In accordance with Section 35 of the Securities Act Ch 83:02, the Trinidad and Tobago Stock Exchange Limited (TTSE) hereby proposes the amendment of Rule 224 Trading Sessions for approval by the Trinidad and Tobago Securities and Exchange Commission (TTSEC). As a self-regulatory organisation operating the only securities exchange in …
The Trinidad and Tobago Stock Exchange (TTSE) is seeking to introduce the SME Mentorship Rules (Rules) which are aimed at capacity building for SMEs prior to listing on the SME Market. The purpose of these proposed Rules is therefore to provide a framework to guide the selection of a Mentor …
Rule 700- Mentor Requirements Minimum Requirements An Appointed Mentor shall meet, at a minimum, the following requirements on his or her appointment: Hold a valid Fit and Proper Certificate or Letter of No Objection issued by a local or foreign financial regulator; or Assessed and approved as Fit and Proper …
Rule 200 (3) of the TTSE Rule Book is being proposed for rescission in order to remove an impediment to the smooth operations of the TTSE’s self-regulatory function. Statement-of-Substance-and-Purpose-Proposal-to-Rescind-Rule-200(3)
The TTSE is proposing to implement a risk based approach for determining the capital requirements for its member firms with the purpose of strengthening the management of risk. This approach will allow for member firms to be capitalized based on the riskiness of the assets on their balance sheet. This …
In the 2011-2012 National Budget, the Minister of Finance announced plans by the Government of the Republic of Trinidad and Tobago (the Government) to provide small and medium enterprises with an avenue for raising capital on the local capital market in order to reduce their reliance on bank financing. In …
The Hearings and Settlements Rules apply to all proceedings before the Commission where the Commission is required under section 134 of the Act, or otherwise by law to hold a hearing.
The Trading Rules provide for the basic principles and terms of trading in Government of Trinidad and Tobago bonds. These rules form an integral part of a number of related rules, namely the Trinidad and Tobago Stock Exchange Rules, which cover dealing over the Exchange, the Horizon Trading Rules and the Operating Rules for the GSS and RTGS systems, for auction and settlement of GORTT bonds.
