Registration Forms
- Form No. 1 – Application for registration as a Self Regulatory Organization.
Complete Online | Download - Form No. 2 – Application for registration as Broker, Dealer, Investment Adviser, Trader or Underwriter
Complete Online | Download - Form No. 3 – Application for registration as Securities Company
Complete Online | Download - Form No. 4 – Registration Statement
Complete Online | Download - Conflict of Interest Rules Statement
Schedule of Fees
The latest schedule of fees came into force from February 7, 2006 and was implemented by the Commission on April 1, 2006: