STATEMENT OF SUBSTANCE & PURPOSE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’s DRAFT BY LAWS 2020 for creation of a PORTFOLIO MANAGER Statement of Substance Purpose re Draft By-Laws for PM
Statement of Substance Purpose to accompany Draft CIS By-Laws 2019
On the 15th day of January, 2010 the Trinidad and Tobago Stock Exchange Limited (“the Stock Exchange”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (“the SIA”) filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal of its new rules together with a concise statement of substance and purpose of the proposed rules for the approval of the Commission pursuant to section 40 of the SIA.
Substance and Purpose of the Proposed Securities Industry (Depositary Receipts) By-Laws 2008
The Trinidad and Tobago Stock Exchange Limited (“the Exchange”), under cover of letter dated August 16, 2007, filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) pursuant to section 40(1) of the Securities Industry Act, 1995 (“the Act”), a statement of substance and purpose in respect of proposed Government Bond Trading Rules (“the Rules”).
The Stock Exchange Government Bond Trading Rules have been developed in conjunction with the Central Bank of Trinidad and Tobago (CBTT) and the Trinidad and Tobago Stock Exchange Limited (the Exchange), in collaboration with the market actors, to support the proposed electronic trading of Bonds issued by the Government of the Republic of Trinidad and Tobago, on the Horizon Trading Platform of the Exchange.
In accordance with its statutory mandate to review, approve and regulate take-overs the Trinidad and Tobago Securities and Exchange Commission intends to recommend the making of take-over by-laws to the Honourable Minister of Finance.
