The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) would like to express our gratitude to all stakeholders for their invaluable contributions made during the first and second round of public consultation on the Draft Risk Based Capital Adequacy and Liquidity (“RBCAL”) Bye-Laws. On receipt of feedback, the TTSEC compiled …
Please see attached documents for the second round consultation: Draft RBCAL Bye-laws 2023 (May 2024) Feedback Template Notice- RBCAL Bye-laws Second round of Public Consultation May 2024 Public Comments and Responses (1st Round Consultations) RBCAL Consolidated Instructions for Forms RBCAL Forms Workbook- May 2024
BYE-LAWS MADE BY THE MINISTER UNDER SECTION 148 OF THE SECURITIES ACT AND SUBJECT TO NEGATIVE RESOLUTION OF PARLIAMENT THE RISK –BASED CAPITAL AND LIQUIDITY REQUIREMENTS BYE-LAWS, 2023 Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023 Statement of Substance and Purpose – Risk-Based Capital and Liquidity Requirements …
Draft Collective Investment Schemes By -Laws CIS NOTICE of April 2021 CIS Draft By-laws – April 9th 2021 – FINAL TTSEC Responses to Comments on the SEC’s draft CIS By-Laws May 29th 2020 – FINAL DRAFT CIS By-Laws – May 29th 2020 Table summarizing significant changes to …
THE PORTFOLIO MANAGER BY-LAWS, 2021 PART I PRELIMINARY Draft Portfolio Manager By-laws 2021 – March 22nd 2021 for publication Revised Statement of Substance Purpose re Draft By-Laws for PM By-Laws 2021 – FINAL
Statement of Substance and Purpose – on Draft CIS By-Laws
The Commission hereby provides notice that a draft of the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) and a Statement of Substance and Purpose are now available for comment. These Draft CIS By-Laws are being proposed under section 148 (1) (aa) …
Statement of Substance Purpose to accompany Draft CIS By-Laws 2019
As the regulator of the CIS market which includes closed ended and open ended CISs (mutual funds) as well as certain kinds of annuity schemes, the Commission presently regulates this market, in accordance with the Commission’s Collective Investment Scheme Guidelines (the Guidelines), dated July 2nd, 2008. The Commission has drafted the Collective Investment Scheme (CIS) …
Revised Draft Proposed Securities Industry (Depositary Receipts) By-Laws 2008 dated April 2008
