletin 7th February, 20142014-02-072014-02-07
TTSE Weekly Bulletin 7th March, 20142014-03-072014-03-07
TTSE Weekly Bulletin 7th October 20162016-10-082016-10-08ttse-weekly-bulletin-7th-october-2016
TTSE Weekly Bulletin 8th April 20162016-04-082016-04-08TTSE Weekly Bulletin 8th April 2016
TTSE Weekly Bulletin 8th August 20142014-08-082014-08-08
TTSE Weekly Bulletin 8th January 20162016-01-082016-01-11TTSE Weekly Bulletin 8th January 2016
TTSE Weekly Bulletin 8th July 20162016-07-082016-07-08TTSE Weekly Bulletin 08.07.16
TTSE Weekly Bulletin 8th May 20152015-05-082015-10-22TTSE Weekly Bulletin 8th May 2015
TTSE Weekly Bulletin 9th December 20162016-12-122016-12-12ttse-weekly-bulletin-9th-december-2016
TTSE Weekly Bulletin 9th January 20152015-01-092015-01-09
TTSE Weekly Bulletin 9th May, 20142014-05-092014-05-09
TTSE Weekly Bulletin 9th October 20152015-10-092016-01-05TTSE%20Weekly%20Bulletin%2009-10-15[1]
TTSE Weekly Bulletin 9th September 20162016-09-122016-09-12ttse-weekly-bulletin-9th-september-2016
TTSEC & USSEC Host 8th Capital Market Development Workshop2018-05-152018-05-15MEDIA RELEASE – TTSEC and USSEC Host 8th CMD training workshop | MEDIA RELEASE – TTSEC and USSEC Host 8th CMD training workshop
TTSEC – Improving Investment Knowledge in T&T2019-06-042019-06-04TTSEC – Improving Investment Knowledge in T&T
TTSEC – Improving the Way We Do Business2020-01-152020-01-15Advancing to a more integrated system | Improving the Way We Do Business | Improving the Way We Do Business
TTSEC – Notice of Closure2020-12-222020-12-22, Notice of Closure of offices | TTSEC NOTICE OF CLOSURE – December 2020
TTSEC – Notice of Closure2022-12-222022-12-16, TTSEC NOTICE OF CLOSURE- December 2022
TTSEC 25th Anniversary Supplement2022-05-232022-05-23, TTSEC 25th Anniversary Supplement | Cover
TTSEC and FIU sign MoU Concerning Cooperation and Information Sharing2014-07-312015-12-04
TTSEC and FIU sign MoU concerning cooperation and information sharing2014-05-212015-10-22ttsec_and_fiu_mmou_sign[1]
TTSEC and USSEC collaborate on training for the Securities Industry2013-09-302015-12-10
TTSEC announces implementation of Repo guidelines2012-07-232012-07-23
TTSEC Annual Report 20072008-12-302008-12-30
TTSEC Annual Report 20082009-06-012009-06-01
TTSEC Annual Report 20092010-07-152010-07-15
TTSEC Annual Report 20122012-12-312012-12-31
TTSEC Annual Report 20132014-05-192014-05-19
TTSEC attends Annual IOSCO Conference2012-05-162012-05-16
TTSEC Becomes a Full Signatory to the IOSCO MMoU2013-06-302015-12-04
TTSEC Bi-Annual Market Newsletter – Issue #252020-07-302020-07-30TTSEC Bi-annual Market Newsletter Jan- June 2020 | Cover
TTSEC Bi-Annual Market Newsletter Issue #292022-07-052022-07-05Market Newsletter Issue #29 | COver 1
TTSEC Bi-Annual Market Newsletter Issue #302022-12-052022-12-05TTSEC Market Newsletter Issue 30 | Market Newsletter- Issue 30
TTSEC Bi-Annual Market Newsletter Issue #312023-07-172023-07-17Cover | TTSEC Bi-Annual Market Newsletter Issue #31
TTSEC Bi-Annual Market Newsletter Issue #322023-12-152023-12-15Market Newsletter 32- cover | TTSEC Market Newsletter Issue32
TTSEC Bi-Annual Market Newsletter Issue #332024-07-052024-07-05, MN-33 thumbnail | TTSEC Bi Annual Market Newsletter Issue #33
TTSEC Bi-Annual Market Newsletter – Issue #262020-12-232021-07-22TTSEC Bi-Annual Market Newsletter Issue #26 | Newsletter 26- image
TTSEC Bi-Annual Market Newsletter – Issue #272021-07-222021-07-22TTSEC Bi-Annual Market Newsletter Issue #27 | Market Newsletter- Issue27
TTSEC Bi-Annual Market Newsletter – Issue #282021-12-232021-12-23TTSEC Bi-annual Market Newsletter Issue#28 | Capture
TTSEC Brochure – Know Your Rights2015-10-162015-10-16SEC- Know your Investor Rights and Responsibilities | corporate-brochure-know-your-rights
TTSEC Brochure – How to Complain2015-10-162015-10-16
TTSEC Celebrates 25 Years with an Interfaith Service2022-05-032022-05-03Media Release- TTSEC Celebrates 25 Years with an Interfaith Service
TTSEC Celebrates 6th World Investor Week2022-10-042022-10-04Media Release-TTSEC Celebrates 6th World Investor Week
TTSEC Celebrates Fourth National Investor Education Month2019-05-012019-05-08TTSEC Celebrates Fourth National Investor Education Month
TTSEC Celebrates Global Money Week with National Committee2018-03-222018-03-22TTSEC celebrates GMW with National Committee
TTSEC celebrates Health and Safety2007-05-212007-05-21
TTSEC celebrates World Consumer Rights Day2012-03-152012-03-15
TTSEC Chairman addresses CGSR meeting2010-11-252010-11-25
TTSEC Chairman- Opening Remarks at Stakeholder Forum 20242024-06-172024-06-17TTSEC Chairman Opening Remarks- Stakeholder Forum 2024
TTSEC co-hosts Capital Market Development workshop2010-03-102010-03-10
TTSEC commemorates International Womens Day2014-03-082014-03-08
TTSEC Continues to Engage the Youth2013-03-312015-12-04
TTSEC Draft Securities Bill available for public comment2012-05-142012-05-14
TTSEC echoes the advice of the TTPS2013-11-012013-11-01
TTSEC elected as third representative to the IARC2012-04-022015-10-22
TTSEC FOIA statement2014-02-022024-07-04
TTSEC FOIA Statement 20152015-02-262024-07-03,
TTSEC FOIA Statement 20182018-02-262024-07-04TTSEC FOIA Statement 2018
TTSEC Guidelines for the Tax Information Exchange Agreement (United States of America) Act2022-10-312022-10-31Tax Information Exchange Agreements (United States of America) Act, 2017 Guidelines
TTSEC Hosts 25th Anniversary Tertiary Quiz Competition2022-09-272022-09-27Media Release- TTSEC Hosts Tertiary Level Quiz Competition
TTSEC Hosts 2nd Tertiary Level Debate Competition2018-10-242018-10-24TTSEC hosts Tertiary Level Debate Competition 2018
TTSEC Hosts 9th US SEC Technical Assistance Programme2020-10-202020-10-20MEDIA RELEASE – TTSEC Hosts 9th US SEC Technical Assistance Programme
TTSEC hosts IE session in San Fernando2014-09-252014-09-25
TTSEC hosts Internatonal and Regional Meetings2012-10-282012-10-28
TTSEC hosts Market Outreach Session2022-09-072022-09-07Media Release- TTSEC hosts Market Outreach Session | 6
TTSEC hosts meeting with market on the reporting framework2017-06-142017-06-14Media Release re MMRF Stakeholder Meeting -June 2017
TTSEC hosts Public Consultations on Draft Securities Bill2012-07-022012-07-02
TTSEC Hosts Tertiary Level Debate Competition2017-10-022017-10-02, TTSEC hosts Tertiary Level Debate Competition
TTSEC Hosts Virtual Media Sensitisation Session2021-02-242021-02-26Media Release – TTSEC Hosts Virtual Media Sensitisation Session
TTSEC Inquiring into GETGXL2023-12-132023-12-13, Media Release-TTSEC Inquiring into GETGXL | Media Release-TTSEC Inquiring into GETGXL
TTSEC Investor Education calendar 20122012-01-032012-01-03
TTSEC issues Investor Alert to the public2015-03-122015-03-12
TTSEC Joins Securities Regulators Across the Globe to Commemorate World Investor Week 20172017-10-022017-10-02WIW 2017 Public Report
TTSEC Joins the Caribbean Region in Celebrating World Investor Week 20202020-10-072020-10-14TTSEC focuses on Financial Resiliency and FIntech – WIW 2020 FINAL
TTSEC Launches Advanced Level Courses on Investing to mark National Investor Education Month2023-04-252023-04-25Media Release-TTSEC Launches Advance Level Courses on Investing
TTSEC Launches Clash of the Debate Titans 20172017-10-062017-10-06TTSEC Launches Clash of the Debate Titans
TTSEC Launches E-Business Solution2020-09-182020-09-18Media Release – TTSEC Launches e-Business Solution
TTSEC Launches Educational Investing Game – InvestorQuest TT2019-10-012019-11-18Media Release- TTSEC Launches Investing Game | TTSEC 3 | TTSEC 2 | TTSEC 1
TTSEC launches IE website and digital app2015-05-262015-10-22
TTSEC launches Investor Education competition2012-07-252012-07-25
TTSEC Launches Investor Education Website and Mobile Application2015-08-312015-12-10SEC Quarterly Market Newsletter – 12
TTSEC Launches Investor Protection Mobile Application2021-08-062021-08-06IMG_3192 | Media Release TTSEC Launches Investor Protection Mobile App
TTSEC Market Newsletter – Issue #242019-12-202019-12-20TTSEC MARKET Newsletter Issue #24
TTSEC Marks 25 Years as Regulator over TT$305Bn Industry2022-05-042022-05-04Image | TTSEC In The News – 04.05.22 pg B9 | TTSEC Marks 25 Years as Regulator over $305Bn Industry
TTSEC Media Release- GHL Settlement2018-11-232018-12-05GHL-NCBG Settlement
TTSEC Media statement – What is a takeover bid2015-04-232015-10-22
TTSEC MMoU signing with Caribbean Group of Securities Regulators (CGSR)2014-04-092015-10-22ttsec_mmou_signing_with_cgsr[1]
TTSEC News and Updates – Issue #232019-07-192019-07-19TTSEC Market Newsletter Issue #23
TTSEC Notice – Appointment of Board of Commissioners2021-11-202021-11-26TTSEC Notice-Appointment of Commissioners
TTSEC Notice – Public Consultation on Fee Revision2024-12-102024-12-10
TTSEC Notice of Closure2024-12-202024-12-20TTSEC NOTICE OF CLOSURE- 2024
TTSEC Notice of Reopening2020-06-052020-06-05, , Notice of reopening pg 1 | TTSEC NOTICE OF REOPENING
TTSEC NOTICE TO ALL REGISTRANTS – 29.12.142014-12-292015-10-22TTSEC-NOTICE-TO-ALL-REGISTRANTS—29.12.14[1]
TTSEC Notice- By-Laws2013-03-202017-04-06TTSEC-Notice–By-Laws
TTSEC Notice-Appointment of Commissioners2024-07-022024-07-02TTSEC Notice- Appointment of Commissioners -July 2024
TTSEC Notice-Appointment of Commissioners2023-12-132023-12-13TTSEC Notice-Appointment of Commissioners | TTSEC Notice-Appointment of Commissioners
TTSEC obtains Judgment in case involving Securities Laws violations2011-04-272011-04-27
TTSEC Officially Launches Securities Market Bulletin2018-10-032018-10-10TTSEC Officially Launches Securities Market Bulletin
TTSEC participates in GMW 2021 focusing on Youth and Money2021-03-312021-05-05Media Release TTSEC Global Money Week 2021
TTSEC Proposed Amendments to Securities Act2013-04-242015-10-20
TTSEC Public consultation Thank you ad2008-06-022008-06-02
TTSEC Public Notice – List of Unregistered Persons and Entities2024-11-282024-11-28TTSEC Public Notice – List of Unregistered Persons and Entities | TTSEC Public Notice – List of Unregistered Persons and Entities
TTSEC Public Notice – New Investment Scam Alert2024-11-282024-11-28TTSEC Issues Investment Scam Alert – 26.11.24 | TTSEC Public Notice – List of Unregistered Persons and Entities
TTSEC Publishes Findings of Securities Market Study2005-07-212005-07-21
TTSEC re-elected to IOSCO Board2014-10-032014-10-03
TTSEC Relocates to New Head Office2006-04-062015-10-22
TTSEC reminds market actors of their obligations2012-07-312012-07-31
TTSEC Reward its Top Traders2014-04-302015-12-10
TTSEC Securities Bill 20122012-05-092015-10-20
TTSEC signs MOU with CBTT2014-01-072014-01-07
TTSEC signs MOU with FIU2014-05-272014-05-27
TTSEC Signs MoU with The Stock Exchange2014-12-312015-12-04
TTSEC signs MOU with TTSE2014-10-272014-10-27
TTSEC signs protocol with SDATT2014-01-092014-01-09
TTSEC Stakeholder meeting on Depositary Receipts2008-04-092008-04-09
TTSEC to introduce new Reporting Framework to mitigate systemic risk2016-04-082016-04-12, TTSECs CEO Mr. C. Wainwright Iton addressing the questions from the market | Media Release – TTSEC to introduce new Reporting Framework to mitigate systemic risk | Media Release Final
TTSEC to Launch Investor Protection Mobile Application2021-07-262021-07-26Media Release TTSEC to Launch Investor Protection Mobile App
TTSEC updates its Registrant Listing2012-03-302012-03-30
TTSEC vs Lawrence Cole and others2010-08-242010-08-24
TTSEC Warns Investors of….. Pyramid, other “Get Rich Quick” Schemes2005-07-012005-07-01
TTSEC Website Launch2001-03-282001-03-28
TTSEC Website Survey 20142014-10-012014-10-01
TTSEC Welcomes New CEO2023-12-072023-12-07Media Release-TTSEC Welcomes New CEO -Website | Kester Guy- TTSEC CEO
TTSEC Welcomes New CEO and Deputy CEO2014-01-312015-12-10
TTSEC Who We Are and What We Do2015-10-162015-10-16corporate-brochure-who-we-are | SEC- Who We Are and What We Do
TTSEC – How We Protect the Investing Public2021-09-222021-09-21TTSEC -How we protect the Investing public | TTSEC -How we protect the Investing public
TTSEC’s role in the Development of the Local Capital Market2021-08-042021-08-03TTSEC’s role in the Development of the Local Capital Market
TTSEC’s Strategic Stakeholder Engagement Forum 20242024-06-172024-06-17L-R TTSEC Chairman Imtiaz Hosein, Honourable Minister Brian Manning and TTSEC CEO Kester Guy | TTSEC Media Release -Stakeholder Forum June 14th 2024
TTSEC, blink | bmobile Foundation and TTSE collaborate for 4th national investor education competition2016-04-212016-04-21TTSEC Media Release – TTSEC Launches Young Investors Creative Expressions Competition | FINAL TTSEC Media Release – TTSEC Launches Young Investors Creative Expressions competition
TTSEC- Insider Trading2016-06-272016-06-27TTSEC- Insider Trading
TTSEC-CBTT MOU Signing2014-01-062015-10-22ttsec___cbtt_mou_signing[1]
TTSEC: Interim Operational Changes in Response to COVID-192020-03-242020-03-24Media Release TTSEC Interim Changes to Operations – COVID 19
TTSEC’s 8th National Investor Education Month2024-04-262024-04-26Media Release-TTSEC Celebrates 8th National Investor Education Month
TTSEC’s Online Survey on Financial Literacy2019-11-222019-11-22Media Release- TTSEC Survey on Financial Literacy
TTUTC – Appointment of Chairman – Jo-Anne Julien2022-08-112022-08-11TTUTC – Appointment of Chairman – Jo-Anne Julien
TTUTC – Cessation of operations at Opufin Limited Agency2022-12-082022-12-08TTUTC – Cessation of operations at Opufin Limited Agency
TTUTC – Change of Senior Officer – Charmaine Caballero2019-03-262019-03-26TTUTC – Change of Senior Officer – Charmaine Caballero
TTUTC – Change of Senior Officer – Chip Sa Gomes2019-03-292019-03-29TTUTC – Change of Senior Officer – Chip Sa Gomes
TTUTC – Change to Board of Directors – Brent Forde2024-01-022024-01-02TTUTC – Change to Board of Directors – Brent Forde
TTUTC – Change to Board of Directors – M. Durham-Kissoon2017-04-122017-04-12TTUTC – Change to Board of Directors – M. Durham-Kissoon
TTUTC – Change to Senior Officer – S. Allum Poon, R. Green and B. Nelson2022-09-262022-09-26TTUTC – Change to Senior Officer – S. Allum Poon, R. Green and B. Nelson
TTUTC – Change to Senior Officer – Anne Joseph2022-05-192022-05-19TTUTC – Change to Senior Officer – Anne Joseph
TTUTC – Change to Senior Officer – Anne-Marie James2020-05-192020-05-19TTUTC – Change to Senior Officer – Anne-Marie James
TTUTC – Change to Senior Officer – Anne-Marie James2022-05-062022-05-06TTUTC – Change to Senior Officer – Anne-Marie James
TTUTC – Change to Senior Officer – Appointment of MOF Representative Anthony Joseph2023-04-112023-04-11TTUTC – Change to Senior Officer – Appointment of MOF Representative Anthony Joseph
TTUTC – Change to Senior Officer – Dearl Bain2024-04-302024-04-30TTUTC – Change to Senior Officer – Dearl Bain
TTUTC – Change to Senior Officer – Deyson Scott2022-12-192022-12-19TTUTC – Change to Senior Officer – Deyson Scott
TTUTC – Change to Senior Officer – Dirk Nicholas Smith2022-07-262022-07-26TTUTC – Change to Senior Officer – Dirk Nicholas Smith
TTUTC – Change to Senior Officer – Dominic Rampersad2021-06-072021-06-07TTUTC – Change to Senior Officer – Dominic Rampersad
TTUTC – Change to Senior Officer – Dominic Rampersad2019-07-032019-07-03TTUTC – Change to Senior Officer – Dominic Rampersad
TTUTC – Change to Senior Officer – Dominic Rampersad2020-06-082020-06-08TTUTC – Change to Senior Officer – Dominic Rampersad
TTUTC – Change to Senior Officer – Dominic Rampersad2022-06-142022-06-14TTUTC – Change to Senior Officer – Dominic Rampersad
TTUTC – Change to Senior Officer – Fe Lopez-Collymore2020-11-242020-11-24TTUTC – Change to Senior Officer – Fe Lopez-Collymore
TTUTC – Change to Senior Officer – G. Daniel-Worrell2017-01-252017-01-25TTUTC – Change to Senior Officer – G. Daniel-Worrell
TTUTC – Change to Senior Officer – Gerry Brooks2020-03-272020-03-27TTUTC – Change to Senior Officer – Gerry Brooks
TTUTC – Change to Senior Officer – Ian Chinapoo2018-02-152018-02-15TTUTC – Change to Senior Officer – Ian Chinapoo
TTUTC – Change to Senior Officer – J. Grant2016-12-052016-12-05ttutc-change-to-senior-officer-j-grant
TTUTC – Change to Senior Officer – J. Julien2020-12-082020-12-08TTUTC – Change to Senior Officer – J. Julien
TTUTC – Change to Senior Officer – J. Sobion and W. Sookdar2021-01-142021-01-14TTUTC – Change to Senior Officer – J. Sobion and W. Sookdar
TTUTC – Change to Senior Officer – John Tang Nian2020-04-162020-04-30TTUTC – Change to Senior Officer – John Tang Nian
TTUTC – Change to Senior Officer – Jonathan Walker2020-06-092020-06-09TTUTC – Change to Senior Officer – Jonathan Walker
TTUTC – Change to Senior Officer – Justice Rolston Nelson2017-09-272017-09-27TTUTC – Change to Senior Officer – Justice Rolston Nelson
TTUTC – Change to Senior Officer – K. Hepburn2017-06-292017-06-29TTUTC – Change to Senior Officer – K. Hepburn
TTUTC – Change to Senior Officer – Kerri Maharaj2018-07-242018-07-24TTUTC – Change to Senior Officer – Kerri Maharaj
TTUTC – Change to Senior Officer – Leonardo Ambrose2019-03-292019-03-29TTUTC – Change to Senior Officer – Leonardo Ambrose
TTUTC – Change to Senior Officer – Lorraine Kam2020-06-082020-06-08TTUTC – Change to Senior Officer – Lorraine Kam
TTUTC – Change to Senior Officer – Lorraine Kam2022-06-062022-06-06TTUTC – Change to Senior Officer – Lorraine Kam
TTUTC – Change to Senior Officer – Lorraine Kam2021-06-072021-06-07TTUTC – Change to Senior Officer – Lorraine Kam
TTUTC – Change to Senior Officer – Messrs. Roy Stephen Allum Poon, Robert Green and Brevard Nelson2023-09-272023-09-27TTUTC – Change to Senior Officer – Messrs. Roy Stephen Allum Poon, Robert Green and Brevard Nelson
TTUTC – Change to Senior Officer – Michelle Durham-Kissoon2021-03-312021-03-31TTUTC – Change to Senior Officer – Michelle Durham-Kissoon
TTUTC – Change to Senior Officer – N. Bally2016-11-242016-11-24ttutc-change-to-senior-officer-n-bally
TTUTC – Change to Senior Officer – Naleisha Bally2021-06-282021-06-28TTUTC – Change to Senior Officer – Naleisha Bally
TTUTC – Change to Senior Officer – Nicholas Nanton2021-05-182021-05-18TTUTC – Change to Senior Officer – Nicholas Nanton
TTUTC – Change to Senior Officer – Nigel Edwards2018-04-252018-04-25TTUTC – Change to Senior Officer – Nigel Edwards
TTUTC – Change to Senior Officer – Nigel Edwards2023-10-022023-10-02TTUTC – Change to Senior Officer – Nigel Edwards
TTUTC – Change to Senior Officer – Ravi Ramoutar2018-06-292018-06-29TTUTC – Change to Senior Officer – Ravi Ramoutar
TTUTC – Change to Senior Officer – Reappointment of S. Caballero2023-03-152023-03-15TTUTC – Change to Senior Officer – Reappointment of S. Caballero
TTUTC – Change to Senior Officer – Retirement of Dawn Seepersad2023-03-202023-03-20TTUTC – Change to Senior Officer – Retirement of Dawn Seepersad
TTUTC – Change to Senior Officer – Sekou Mark2023-10-232023-10-23TTUTC – Change to Senior Officer – Sekou Mark
TTUTC – Change to Senior Officer – Trevor Nicholas Gomez2020-03-272020-03-27TTUTC – Change to Senior Officer – Trevor Nicholas Gomez
TTUTC – Change to Senior Officer – Trevor Nicholas Gomez2020-09-252020-09-25TTUTC – Change to Senior Officer – Trevor Nicholas Gomez
TTUTC – Change to Senior Officer- V. Joadsingh2016-07-192019-10-24TTUTC-Change-to-Senior-Officer-V-Joadsingh
TTUTC – Change to the Board of Directors – Krishna Boodhai2017-08-032017-08-03TTUTC – Change to the Board of Directors – Krishna Boodhai
TTUTC – Change to the Senior Officer – Redman and Grant2016-10-042016-10-04ttutc-change-to-the-senior-officer-redman-and-grant
TTUTC – Changes to Board of Directors – Clarke Camacho2016-01-062016-01-06TTUTC – Changes to Board of Directors – Clarke Camacho
TTUTC – Changes to Senior Officers -Terrence Bharath and Michal Andrews2014-05-292014-05-29
TTUTC – Changes to the board of directors or any other senior officer – Chip Sa Gomes2023-02-072023-02-07TTUTC – Changes to the board of directors or any other senior officer – Chip Sa Gomes
TTUTC – Closure of Keith King Agency2020-04-292020-04-30TTUTC – Closure of Keith King Agency
TTUTC – Expiration of term – Douglas Camacho2021-01-142021-01-14TTUTC – Expiration of term – Douglas Camacho
TTUTC – Expiration of terms of J. Walker and L. Kam2019-07-102019-07-10TTUTC – Expiration of terms of J. Walker and L. Kam
TTUTC – Extension of Ag. Appt – Deyson Scott2022-08-242022-08-24TTUTC- Extension of Ag. Appt – Deyson Scott
TTUTC – Forward Pricing Methodology2022-09-282022-09-28TTUTC – Forward Pricing Methodology
TTUTC – Joint Venture Agreement2022-05-242022-05-24TTUTC – Joint Venture Agreement
TTUTC – Launch of GK Mutual Funds2023-03-022023-03-02TTUTC – Launch of GK Mutual Funds
TTUTC – Licenses granted by ECSRC to St. Lucia Subsidiaries2023-05-312023-05-31TTUTC – Licenses granted by ECSRC to St. Lucia subsidiaries
TTUTC – New Online Agency2020-09-082020-09-08TTUTC – New Online Agency
TTUTC – Re-appointment of J. Walker and L. Kam2019-07-102019-07-10TTUTC – Re-appointment of J. Walker and L. Kam
TTUTC – Reappointment of Douglas Camacho2021-01-142021-01-14TTUTC – Reappointment of Douglas Camacho
TTUTC – Change to Senior Officer – Jo-Anne Julien2021-12-012021-12-01TTUTC – Change to Senior Officer – Jo-Anne Julien
TTUTC – Change to Senior Officer – Deyson Scott2022-01-312022-01-31TTUTC – Change to Senior Officer – Deyson Scott
TTUTC – Change to Senior Officer – Karrian Hepburn Malcolm2022-01-312022-01-31TTUTC – Change to Senior Officer – Deyson Scott
TTUTC – GMF Investments Cessation of Operations2022-02-072022-02-07TTUTC – GMF Investments Cessation of Operations
TTUTC – San Fernando Investment Centre2020-06-182020-06-18TTUTC – San Fernando Investment Centre
TTUTC – Upgrade of Technology Infrastructure2022-09-132022-09-13TTUTC – Upgrade to technology infrastructure
TTUTC- Change to Board of Directors – Fe Lopez-Collymore and Kathryn Abdulla2024-09-032024-09-03TTUTC – Change to Board of Directors – Fe Lopez-Collymore and Kathryn Abdulla
TTUTC- Change to Senior Officer – D. Seepersad2016-12-052016-12-05ttutc-change-to-senior-officer-d-seepersad
TTUTC- Change to Senior Officer – Ruben Mc Sween2020-01-102020-01-10TTUTC- Change to Senior Officer – Ruben Mc Sween
TTUTC- Discontinuation of Bureau de Change operations2020-07-312020-07-31TTUTC- Discontinuation of Bureau de Change operations
Types of Investment Instruments2010-09-232010-09-23
UCL – Change to Senior Officer – Jean-Marc Mouttet2019-09-042019-09-04UCL – Change to Senior Officer – Jean-Marc Mouttet
UCL – Amendment to Company’s By-Laws2020-11-112020-11-11UCL – Amendment to Company’s By-Laws
UCL – Approval of Sale of Company Property2022-11-032022-11-03UCL – Approval of Sale of Company Property
UCL – Change of Address2022-12-162022-12-16UCL – Change of Address
UCL – Change to Board of Directors – Breno Polli2016-08-032016-08-03UCL – Change to Board of Directors – Breno Polli
UCL – Change to Board of Directors – Alejandro Graterol2017-10-302017-10-30UCL – Change to Board of Directors – Alejandro Graterol
UCL – Change to Board of Directors – Alejandro Graterol2021-12-222021-12-22UCL – Change to Board of Directors – Alejandro Graterol
UCL – Change to Board of Directors – Camille Chatoor2019-07-172019-07-17UCL – Change to Board of Directors – Camille Chatoor
UCL – Change to Board of Directors – Daniel Tomas Perez Munoz2024-06-172024-06-17UCL – Change to Board of Directors – Daniel Tomas Perez Munoz
UCL – Change to Board of Directors – Emerson Inacio2016-08-192016-08-19UCL – Change to Board of Directors – Emerson Inacio
UCL – Change to Board of Directors – Enid Blasini2017-08-032017-08-03UCL – Change to Board of Directors – Enid Blasini
UCL – Change to Board of Directors – H. Crespo2018-06-142018-06-14UCL – Change to Board of Directors – H Crespo
UCL – Change to Board of Directors – J Quamina2018-07-172018-07-17UCL – Change to Board of Directors – J Quamina
UCL – Change to Board of Directors – Marcelo Pablo Rosatto2024-05-172024-05-17UCL – Change to Board of Directors – Marcelo Pablo Rosatto
UCL – Change to Board of Directors – Mark Beepath2017-05-312017-05-31UCL – Change to Board of Directors – Mark Beepath
UCL – Change to Board of Directors – Melvin Hernandez2014-06-162014-06-16
UCL – Change to Board of Directors – Mr. Gary Voss & Mr. Pablo Garrido2015-05-252015-12-22
UCL – Change to Board of Directors – Mr. Mark Beepath2015-05-272015-12-22
UCL – Change to Board of Directors – Mr. Pablo Garrido and Ms. Enid Blasini2015-03-172015-03-17
UCL – Change to Board of Directors – N. Gomez2018-06-142018-06-14UCL – Change to Board of Directors – N Gomez
UCL – Change to Board of Directors – P. Garrido2018-06-142018-06-14UCL – Change to Board of Directors – P Garrido
UCL – Change to Board of Directors – Ricardo Williams2014-10-142014-10-14
UCL – Change to Board of Directors – Roxanne de Freitas2019-06-072019-06-07UCL – Change to Board of Directors – Roxanne de Freitas
UCL – Change to Board of Directors – S. Clarke2018-06-142018-06-14UCL – Change to Board of Directors – S Clarke
UCL – Change to Executive Management – Paul Wiggans2014-11-212014-11-21
UCL – Change to Senior Officer – Arun J. Samuel2019-02-062019-02-06UCL – Change to Senior Officer – Arun J. Samuel
UCL – Change to Senior Officer – Breno Polli2017-05-312017-05-31UCL – Change to Senior Officer – Breno Polli
UCL – Change to Senior Officer – Breno Polli, Nanda Persad2018-10-222018-10-22UCL – Change to Senior Officer – Breno Polli, Nanda Persad
UCL – Change to Senior Officer – Daniel Gonzales2016-10-042016-10-04ucl-change-to-senior-officer-daniel-gonzales
UCL – Change to Senior Officer – Danielle Chow2019-10-032019-10-03UCL – Change to Senior Officer – Danielle Chow
UCL – Change to Senior Officer – David Mohan2018-05-232018-05-23UCL – Change to Senior Officer – David Mohan
UCL – Change to Senior Officer – David Mohan2023-03-312023-03-31UCL – Change to Senior Officer_David Mohan
UCL – Change to Senior Officer – Donna Hamel-Smith2018-07-062018-07-06UCL – Change to Senior Officer – Donna Hamel-Smith
UCL – Change to Senior Officer – Ginelle Lambie2023-03-312023-03-31UCL – Change to Senior Officer_Ginelle Lambie
UCL – Change to Senior Officer – Giselle Lambie and Amit Rampersad2023-12-052023-12-05UCL – Change to Senior Officer – Giselle Lambie and Amit Rampersad
UCL – Change to Senior Officer – Glen Rogers2017-05-032017-05-03UCL – Change to Senior Officer – Glen Rogers
UCL – Change to Senior Officer – Ignacio Segares2023-07-032023-07-03UCL – Change to Senior Officer – Ignacio Segares
UCL – Change to Senior Officer – Jade de Vert2020-12-172020-12-17UCL – Change to Senior Officer – Jade de Vert
UCL – Change to Senior Officer – Jade de Vert2024-11-112024-11-11UCL – Change to Senior Officer – Jade de Vert
UCL – Change to Senior Officer – Jean-Marc Mouttet2020-11-202020-11-20UCL – Change to Senior Officer – Jean-Marc Mouttet
UCL – Change to Senior Officer – John De Silva2017-11-132017-11-13UCL – Change to Senior Officer – John De Silva
UCL – Change to Senior Officer – Jorge E. R. Espinosa , Aegis Business Solutions Limited2018-10-222018-10-22UCL – Change to Senior Officer – Jorge E. R. Espinosa, Aegis Business Solutions Limited
UCL – Change to Senior Officer – Lucy Walsh2017-11-132017-11-13UCL – Change to Senior Officer – Lucy Walsh
UCL – Change to Senior Officer – Mani Maraj2020-11-202020-11-20UCL – Change to Senior Officer – Mani Maraj
UCL – Change to Senior Officer – Marcelo Pablo Rosatto and Jan Jacques Cot2024-04-022024-04-02UCL – Change to Senior Officer – Marcelo Pablo Rosatto and Jan Jacques Cot
UCL – Change to Senior Officer – Moonieram Maraj2016-10-042016-10-04ucl-change-to-senior-officer-moonieram-maraj
UCL – Change to Senior Officer – Mr. Jean-Marc Mouttet2023-10-032023-10-03UCL – Change to Senior Officer – Mr. Jean-Marc Mouttet
UCL – Change to Senior Officer – Nanda Persad2017-08-302017-08-30UCL – Change to Senior Officer – Nanda Persad
UCL – Change to Senior Officer – Nanda Persad2017-10-302017-10-30UCL – Change to Senior Officer – Nanda Persad
UCL – Change to Senior Officer – Nanda Persad2020-08-062020-08-06UCL – Change to Senior Officer – Nanda Persad
UCL – Change to Senior Officer – Natasha Davis2017-01-262017-01-26UCL – Change to Senior Officer – Natasha Davis | UCL – Change to Senior Officer – Natasha Davis | UCL – Change to Senior Officer – Natasha Davis | UCL – Change to Senior Officer – Natasha Davis
UCL – Change to Senior Officer – Nicole King2014-08-042014-08-04
UCL – Change to Senior Officer – Paul Wiggans2018-05-232018-05-23UCL – Change to Senior Officer – Paul Wiggans
UCL – Change to Senior Officer – Paul Wiggins2018-08-082018-08-08UCL – Change to Senior Officer – Paul Wiggins
UCL – Change to Senior Officer – Sadiq Ali2017-09-142017-09-14UCL – Change to Senior Officer – Sadiq Ali
UCL – Change to Senior Officer – Shelly-Ann McKell2017-04-262017-04-26UCL – Change to Senior Officer – Shelly-Ann McKell
UCL – Change to Senior Officer – Tim Grothauzen2023-04-172023-04-17UCL -Change to Senior Officer – Tim Grothauzen
UCL – Change to Senior Officer – Tim Grothauzen2020-10-272020-10-27UCL – Change to Senior Officer – Tim Grothauzen
UCL – Change to Senior Officer – Zaida Allie2016-02-192016-02-19UCL-Change to Senior Officer-Zaida Allie
UCL – Change to Senior Officers – Arrieta, Cot and Bucaro2023-07-192023-07-19UCL – Change to Senior Officers – Arrieta, Cot and Bucaro
UCL – Change to Senior Officers – D. Gonzalez, F. Navarrete2018-04-232018-04-23UCL – Change to Senior Officers – D. Gonzalez, F. Navarrete
UCL – Change to Senior Officers – D. Hamel-Smith2016-05-272016-05-27UCL – Change to Senior Officers – D. Hamel-Smith
UCL – Change to Senior Officers – Ignacio Segares, Daniela Maria Bucaro, Camilo Trujillo2022-12-162022-12-16UCL – Change to Senior Officers – Ignacio Segares, Daniela Maria Bucaro, Camilo Trujillo
UCL – Change to Senior Officers – Rodrigo Sotomayor, Jorge Enrique Rodriguez Espinosa, Fabio Murillo Bendeck2022-12-162022-12-16UCL – Change to Senior Officers – Rodrigo Sotomayor, Jorge Enrique Rodriguez Espinosa, Fabio Murillo Bendeck
UCL – Changes to Executive Management – Tim Kleinebenne_Lucy Walsh2015-09-222015-09-22
UCL – Disposal of the Spreads Business2018-07-232018-07-23UCL – Disposal of the Spreads Business
UCL – Initiation of consultation with Oilfield Workers Trade Union2019-06-072019-06-07UCL – Initiation of consultation with Oilfield Workers Trade Union
UCL – Initiation of consultations with OWTU2022-03-172022-03-17UCL – Initiation of consultations with OWTU
UCL – Issuance of notices of retrenchment2022-06-202022-06-20UCL – Issuance of notices of retrenchment
UCL – The Board of Directors has agreed to the sale of the company’s spreads business2018-05-102018-05-10UCL – The Board of Directors has agreed to the sale of the company’s spreads business
UCL – Change to Senior Officer- Rodrigo Sotomayor2020-04-302020-04-30UCL – Change to Senior Officer – Rodrigo Sotomayor
UCL – Restructuring of Unilever Caribbean Limited’s Homecare Warehouse and Administrative functions2019-12-112019-12-11UCL – Restructuring of Unilever Caribbean Limited’s Homecare Warehouse and Administrative functions
UCL- Change to Executive Management (Ms. Shelly Ann Simon Mc Kell)2014-12-192014-12-19
UCL- Change to Executive Management – Mark Beepath2014-10-142014-10-14
UCL- Change to Executive Management – Ms. Natasha Davis2015-02-042015-02-04
UDECOTT – Change of Senior Officer – Debra Dipchansingh2019-09-182019-09-18UDECOTT – Change of Senior Officer – Debra Dipchansingh
UDECOTT – Change to financial year2023-10-032023-10-03UDECOTT – Change to financial year
UDECOTT – Change to Senior Officer – Burton Hinkson2018-06-122018-06-12UDECOTT – Change to Senior Officer – Burton Hinkson
UDECOTT – Change to Senior Officer – C. Jones2021-05-112021-05-11UDECOTT – Change to Senior Officer – C. Jones
UDECOTT – Change to Senior Officer – Carla Dube2018-06-122018-06-12UDECOTT – Change to Senior Officer – Carla Dube
UDECOTT – Change to Senior Officer – Chris Jagroop2019-02-202019-02-20UDECOTT – Change to Senior Officer – Chris Jagroop
UDECOTT – Change to Senior Officer – Chris Jagroop2020-01-212020-01-21UDECOTT – Change to Senior Officer – Chris Jagroop
UDECOTT – Change to Senior Officer – Cranston Jones2024-05-082024-05-08UDECOTT – Change to Senior Officer – Cranston Jones
UDECOTT – Change to Senior Officer – Debra Dipchansingh2020-02-062020-02-06UDECOTT – Change to Senior Officer – Debra Dipchansingh
UDECOTT – Change to Senior Officer – Frank Barnes2019-02-282019-02-28UDECOTT – Change to Senior Officer – Frank Barnes
UDECOTT – Change to Senior Officer – K. Carr-Hamilton2020-01-212020-01-21UDECOTT – Change to Senior Officer – K. Carr-Hamilton
UDECOTT – Change to Senior Officer – Kimberly Carr-Hamilton2021-04-142021-04-14UDECOTT – Change to Senior Officer – Kimberly Carr-Hamilton
UDECOTT – Change to Senior Officer – Larry Kowlessar2021-01-082021-01-08UDECOTT – Change to Senior Officer – Larry Kowlessar
UDECOTT – Change to Senior Officer – Pedro Britton2019-09-052019-09-05UDECOTT – Change to Senior Officer – Pedro Britton
UDECOTT – Change to Senior Officer – Peter Ganesh2019-10-142019-10-14UDECOTT – Change to Senior Officer – Peter Ganesh
UDECOTT – Change to Senior Officer – Peter Ganesh2019-11-132019-11-13UDECOTT – Change to Senior Officer – Peter Ganesh
UDECOTT – Change to Senior Officer – Shastri Persad2024-03-052024-03-05UDECOTT – Change to Senior Officer – Shastri Persad
UDECOTT – Change to Senior Officer – T. Charles-Phillips2020-01-212020-01-21UDECOTT – Change to Senior Officer – T. Charles-Phillips
UDECOTT – Change to Senior Officer – Tamica Charles-Phillips2021-03-122021-03-12UDECOTT – Change to Senior Officer – Tamica Charles-Phillips
UDECOTT – Change to Senior Officers – Ken Dalchand and Debra Dipchansingh2018-06-122018-06-12UDECOTT – Change to Senior Officers – Ken Dalchand and Debra Dipchansingh
UDECOTT – Change to Senior Officer – Debra Dipchansingh2022-01-312022-01-31UDECOTT – Change to Senior Officer – Debra Dipchansingh
UIIoM – Change to Board of Directors – Neil Alan Duggan2023-04-142023-04-14UIIoM – Change to Board of Directors – Neil Alan Duggan
Understanding Depositary Receipts2008-06-052008-06-05
Underwriting guidelines for issuers of Asset Backed securities2006-09-062006-09-06
Unit Trust Corporation Meet and Learn Seminar2005-11-242005-11-24
Unofficial Consolidated Securities Act, 20122014-11-172015-12-21
Updated Sample Compliance Officer form2016-06-242016-06-24Compliance Officer Application Blank
USSEC Institute for Securities Market Development2010-04-192015-10-22
UTC (Cayman) – Change to Board – Mr. Douglas Camacho2024-01-052024-01-05UTC (Cayman) – Change to Board – Mr. Douglas Camacho
UTC – Change in Board of Directors – Dominic Rampersad2014-06-162014-06-16
UTC – Change to Board of Directors – Dominic Rampersad2014-08-042014-08-04
UTC – Change to Board of Directors – Michal Yvette Andrews and Terrence Bharath2014-06-172014-06-17
UTC – Change to Executive Management – Derrick Redman2015-10-012015-10-01
UTC – Change to Executive Management – Kendra Thomas-Long2015-09-222015-09-22
UTC – Change to Executive Management – Mr. Warren Sookdar2015-02-112015-02-11
UTC – Change to Executive Management – Patrick Solomon2016-04-252016-04-25UTC-Change to Executive Management – Patrick Solomon
UTC – Change to Executive Management – Ravi Ramoutar2014-10-312014-10-31
UTC – Change to the Board of Directors – Dennis Gurley2015-04-162015-12-22
UTC – Change to the Board of Directors – Helen Drayton2015-07-202015-07-20
UTC – Change to the Board of Directors – John Tang Nian2015-04-232015-12-22
UTC – Change to the Board of Directors – Wendell Mottley2015-07-292015-12-22
UTC Cayman – Change of Senior Officer – Amoy Van Lowe2018-10-082018-10-08UTC Cayman – Change of Senior Officer – Amoy Van Lowe
UTC Cayman – Change to Senior Officer – Douglas Camacho2022-02-242022-02-24UTC Cayman – Change to Senior Officer – Douglas Camacho
UTC Cayman – Change to Senior Officer – John Tang Nian2020-04-172020-04-30UTC Cayman – Change to Senior Officer – John Tang Nian
UTC Cayman – Change to Senior Officer – Karrian Hepburn2018-10-112018-10-11UTC (Cayman) – Change to Senior Officer – Karrian Hepburn
UTC Cayman – Change to Senior Officers – Ian Chinapoo and Nigel Edwards2018-05-172018-05-18TTUTC Cayman – Change to Senior Officers – Ian Chinapoo and Nigel Edwards
UTC Cayman – Change to Senior Officer – Karrian Hepburn Malcolm2022-01-312022-01-31UTC Cayman – Change to Senior Officer – Karrian Hepburn Malcolm
UTC- Change to the Board of Directors – Krishna Boodhai2015-08-102015-12-22
UWI ALJGSB Wins TTSEC’s 25th Anniversary Tertiary Level Quiz Competition2022-10-212022-10-21Media Release- UWI ALJGSB wins TTSEC’sTertiary Level Quiz Competition
Volume Report Submissions – 30.04.20242024-05-032024-05-14, Volume Report Submissions – Presentation 30.04.24 | Securities Market Bulletin- Issue 11
Voluntary Compliance and Enforcement2017-09-052017-09-12cover | SEC 19th Quarterly Newsletter Final 1
Warning Notice2009-05-122009-05-12
WASA – Expiration of Term – C. Jules and D. Mooleedhar2022-12-132022-12-13WASA – Expiration of Term – C. Jules and D. Mooleedhar
WASA – Appointment of Board of Commissioners2022-12-132022-12-13WASA – Appointment of Board of Commissioners
WASA – Change to Board of Commissioners – Beverly Khan2023-06-302023-06-30WASA – Change to Board of Commissioners – Beverly Khan
WASA – Change to Board of Commissioners – Mr. Keith London, Mr. Preston George and Ms. Patricia Narayansingh2018-12-272019-01-07WASA – Change to Board of Commissioners – Mr. Keith London, Mr. Preston George and Ms. Patricia Narayansingh
WASA – Change to Senior Officer – Alan Poon-King2022-08-262022-08-26WASA – Change to Senior Officer – Alan Poon-King
WASA – Change to Senior Officer – David Drakes2023-06-012023-06-01WASA- Change to Senior Officer- David Drakes
WASA – Change to Senior Officer – E. Burris2017-09-052017-09-05WASA – Change to Senior Officer – E. Burris
WASA – Change to Senior Officer – Gayle Daniel-Worrell2020-06-022020-06-02WASA – Change to Senior Officer – Gayle Daniel-Worrell
WASA – Change to Senior Officer – Jules and Mooleedhar2021-06-012021-06-01WASA – Change to Senior Officer – Jules and Mooleedhar
WASA – Change to Senior Officer – Kelvin Romain and Sherland Sheppard2022-06-072022-06-07WASA – Change to Senior Officer – Kelvin Romain and Sherland Sheppard
WASA – Change to Senior Officer – Lennox Sealy2021-07-262021-07-26WASA – Change to Senior Officer – Lennox Sealy
WASA – Change to Senior Officer – Marielle Hilaire2022-08-112022-08-11WASA – Change to Senior Officer – Marielle Hilaire
WASA – Change to Senior Officer – Maya Manickchand, Leah Guevara2024-10-222024-10-22WASA- Change to Senior Officer- Maya Manickchand, Leah Guevara
WASA – Change to Senior Officer – Penelope Williams2020-01-282020-01-28WASA – Change to Senior Officer – Penelope Williams
WASA – Change to Senior Officer – R. Nanga, A. Wells and A. Fournillier2022-03-222022-03-22WASA – Change to Senior Officer – R. Nanga, A. Wells and A. Fournillier
WASA – Change to Senior Officer – Ravindra Nanga2021-07-192021-07-19WASA – Change to Senior Officer – Ravindra Nanga
WASA – Change to Senior Officer – Robert Subryan2019-12-022019-12-02WASA – Change to Senior Officer – Robert Subryan
WASA – Change to Senior Officer – Shawn Salandy2022-08-112022-08-11WASA – Change to Senior Officer – Shawn Salandy
WASA – Change to Senior Officer- Alicia Brathwaite2023-12-132023-12-13WASA – Change to Senior Officer- Alicia Brathwaite
WASA – Change to Senior Officer- Giselle Spence2024-07-182024-07-18WASA – Change to Senior Officer- Giselle Spence
WASA – Change to Senior Officer- Marielle Hilaire2023-12-132023-12-13WASA – Change to Senior Officer- Marielle Hilaire
WASA – Change to Senior Officer- Maya Manickchand2024-04-152024-04-15WASA – Change to Senior Officer- Maya Manickchand
WASA – Expiration of term of Board of Commissioners2022-12-132022-12-13WASA – Expiration of term of Board of Commissioners
WASA – Expiration of term of Board of Commissioners2020-12-112020-12-11WASA – Expiration of term of Board of Commissioners
WASA – Interim Executive Arrangements2021-07-192021-07-19WASA – Interim Executive Arrangements
WASA – Appointment of Board of Directors2020-12-182020-12-18WASA – Appointment of Board of Directors
WASA – Change to Senior Officer – A. Poon King2021-03-112021-03-11WASA – Change to Senior Officer – A. Poon-King
WASA – Change to Senior Officer – Alan Poon King2021-03-112021-03-11WASA – Change to Senior Officer – Alan Poon-King
WASA – Change to Senior Officer – Lennox Sealy2021-03-112021-03-11WASA – Change to Senior Officer – Lennox Sealy
WASA- Change to Senior Officer – Robert Subryan2024-04-152024-04-15WASA- Change to Senior Officer – Robert Subryan
WASA- Change to Senior Officer – Dr Ellis Burris2019-07-112019-07-11WASA- Change to Senior Officer – Dr Ellis Burris
WASA- Change to Senior Officer – Mr Alan Poon-King2019-07-112019-07-11WASA- Change to Senior Officer – Mr Alan Poon-King
WASA- Change to Senior Officer- Alisha Romano2024-06-122024-06-12WASA- Change to Senior Officer- Alisha Romano
WASA- Change to Senior Officer- Allison Elcock2024-06-122024-06-12WASA- Change to Senior Officer- Allison Elcock
WASA- Change to Senior Officer- Halliday, Ammon, Derrick, Romano, Ali, Romain, Bailey, Jaggernath, Williams, Ganesh, Abdool, Guevara2024-12-132024-12-13WASA- Change to Senior Officer- Halliday, Ammon, Derrick, Romano, Ali, Romain, Bailey, Jaggernath, Williams, Ganesh, Abdool, Guevara
WASA- Change to Senior Officer- Shantul James2024-06-122024-06-12WASA- Change to Senior Officer- Shantul James
WASA- Changes to the Board of Directors-Nanga, Bartholomew, Austin, Bandoo, Edwards, Fournillier, Lemet, Francois, McPherson, Cheesman, Singh-Zoro2024-12-172024-12-17WASA- Changes to the Board of Directors-Nanga, Bartholomew, Austin, Bandoo, Edwards, Fournillier, Lemet, Francois, McPherson, Cheesman, Singh-Zoro
Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30th September 20212022-07-212022-07-21Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30th September 2021
Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30 September 20232024-07-012024-07-01Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30 September 2023
WCO – Change to Senior Officer – Danielle Chow2020-09-042020-09-04WCO – Change to Senior Officer – Danielle Chow
WCO – Change of Logo2021-06-012021-06-01WCO – Change of Logo
WCO – Change to Board of Directors – Anthony E Phillip and Ranjit Jeewan2022-04-122022-04-12
WCO – Change to Board of Directors – Ingrid Lashley2022-04-122022-04-12WCO – Change to Board of Directors – Ingrid Lashley | WCO – Change to Board of Directors – John De Silva & Andrea Martini | WCO – Change to Board of Directors – Anthony E Phillip & Ranjit Jeewan
WCO – Change to Board of Directors – John De Silva and Andrea Martini2022-04-122022-04-12
WCO – Change to Board of Directors – Mr. Allan Bergin2016-11-092016-11-09wco-change-to-board-of-directors-mr-allan-bergin
WCO – Change to Board of Directors – Mr. Rodrigo Mendonca2017-02-012017-02-01WCO – Change to Board of Directors – Mr. Rodrigo Mendonca
WCO – Change to Board of Directors – Rodrigo Mendonca2015-11-062015-11-06
WCO – Change to Director – Eric Gagnon2024-04-252024-04-25WCO – Change to Director – Eric Gagnon
WCO – Change to Director – Hiram Murillo2024-12-132024-12-13WCO – Change to Director – Hiram Murillo
WCO – Change to Director – Jason Julien2024-04-252024-04-25WCO – Change to Director – Jason Julien
WCO – Change to Director – Juan Carlos Restrepo Piedrahita2019-11-222019-11-22WCO – Change to Director – Juan Carlos Restrepo Piedrahita
WCO – Change to Director – Luis Verenzuela2023-07-272023-07-27WCO – Change to Director – Luis Verenzuela
WCO – Change to Senior Officer – Andres Lorenzo2022-08-042022-08-04WCO – Change to Senior Officer – Andres Lorenzo
WCO – Change to Senior Officer – Arturo Rodriguez Lordmendez2023-04-262023-04-26WCO – Change to Senior Officer – Arturo Rodriguez Lordmendez
WCO – Change to Senior Officer – Claudio Wulf, Arturo Lordmendez2020-03-032020-03-03WCO – Change to Senior Officer – Claudio Wulf, Arturo Lordmendez
WCO – Change to Senior Officer – Danielle Chow and Rowan Brathwaite2019-09-052019-09-05WCO – Change to Senior Officer – Danielle Chow and Rowan Brathwaite
WCO – Change to Senior Officer – Diana Gonzalez2022-08-042022-08-04WCO – Change to Senior Officer – Diana Gonzalez
WCO – Change to Senior Officer – Jean-Pierre du Coudray2019-12-312019-12-31WCO – Change to Senior Officer – Jean-Pierre du Coudray
WCO – Change to Senior Officer – Johan Grosberg2023-08-162023-08-16WCO – Change to Senior Officer – Johan Grosberg
WCO – Change to Senior Officer – Kathryn Abdulla2019-09-252019-09-25WCO – Change to Senior Officer – Kathryn Abdulla
WCO – Change to Senior Officer – Laurent Meffre2020-01-312020-01-31WCO – Change to Senior Officer – Laurent Meffre
WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo2024-11-082024-11-08WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo
WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo2024-06-262024-06-26WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo
WCO – Change to Senior Officer-Isha Reuben-Theodore2023-03-162023-03-16WCO – Change to Senior Officer-Isha Reuben-Theodore
WCO – Change to Senior Officers – Arturo Campero Gonzalez and Diana Hernandez Gonzalez2019-12-312019-12-31WCO – Change to Senior Officers – Arturo Campero Gonzalez and Diana Hernandez Gonzalez
WCO – Change to Senior Officers – Leonel Bolanos and Claudio Wulf2018-01-112018-01-11WCO – Change to Senior Officers – Leonel Bolanos and Claudio Wulf
WCO – Change to Senior Officers – Maria Gabriela Rincon and Arturo Campero Gonzalez2018-04-242018-04-24WCO – Change to Senior Officers – Maria Gabriela Rincon and Arturo Campero Gonzalez
WCO – Loss of contract – Ghany Distribution and Marketing Limited (GDM)2023-08-102023-08-10WCO – Loss of contract – Ghany Distribution and Marketing Limited (GDM)
WCO – Share Split2018-11-072018-11-07WCO – Share Split
WCO – Share Split2019-11-202019-11-20WCO – Share Split
WCO – Change of Packaging and Cigarette Dispensers2022-01-312022-01-31WCO – Changes to Packaging and Cigarette Dispensers
WCO – Change to Board of Directors – Maria Gabriela Rincon2017-04-262017-04-26WCO – Change to Board of Directors – Maria Gabriela Rincon
WCO – Change to Senior Officer – Ingrid Lashley2022-02-072022-02-07WCO – Change to Senior Officer – Ingrid Lashley
WCO – Change to Senior Officer – Laurent Meffre2022-09-132022-09-13WCO – Change to Senior Officer – Laurent Meffre
WCO – Change to Senior Officer – Raoul Glynn2022-09-132022-09-13WCO – Change to Senior Officer – Raoul Glynn
WCO- Change to Board of Directors – Oscar Morales2015-06-012015-12-22
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Website Launch release2010-09-272010-09-27
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What are my Investor Rights2012-01-232012-01-23
What does a Broker do2012-01-162012-01-16
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Women as Investors2011-03-082011-03-08
World Consumer Rights Day 20132013-03-132013-03-13
World Consumer Rights Day article2011-03-152011-03-15
World Consumer Rights Day message2009-03-152009-03-15
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Your Rights and Responsibilities as an Investor2007-03-222007-03-22
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