Circular Re: Implementation of the Trinidad and Tobago Securities and Exchange Commission’s Enhanced Risk-Based Supervision Framework

The Trinidad and Tobago Securities and Exchange Commission (“the TTSEC”) has enhanced its framework for the risk-based supervision (“RBS”) of persons registered under Section 51(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”).
The revised framework includes emerging risks, such as: the impact of climate change, cyber security risk, and the separation of risk/impact assessments.

Continue reading—> 20230704 Circular Letter – RBS