In the Matter of Contraventions of Sections 66 (1) (a) and 66 (2) of
The Securities Industry Act, 1995 (“the Act”) and By-Laws 55 (1) and 56 (1) of The Securities Industry By-Laws, 1997 (“the By-Laws”)
By FNCU Venture Capital Company Limited
Order for settlement re FNCU Venture Capital Company Limited