Yes, normally, e-filing is completely paperless. After you have submitted your electronic return, you should: Print and/or save a copy of your form Keep copies of the form and other documents used to complete your return Retain all records (electronic or physical) for a period of at least six (6) …
Yes, one of the requirements for the upload of attachments via EASi is specific naming conventions. The following naming conventions are therefore required to be utilised when uploading attachments via EASi: For external correspondence, the naming convention should be [dateofupload_Acronym of the company to TTSEC_subject matter]. For e.g. 23062020_BBL to …
A submission is considered only when its associated payment is received and validated by the Commission’s Accounts department.
A renewal submission is considered complete only when its associated payment is received and validated by the Commission’s Accounts department.
A submission/filing will be considered past due if it is not submitted to the Commission on or before its due date.
If a submission due date falls on a weekend or official holiday in Trinidad and Tobago, you will have the ability to submit the Filing on the next business day without being liable for any penalties associated with late submission.
A certificate will be generated for the registration, or renewal of registration of Broker-Dealers, Investment Advisers (Individual and Corporate), Underwriters, Self-Regulatory Organisations and Reporting Issuers. Certificates will also be generated where Reporting Issuers submit their annual Revised Registration Statements. Certificates will not be generated when current Registrants are “Onboarded” (see …
A certificate for a Broker-Dealer, Investment Adviser (Individual and Corporate), Underwriter, Self-Regulatory Organisation is valid for a period of one year from registration/renewal date. For Reporting Issuers, while certificates may not expire, penalties can be imposed for late or non-submission of Revised Registration Statements.
An “e-Signature” is basically an electronic signature, which is required to be appended to the Form/Filing before the Form/Filing can be successfully submitted via EASi. The user will be prompted to electronically sign the form prior to submission and will be redirected to an e-Signing Room where specific instructions for …
The officer appointed by the Applicant/Registrant, to electronically sign and submit the Form via EASi, will be required to download a copy of the completed Form. The individual/s required to certify the contents of the submission being made will be required to append their signature to the downloaded copy. The …
