In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the act”) and Part VIII of the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Rules”) And In the Matter of the application for, and purchase of, 659,588 First Citizens …
In the Matter of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago (“the Act”) and Part VIII of the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Rules”) And In The Matter of the application for, and purchase of, 659,588 First Citizens …
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers Limited Contravention Order re KCL Capital Market Brokers Limited – $9,000.00
The Commission hereby provides notice that a draft of the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) and a Statement of Substance and Purpose are now available for comment (send to: cisby-laws@ttsec.org.tt). These Draft CIS By-Laws are being proposed under section …
OMI – Change to Board of Directors – Robert Long
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Point Lisas Industrial Port Development Corporation Limited Contravention Order re PLIPDECO – $10,000.00
GHL – Divestment of Shares by Substantial Shareholders
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By CinemaOne Limited Contravention Order re CinemaOne Limited – $8,000.00
JMMBBTT – Change to Senior Officer – Dereck Rajack
The Trinidad and Tobago Securities and Exchange Commission (TTSEC), officially launched its Securities Market Bulletin to securities market participants and stakeholders at the Arthur Lok Jack Global School of Business (ALJGSB) on October 3, 2018. Here are some photo highlights.
