Over the years market actors have been evolving their products and services to keep abreast of changes in the market, and to meet the increasing demands of investors. While each market actor has a distinct role, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) has taken note that the line intended to clearly distinguish the activities performed by Investment Advisers from those performed by Broker-Dealers has become blurred.

Read more here—> Investment Advisers vs. Broker-Dealers (Part 1) (1)