In the Matter of Section 7(n) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of the Development and Implementation of a Centralized Repository and Registration System by the Trinidad and Tobago Securities and Exchange Commission Final – Order …
JMMBTTL – Change to Senior Officer – Devati Mooleedhar
In last week’s article, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) outlined the main disclosure and filing requirements of the Reporting Issuer. In this article, we will discuss the disclosure and filing obligations of Registrants under section 51 of the Securities Act, 2012 (“SA 2012”). According to the …
In previous articles, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) explained the various types of entities registered to conduct business activities in the securities market. Over the next two (2) articles, the TTSEC will discuss the filing obligations of these entities, specifically, the Reporting Issuer and Registrants. From …
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) today, Tuesday 22nd September, 2020, launched its online business solution to the securities market that is expected to revolutionise the way in which the securities industry is regulated. The Electronically Advanced Submission interface or EASi platform will enable market players to …
Are you worried about your future and whether you will have enough money to live comfortably during your retirement years? Have you ever thought about increasing your wealth and investing in the local securities market? Are you interested in investing, but don’t know how or where to start? Without the …
CMBL – Change of Senior Officer – Rozette Maharaj
STATEMENT OF SUBSTANCE & PURPOSE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’s DRAFT BY LAWS 2020 for creation of a PORTFOLIO MANAGER Statement of Substance Purpose re Draft By-Laws for PM
In The Matter of Sections 51(1) (a), 155(1A) (c) and 159(10) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In The Matter of an Application by Mondial (Trinidad) Limited, a Registered Investment Adviser, for Exemption from Registering as a Broker-Dealer …
Mark Twain once exhorted, “You’re never wrong to do the right thing”. This remains sound guidance and very much applicable when participating in the capital markets. Market actors are fully cognisant of the types of conduct and behaviours, which while falling short of the ambit of the law, are outright …
