Caption: Female Leaders of the TTSEC share a light moment with Guest Speaker Dr. Ingrid Lashley. From L – R: Ms. Lystra Lucillio – Deputy – Chief Executive Officer, Ms. Glenis Potts, General Counsel, Mrs. Hazel Ramsingh-Persad, Director Corporate Services, Dr. Ingrid Lashley, Corporate Governance Specialist, Ms. Angela D. Hordatt, …
The TTSEC wishes to alert the general public regarding the evolving tactics of certain investment scams that have recently come to its attention. Investment Scam Alert 2025 No.1
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Samaan Tree Fund Contravention Order – Samaan Tree Fund – $1,000.00
Stress Testing and the Securities Market
TTSEC Market Newsletter – News and Updates from the Commission – Issue #33. This publication features articles on TTSEC Strategic Stakeholder Engagement Forum, Securities (Collective Investment Scheme) Bye-Laws, 2023, Risk Based Capital and Liquidity Requirements, Your Financial Shield – Understanding TTSE Contingency Fund & TTCD Settlement Assurance Fund, Beneficial Ownership, …
Circular Re: Implementation of the Trinidad and Tobago Securities and Exchange Commission’s Enhanced Risk-Based Supervision Framework The Trinidad and Tobago Securities and Exchange Commission (“the TTSEC”) has enhanced its framework for the risk-based supervision (“RBS”) of persons registered under Section 51(1) of the Securities Act, Chapter 83:02 of the Laws …
NOTIFICATION OF PRESCRIBED FORM FOR TRANSMISSION OF SENSITIVE PERSONAL INFORMATION UNDER THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) Reference is made to section 17(3) of the Tax Information Exchange Agreements (United States of America) Act, 2017 (“TIEAA”) which requires a reporting financial institution to notify …
This week we look at Global Money Week (GMW) and its significance as an annual global awareness-raising campaign on the importance of ensuring that young people, from an early age, are financially informed and are acquiring the knowledge, skills, attitudes, and behaviours necessary to make sound financial decisions and achieve …
TCL – Material Litigation
In the Matter of Contraventions of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General) By-Laws, 2015 By Capital Markets Elite Group (Trinidad and Tobago) Limited Read more ->Contravention Order re Capital Markets …
